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European Review for Medical and Pharmacological Sciences 2013 17: 3123-3131

Deep vein thrombosis and novel oral


anticoagulants: a clinical review
K.M. BURGAZLI, N. ATMACA1, M. MERICLILER, M. PARAHULEVA2,
A. ERDOGAN2, S.H. DAEBRITZ1

Department of Internal Medicine and Angiology, Wuppertal Research and Medical Center,
Wuppertal, Germany
1
Department of Cardiovascular Surgery, EJK, Duisburg, Germany
2
Department of Internal Medicine, Cardiology and Angiology, Justus-Liebig-University of Giessen,
Giessen, Germany

Abstract. Deep vein thrombosis (DVT) is a females2. The incidence increases sharply after
common disease associated with high rates of age 403. Local damage to intima, venous stasis
mortality and significant morbidity. The diagnos- and hypercoagulability are major predisposing
tic approach of DVT has evolved over the years.
factors4. Clinical examination and patient history
Algorithmical use of pretest probability, D-Dimer
testing and ultrasonography allow safe and ac- in patients suspected of DVT are not reliable for
curate investigation of DVT. The anticoagulation diagnosis. Therefore, highly sensitive and specif-
therapy, used to treat DVT, includes vitamin K ic diagnostic tests are required to be performed.
antagonists (VKAs) and low-molecular-weight Complications from a blood clot in a deep leg
heparin (LMWH) or unfractionated heparin (UF). vein can include pulmonary embolism, post-
The duration of anticoagulation therapy depends phlebitic syndrome (PPS) and even death. Addi-
on the cause of DVT and patients clinical profile.
Although these conventional therapies are effec-
tionally, there is an elevated risk of a recurrent
tive, narrow therapeutic index, need for frequent episode in patients who have a first episode of
monitoring and various food-drug interactions venous thromboembolism (VTE)5. Anticoagu-
cause difficulties for patients. In recent decades, lants are crucial drugs for prevention and treat-
new oral anticoagulants have been developed. ment of thromboembolic diseases. The anticoag-
These drugs focus directly on inhibiting either ulant therapy lowers the risk of recurrent venous
Factor Xa (rivaroxaban, apixaban, edoxaban) or
thromboembolism; however, it increases the risk
thrombin (dabigatran). In contrast to warfarin,
these new agents have shorter half-life, fewer of bleeding. Until recently, the only available
drug or food interactions, no necessity for a oral anticoagulants were the vitamin K antago-
close monitoring and ease of administration. nists and heparins. Even though these anticoagu-
This review summarizes current knowledge lants have been used for many decades, they fail
about deep vein thrombosis and new treatment to fulfill the ideal anticoagulant characteristics
aspects with novel oral anticoagulants. (Table I). New oral anticoagulants targeting
Key Words:
thrombin or factor Xa, including Dabigatran
Deep venous thrombosis, DVT, Warfarin, Heparin, etexilate (Pradaxa), Rivaroxaban (Xarelto), and
New oral anticoagulants, Factor Xa inhibitors, Throm- Apixaban (Eliquis), have been developed and
bin inhibitors. introduced in clinical practice. This review sum-
marizes the current approach to diagnosis and
therapy of deep vein thrombosis.
Introduction

Deep vein thrombosis (DVT) is a condition in Diagnosis


which a thrombus forms in a deep vein, predomi-
nantly in legs (such as the femoral vein or calf Signs and Symptoms
veins). DVT is the third most common cardiovas- Typical signs and symptoms of DVT include
cular disease with an annual incidence of about swelling of the lower extremity, pain or tender-
108 in 100.000 people1. Males have higher age- ness, warmth and increased protuberance of
adjusted rates of venous thromboembolism than veins and various special signs named for the de-

Corresponding Author: K. Mehmet Burgazli, MD; e-mail: burgazlk@uni-koeln.de 3123


K.M. Burgazli, N. Atmaca, M. Mericliler, M. Parahuleva, A. Erdogan, S.H. Daebritz

Table I. Basic characteristics of an ideal anticoagulant. D-Dimer Testing


D-Dimer is formed through the proteolytic ac-
Less monitoring tion of plasmin on cross-linked fibrin. The D-
Availability of an antidote Dimer test indicates whether or not there is acti-
Fixed dosing vation of the fibrinolytic system. D-Dimer test
Oral administration has a sensitivity of approximately 95% and a
Rapid onset negative predictive value (NPV) of nearly 100%.
Minimal food and drug interactions Thus, D-Dimer testing is a practical and valuable
Wide therapeutic window first line test to rule out DVT10. Despite its high
Predictable pharmacokinetics sensitivity, the specificity is relatively low and el-
evated results may be the cause of miscellaneous
pathological or physiological states such as trau-
scriber. Although special clinical signs such as ma, inflammation, malignancy or pregnancy. A
Pratt signs, Bisgaard sign or Payr sign are highly negative D-Dimer test in conjunction with a low
sensitive for DVT, the accuracy still remains at pre-test probability score can exclude PE (pul-
only 50% approximately6. monary embolism) and may reduce unnecessary
imaging procedures. The sensitivity of D-Dimer
Clinical Prediction Rules test was found 100% in detecting proximal DVT
Since single signs, symptoms or risk factors and 91% for all DVT cases11. Nevertheless, clini-
are inadequate for determining likelihood or cians should be aware of the false negative re-
making a risk stratification, various clinical sults in patients with biochemically inactive DVT
prediction rules have been developed. The fore- and small popliteal or calf DVT12. Accordingly,
most commonly known and used model was inclusion of D-Dimer testing into diagnostic al-
developed by Wells et al7. This model includes gorithms simplifies the management of a patient
9 clinical features and stratifies patients into 3 presenting with suspected DVT.
pre-test probabilities: low, moderate, high. A
systematic review involving 14 studies showed Diagnostic Imaging
an improved diagnostic accuracy when clinical Venous ultrasonography is the most widely
probability is estimated before diagnostic used imaging study for the diagnosis of DVT13. It
tests8. Wells et al7 also showed that it was safe is inexpensive, noninvasive and accurate diagnos-
and rational to use a single normal result of a tic method. Compression ultrasonography (CUS),
noninvasive test to exclude DVT in the low- duplex US and color Doppler are both available
probability group, and abnormal results of an diagnostic tools in DVT. Compression US (B-
ultrasound to rule in DVT in the high-probabili- mode) has become the diagnostic modality of
ty group. For patients with moderate pretest choice by radiologists for symptomatic DVT. Lack
probability, the strategy shown to be safe was of compressibility is the main criterion to diagnose
abnormal results of an ultrasound scan to rule DVT (Figure 1). Compression US is typically per-
in DVT and normal results of an ultrasound formed on the proximal deep veins, whereas du-
scan on 2 tests, 1 week apart, to rule out DVT3. plex US is generally used to investigate the calf
The calculation of pretest probability is the first and iliac veins. The mean specificity and sensitivi-
step in the clinical assessment. Combination of ty of venous ultrasonography for the diagnosis of
pretest probability with non-invasive diagnostic symptomatic proximal DVT are 97% and 94%, re-
tests was shown to improve the diagnostic spectively14. Therefore, high specificity allows
process and decrease costs7. clinicians to make the exact diagnosis without fur-
ther tests. In addition, the use of compression US
Contrast Phlebography in the emergency department has been shown to
Contrast phlebography is the definitive (gold reduce significantly the time to diagnosis.
standard) diagnostic test for DVT, but the use is Magnetic resonance direct thrombus imaging
limited in clinical practice being an invasive and (MRDTI) is as well an appropriate choice for di-
labor-intensive test. The presence of an intralu- agnosing DVT, especially in pregnant women
minal filling defect is the primary criteria used to and has high sensitivity15. Although this tech-
diagnose acute DVT. However, contrast phlebog- nique is noninvasive and does not require con-
raphy remains the only available choice to rule- trast agents, it is not routinely performed due to
out DVT in asymptomatic patients). its inaccessibility and expensiveness.

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Deep vein thrombosis and novel oral anticoagulants: a clinical review

Figure 1. Compression ultrasonography (CUS). Left arrow shows vein before the compression. Right arrow shows com-
pressed view of the vein.

Treatment known limitations of UFH such as thrombocy-


topenia, osteoporosis and various pharmacoki-
Conventional Anticoagulation Treatment netic limitations. Numerous studies have demon-
The primary goal of treatment of DVT is pre- strated potential advantages of LMWH over
vention of early and late complications of ve- UF19. Low molecular weight heparins are de-
nous thrombosis and posttraumatic syndromes. rived from unfractionated heparin trough depo-
Anticoagulation is the most commonly chosen larization. LMWH is more effective than UFH
treatment option. The initial treatment regimen for the initial treatment of VTE. Use of LMWH
often involves either unfractionated heparin was shown to significantly reduce the occur-
(UFH) or low molecular weight (LMW) heparin. rence of major hemorrhage during initial treat-
Achieving the targeted therapeutic ratio in the ment and overall mortality at follow up20. Thus,
first 24 hours has been associated with high effi- the current standard of care is to administer
cacy of treatment16-18. UFH is usually adminis- weight- adjusted LMW heparin once daily, for
tered via continuous intravenous infusion. The first 5-7 days. Since LMW heparin is predomi-
activated partial thromboplastin time (APTT) is nantly excreted by the kidneys, unfractionated
a common choice in monitoring. Because the heparin should be used in patients with signifi-
bioavailability of subcutaneous UFH is less than cant renal dysfunction. A study compared effec-
that of intravenous heparin, larger initial doses tiveness of low-molecular-weight heparin versus
of subcutaneous heparin are needed to achieve a unfractionated heparin for thromboembolism
therapeutic anticoagulant effect. There are well prophylaxis showed similar effectiveness and

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K.M. Burgazli, N. Atmaca, M. Mericliler, M. Parahuleva, A. Erdogan, S.H. Daebritz

cost, but LMWH was associated with fewer is eliminated mostly by kidneys; therefore, use of
complications21. LMWH therapy is monitored dabigatran in patients with severe renal dysfunction
by the anti-factor Xa assay via measuring anti- can cause accumulation26-28. It is recommended to
factor Xa activity. be administered orally twice daily. A randomized
After treatment with heparin for several days, and double blinded study in which oral dabigatran
the long-term treatment is maintained by oral anti- and warfarin were compared in a long term treat-
coagulants (warfarin) for weeks to months. An ad- ment of DTV, dabigatran was found as equally ef-
justed-dose of warfarin is more effective than low- fective and safe as warfarin. Dyspepsia was ob-
dose heparin in preventing recurrent venous served more frequently in patients treated with
thromboembolism22. Although warfarin is a poten- dabigatran29. Dabigatran is approved by the EMEA
tially hazardous drug, causing intracranial bleed- for the prevention of VTE after total knee or hip re-
ing in nearly 0.1%-0.5% and major bleeding in placement26. In the RE-NOVATE study, 3494 pa-
1%-2% of people treated during each year, people tients administered either dabigatran or enoxaparin
suffer from DVT can benefit from long term treat- after knee arthroplasty30. Median treatment dura-
ment23. However, heparin treatment requires fre- tion was 33 days. Dabigatran was equally effective
quent monitoring. The treatment duration depends with enoxaparin in prevention of VTE incidence
on the patients clinical condition and parameters. and VTE related deaths. Similarly, the RE-MOD-
6 to 12 weeks of warfarin treatment is sufficient EL study compared 150 or 220 mg oral dabigatran
for post-surgical or transient immobilization, 6 with 40 mg subcutaneous enoxaparin and out-
weeks for symptomatic calf DVT and by 3 months comes of both drugs were in same efficacy and
of treatment for proximal DVT23,24. On the other safety profile31. A pooled analysis of RE-MODEL,
hand, long term treatment more than 6 months RE-NOVATE and RE-MOBILIZE trials oral dabi-
may be required for idiopathic or recurrent DVT. gatran in doses of 150 or 220 mg were shown as
effective as 40 mg or 30 mg subcutaneously given
New Oral Anticoagulants enoxaparin in reducing the risk of major VTE and
In the past decades, new oral anticoagulants VTE-related mortality after hip or knee arthroplas-
have been developed. These drugs focus directly ty and had a similar bleeding profile32. Another
on inhibiting either Factor Xa (such as rivaroxa- randomized, double-blind and noninferiority trial
ban, apixaban or edoxaban) or thrombin (dabiga- investigated the efficacy of dabigatran versus war-
tran). In contrast to conventional long term treat- farin in the treatment of acute VTE for 6 months. A
ment choice of DVT, these agents have shorter fixed dose of dabigatran was as effective as war-
half-life, fever drug interactions, no necessity for farin without requiring laboratory monitoring29.
a frequent monitoring and ease of administration. Rivaroxaban (Xarelto) which has been ap-
Table II summarizes the comparative pharmacol- proved in European Union Member Countries, is
ogy of anticoagulants. an FXa inhibitor with a half-life of 7-11 hours. It
Dabigatran etexilate (Pradaxa), a direct throm- is metabolized by kidney and eliminated un-
bin inhibitor, is a prodrug activated by plasma es- changed via kidneys26. Therefore, rivaroxaban is
terases and has a half-life between 14-17 hours. It contraindicated in patients with liver disease asso-

Table II. Pharmacodynamic characteristics of the anticoagulants. Reproduced with the permission of Jeffrey et al25.

Characteristics Warfarin Dabigatran Rivaroxaban Apixaban

Target VKORC1 Thrombin Factor Xa Factor Xa


Prodrug No Yes No No
Bioavailability 100% 6% 60%-80%* 60%
Dosing OD BID (OD) BID (OD) BID
Time to peak effect 4-5 d 1-3 h 2-4 h 1-2 h
Half-life 40 h 8-15 h 7-11 h 12 h
Renal clearance None 80% 33% 25%
Monitoring Yes No No No
Interactions Multiple P-gp 3A4/P-gp 3A4/P-gp

BID indicates twice daily; OD: once daily; P-gp: P-glycoprotein; VKORC1: C1 subunit of the vitamin K epoxide reductase
enzyme; 3A4: cytochrome P450 3A4 enzyme. *Bioavailability of rivaroxaban decreases as the dose is increased because of
poor drug solubility; with OD doses of 20 and 10 mg, the bioavailabilities are 60% and 80%, respec-tively.

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Deep vein thrombosis and novel oral anticoagulants: a clinical review

ciated with coagulapathy. Phase II studies compar- though the thrombolytic therapy is advantageous
ing rivaroxaban with enoxaparin, demonstrated an in leading to earlier vein patency, it increases the
acceptable safety and efficacy similar to enoxa- risk of major hemorrhage including intracranial
parin in the prevention of DVT33,34. In a pooled hemorrhage. Additionally, a benefit in terms of
analysis of three phase III RECORD trials, a sig- post-thrombic syndrome is unproven43. The indi-
nificant 2-fold lower risk of symptomatic VTE cation for systemic thrombolytic therapy is mas-
plus all-cause mortality was observed among pa- sive iliofemoral DVT, which leads to phlegmasia
tients treated with rivaroxaban compared with cerulean dolens. The use of inferior vena cava fil-
enoxaparin35. On the other hand, clinically rele- ters is as well limited in clinical practice; howev-
vant bleedings was significantly higher in patients er few indications such as absolute contraindica-
received rivaroxaban. In addition, no significant tion to anticoagulation, life-threatening hemor-
differences were shown in secondary bleeding rhage on anticoagulation or failure of adequate
rates. Phase III EINSTEIN-DVT study in which anticoagulation exist. Thrombosis at the access
3449 patients treated with either 3 weeks oral ri- site is a common complication of vena cava filter
varoxaban alone (15 mg bid) and followed by 20 replacement44. The results of a study with a fol-
mg daily subcutaneous enoxaparin or vitamin K an- low-up period of 8 years showed that vena-cava
tagonist for 3, 6 or 12 month, showed a statistically filters reduced the risk of pulmonary embolism
significant efficacy of rivaroxaban with respect to but increased risk of deep-vein thrombosis. Col-
primary outcome. Bleeding outcomes were found lectively, it had no effect on survival. Therefore,
to be similar between groups36. Also, an extended it is an important reserve for clinicians; however,
prophylaxis with 10 mg of rivaroxaban once daily more studies with appropriate study designs are
for 3 weeks resulted as effective as bemiparin in needed for widely use45.
knee arthroscopy thromboprophylaxis37.
Apixaban (Eliquis) is a direct FXa inhibitor
with a high oral bioavailability. Its half-life is 12 Discussion
hours and eliminated mainly through the cy-
tochrome P450 CYP3A4/5 pathway 38,39 Risk- Reversal of Anticoagulation
benefit balance was evaluated in ADVANCE-2 The main concern in patients receiving antico-
and ADVANCE-3 phase III studies. Pool analysis agulant therapy is hemorrhagic complications.
of these phase III trials showed superior efficacy Pharmacology and management of the vitamin K
of the treatment with apixaban at a dose of 2.5 antagonists and heparins are well defined and
mg twice daily compared to treatment with sub- published in evidence-based guidelines46. Vita-
cutaneously enoxaparin40. A randomized study min K is the specific antidote for the reversal of
compared the efficacy and safety of 5 mg of anticoagulant effect of VKAs. Nevertheless, the
apixaban orally twice daily with 30 mg of enoxa- reversal agents recommended for the effects of
parin subcutaneously in patients underwent total VKAs have several safety and practical limita-
knee replacement. The study concluded that both tions. Analogously, the effects of UFH can be
treatments had similar efficacy and apixaban may rapidly antagonized by an IV bolus of protamine
have a favorable benefit-risk ratio as compared to or by other agents such as hexadimethrine and
LMW Heparins41. heparinase47.
Edoxaban, a direct FXa inhibitor with a half- On the other side, no antibodies against factor
life of 8-10 hours, is rapidly absorbed and elimi- Xa and thrombin inhibitors are currently avail-
nated mostly by kidney26 A Phase IIb randomized, able. In cases of mild to moderate bleeding, rou-
double blinded and placebo-controlled study tine management involving stoppage of the incit-
showed a significant preventive effect of edoxaban ing oral anticoagulant, mechanical compression,
in patients who underwent a total knee arthroplas- surgical or interventional therapy and hemody-
ty42. Further studies assessing the efficacy of edox- namic stabilization will suffice. Using fresh
aban in prevention of deep vein thrombosis are frozen plasma, prothrombin complex concen-
needed and being conducted. trates, recombinant factor VIIa should be consid-
ered in severe bleeding. In patients receiving
Other Interventions dabigatran, hemodialysis can be used to lower
Although they are not commonly used, throm- the drug level and activated charcoal may be giv-
bolysis and inferior vena cava filters have been en in 3 hours of oral anticoagulant intake to re-
proposed in addition to anticoagulation. Al- duce gastrointestinal absorption39,48,49. However,

3127
K.M. Burgazli, N. Atmaca, M. Mericliler, M. Parahuleva, A. Erdogan, S.H. Daebritz

specific antidotes against these novel agents are with renal or hepatic dysfunction are likely to be
under development and may become available in sensitive to drug interaction-induced changes in
the future50,51. elimination. However, one must take the fact that
the clinical experiences and current publications
Cost-Effectiveness about new oral anticoagulants are relatively less
The new oral anticoagulants are more expen- than conventional drugs into consideration before
sive than warfarin and heparin. Although they are comparing interactions or side-effects.
much cheaper, use of VKAs and heparin deriva-
tives lead to additional costs arising from fre- Monitoring
quent INR monitoring. McCullagh et al52 com- Although there is no need for routine monitor-
pared the cost-effectiveness of rivaroxaban and ing in patients receiving new agents, one poten-
dabigatran etexilate with enoxaparin sodium in tial problem is the inability to monitor their activ-
Irish patients who needed thrombophylaxis after ity or drug levels particularly in emergency situa-
total hip and total knee replacement. The study tions such as overdose or apparent bleeding. In
concluded that when both rivaroxaban and dabi- addition, no antidote exists for these three drugs
gatran etexilate are compared with enoxaparin if reversal is indicated. Therefore, it is important
sodium, rivaroxaban was the most cost-effective to be able to quickly assess coagulation function
option after total hip or knee replacement. Anoth- in patients with overt bleeding. Patients receiving
er study53, which compared the cost-effectiveness UFH, LMW heparin and warfarin are monitored
of oral direct factor Xa inhibitors with subcuta- with activated partial thromboplastin time
neous LMWH represented the new oral anticoag- (APTT), anti-Xa activity and INR respectively.
ulants as an economically dominant strategy. A Currently, no validated tests are available for new
study54 calculated the cost effectiveness of dabi- oral anticoagulants in case of major hemorrhage
gatran etexilate to warfarin in stroke prevention or apoplexia. Ecarin clotting time may be a reli-
indicated that the new anticoagulant is likely to able but not widely used assay to assess coagula-
be cost-effective alternative to warfarin. Yet, tion with dabigatran50. For rivaroxaban and apix-
large and multicenter randomized controlled tri- aban, anti-factor Xa assays may be useful only in
als are needed to reduce the uncertainty. Despite the future to monitor activity57. Patient knowl-
the expensive costs of new oral anticoagulants, edge of prevention and recognition of complica-
long term results of cost-effectiveness may seem tions should be considered during follow up.
economically dominant strategy. Moreover, the agents frequently produce a pre-
dictable anticoagulant effect that they can be giv-
Food-Drug Interactions en in fixed doses without the need for routine co-
Warfarin interacts with many commonly used agulation laboratory monitoring58.
drugs, and its metabolism varies between pa-
tients. A systemic review in which the drug inter- Patient Selection and Contraindications
actions of warfarin were evaluated showed that Special complications should be considered
26 potential drugs and foods did interact with when using anticoagulants in certain patient
warfarin55. Many of these drug interactions in- groups, in patients with renal insufficiency, with
creased warfarins anticoagulant effect. The anti- poor compliance and with a high risk of gastroin-
coagulant response of WKAs is influenced also testinal bleeding. The first step is to determine
by genetic polymorphisms that may modulate ac- whether the patient is a candidate for one of the
tivity of CYP2C9. On the other hand, the metab- new oral agents or is suited for warfarin. Since
olism of new oral anticoagulants is not affected compliance is the novel agents need at least 1 daily
by food and drug-drug interactions are uncom- dose because of a very short half-life, patients who
mon 25. Most common drug interactions occur are noncompliant to warfarin should not to be
with drugs that strongly inhibit both cytochrome switched to the new oral anticoagulants. Physicians
P450 3A4 and P-glycoprotein, such as antimy- should be also aware of the common side effects of
cotics; therefore, dabigatran requires caution and these agents when prescribing especially to sub-
rivaroxaban is contraindicated in combination populations. Dabigatran and rivaroxaban lead gas-
with these drugs56 Patients receiving rivaroxaban trointestinal bleeding more common than warfarin,
and dabigatran should be monitored for altered particularly in patients over the age of 75. There-
response if CYP3A4 or P-gp inhibitors are added fore, dosage regimens can be changed or agents
to or removed from their drug regimen. Patients may be switched to warfarin for this patient

3128
Deep vein thrombosis and novel oral anticoagulants: a clinical review

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Conflict of Interest invasive diagnosis of deep venous thrombosis.
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