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Issue 01
Date 2008-05-30
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Notice
The information in this document is subject to change without notice. Every effort has been made in the
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Contents
01 (2008-05-30)
This is the document for the first commercial release of RAN10.0.
Compared with draft (2008-03-20) of RAN10.0, issue 01 (2008-05-30) of RAN10.0
incorporates the changes described in the following table.
Draft (2008-03-20)
This is a draft of the document for the first commercial release of RAN10.0.
Compared with issue 03 (2008-01-20) of RAN6.1, issue Draft (2008-03-20) of RAN10.0
incorporates the changes described in the following table.
Editorial The default value of a parameter The default value of Min quality THD for SHO is changed to
change is changed. -24 from -16.
The parameters that determine if Added z Affect 1A threshold flag
the quality of the cell will affect parameters z Affect 1B threshold flag
event 1A and event 1B are
added.
General documentation change: None
Implementation information has
been moved to a separate
document. For information on
implementing intra-frequency
handover, refer to Configuring
Intra-Frequency Handover in
RAN Feature Configuration
Guide.
Intra-Frequency Handover
Intra-frequency handover consists of two types:
z Intra-frequency soft handover: more than one radio link are set up for the UE.
z Intra-frequency hard handover: only one radio link is set up for the UE.
The following figure shows the difference between intra-frequency soft handover and
intra-frequency hard handover. In this example, the UE moves from cell 1 to cell 2. In
intra-frequency hard handover, the UE is disconnected from cell 1 before a connection to cell
2 is set up. In intra-frequency soft handover, a new connection is set up between the UE and
cell 2 while the connection between the UE and cell 1 is still maintained. In this case, the UE
keeps the connections to cells 1 and 2 at the same time. After the condition for disconnection
is met, the UE is disconnected from cell 1.
Intra-frequency soft handover is more commonly used than intra-frequency hard handover.
Intra-frequency hard handover is used only in some special scenarios, for example, when
there is no Iur interface between two RNCs.
Impact
z Impact on System Performance
In an intra-frequency soft handover, multiple radio links are set up for a UE, which
occupy more resources of the UE. By controlling the number of UEs involved in
intra-frequency soft handover, the consumption of resources can be controlled.
The following figure shows the extra resources required in intra-frequency soft handover
compared with intra-frequency hard handover.
Figure 2-3 Extra resources required in intra-frequency soft handover (with two channels)
- - - - -
NOTE
z = NE not involved
z = NE involved
UE = User Equipment, RNC = Radio Network Controller, MSC Server = Mobile Service Switching
Center Server, MGW = Media Gateway, SGSN = Serving GPRS Support Node, GGSN = Gateway
GPRS Support Node, HLR = Home Location Register
Table 3-1 The differences between soft handover and softer handover
After the UE transits to CELL_DCH state in connected mode during a call, the RNC sends a
measurement control message to instruct the UE to take measurements and report the
measurement event results.
The measurement control message carries the following information:
z Event trigger threshold
z Hysteresis value
z Event trigger delay time
z Neighboring cell list
Upon receiving an event report from the UE, the RNC makes a handover decision and
performs the corresponding handover, as shown in the following figure.
Event Description
1A A Primary CPICH enters the reporting range. This indicates that the quality of a
cell is close to the quality of the best cell in the active set. A relatively high
combined gain can be achieved when the cell is added to the active set.
1B A primary CPICH leaves the reporting range. This indicates that a cell has a lower
quality than the best cell in the active set. The cell has to be deleted from the
active set.
1C A non-active primary CPICH becomes better than an active primary CPICH. This
indicates that the quality of a cell is better than the quality of the worst cell in the
active set. The RNC replaces a cell in the active set with a cell in the monitored
set.
1D The best cell changes.
1J RAN10.0 provides the solution to the issue of how to add an HSUPA cell in a
DCH active set to an E-DCH active set. Event 1J is added to the 3GPP protocol.
This event is triggered when a non-active E-DCH but active DCH primary
CPICH becomes better than an active E-DCH primary CPICH.
Triggering of Event 1A
Event 1A is triggered under the following condition:
where
z MNew is the measurement value of the cell in the reporting range.
z CIONew is equal to the sum of Cell oriented Cell Individual Offset and Neighboring
cell oriented CIO, which is the offset between the cell in the reporting range and the
best cell in the active set.
z W represents Weighted factor, used to weight the quality of the active set.
z Mi is the measurement value of a cell in the active set.
z NA is the number of cells not forbidden to affect the reporting range in the active set. The
parameter Affect 1A threshold flag determines if the quality of the cell is included in
that of the active set.
z MBest is the measurement value of the best cell in the active set.
z R1a is the reporting range or the relative threshold of soft handover. The threshold
parameters of the CS non-VP service, VP service, and PS service are as follows:
CS non VP service 1A event relative THD
VP service 1A event relative THD
PS service 1A event relative threshold
z For the PS and CS combined services, the threshold for CS services is used.
z For the single signaling connection of the UE, the threshold for CS services is used.
z H1a represents 1A hysteresis, the hysteresis value of event 1A.
Figure 3-2 shows the triggering of event 1A. In this procedure, the default parameter values
are used.
Th1A = (CPICH Ec/No of the best cell in the active set) - (reporting range for event 1A)
where reporting range for event 1A is equal to the value of CS non VP service 1A event
relative THD, VP service 1A event relative THD, or PS service 1A event relative
threshold.
If the signal quality of a cell that is not in the active set is higher than Th1A for a period of
time specified by 1A event trigger delay time (that is, Time to trigger in the figure), the UE
reports event 1A, as shown in Figure 3-2.
If Weighted factor > 0, then Th1A = (General signal quality of all the cells in the active set) -
(reporting range for event 1A).
Triggering of Event 1B
Event 1B is triggered under the following condition:
where
z MOld is the measurement value of the cell that becomes worse.
z CIOOld is equal to the sum of Cell oriented Cell Individual Offset and Neighboring
cell oriented CIO, which is the offset between the cell in the reporting range and the
best cell in the active set.
z W represents Weighted factor, used to weight the quality of the active set.
z Mi is the measurement value of the cell in the active set.
z NA is the number of cells not forbidden to affect the reporting range in the active set. The
parameter Affect 1B threshold flag decides if the quality of the cell is included in that of
the active set.
z MBest is the measurement value of the best cell in the active set.
z R1b is the reporting range or the relative threshold of soft handover. The threshold
parameters of the CS non-VP service, VP service, and PS services are as follows:
CS non VP service 1B event relative THD
VP service 1B event relative THD
PS service 1B event relative threshold
z For the PS and CS combined services, the threshold for CS services is used.
z If the UE currently has only signaling connections, the threshold for CS services is used.
z H1b represents 1B hysteresis, the hysteresis value of event 1B.
Configuration Rule and Restriction:
z The value of IntraRelThdFor1BCSNVP has to be larger than that of
IntraRelThdFor1ACSNVP.
z The value of IntraRelThdFor1BCSVP has to be larger than that of
IntraRelThdFor1ACSVP.
z The value of IntraRelThdFor1BPS has to be larger than that of IntraRelThdFor1APS.
The following figure shows the triggering of event 1B. In this procedure, the default
parameter values are used.
Triggering of Event 1C
Event 1C is triggered under the following condition:
where
z MNew is the measurement value of the cell in the reporting range.
z CIONew is the cell individual offset value of the cell in the reporting range. It is equal to
the sum of Cell oriented Cell Individual Offset and Neighboring cell oriented CIO,
which is the offset between the cell in the reporting range and the best cell in the active
set.
z MInAS is the measurement value of the worst cell in the active set.
z CIOInAS is the cell individual offset value of the worst cell in the active set. It is equal to
the sum of Cell oriented Cell Individual Offset and Neighboring cell oriented CIO.
z H1c represents 1C hysteresis, the hysteresis value of event 1C.
The following figure shows the triggering of event 1C. In this procedure, the default
parameter values are used.
The UE reports event 1C for qualified cells after the number of cells in the active set reaches the
maximum value. Max number of cell in active set can be configured. In RAN6.1, the maximum
number of cells in the active set is six.
Triggering of Event 1D
Event 1D is triggered under the following condition:
where
z MNotBest is the measurement value of a cell that is not the best cell.
z CIONotBest is equal to the sum of Cell oriented Cell Individual Offset and Neighboring
cell oriented CIO, which is the offset between the cell in the reporting range and the
best cell in the active set.
z MBest is the measurement value of the best cell in the active set.
z CIOBest is the cell individual offset value of the best cell. This parameter is not used for
event 1D.
z H1d represents 1D hysteresis, the hysteresis value of event 1D.
The following figure shows the triggering of event 1D. In this procedure, the default
parameter values are used.
Triggering of Event 1J
Event 1J is triggered on the basis of the following formula:
where
z MNew is the measurement result of the cell not included in the E-DCH active set but
included in DCH active set.
z CIONew is the individual cell offset for the cell not included in the E-DCH active set but
included in DCH active set becoming better than the cell in the E-DCH active set if an
individual cell offset is stored for that cell. Otherwise, it equals 0.
z MInAS is the measurement result of the cell in the E-DCH active set with the lowest
measurement result.
z CIOInAS is the individual cell offset for the cell in the E-DCH active set that is becoming
worse than the new cell.
z H1J is the hysteresis parameter for event 1J.
z If the measurement result is CPICH-Ec/No, MNew and MInAS are expressed as ratios.
z If the measurement result is CPICH-RSCP, MNew and MInAS are expressed in mW.
The first measurement report is sent when primary CPICH D becomes better than primary
CPICH B. The "cell measurement event result" of the measurement report contains the
information of primary CPICH D and CPICH B.
On the assumption that the E-DCH active set has been updated after the first measurement
report (E-DCH active set is now primary CPICH A and primary CPICH D), the second report
is sent when primary CPICH C becomes better than primary CPICH A. The "cell
measurement event result" of the second measurement report contains the information of
primary CPICH C and primary CPICH A.
The parameters described in the following need to be set on the RNC LMT:
z 1J hysteresis
z 1J event trigger delay time
z 1J event to periodical rpt number
z 1J event to periodical rpt period
After receiving the intra-frequency measurement report from the UE, the RNC decides
whether to go to the execution phase, depending on the information in the report.
The maximum number of neighboring cells is 32, no matter whether the measurement range is the
neighboring cells of the active set or those of the monitored set.
z When The flag of the priority is switched to FALSE, The priority of neighbor cell is
cleared.
z When The flag of the priority is switched to TRUE, The priority of neighbor cell is set
simultaneously.
1A When receiving an event 1A report, the RNC decides whether to add a cell.
For event 1A, the UE can report more than one cell in the event list in one
measurement report. These cells are in the list of the Measurement Control
message, and they are sequenced in descending order by measurement quantity.
For the cells in the list, the RNC adds the radio link to the active set only if the
number of cells in the active set does not reach the maximum value.
1B When receiving an event 1B report, the RNC determines whether to delete a cell.
1C When receiving an event 1C report, the RNC decides whether to change the
worst cell.
For event 1C, the UE reports a list that contains good cells and the cells to be
replaced, and sequences the cells in descending order by measurement quantity.
After receiving the list from the UE, the RNC replaces the bad cells in the active
set with the good cells in the list.
1D When receiving an event 1D report, which includes information about only one
cell, the RNC learns that the quality of this cell is better than that of the serving
cell and takes one of the following actions:
z If the reported cell is in the active set, the RNC decides whether to change the
best cell or reconfigure measurement control.
z If the reported cell is in the monitored set,
z If the number of cells in the active set has not reached the maximum value, the RNC
decides a soft handover and adds the cell to the active set.
z If the number of cells in the active set has reached the maximum value, the RNC decides
a soft handover and replaces the worst cell in the active set with the reported cell.
z The best cell is changed to the reported cell.
The RNC determines whether the intra-frequency hard handover scenarios are
applicable. For detailed information, see 3.1 Intra-Frequency Handover Types. If
any scenario is applicable, the RNC performs an intra-frequency hard handover.
1J When receiving an event 1J report with information about the good cells and the
cells to be replaced, the RNC proceeds as follows:
z If the current number of cells in the E-DCH active set is less than the value of
Max number of cell in edch active set, the uplink of the cell where event 1J
is triggered is reconfigured to E-DCH.
z If the current number of cells in the E-DCH active set is equal to the value of
Max number of cell in edch active set, the RNC searches the measurement
report for the non-serving Cell_EDCH with the lowest measured quality in the
E-DCH active set. Then, the uplink of the cell where event 1J is triggered is
reconfigured from DCH to E-DCH, and the uplink of CELL-EDCH is
reconfigured from E-DCH to DCH.
The estimation procedure after the cell fails to admit the UE is described as follows:
Step 1 The RNC evaluates whether the measurement quantity of the cell failing to be admitted meets
the condition of rate reduction.
z If the condition is met, the RNC performs a rate reduction process for the access service
immediately, as described in Procedure of Rate Reduction Execution.
z If the condition is not met, the RNC performs Step 2.
The condition of rate reduction is as follows:
Mnew > Mbest_cell - RelThdForDwnGrd
where
z Mnew is the CPICH Ec/No measurement value of the cell failing to be admitted.
z Mbest_cell is the CPICH Ec/No measurement value of the best cell in the active set.
z RelThdForDwnGrd is configured through the parameter Relative threshold of SHO
failure.
Step 2 The RNC evaluates whether the number of SHO failures in the cell exceeds the Threshold
number of SHO failure.
z If the number of SHO failures in the cell is smaller than the Threshold number of SHO
failure, the RNC determines whether the SHO failure evaluation timer has been started:
If the timer has not been started, the RNC starts it.
If the timer has been started, the RNC increments the SHO failure counter by one.
z The timer length is set through the parameter Max evaluation period of SHO failure.
z The SHO failure counter of a cell is used to record the number of SHO failures in this cell. For each
UE, the RNC records the number of SHO failures in three cells at most. For SHO failures in any
other cells, the RNC does not record the number.
Before the SHO failure evaluation timer expires, no action is taken and the RNC waits for the
next measurement report period.
When the SHO failure evaluation timer expires, the RNC sets the SHO failure counter of the
corresponding cell to 0 and ends the evaluation.
z If the number of SHO failures in the cell is larger than or equal to the Threshold
number of SHO failure, the RNC performs a rate reduction process for the access
service and sets the SHO failure counter of the corresponding cell to 0.
Procedure of Rate Reduction Execution
If the new best cell in the active set does not support HSDPA, the downlink service is
directed to DCH through reconfiguration.
Figure 3-10 Intra-frequency handover between HSDPA cells when the best cell changes
Handover Between a Cell Supporting the F-DPCH and a Cell Not Supporting the
F-DPCH
If all the cells in the active set support the F-DPCH after the active set is updated and the SRB
is carried on the DCH, the SRBD2HHoTimer starts. After this timer expires, the RNC decides
whether to switch the SRB to the HS-DSCH. The timer is set through The timer length of
Srb Over Hspa Retry Delay.
After the UE is handed over to an HSDPA cell from an R99 cell, the D2HRetryTimer starts.
After this timer expires, the RNC decides whether to switch the SRB to the HS-DSCH and
whether to set up the F-DPCH. D2HRetryTimer is set through The timer length of D2H
Interfreq handover and The timer length of D2H Intrafreq handover.
For the detailed informtion of The timer length of D2H Interfreq handover, see Inter-Frequency
Handover of HSDPA.
After the best cell of a UE changes, if the size of the DCH or E-DCH active set of the new
best cell is different from those of the old best cell, the RNC removes or reconfigures radio
links to adapt to the size and configuration of the new best cell.
Handling of Event 1C
When event 1C is triggered, the UE reports the event-triggered list that contains good cells
and the cells to be replaced, and sequences the cells from the highest to the lowest quality
according to measurement quantity.
After receiving the measurement report, the RNC proceeds as follows:
z If the new cell supports HSUPA, then:
If the current number of cells in the E-DCH active set is smaller than the value of
Max number of cell in edch active set, the new cell is added to the E-DCH active
set.
If the current number of cells in the E-DCH active set is equal to the value of Max
number of cell in edch active set and the cell to be replaced is also included in the
E-DCH active set, the new cell joins the E-DCH active set through replacement.
If the current number of cells in the E-DCH active set is equal to the value of Max
number of cell in edch active set and the cell to be replaced is not included in the
E-DCH active set, the new cell is added only to the DCH active set.
z If the new cell does not support HSUPA, the cell is added to only the DCH active set.
Handling of Event 1D
If the criteria for intra-frequency hard handover are fulfilled, the RNC performs
intra-frequency hard handover after receiving the measurement report.
If the criteria for intra-frequency hard handover are not fulfilled, the RNC performs
intra-frequency soft handover based on the measurement report. The decision process is as
follows:
z If the uplink service is carried on the E-DCH, then:
If the new best cell in the active set supports HSUPA and the HSPA hysteresis timer
expires, the E-DCH serving cell becomes the best cell. The HSPA hysteresis timer is
restarted after the cell change. The length of the HSPA hysteresis timer is defined by
the HSPA hysteresis timer length parameter.
The HSPA hysteresis timer is defined to reduce the probability of the frequent change of the
servicing cell, which is caused by the frequent change of the best cell. Thus, the serving cell
cannot change before the timer expires. The ping-pong effect has been considered in the
triggering conditions of event 1D; and therefore, the timer is set to 0 by default. This means
that the serving E-DCH cell is updated immediately when the best cell changes.
The following figure shows an example of how to handle event 1D in this situation. Assume
that the UE moves from HSUPA cell 1 to HSUPA cell 2, that the two cells are intra-frequency
neighboring cells, and that all the cells in the active set support HSUPA. The RNC updates the
HSUPA serving cell according to the reported event and keeps the HSUPA serving cell
consistent with the best cell.
z If the new best cell in the active set does not support HSUPA, the uplink service is
directed to DCH through reconfiguration. If the reconfiguration fails, the service is still
carried on the E-DCH. The UE is connected to the new best cell only on the DPCH.
The following figure shows an example of how to handle event 1D in this situation.
Assume that the UE moves from cell 1 (HSUPA) to cell 2 (non HSUPA), that cells 1 and
2 are intra-frequency neighboring cells, and that all the other cells in the active set
support HSUPA. The service is directed to DCH through reconfiguration.
timer length parameter is started. Periodic retries of DCH to E-DCH are performed. For
detailed information about the timer H Retry timer length, see Radio Bearers.
The following figure shows an example of how to handle event 1D in this situation.
Assume that the UE moves from cell 1 (non-HSUPA) to cell 2 (HSUPA), that cells 1 and
2 are intra-frequency neighboring cells, and that the best cell in the DCH active set is
changed from cell 1 to cell 2 after event 1D is triggered. Then, the RNC starts a timer
whose length is defined by The timer length of D2H intrafreq handover parameter.
After this timer expires, the service is directed to the E-DCH through reconfiguration.
z If the new best cell in the active set does not support HSUPA, the uplink service is still
carried on the DCH.
Handling of Event 1J
When event 1J is triggered, the UE reports the event-triggered list that contains good cells and
the cells to be replaced, and sequences the cells from the highest to the lowest quality
according to measurement quantity.
After receiving the measurement report, the RNC proceeds as follows:
z If the current number of cells in the E-DCH active set is smaller than the value of Max
number of cell in edch active set, the uplink of the cell where event 1J is triggered is
reconfigured to E-DCH.
z If the current number of cells in the E-DCH active set is equal to the value of Max
number of cell in edch active set, the RNC searches the measurement report for the
non-serving Cell_EDCH with the lowest measured quality in the E-DCH active set. Then,
the uplink of the cell where event 1J is triggered is reconfigured from DCH to E-DCH,
and the uplink of CELL-EDCH is reconfigured from E-DCH to DCH.
In addition, for BE services, if the current bit rate is higher than the HSUPA BE SHO THD
RATE, the bandwidth on the E-DCH is reduced to this parameter value.
The connections involved in the intra-NodeB intra-frequency softer handover change are as
follows:
Step 1 Before the softer handover, only cell 1 is connected to the UE.
Step 2 During the softer handover, both cell 1 and cell 2 are connected to the UE.
Step 3 After the softer handover, only cell 2 is connected to the UE. Cell 1 is removed from the
active set.
The following figure shows the signaling procedure for intra-NodeB intra-frequency soft
handover.
----End
In the figure, steps 1 through 4 set up a new connection, and steps 5 through 8 release the old
connection.
The signaling procedure is as follows:
Step 1 After the Serving Radio Network Controller (SRNC) makes a soft handover decision
according to the measurement report of the UE, it sends a NodeB a Radio Link (RL) Addition
Request message.
Step 2 The NodeB configures its physical channel in the target cell and starts to receive the signal
from the UE to achieve UL (UpLink) synchronization. It sends the SRNC a Radio Link
Addition Response message.
Step 3 The SRNC sends the UE an Active Set Update (RL Addition) message through Dedicated
Control CHannel (DCCH).
Step 4 The UE responds with an Active Set Update Complete message.
Step 5 The SRNC decides to release the old radio link. The SRNC sends the UE an Active Set
Update (RL Deletion) message through DCCH.
Step 6 The UE responds with an Active Set Update Complete message.
Step 7 The SRNC sends the NodeB a Radio Link Deletion Request message.
Step 8 The NodeB releases the radio resource and reports that the old link is released through an
NBAP message Radio Link Deletion Response.
----End
The connections involved in intra-RNC inter-NodeB intra-frequency soft handover change are
as follows:
Step 1 Before the soft handover, only NodeB 1 is connected to the UE.
Step 2 During the soft handover, both NodeBs are connected to the UE.
Step 3 After the soft handover, only NodeB 2 is connected to the UE. The active set of NodeB 1 is
removed.
The following figure shows the signaling procedure for intra-RNC inter-NodeB
intra-frequency soft handover.
----End
Figure 3-17 Signaling procedure for intra-RNC inter-NodeB intra-frequency soft handover
In the following figure, NodeB 1 is the source NodeB and NodeB 2 is the target NodeB. Steps
1 through 7 set up a new connection. Steps 8 through 12 release the old connection.
The signaling procedure is as follows:
Step 1 After the SRNC decides to set up a new radio link in a cell of NodeB 2, it sends NodeB 2 a
Radio Link Setup Request message.
Step 2 NodeB 2 configures its physical channel, starts to receive the signal from the UE, and then
sends the SRNC a Radio Link Setup Response message.
Step 3 The SRNC sets up an Access Link Control Application Part (ALCAP) Iub data transport
bearer between the SRNC and NodeB 2 to carry the new connection.
Step 4 The SRNC sends NodeB 2 a Downlink (DL) Synchronization frame through the new ALCAP
Iub data transport bearer.
Step 5 NodeB 2 sends the SRNC an Uplink Synchronization frame through the new ALCAP Iub data
transport bearer. Then, NodeB 2 starts DL transmission.
Step 6 The SRNC sends the UE an Active Set Update (Radio Link Addition) message through
DCCH.
Step 7 The UE responds with a Radio Resource Control (RRC) message Active Set Update
Complete.
Step 8 The SRNC decides to release the old radio link. The SRNC sends the UE an Active Set
Update (Radio Link Deletion) message through DCCH.
Step 9 The UE deactivates DL reception on the old radio link and responds with an RRC message
Active Set Update Complete.
Step 10 The SRNC sends NodeB 1 an NBAP message Radio Link Deletion Request. NodeB 1 stops
UL reception and DL transmission.
Step 11 NodeB 1 releases the radio resource and reports that the radio link is released through an
NBAP message Radio Link Deletion Response.
Step 12 The SRNC initiates the release of the ALCAP Iub data transport bearer.
----End
In the figure, NodeB 1 is the source NodeB, and NodeB 3 is the target NodeB. Steps 1
through 9 set up a new connection. Steps 10 through 14 release the old connection.
The signaling procedure is as follows:
Step 1 After the SRNC makes a soft handover decision, it sends the DRNC an RNSAP message
Radio Link Setup Request, to request the DRNC to allocate radio resources.
Step 2 If the needed resources are available, the DRNC sends the NodeB 3 an NBAP message Radio
Link Setup Request.
Step 3 NodeB 3 allocates radio resources as requested and reports that the resource allocation
succeeds through an NBAP message Radio Link Setup Response.
Step 4 The DRNC sends the SRNC an RNSAP message Radio Link Setup Response.
Step 5 The SRNC initiates the setup of an ALCAP Iur/Iub data transport bearer. This request
includes the AAL2 Binding Identity, used to indicate the Iub data transport bearer.
Step 6 The SRNC sends NodeB 3 a Downlink Synchronization frame through the new ALCAP Iub
data transport bearer.
Step 7 NodeB 3 sends the SRNC an Uplink Synchronization frame through the new ALCAP Iub data
transport bearer. Then, NodeB 3 starts DL transmission.
Step 8 The SRNC sends the UE an Active Set Update (RL Addition) message through DCCH.
Step 9 The UE responds with an RRC message Active Set Update Complete.
Step 10 The SRNC decides to release the old radio link. The SRNC sends the UE an Active Set
Update (RL Deletion) message through DCCH.
Step 11 The UE deactivates DL reception on the old radio link and responds with an RRC message
Active Set Update Complete.
Step 12 The SRNC sends NodeB 1 an NBAP message Radio Link Deletion Request. NodeB 1 stops
UL reception and DL transmission.
Step 13 NodeB 1 releases the radio resource and reports that the radio link is released through an
NBAP message Radio Link Deletion Response.
Step 14 The SRNC initiates the release of ALCAP Iub data transport bearer.
----End
Before the handover, the UE is connected to NodeB 1. After the handover, the UE is
connected to NodeB 2. The following figure shows the signaling procedure for intra-RNC
inter-NodeB intra-frequency hard handover.
Figure 3-21 Signaling procedure for intra-RNC inter-NodeB intra-frequency hard handover
In the figure, NodeB 1 is the source NodeB, and NodeB 2 is the target NodeB. Steps 1
through 5 set up a new connection. Steps 6 through 8 release the old connection.
The signaling procedure is as follows:
Step 1 The SRNC decides to set up a radio link in a cell of NodeB 2 and sends a Radio Link Setup
Request message to NodeB 2.
Step 2 NodeB 2 configures its physical channel, starts to receive UE signals for UL synchronization,
and then sends a Radio Link Setup Response message to the SRNC.
Step 3 The SRNC sets up an ALCAP Iub data transport bearer to carry the new connection between
the SRNC and NodeB 2.
Step 4 The SRNC sends an RRC message Physical Channel Reconfiguration to the UE through
DCCH.
Step 5 The UE responds with an RRC message Physical Channel Reconfiguration Complete.
Step 6 The SRNC decides to delete the old RL and sends an NBAP message Radio Link Deletion
Request to NodeB 1. NodeB 1 stops uplink reception and downlink transmission.
Step 7 NodeB 1 releases radio resources and then sends an NBAP message Radio Link Deletion
Response.
Step 8 The SRNC initiates the release of the ALCAP Iub data transport bearer.
----End
Before the handover, the UE is connected to NodeB 1. After the handover, the UE is
connected to NodeB 2.
The following figure shows the signaling procedure for inter-RNC intra-frequency hard
handover.
As shown in the figure, NodeB 1 is the source NodeB and NodeB 2 is the target NodeB. Steps
1 through 10 set up a new connection. Steps 11 through 15 release the old connection.
The signaling procedure is as follows:
Step 1 The SRNC decides to set up a radio link in a cell of NodeB 2 and sends a Radio Link Setup
Request message to the DRNC.
Step 2 The DRNC sends a Radio Link Setup Request message to NodeB 2.
Step 3 NodeB 2 configures its physical channel, starts to receive UE signals for UL synchronization,
and then sends a Radio Link Setup Response message to the DRNC.
Step 4 The DRNC sends the Radio Link Setup Response message to the SRNC.
Step 5 The SRNC sets up an ALCAP Iub data transport bearer to carry the new connection to NodeB
2.
Step 6 The SRNC sets up an ALCAP Iur data transport bearer to carry the connection to the DRNC.
Step 7 NodeB 2 sends a Radio Link Restore Indicate message to the DRNC.
Step 8 The DRNC sends the Radio Link Restore Indicate message to the SRNC.
Step 9 The SRNC sends a Physical Channel Reconfiguration message to the UE through DCCH.
Step 10 The UE responds with an RRC message Physical Channel Reconfiguration Complete.
Step 11 The SRNC sends an NBAP message Radio Link Deletion Request to NodeB 1. NodeB 1
stops uplink reception and downlink transmission.
Step 12 NodeB 1 releases the radios resources and reports that the release succeeds through an NBAP
message Radio Link Deletion Response.
Step 13 The SRNC initiates the release of the ALCAP Iub data transport bearer
----End
4 Reference Documents
Intra-Frequency Handover Reference Documents lists the reference documents related to the
feature.
z 3GPP 25.331: RRC Protocol Specification
z 3GPP 25.931: UTRAN Functions, Examples on Signalling Procedures
z Yue Chen: Soft Handover Issues in Radio Resource Management for 3G WCDMA,
Doctor Degree Dissertation, September 2003