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J.S. Bach often transcribed his own musical works, using them in multiple settings, and nowhere is this more
apparent than in the Lute suites. This paper explores Bachs method of transcription in these suites, focusing on
Suite no. 4. BWV 1006a provides one of the best opportunities to study Bachs method of re-using his own material.
It is also a prime example of Bachs tendency to compose works using a general sketch, independent of instrumental
considerations, and adapt them later to various idioms. It will be seen that Bachs transcriptions successfully
transform the source material into a piece that is idiomatically appropriate. This information informs modern
performance practice and enhances understanding of the transcription process.
Key Terms: Music; Classical, Baroque; Bach, Transcriptions; Lute Suites; Johann Sebastian Bach
In J.S. Bachs huge repertory, a sizeable explored, using specific analytical examples
number of transcriptions exist. Bach comparing the different versions. Due to its
frequently re-worked his own material and multiple versions, this piece provides one of
cast it in different settings, and nowhere is the best opportunities to study Bachs
this better illustrated than in the Lute Suites, method of transcribing his own material. It
particularly BWV 1006a. 23 Bachs earlier is also a prime example of Bachs tendency
version of this piece, Partita III for Solo to compose works using a general sketch,
Violin, BWV 1006, served as his source independent of instrumental considerations,
material for the lute version. Bach also used and adapt them later to various idioms. It
the Prelude of this suite as an orchestral will be seen that Bachs transcriptions
Sinfonia in the cantata Wir danken dir, successfully transform the source material
Gott, wir danken dir, 24 BWV 29, and as an into a piece that is idiomatically appropriate.
introduction to the second part of another This information informs modern
cantata, Herr Gott Beherrscher aller performance practice and enhances
dinge, 25 BWV 120a. 26 The piece is now understanding of the transcription process.
performed most frequently on the guitar,
transcribed from the lute version. Overview of the Lute Suites
This study will examine the Lute Suites in Bachs compositions numbered BWV 995
general, highlighting the other instances of through 1000 and 1006a are designated as
transcription, particularly BWV 995 and the Lute works. Composed over several
BWV 1000. BWV 1006a will then be decades (1717-1740), BWV 995, 996, 997,
and 1006a are stylized dance suites. 27 BWV
23
Bachs compositions are identified by numbers 998 is a Prelude, Fugue, and Allegro; BWV
preceded by the initials BWV that stand for Bach 999 is a Prelude; and BWV 1000 is a
Werke Verzeichnis, meaning index of Bachs
Works. These numbers were first assigned in
Wolfgang Schmieders thematic catalog of Bachs
27
works, published in 1958. The Baroque dance suite was a collection of dance
24
Translation: We thank you God, we thank you music, typically consisting of an Allemande,
25
Translation: Lord God, Ruler of all things Courante, Saraband, and Gigue. A Prelude and other
26
Frank Koonce, Johann Sebastian Bach: The Solo types of dances were often added or substituted. A
Lute Works (San Diego: Neil A Kjos Music stylized dance piece is composed as art music and
Company, 1989), viii. is not intended to accompany actual dancing.
J.S. Bachs Lute Suite BWV 1006a: A Study in Transcription 105
C.P.E. Bachs assertion that Bachs These works are masterpieces of implied
compositions were largely conceived polyphony. 35 Bach uses the melodic line not
independently of instrumental only to state melody but to outline harmony
considerations and adapted much later. 33 and counterpoint, 36 all within a single line.
This certainly appears to be the case with the Stanley Yates says it well: The appellation
Lute Suites, and is most likely the reason for unaccompanied, when applied to Bachs
the confusion over their conception. One solo string music, is a misnomer. Rather,
aspect that is not in dispute is that several of these works are self-accompanied, the
these pieces are transcriptions of earlier accompaniment being embedded in a single
works. Since these are Bachs own melodic line along with the solo part
transcriptions, they provide further insight proper. 37 Thus Bach is ingeniously
into Bachs compositional process. embedding melody, accompaniment, and
counterpoint into a single unaccompanied
Bachs Method of Transcription line.
Three of Bachs Lute works are Bach realizes this implied polyphony
transcriptions or adaptations from his through 1) arpeggiation, 2) melodic leaps,
unaccompanied string music. BWV 995 is a and 3) multi-stop chords. Below is an
transcription of Cello Suite V, BWV 1011; example of the implied polyphony in the
BWV 1000 is a transcription of the Fugue Cello Suite I Prelude, taken from the Stanley
from Violin Sonata I, BWV 1001; and BWV Yates article:
1006a is a transcription of the Violin Partita
BWV 1006. 34 Bachs unaccompanied string
music was fertile ground for transcription
due to Bachs method of composition.
35
Polyphony is music with more than one voice or
melodic part sounding at the same time (Harper
Collins Dictionary).
36
Counterpoint is the technique of combing two or
33
Phillip Hii, Bachs Method of Transcription. more independent melodies to make up a harmonious
Soundboard: The Journal Of the Guitar texture or one in which the chords produced by the
Foundation of America 17/1 (1990) 26-35 melodies sounding together are pleasant to the ear
34
Woflgang Schmieders BWV catalog of Bachs (Harper Collins Dictionary). The definition of
works was arranged thematically, not counterpoint is essentially the same as polyphony.
37
chronologically; therefore the BWV 1011 Cello Suite Stanley Yates, Bachs Unaccompanied String
was actually composed before the BWV 995 Lute Music: A New (Old) Approach to Stylistic and
Suite, BWV 1001 was composed before BWV 1000, Idiomatic Arrangement for the Guitar. Classical
and so on. Guitar Magazine, Londres 17, no. 3-6 (1998).
J.S. Bachs Lute Suite BWV 1006a: A Study in Transcription 107
Ex. 5 Lute Suite BWV 995: a) Gigue mm. 1- 8; b) Gavotte II en Rondo mm. 11-15.1
In a) we see that Bach adds contrapuntal more suited to the trilling character of the
material through the use of an imitative line lute; those same changes are seen in m.7 and
in the lute version; in b) a bass line is added 8. At the end of m.2, bass notes are added,
which fills out the harmony that was only and a full chord is inserted at m.4. Measures
hinted at in the original. 5 and 6 provide additional chord tones to
beat 1, and beat 1 of m.7 and 8 changes the
Ex. 6 (see next page), from the Allemande chord to make it more idiomatic to the lute.
of BWV 995, provides examples of The rest of the excerpt sees added or re-
harmonic and idiomatic differences. In m.1 orchestrated bass notes that fill out the
and 2 we see changes in rhythmic figuration texture.
J.S. Bachs Lute Suite BWV 1006a: A Study in Transcription 109
The same thing occurs in the Gigue, but even more so. The violin original is entirely a single line
texture, and Bach adds a supportive bass line in the lute transcription:
44
imslp.org. Single staff transcription from the Bach autograph.
J.S. Bachs Lute Suite BWV 1006a: A Study in Transcription 111
In returning to the Prelude, we see a prime sixteenth notes throughout, and the violin
example of Bachs re-using his own material version is entirely a single line texture, with
in different settings. It is written in a all of the implied polyphony that Bach does
through-composed style, with running so well:
Bachs autograph score for BWV 1006a looks like this, written clavier-style:
45
Scores taken from imslp.org
J.S. Bachs Lute Suite BWV 1006a: A Study in Transcription 112
Here is the same transcription, put on one staff for the Lute:
Notice in the Lute transcription that Bach The Prelude was also used as the foundation
adds bass support to the original violin line. of the Sinfonia in the BWV 29 cantata:
The changes here are relatively small in
comparison with the Bourree and Gigue.
J.S. Bachs Lute Suite BWV 1006a: A Study in Transcription 113
J.S. Bachs Lute Suite BWV 1006a: A Study in Transcription 114
In this example, the organ is playing the Koonce, Frank. Johann Sebastian Bach:
Prelude and the trumpet, timpani, oboe The Solo Lute Works. San Diego:
violin, and viola add chordal exclamations Kjos Music Company, 1989.
and reinforce lines. The Preludes use in the Lehman, Bradley. Bachs Extraordinary
Sinfonia of the BWV 120a cantata is very Temperament: Our Rosetta Stone.
similar to that of BWV 29. Early Music 33/1 (2005) 3-23.
Marshall, Robert Lewis. The music of
The BWV 1006a Prelude is certainly not the Johann Sebastian Bach: the sources,
only example of Bach re-working his own the style, the significance. New
material (BWV 1000 has a violin, lute, and York: Schirmer Books, c1989.
organ version), but it is one of the best Titmuss, Clive. Bachs Lute Suites: This
examples. After considering all of the Myth Is Busted. Web article
evidence above, it is apparent that Bach posted on Classical Guitar Canada
frequently wrote general sketches of works on April 19, 2012
that were to be adapted later into other www.classicalguitarcanada.ca/2012/
incarnations. BWV 1006as ambiguous 04/bachs-lute-suites/
autograph score is evidence of this, as is the Vogt, Hans. Johann Sebastian Bachs
adaptation of the Prelude into four separate Chamber Music. Portland: Amadeus
versions of the same music. Bachs method Press, 1981.
of transcription proves that a piece of music, Yates, Stanley. "Bachs Unaccompanied
once composed, can have many lives in String Music: A New (Old)
other forms. Perhaps this says that Approach to Stylistic and Idiomatic
composition is a process of evolution as well Arrangement for the Guitar.
as creation. Classical Guitar Magazine, Londres
17, no. 3-6 (1998).
Bibliography Yates, Richard. The Transcribers Art:
Johann Sebastian Bach Fugue BWV
Aldrich, Putnam. Bachs Technique of 1001 and Largo BWV 1003.
Transcription and Improvised Soundboard: The Journal of the
Ornamentation. The Musical Guitar Foundation of America 34/1
Quarterly 35/1 (1949) 26-35. (2008) 35-41
David, Hans T. and Mendel, Arthur. The
Bach Reader. New York: W.W.
Norton and Company, 1966.
Goodwin, Christopher. "Plucked strings."
early music 35, no. 2 (2007): 322-
324.
Hii, Phillip. Bachs Method of
Transcription. Soundboard: The
ournal of the Guitar Foundation Of
America 17/1 (1990) 17-24.
Kolhase, Thomas. Johann Sebastian Bachs
compositions for Lute Instruments.
Dissertation
Tubingen, 1972.