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LEGAL ETHICS is a branch of moral science, which treats of the duties (Reynolds v. Reynolds, Cal.2d580).

which an attorney owes to the court, to the client, to his colleagues in the Of Counsel to distinguish them from attorneys of record, associate
profession and to the public as embodied in the Constitution, Rules of Court, attorneys are referred to as of counsel (5 Am. Jur. 261).
the Code of Professional Responsibility, Canons of Professional Ethics, Lead Counsel The counsel on their side of a litigated action who is
jurisprudence, moral laws and special laws. charged with the principal management and direction of a partys case.
House Counsel Lawyer who acts as attorney for business though carried
Original Bases of Legal Ethics: as an employee of that business and not as an independent lawyer.
1. Canons of Professional Ethics
Bar Association an association of members of the legal profession.
2. Supreme court Decisions
Advocate The general and popular name for a lawyer who pleads on
3. Statistics
behalf of someone else.
4. Constitution
Barrister (England) a person entitled to practice law as an advocate or
5. Treatises and publications
counsel in superior court.
Present Basis of the Philippine Legal System: Code of Professional
Proctor (England) Formerly, an attorney in the admiralty and ecclesiastical
Responsibility.
courts whose duties and business correspond to those of an attorney at law
BAR Refers to the whole body of attorneys and body of judges.
or solicitor in Chancery.
BENCH denotes the whole body of counselors, collectively the members of
Titulo de Abogado It means not mere possession of the academic degree
the legal profession.
of Bachelor of Laws but membership in the Bar after due admission thereto,
Practice of Law any activity, in or out of court which requires the
qualifying one for the practice of law.
application of law, legal procedure, knowledge, training and experience. To
engage in the practice of law is to give notice or render any kind of service,
Admission to the Practice of Law
which or devise or service requires the use in any degree of legal knowledge
The Supreme Court has the power to control and regulate the practice of
or skill (Cayetano v. Monsod, 201 SCRA 210).
law. Thus, the Constitution, under Article VIII, Sec. 5 (5) provides:
Attorney-at-law/Counsel-at-law/Attorney/Counsel/
Sec. 5. The Supreme Court shall have the following powers:
Abogado/Boceros: that class of persons who are licensed officers of the
(5) Promulgate rules concerning the protection and enforcement of
courts, empowered to appear prosecute and defend and upon whom peculiar
constitutional rights, pleading, practice and procedure in all courts, the
duties, responsibilities, and liabilities are developed by law as a
admission to the practice of law, the Integrated Bar, and legal assistance to
consequence (Cui v. Cui, 120 Phil. 729).
the under privileged.
Attorney in fact an agent whose authority is strictly limited by the
The Supreme Court acts through a Bar Examination Committee in the
instrument appointing him, though he may do things not mentioned in his
Exercise of his judicial function to admit candidates to the legal profession.
appointment necessary to the performance of the duties specifically required
The Bar Examination Committee:
of him by the power of attorney appointing him, such authority being
Composed of (1) member of the Supreme Court who acts as
necessarily implied. He is not necessarily a lawyer.
Chairman and eight (8) members of the bar.
Counsel de Oficio a counsel, appointed or assigned by the court, from
The 8 members act as examiners for the 8 bar subjects with one
among members of the Bar in good standing who, by reason of their
subject assigned to each.
experience and ability, may adequately defend the accused. The Bar Confidant acts as a sort of liason officer between the
Note: In localities where members of the Bar are not available, the court may court and the Bar Chairman on the other hand, and the individual
appoint any person, resident of the province and good repute for probity and members of the committee on the other. He is at the same time a
ability, to defend the accused. Sec. 7, Rule 116, Rules of Court. deputy clerk of court.
Attorney ad hoc a person named and appointed by the court to defend an Admission of examinees is always subject to the final approval of
absentee defendant in the suit in which the appointment is made (Bienvenu the court.
v. Factors of Traders Insurance Cp., 33 La.Ann.209) Practice of Law
Attorney of Record one who has filed a notice of appearance and who The practice of law is a privilege granted only to those who possess the
hence is formally mentioned in court records as the official attorney of the STRICT INTELLECTUAL AND MORAL QUALIFICATIONS required of
party. Person whom the client has named as his agent upon whom service of lawyers who are instruments in the effective and efficient administration of
papers may be made. justice. (In Re: Argosino, 1997).
2. they represent their organization or members
Requirements for admission to the Bar: thereof (Art 222, PO 442, as amended).
1. citizen of the Philippines 6. Under the Cadastral Act, a non-lawyer can represent a claimant
2. at least 21 years old before the Cadastral Court (Act no. 2259, Sec. 9).
3. of good moral character Public Officials who cannot engage in the private practice of Law in the
4. Philippine resident Philippines:
5. Production before the supreme court satisfactory evidence of: 1. Judges and other officials as employees of the Supreme
1. good moral character Court (Rule 148, Sec. 35, RRC).
2. no charges against him, involving moral turpitude, 2. Officials and employees of the OSG (Ibid.)
have been filed or are pending in any court in the 3. Government prosecutors (People v. Villanueva, 14 SCRA 109).
Philippines. 4. President, Vice-President, members of the cabinet, their deputies
Requirement of Good Moral Character: a continuing requirement; good and assistants (Art. VIII Sec. 15, 1987 Constitution).
moral character is not only a condition precedent for admission to the legal 5. Members of the Constitutional Commission (Art IX-A, Sec. 2,
profession, but it must also remain intact in order to maintain ones good 1987 Constitution)

standing in that exclusive and honored fraternity. (Tapucar vs. Tapucar, 1998) 6. Ombudsman and his deputies (Art. IX, Sec. 8 (2nd par), 1987
Constitution)
Academic Requirements for Candidates:
7. All governors, city and municipal mayors (R.A. No. 7160, Sec.
1. a bachelors degree in arts and sciences (pre-law course)
90).
2. a completed course in:
8. Those prohibited by special law
1. civil law
2. commercial law Public Officials with Restrictions in the Practice of Law:

3. remedial law 1. 1. No Senator as member of the House of Representative may

4. public international law personally appear as counsel before any court of justice as before

5. private international law the Electoral Tribunals, as quasi-judicial and other administration

6. political law bodies (Art. VI, Sec. 14, 1987 Constitution).

7. labor and social legislation 2. Under the Local Government Code (RA 7160, Sec.

8. medial jurisprudence 91)Sanggunian members may practice their professions provided

9. taxation that if they are members of the Bar, they shall not:

10. legal ethics 1. appear as counsel before any court in any civil case
wherein a local government unit or any office, agency, or
Non-lawyers who may be authorized to appear in court:
instrumentality of the government is the adverse party;
1. Cases before the MTC: Party to the litigation, in person OR
2. appear as counsel in any criminal case wherein an
through an agent or friend or appointed by him for that purpose
officer or employee of the national or local government is
(Sec. 34, Rule 138, RRC)
accused of an offense committed in relation to his office;
2. Before any other court: Party to the litigation, in person (Ibid.)
3. collect any fee for their appearance in administrative
3. Criminal case before the MTC in a locality where a duly licensed
proceedings involving the local government unit of which
member of the Bar is not available: the judge may appoint a non-
he is an official;
lawyer who is:
4. use property and personnel of the government except
1. resident of the province
when the Sanggunian member concerned is defending the
2. of good repute for probity and ability to aid the accused
interest of the government.
in his defense (Rule 116, Sec. 7, RRC).
3. Under RA 910, Sec. 1, as amended, a retired justice or judge
4. Legal Aid Program A senior law student, who is enrolled in a
receiving pension from the government, cannot act as counsel in
recognized law schools clinical education program approved by the
any civil case in which the Government, or any of its subdivision or
supreme Court may appear before any court without compensation,
agencies is the adverse party or in a criminal case wherein an
to represent indigent clients, accepted by the Legal Clinic of the law
officer or employee of the Government is accused of an offense in
school. The student shall be under the direct supervision and
relation to his office.
control of an IBP member duly accredited by the law school.
5. Under the Labor code, non-lawyers may appear before the NLRC Attorneys Oath:

or any Labor Arbiter, if I, __________________, do solemnly swear that I will maintain


1. they represent themselves, or if allegiance to the Republic of the Philippines; I will support its constitution and
obey the laws as well as the legal orders of the duly constituted authorities of the accused, to present every defense that the law permits, to the
therein; I will do no falsehood, nor consent to the doing of any in court; I will end that no person may be deprived of life or liberty, but by due

not willingly nor wittingly promote or sue any groundless, false or unlawful process of law.

suit, or give aid nor consent to the same; I will delay no man for money or Rule 1.01 A lawyer shall not engage in unlawful, dishonest, immoral

malice, and will conduct myself as a lawyer according to the best of my or deceitful conduct.
Conviction for crimes involving moral turpitude a number of
knowledge and discretion, with all good fidelity as well to the court as to my
lawyers have been suspended or disbarred for conviction of crimes
clients; and I impose upon myself this voluntary obligations without any
involving moral turpitude such as:
mental reservation or purpose of evasion. So help me God. (Form 28, RRC)
1. estafa
Nature of Lawyers Oath
2. bribery
The lawyers oath is not mere facile words, drift and hollow, but a
3. murder
sacred trust that must be upheld and kept inviolable. (Sebastian vs.
4. seduction
Calis, 1999)
5. abduction
It is NOT a mere ceremony or formality for practicing law. Every
6. smuggling
lawyer should at all times weigh his actions according to the sworn
7. falsification of public documents
promises he made when taking the lawyers oath. (In Re: Argosino,
Morality as understood in law This is a human standard
1997, In Re: Arthur M. Cuevas, 1998).
based on natural moral law which is embodied in mans conscience
***************************************************************************************
and which guides him to do good and avoid evil.
Code of Professional Responsibility Moral Turpitude: any thing that is done contrary to justice,
Chapter 1: honesty, modesty or good morals.
Lawyer and Society Immoral Conduct: that conduct which is willful, flagrant, or
CANON 1 A lawyer shall uphold the constitution, obey the laws of the land shameless and which shows a moral indifference to the opinion of
and promote respect for law and for legal processes the good and respectable members of the community (Arciga vs.
Duties of Attorneys: Maniwag, 106 SCRA 591).
1. to maintain allegiance to the Republic of the Philippines and to Grossly Immoral Conduct: One that is so corrupt and false as to
support the Constitution and obey the laws of the Philippines; constitute a criminal act or so unprincipled or disgraceful as to be
2. to observe and maintain the respect due to the courts of justice reprehensible to a high degree; it is a WILLFUL, FLAGRANT or
and judicial officers; SHAMELESS ACT which shows a MORAL INDIFFERENCE to the
3. to counsel or maintain such actions or proceedings only as opinion of respectable members of the community. (Narag vs.
appear to him as just, and such defenses only as he believes to be Narag, 1998)
honestly debatable under the laws; Rule 1.02 A lawyer shall not counsel or abet activities aimed at defiance of
4. to employ, for the purpose of maintaining the causes confided to the law or at lessening confidence in the legal system.
him, such means only as are consistent with truth and honor, and Rule 1.03 A lawyer shall not, for any corrupt motive or interest,
never seek to mislead the judge or any judicial officer by an artifice
encourage any suit or proceeding or delay any mans cause.
or false statement of fact or law;
Rule 1.04 A lawyer shall encourage his clients to avoid, end or settle
5. to maintain inviolate the confidence, and at every peril to himself,
the controversy if it will admit of a fair settlement.
to preserve the secrets of his client, and to accept no compensation
If a lawyer finds that his clients cause is defenseless, it is his
in connection with his clients business except from him or with his
burden/duty to advise the latter to acquiesce and submit, rather
knowledge and approval;
than traverse the incontrovertible.
6. to abstain from all offensive personality and to advance no fact
It is unprofessional for a lawyer to volunteer advice to bring a
prejudicial to the honor or reputation of a party or witness, unless
lawsuit, except in rare cases where the blood, relationship or trust
required by the justice of the cause with which he is charged;
makes it his duty to do so.
7. not to encourage either the commencement or the continuance of
Temper clients propensity to litigate.
an action or proceeding, or delay any mans cause for any corrupt
Should not be an instigator of controversy but a mediator for
motive or interest;
concord and conciliator for compromise.
8. never to reject, for any consideration personal to himself, the
The law violated need not be a penal law. Moral Turpitude
cause of the defenseless or oppressed;
everything which is done contrary to justice, honesty, modesty or
9. in the defense of a person accused of a crime, by all fair and
good morals.
honorable means, regardless of his personal opinion as to the guilt
Give advice tending to impress upon the client and his Lawyers may not advertise their services or expertise nor should not resort to
undertaking exact compliance with the strictest principles of moral indirect advertisements for professional employment, such as furnishing or
law. inspiring newspaper comments, or procuring his photograph to be published
Until a statute shall have been construed and interpreted by
in connection with causes in which the lawyer has been engaged or
competent adjudication, he is free and is entitled to advise as to its
concerning the manner of their conduct, the magnitude of the interest
validity and as to what he conscientiously believes to be its just
involved, the importance of the lawyers position, and all other self-laudation.
meaning and extent.
A lawyer has the obligation not to encourage suits. This is so as to Exceptions/ Permissible advertisements:
prevent barratry and ambulance chasing. 1. Reputable law lists, in a manner consistent with the standards of
Barratry offense of frequently exciting and stirring up quarrels
conduct imposed by the canons, of brief biographical and
and suits, either at law or otherwise; Lawyers act of fomenting suits informative data, are allowed.
among individuals and offering his legal services to one of them. 2. Ordinary simple professional Card. It may contain only a
Ambulance Chasing Act of chasing victims of accidents for the
statement of his name, the name of the law firm which he is
purpose of talking to the said victims (or relatives) and offering his connected with, address, telephone number and the special branch
legal services for the filing of a case against the person(s) who of law practiced.
caused the accident(s). 3. A simple announcement of the opening of a law firm or of
CANON 2 A lawyer shall make his legal services available in an efficient changes in the partnership, associates, firm name or office address,
and convenient manner compatible with the independence, integrity and
effectiveness of the profession. being for the convenience of the profession, is not objectionable.
4. Advertisements or simple announcement of the existence of a
Rule 2.01 A lawyer shall not reject, except for valid reasons, the cause
lawyer or his law firm posted anywhere it is proper such as his
of the defenseless or oppressed. place of business or residence except courtrooms and government
Rule 2.02 In such a case, even if a lawyer does not accept a case, he buildings.
shall not refuse to render legal advise to the person concerned if only 5. Advertisements or announcement in any legal publication,
to the extent necessary to safeguard latters rights. including books, journals, and legal magazines.
Rule 2.03 a lawyer shall not do or permit to be done any act designed Rule 2.04 A lawyer shall not charge rates lower than those
primarily to solicit legal business. customarily or prescribed, unless circumstances so warrant.
Primary characteristics which distinguish the legal profession A lawyer cannot delay the approval of a compromise agreement
from business; entered into between parties, just because his attorneys fees were
1. duty of service, of which the emolument is a by product, and in not provided for in the agreement.
which one may attain the highest eminence without making such Rule: A lawyer cannot compromise the case without clients
money; consent (special authority). Exception: Lawyer has exclusive
2. a relation as an officer of court to the administration of justice management of the procedural aspect of the litigation (e.g.
involving thorough sincerity, integrity and reliability; Submission for decision on the evidence so far presented. But in
3. a relation to clients in the highest degree of fiduciary; case where lawyer is confronted with an emergency and
4. a relation to colleagues at the bar characterized by candor, prompt/urgent action is necessary to protect clients interest and
fairness and unwillingness to resort to current business methods of theres no opportunity for consultation, the lawyer may compromise.
advertising and encroachment on their practice or dealing with their Rule: Refrain from charging rates lower than the customary rates.
clients. Valid Justification: relatives, co-lawyers, too poor
Defenseless not in the position to defend themselves due to
poverty, weakness, ignorance or other similar reasons.
Oppressed victims of acts of cruelty, unlawful exaction,
CANON 3 A lawyer in making known is legal services shall use only
domination or excessive use of authority.
true, honest, fair dignified and objective information or statement of
Rule on Advertisements
facts.
General Rule: No advertisements allowed. The most worthy and
Rule 3.01 A lawyer shall not use or permit the use of any false,
effective advertisement possible is the establishment of a well-
fraudulent, misleading, deceptive, undignified, self-auditory or unfair
merited reputation for professional capacity and fidelity to trust.
statement or claim regarding his qualifications or legal services.
Violation of Rule 3.01 is unethical, whether done by him
personally or through another with his permission.
Rule 3.02 In the choice of a firm name, no false, misleading, or 1. commitment to public interest
assumed name shall be used. The continued use of the name of a 2. professionalism

deceased partner is permissible provided that the firm indicates in all 3. justness and sincerity

its communication that said partner is deceased. 4. political neutrality


5. responsiveness to the public
Rule 3.03 Where a partner accepts public office, he shall withdraw
6. nationalism and patriotism
from the firm and his name shall be dropped from the firm name unless
7. commitment to democracy
the law allows him to practice law concurrently.
8. simple living (Sec. 4, RA 6713)
Rule 3.04 A lawyer shall not pay or give anything of value to
Rule 6.01 The primary duty of a lawyer engaged in public prosecution
representatives of the mass media in anticipation of, or in return for,
is not to convict but to see that justice is done. The suppression of
publicity to attract legal business.
facts or the concealment of witnesses capable of establishing the
It is unethical to use the name of a foreign firm.
innocence of the accused is highly reprehensible and is cause of
Death of a partner does not extinguish attorney-client relationship
disciplinary action.
with the law firm.
Negligence of a member in the law firm is negligence of the firm. Rule 6.02 A lawyer in the government service shall not use his public

CANON 4 A lawyer shall participate in the improvement of the legal position to promote or advance his private interest, nor allow the latter

system by initiating or supporting efforts in law reform and in the to interfere with his public duties.

administration of justice. Rule 6.03 A lawyer shall not, after leaving government service, accept

Examples: Presenting position papers or resolutions for the engagements or employment in connection with any matter in which he

introduction of pertinent bills in congress; Petitions with the had intervened while in said service.
Supreme Court for the amendment of the Rules of Court. Various ways a government lawyer leaves government service:

CANON 5 A lawyer shall keep abreast of legal developments, 1. retirement

participate in continuing legal education programs, support efforts to 2. resignation


3. expiration of the term of office
achieve high standards in law schools as well as in the practical
4. dismissal
training of students and assist in disseminating information regarding
5. abandonment
the law and jurisprudence.
Q: What are the pertinent statutory provisions regarding this
Rule?
Objectives of integration of the Bar
To elevate the standards of the legal profession A: Sec. 3 (d) RA 3019 as amended and Sec. 7 (b), RA 6713
To improve the administration of justice
To enable the Bar to discharge its responsibility more effectively. Sec 3. Corrupt practice of Public Officers. In addition to acts or omission of
The three-fold obligation of a lawyer public officers already penalized by existing law, the following shall constitute
First, he owes it to himself to continue improving his knowledge of corrupt practice of any public officer and are hereby declared to be unlawful:
the laws;
Second, he owes it to his profession to take an active interest in (d) accepting or having any member of his family accept employment in a
the maintenance of high standards of legal education; private enterprise which has pending official business with him during the
Third, he owes it to the lay public to make the law a part of their pendency thereof or within one year after termination.
social consciousness.
CANON 6 These canons shall apply to lawyers in government service Section 7 (b) of RA 6713 prohibits officials from doing any of the following
in the discharge of their official tasks. acts:
Public Officials include elective and appointive officials and
employees, permanent or temporary, whether in the career or non- 1. own, control, manage or accept employment as officer, employee,
career service, including military and police personnel, whether or consultant, counsel, broker, agent, trustee or nominee in any private
not they receive compensation, regardless of amount. (Sec. 3 (b), enterprise regulated, supervised or licensed by their office unless
RA 6713). expressly allowed by law.
The law requires the observance of the following norms of
conduct by every public official in the discharge and execution of These prohibitions shall continue to apply for a period of one (1) year after

their official duties: resignation, retirement, or separation from public office, except in the case of
subparagraph (b) (2) above, but the professional concerned cannot practice It is the duty of a lawyer to inform the SC or the IBP of such
his profession in connection with any matter before the office he used to be malpractice to the end that the malpractitioner be properly

with, in which case the one year prohibition shall likewise apply. disciplined.
Not to use in pleadings and in practice the following: disrespectful,
Lawyers in the government service are prohibited to engage in abusive and abrasive language, offensive personalities,
the private practice of their profession unless authorized by the unfounded accusations or intemperate words tending to obstruct,
constitution or law, provided that such practice will not conflict or embarrass or influence the court in administering justice.
tend to conflict with their official functions. Want of intention: not an excuse for the disrespectful language
Misconduct in office as a public official may be a ground for used. It merely extenuates liability.
disciplinary action (if of such character as to affect his qualification
as lawyer or to show moral delinquency). CANON 9 A lawyer shall not directly or indirectly assist in the
Should recommend the acquittal of the accused whose conviction unauthorized practice of law.
is on appeal, IF he finds no legal basis to sustain the conviction. Rule 9.01 A lawyer shall not delegate to any unqualified person the
Includes restriction is representing conflicting interest (e.g. performance of any task which by law may only be performed by a
Accepting engagements vs. former employer, PNB) member of the bar in good standing.
The OSG is not authorized to represent a public official at any Rule 9.02 A lawyer shall not divide or stipulate to divide a fee for legal
state of a criminal case. services with persons not licensed to practice law, except:
*************************************************************************************** 1. a. Where there is a pre-existing agreement, with a partner
Chapter II or associate that , upon the latters death, money shall be
The Lawyer and the Legal Profession paid over a reasonable period of time to his estate or to the
CANON 7 A lawyer shall at all times uphold the integrity and dignity of persons specified in the agreement; or
the legal profession, and support the activities of the integrated bar. 2. b. Where a lawyer undertakes to complete unfinished legal
Rule 7.01 A lawyer shall be answerable for knowingly making false business of a deceased lawyer; or
statements or suppressing a material fact, in connection with his 3. c. Where a lawyer or law firm includes non-lawyer
application for admission to the bar. employees in a retirement plan, even if the plan is based in
Rule 7.02 A lawyer shall not support application for admission to the whole or in part of a profit sharing arrangements.
bar by any person known to him or be unqualified in respect to Lawyer shall not negotiate with the opposite party who is
character, education, or other relevant attribute. represented by a counsel. Neither should lawyer attempt to
Rule 7.03 A lawyer shall not engage in conduct that adversely reflects interview the opposite party and question him as to the facts of
on his fitness to practice law, nor should he, whether in public or the case even if the adverse party is willing to do so.
private life, behave in a scandalous manner to the discredit of the legal Lawyer should deal only with counsel, even if theres a fair
profession. agreement.
Upright character; not mere absence of bad character. Lawyer may however interview any witness or prospective
A lawyer must at all times conduct himself properly as not to put witness for the opposing side. Limitation: avoid influencing
into question his fitness to practice law. witness in recital and conduct.
Avoid scandalous conduct; not only required to refrain from A lawyer must not take as partner or associate one who:
adulterous relationships or the keeping of mistress but must also 1. is not a lawyer
behave himself as to avoid scandalizing the public by creating the 2. is disbarred
belief that he is flouting those moral standards. 3. has been suspended from the practice of law
4. foreign lawyer, unless licensed by the SC.
CANON 8 A lawyer shall conduct himself with courtesy, fairness and A lawyer cannot delegate his authority without clients consent
candor towards his professional colleagues, and shall avoid harassing even to a qualified person.
tactics against opposing counsel. ***************************************************************************************
Rule 8.01 A lawyer shall not, in his professional dealings, use Chapter III
language which is abusive, offensive or otherwise improper. The Lawyer and the Courts
Rule 8.02 A lawyer shall not, directly or indirectly, encroach upon the CANON 10 A Lawyer owes candor, fairness and good faith to the
professional employment of another lawyer; however, it is the right of court.
any lawyer without fear or favor, to give proper advice and assistance
to those seeking relief against unfaithful or neglectful counsel.
Rule 10.01 A lawyer shall not do any falsehood, nor consent to the dressing in court (barong or tie, not both) is enough to warrant a
doing of any in court; nor shall he mislead or allow the court to be citing for contempt.
mislead by any artifice. Rule 11.02 A lawyer shall punctually appear at court hearings.
Rule 10.02 A lawyer shall not knowingly misquote or misrepresent the Rule 11.03 A lawyer shall abstain from scandalous, offensive, or
contents of the paper, the language or the argument of opposing menacing language or behavior before the courts.
counsel, or the text of a decision of authority, or knowingly cite as law a Rule 11.04 A lawyer shall not attribute to a judge motives not
provision already rendered inoperative by repeal or amendment, or supported by the record or having no materiality to the case.
assert as a fact that which has not been approved. Rule 11.05 A lawyer shall submit grievances against a judge to the
Rule 10.03 A lawyer shall observe the rules of procedure and shall not proper authorities already.
misuse them to defeat the ends of justice. A lawyer is an officer of the court. He occupies a quasi-judicial
Judge-lawyer relationship: based on independence and self- office with a tripartite obligation to the courts, to the public and to
respect. his clients.
Lawyers duty to the court: The public duties of the attorney take precedence over his private
1. respect and loyalty duties. His first duty is to the courts. Where duties to the courts
2. fairness, truth and candor conflict with his duties to his clients, the latter must yield to the
3. no attempt to influence courts former.
Cases of falsehood: Lawyers must be respectful not only in actions but also in the use
1. stating in the Deed of Sale that property is free from all liens and of language whether in oral arguments or in pleadings.
encumbrances when not so Must exert efforts that others (including clients, witnesses) shall
2. encashing check payable to a deceased cousin by signing the deal with the courts and judicial officers with respect.
latters name on the check Obedience to court orders and processes.
3. falsifying a power of attorney and using it in collecting the money Criticisms of courts must not spill the walls of decency. There is a
due to the principal wide difference between fair criticism and abuse and slander of
4. alleging in one pleading that the clients were mere lessees and in courts and judges. Intemperate and unfair criticism is a gross
another pleading that the same clients were owners violation of the duty to respect the courts. It amounts to
5. presenting falsified documents in court which he knows to be misconduct which subjects the lawyer to disciplinary action.
false A mere disclaimer of any intentional disrespect by appellant is not
6. filing false charges on groundless suits a ground for exoneration. His intent must be determined by a fair
7. using in pleadings the IBP number of another lawyer interpretation of the languages employed by him. He cannot
8. unsolicited appearances escape responsibility by claiming that his words did not mean
9. use of fictitious residence certificate what any reader must have understood them to mean.
10. misquotation/misrepresentation Lawyer can demand that the misbehavior of a judge be put on
11. citing a repealed or amended provision record.
12. asserting a fact not proved Lawyers must be courageous enough to expose arbitrariness and
13. verbatim reproductions down to the last word and punctuation injustice of courts and judges.
mark A lawyer may submit grievances against judges in the Supreme
14. slight typo mistake: not sufficient to place him in contempt Court, Ombudsman, or Congress (for impeachment of SC judges
only).
CANON 11 A lawyer shall observe and maintain the respect due to the
courts and to judicial officers and should insist on similar conduct by CANON 12 A lawyer shall exert every effort and consider it his duty to
others. assist in the speedy and efficient administration of justice.
Rule 11.01 A lawyer shall appear in court properly attired. Rule 12.01 A lawyer shall not appear for trial unless he has adequately
A lawyer may NOT wear outlandish or colorful clothing to court. prepared himself with the law and the facts of his case, the evidence he
As an officer of the court and in order to maintain the dignity and will adduce and the order of its preference. He should also be ready
respectability of the legal profession, a lawyer who appears in with the original documents for comparison with the copies.
court must be properly attired. Consequently, the court can hold a Newly hired counsel: must acquaint himself with all the
lawyer IN CONTEMPT of court if he does not appear in proper antecedent proceedings and processes that have transpired in
attire. Any deviation from the commonly accepted norm of the record prior to his takeover.
If presenting documentary exhibits, he must be ready with the 1. a. on formal matters, such as the mailing, authentication
originals for the purpose of comparison with copies thereof. or custody of an instrument and the like:
Rule 12.02 A lawyer shall not file multiple actions arising from the 2. b. on substantial matters, in cases where his testimony is
same cause. essential to the ends of justice, in which event he must,
Forum shopping omission to disclose pendency of appeal or during his testimony, entrust the trial of the case to another
prior dismissal of his case by a court of concurrent jurisdiction. counsel.
Forum shopping exists when as a result of an adverse opinion in
one forum: CANON 13 A lawyer shall rely upon the merits of his cause and refrain
1. a party seeks favorable opinion (other than by appeal or certiorari) from any impropriety which tends to influence, or gives the appearance
in another; or of influencing the court.
2. when he institutes two or more actions or proceedings grounded Rule 13.01 A lawyer shall not extend extraordinary attention or
on the same cause, on the gamble that one or the other would hospitality to, nor seek opportunity for, cultivating familiarity with
make a favorable disposition (Benguet Electric Corp. vs. Flores, judges.
287 SCRA 449, March 12, 1998). Rule 13.02 A lawyer shall not make public statements in the media
The most important factor in determining the existence of forum- regarding a pending case tending to arouse public opinion for or
shopping is the VEXATION caused the courts and party-litigants against a party.
by a party who asks different courts to rule on the same related Rule 13.03 A lawyer shall not brook or invite interference by another
causes, asking the same relief. branch or agency of the government in the normal course of judicial
Forum shopping constitutes DIRECT CONTEMPT of court and proceedings.
may subject the offending lawyer to disciplinary action. The judge has the corresponding duty not to convey or permit
Rule 12.03 A lawyer shall not, after obtaining extensions of time to file others to convey the impression that they are in a special position
pleadings, memoranda or briefs, let the period lapse without submitting to influence the judge.
the same or offering an explanation for his failure to do so. Discussing cases with the judge privately should be avoided.
Asking for extension of time must be in good faith. Test when public statement is contemptuous: The character of the
Rule 12.04 A lawyer shall not unduly delay a case, impede the act done and its direct tendency to prevent and obstruct the
execution of a judgment or misuse court processes. discharge of official duty.
Rule 12.05 A lawyer shall refrain from talking to his witness during a To warrant a finding of prejudicial publicity, there must be an
break or recess in the trial, while the witness is still under examination. allegation and proof that the judges have been unduly influenced,
Rule 12.06 A lawyer shall not knowingly assist a witness to not simply that they might be, by the barrage of publicity.
misrepresent himself or to impersonate another. Lawyer is equally guilty as the client if he induces the latter to
Rule 12.07 A lawyer shall not abuse, browbeat or harass a witness nor cause the publicity.
needlessly inconvenience him. ***************************************************************************************
Rights and obligations of a witness a witness must answer questions, Chapter IV
although his answer may tend to establish a claim against him. However, it The Lawyer and the Client
is the right of a witness: CANON 14 A Lawyer shall not refuse his services to the needy.
1. to be protected from irrelevant, improper, or insulting questions Rule 14.01 A lawyer shall not decline to represent a person solely on
and from harsh or insulting demeanor; account of the latters race, sex, creed or status of life, or because of
2. not to be detained longer than the interest of justice requires; his own opinion regarding the guilt of said person.
3. not to be examined except only as to matters pertinent to the Rule 14.02 A lawyer shall not decline, except for serious and sufficient
issue; cause, an appointment as counsel de oficio or as amicus curae or a
4. not to give any answer which will tend to subject him to a penalty request from the Integrated Bar of the Philippines or any of its chapters
for an offense unless otherwise provided by law, or for rendition of free legal aid.
5. nor to give answer which will tend to degrade his reputation, Rule 14.03 A lawyer may refuse to accept representation of a client if:
unless it be to the very fact at issue or to a fact from which the fact 1. a. He is not in position to carry out the work effectively
in issue would be presumed. But a witness must answer to the and competently.
fact of his previous final conviction for an offense. (Rule 132, Sec. 2. b. He labors under conflict of interest between him and the
3, RRC) prospective client or between a present client and the
Rule 12.08 A lawyer shall avoid testifying in behalf of his client, prospective client.
except:
Rule 14.04 A lawyer who accepts the cause of a person unable to pay When communication is not privileged:
his professional fees shall observe the same standard of conduct 1. after pleading has been filed
governing his relations with paying clients. 2. communication intended by the client to be sent to a third person
Duties to Client: through his counsel (it loses its confidential character as soon as
1. owe utmost learning and ability it reaches the hands of third person)
2. maintain inviolate the confidence of the client Even if the communication is unprivileged, the rule of ethics
3. disclose all circumstances/interest regarding the controversy prohibits him from voluntarily revealing or using to his benefit or to
4. undivided loyalty that of a third person, to the disadvantage of the client, the said
5. not reject cause of defenseless and oppressed communication unless the client consents thereto.
6. candor, fairness and loyalty This is applicable to students under the Student Practice Law
7. hold in trust money or property Program
8. respond with zeal to the cause of the client Rule 15.03 A lawyer shall not represent conflicting interests except by
Appointment of Amicus Curae written consent of all concerned given after a full disclosure of the
1. by application to the judge facts.
2. the judge on his own initiative may invite the lawyer
3. no right to interfere with or control the condition of the record, no Rule on Conflicting Interest
control over the suit It is generally the rule based on sound public policy that an attorney
Cannot refuse on the ground of insufficient of compensation or cannot represent adverse interest. It is highly improper to represent both
lack of it sides of an issue. The proscription against representation of conflicting
interest finds application where the conflicting interest arises with respect to
CANON 15 A lawyer shall observe candor, fairness and loyalty in all the same general matter and is applicable however slight such adverse
his dealings and transactions with his client. interest may be. It applies although the attorneys intention and motives were
Rule 15.01 A lawyer in conferring with a prospective client, shall honest and he acted in good faith. However, representation of conflicting
ascertain as soon as practicable whether the matter would involve a interest may be allowed where the parties consent to the representation after
conflict with another client or his own interest, and if so, shall forthwith full disclosure of facts. (Nakpil vs. Valdez, 286 SCRA 758).
inform the prospective client. General Rule:An attorney cannot represent adverse interest.
Rule 15.02 A lawyer shall be bound by the rule on privilege Exception:Where the parties consent to the representation after
communication in respect of matters disclosed to him by a prospective full disclosure of facts.
client. The TEST in determining Conflicting Interest: The test is whether
or not the acceptance of a new relation will prevent an attorney
Rule on Revealing Clients Identity from the full discharge of his duty of individual fidelity and loyalty
General Rule: A lawyer may not invoke privilege communication to his client or invite suspicion of unfaithfulness in double-dealing
to refuse revealing a clients identity. (Regala vs. Sandiganbayan, in the performance thereof.(Tiana vs. Ocampo)
262 SCRA 122, September 20, 1996) Rule 15.04 A lawyer may, with the written consent of all concerned,
Exceptions: act as mediator, conciliator or arbitrator in settling disputes.
1. When by divulging such identity, it would implicate the client to Rule 15.05 A lawyer, when advising his client, shall give a candid and
that same controversy for which the lawyers services were honest opinion on the merits and probable results of the clients case,
required. neither overstating nor understating the prospects of the case.
2. It would open client to civil liability Rule 15.06 A lawyer shall not state nor imply that he is able to
3. The disclosure of such identity will provide for the only link in influence any public official, tribunal or legislative body.
order to convict the accused, otherwise, the government has no Rule 15.07 A lawyer shall impress upon his client compliance with the
case. laws and the principles of fairness.
Requisites of Privileged Communication: Rule 15.08 A lawyer who is engaged in another profession or
1. Atty.-client relationship (or a kind of consultancy relationship with occupation concurrently with the practice of law shall make clear to his
a prospective client client whether he is acting as a lawyer or in another capacity.
2. Communication made by client to lawyer in the course of lawyers Lawyers should refrain from giving any advice unless they have
professional employment obtained sufficient understanding of their clients cause. A careful
3. Communication is intended to be confidential (see Rule 130, Sec. investigation and examination of the facts must first be had before
21(b), Rules of Court) any legal opinion be given by the lawyer to the client.
To avoid breach of legal ethics, a lawyer should keep any CANON 17 A lawyer owes fidelity to the cause of his client and he
business, in which is engaged in concurrently with the practice of shall be mindful of the trust and confidence reposed in him.
law, entirely separate and apart from the latter. No fear of judicial disfavor or public popularity should restrain him
CANON 16 A lawyer shall hold in trust all moneys and properties of from full discharge of his duty.
his client that may come into his possession. It is the duty of the lawyer at the time of retainer to disclose to the
Rule 16.01 A lawyer shall account for all money or property collected client all the circumstances of his relations to the parties and any
or received for or from the client. interest in, or connection with, the controversy which might
Rule 16.02 A lawyer shall keep the funds of each client separate and influence the client in the selection of counsel.
apart from his own and those of others kept by him. The lawyer owes loyalty to his client even after the relation of
Rule 16.03 A lawyer shall deliver the funds and property of his client attorney and client has terminated. It is not good practice to
when due or upon demand. However, he shall have a lien over the permit him afterwards to defend in another case other persons
funds and may apply so much thereof as may be necessary to satisfy against his former client under the pretext that the case is distinct
his lawful fees and disbursements, giving notice promptly thereafter to from and independent of the former case.
his client. He shall also have a lien to the same extent on all judgments
and executions he has secured for his client as provided for the Rules CANON 18 A lawyer shall serve his client with competence and
of Court. diligence.
Attorneys Liens an attorney shall have a lien upon the funds, Rule 18.01 A lawyer shall not undertake a legal service which he
documents and papers of his client which have lawfully come into his knows or should know that he is not qualified to render. However, he
possession and may retain the same until his lawful fees and disbursements may render such service if, with the consent of his client, he can obtain
have been paid, and may apply such finds to the satisfaction thereof. He as collaborating counsel a lawyer who is competent on the matter.
shall also have a lien to the same extent upon all judgements for the Rule 18.02 A lawyer shall not handle any legal matter without
payment of money, and executions issued in pursuance of such judgements adequate preparation.
which he has secured in a litigation of his client, from and after the time when Rule 18.03 A lawyer shall not neglect a legal matter entrusted to him
he shall have caused a statement of his claim of such lien to be entered and his negligence in connection therewith shall render him liable.
upon the records of the court rendering such judgement, or issuing such Rule 18.04 A lawyer shall keep the client informed of the status of his
execution, and shall have caused written notice thereof to be delivered to his case and shall respond within a reasonable time to the clients request
client and to the adverse party; and he shall have the same right and power for information.
over such judgments and executions as his client would have to enforce his Competence: sufficiency of lawyers qualification to deal with the
lien and secure the payment of his fees and disbursements. (Sec, 37, Rule matter in question and includes knowledge and skill and the ability
138, RRC) to use them effectively in the interest of the client.
Rule 16.04 A lawyer shall not borrow money from his client unless the A lawyer must keep himself constantly abreast with the trend of
clients interests are fully protected by the nature of the case or by authoritative pronouncements and developments in all branches
independent advice. Neither shall a lawyer lend money to a client of law.
except, when in the interest of justice, he has to advance necessary There must be extraordinary diligence in prosecution or defense
expenses in the legal matter he is handling for the client. of his clients cause.
Attorneys lien is not an excuse for non-rendition of accounting If a lawyer errs like any other human being, he is not answerable
Cannot disburse clients money to clients creditors without for every error or mistake, and will be protected as long as he acts
authority. honestly and in good faith to the best of his skill and knowledge.
Failure to deliver upon demand gives rise to the presumption that Lawyer is not an insurer of the result in a case where he is
he has misappropriated the funds for his own use to the prejudice engaged in the counsel.
of the client and in violation of the trust reposed in him.
Notify client if retaining lien shall be implemented CANON 19 A lawyer shall represent his client with zeal within the
When a lawyer enforces a charging lien against his client, the bounds of the law.
client-lawyer relationship is terminated. Rule 19.01 A lawyer shall employ only fair and honest means to attain
The principle behind Rule 16.04 is to prevent the lawyer from the lawful objectives of his client and shall not present, participate in
taking advantage of his influence over the client or to avoid presenting or threaten to present unfounded criminal charges to obtain
acquiring a financial interest in the outcome of the case. an improper advantage in any case or proceeding.
Rule 19.02 A lawyer who has received information that his client has,
in the course of the representation, perpetuated a fraud upon a person
or tribunal, shall promptly call upon the client to rectify the same, and Attorneys Fees
failing which he ha to terminate the relationship with such client in 1. Ordinary attorneys fee -the reasonable compensation paid to a
accordance with the Rules of Court. lawyer by his client for the legal services he has rendered to the
Rule 19.03 A lawyer shall not allow his client to dictate the procedure latter. The basis for this compensation is the fact of his
in handling the case. employment by and his agreement with the client.
General Rule: Negligence binds client 2. Extraordinary attorneys fee an indemnity for damages ordered
Exception: Reckless imprudence (deprives client of due process) by the court to be paid by the losing party in litigation. The basis
Results in outright deprivation of ones property through technicality for this is any of the cases provided for by law where such award
Must not present in evidence any document known to be false; can be made, such as those authorized in Article 2208 of the Civil
nor present a false witness. Code, and is payable NOT to the lawyer but to the client, unless
Negative pregnant is improper since it is an ambiguous pleading they have agreed that the award shall pertain to the lawyer as
(improper if in bad faith and the purpose is to confuse the other additional compensation or as part thereof.
party)
In defense: present every defense the law permits. How attorneys fees may be claimed by the lawyer:
Lawyer should do his best efforts to restrain and to prevent his 1. It may be asserted either in the very action in which the services
clients from perpetrating acts which he himself ought not to do. Or of a lawyer had been rendered or in a separate action.
else, withdraw. But lawyer shall not volunteer the information 2. A petition for attorneys fees may be filed before the judgment in
about the clients commission of fraud to anyone counter to duty favor of the client is satisfied or the proceeds thereof delivered to
to maintain clients confidence and secrets. the client.
3. The determination as to the propriety of the fees or as to the
CANON 20 A lawyer shall charge only fair and reasonable fees. amount thereof will have to be held in abeyance until the main
Rule 20.01 A lawyer shall be guided by the following factors in case from which the lawyers claim for attorneys fees may arise
determining his fees: has become final. Otherwise, the determination of the courts will
1. a. The time spent and the extent of the services rendered be premature.
or required.
2. b. The novelty and difficulty of the questions involved; Kinds of Retainer Agreements on Attorneys fees:
3. c. The importance of the subject matter; 1. General Retainer or Retaining Fee it is the fee paid to a lawyer
4. d. The skill demanded; to secure his future services as general counsel for any ordinary
5. e. The probability of losing other employment as a result legal problem that may arise in the ordinary business of the client
of acceptance of the proffered case; and referred to him for legal action;
6. f. The customary charges for similar services and the 2. Special Retainer that is a fee for a specific case or service
schedule of fees of the IBP chapter to which he belongs; rendered by the lawyer for a client
7. g. The amount involved in the controversy and the benefits Quantum Meruit it means as much as he deserves, and is used
resulting to the client from the services; as the basis for determining the lawyers professional fees in the
8. h. The contingency or certainty of compensation; absence of a contract, but recoverable by him from his client.
9. i. The character of the employment, whether occasional Quantum Meruit is resorted to where:
or established; and 1. there is no express contract for payment of attorneys fees agreed
10. j. The professional standing of the lawyer. upon between the lawyer and the client;
Kinds of Payment which may be stipulated upon: 2. when although there is a formal contract for attorneys fees, the
1. a fixed or absolute fee which is payable regardless of the result stipulated fees are found unconscionable or unreasonable by the
of the case court.
2. a contingent fee that is conditioned to the securing of a favorable 3. When the contract for attorneys fees is void due to purely formal
judgment and recovery of money or property and the amount of matters or defects of execution
which may be on a percentage basis 4. When the counsel, for justifiable cause, was not able to finish the
3. a fixed fee payable per appearance case to its conclusion
4. a fixed fee computed by the number of hours spent 5. When lawyer and client disregard the contract for attorneys fees.
5. a fixed fee based on a piece of work Skill: length of practice is not a safe criterion of professional
ability.
Rule 20.02 A lawyer shall, in cases of referral, with the consent of the Secret refers to other information gained in the professional
client, be entitled to a division of fees in proportion to the work relationship that the client has regulated to be held inviolate or the
performed and responsibility assumed. disclosure of which would be embarrassing or would likely be
Rule 20.03 A lawyer shall not, without the full knowledge and consent detrimental to the client.
of the client, accept any fee, reward, costs, commission, interest, An attorney cannot, without the consent of his client, be examined
rebate or forwarding allowance or other compensation whatsoever as to any communication made by the client to him, or his advice
related to his professional employment from anyone other than the given thereon in the course of professional employment; nor can
client. an attorneys secretary, stenographer, or clerk be examined,
Rule 20.04 A lawyer shall avoid controversies with clients concerning without the consent of the client and his employees, concerning
his compensation and shall resort to judicial action only to prevent any fact the knowledge of which has been acquired in such
imposition, injustice or fraud. capacity (Rule 130, Sec. 21 (b), RRC)
Unauthorized counsel: Not entitled to attorneys fees. The mere establishment of a client-lawyer relationship does not
Stipulation regarding payments of attorneys fees is not raise a presumption of confidentiality. There must be an intent or
illegal/immoral and is enforceable as the law between the parties that the communication relayed by the client to the lawyer be
provided such stipulation does not contravene law, good morals, treated as confidential.
etc. Rule 21.01 A lawyer shall not reveal the confidences or secrets of his
When counsel cannot recover full amount despite written contract client except:
for attorneys fees: 1. a. When authorized by the client after acquainting him of
1. When he withdraws before the case is finished the consequences of the disclosure:
2. justified dismissal of attorney (payment: in quantum meruit only) 2. b. When required by law;
The reason for the award of attorneys fees must be stated in the 3. c. When necessary to collect his fees or to defend himself,
text of the decision; otherwise, if it is stated only in the dispositive his employees or associates or by judicial action.
portion of the decision, the same must be disallowed on appeal. When properly authorized after having been fully informed of the
Even though the interest or property involved is of considerable consequences to reveal his confidences/secrets, then there is a
value, if the legal services rendered do not call for much efforts valid waiver.
there is no justification for the award of high fees. Art. 209. Betrayal of Trust by an Attorney or Solicitor. Revelation
Champertous Contracts (void) Lawyer stipulates with his client of secrets. In addition to the proper administrative action, the
that in the prosecution of the case, he will bear all the expenses penalty of prision correccional in its minimum period, or a fine
for the recovery of things or property being claimed by the client ranging from P200 to P1000, or both, shall be imposed upon any
and the latter agrees to pay the former a portion of the attorney at law or solicitor who, by any malicious break of
thing/property recovered as compensation. professional duty as inexcusable negligence or ignorance, shall
Compensation to an attorney for merely recommending another prejudice his client, or reveal any of the secrets of the latter
lawyer is improper (agents) learned by him in his professional capacity.
Attorneys fees for legal services shared or divided to non-lawyer The same penalty shall be imposed upon an attorney at law or solicitor who,
is prohibited. Division of fees is only for division of service or having undertaken the defense of a client, or having received confidential
responsibility. information from said client in a case, shall undertake the defense of the
A lawyer should try to settle amicably any differences on the opposing party in the same case, without the consent of his first client (Rule
subject. A lawyer has 2 options. Judicial action to recover 209, RPC)
attorneys fees: General Rule: Obligation to keep secrets covers only lawful
1. In same case: Enforce attorneys fees by filing an appropriate purposes
motion or petition as an incident to the main action where he Exceptions:
rendered legal services. 1. announcements of intention of a client to commit a crime
2. In a separate civil action. 2. client jumped bail and lawyer knows his whereabouts; or client is
living somewhere under an assumed name
CANON 21 A lawyer shall preserve the confidences and secrets of his 3. Communication involves the commission of future fraud or crime
client even after the attorney-client relation is terminated. but crimes/frauds already committed falls within the privilege.
Confidence refers to information protected by the attorney-client
privilege (RRC) Rule 21.02 A lawyer shall not, to the disadvantage of his client, use
information acquired in the course of employment, nor shall he use the
same to his own advantage or that of a third person, unless the client
with full knowledge of the circumstances consents thereto.
Retaining Lien
Rule 21.03 A lawyer shall not, without the written consent of his client,
give information from his files to an outside agency seeking such
Passive Lien: It cannot be actively
information for auditing, statistical, bookkeeping, accounting, data
1. Nature enforced. It is a general lien
processing, or any other similar purposes.
Rule 21.04 A lawyer may disclose the affairs of a client of the firm to Lawful possession of papers,
partners or associates thereof unless prohibited by the client. 2. Basis documents, property belonging to client.
Rule 21.05 A lawyer shall adopt such measures as may be required to
prevent those whose services are utilized by him, from disclosing or Covers only papers, documents and
using confidences or secrets of the client. property in the lawful possession of the
Rule 21.06 A lawyer shall avoid indiscreet conversation about a attorney by reason of his professional
clients affairs even with members of his family. 3. Coverage employment
Rule 21.07 A lawyer shall not reveal that he has been consulted about
a particular case except to avoid possible conflict of interest.
Avoid committing calculated indiscretion accidental revelation of As soon as the attorney gets possession
secrets obtained in his professional employment. 4. When Lien takes effect of the papers documents or property
Prohibition applies, even if the prospective client did not thereafter
Client need not be notified to make it
actually engage the lawyer.
5. Notice effective

CANON 22 A lawyer shall withdraw his services only for good cause
and upon notice appropriate in the circumstances.
May be exercised before judgment or
Rule 22.01 A lawyer may withdraw his services in any of the following
6. Applicability execution or regardless thereof.
cases:
1. a. When the client pursues an illegal or immoral course of
conduct in connection with the matter he is handling;
2. b. When the client insists that the lawyer pursue conduct In withdrawal as counsel for a client, an attorney may only retire
violative of these canons and rules; from a case either by written consent of his client or by permission
3. c. When his inability to work with co-counsel will not of the court after due notice and hearing, in which event the
promote the best interest of the client; attorney should see to it that the name of the new attorney is
4. d. When the mental or physical condition of the lawyer recorded in the case.
renders it difficult for him to carry out the employment An attorney who could not get the written consent of his client
effectively; must make an application to the court, for the relation does not
5. e. When the client deliberately fails to pay the fees for the terminate formally until there is a withdrawal of record. Counsel
services or fails to comply with the retainer agreement; has no right to presume that the court would grand his withdrawal
6. f. When the lawyer is elected or appointed to a public and therefore must still appear on the date of hearing.
office, and Requirements for the Substitution of Counsel in a Case:
7. g. Other similar cases 1. written application
2. written consent of client
Rule 22.02 A lawyer who withdraws or is discharged shall subject to a 3. written consent of attorney to be substituted
retaining lien, immediately turn over all papers and property to which 4. if the consent of the attorney to be substituted cannot be
the client is entitled, and shall cooperate with his successor in the obtained, there must be at least a proof of notice that the motion
orderly transfer of the matter, including all information necessary for for substitution has been served upon him, in the manner
the proper handling of the matter. prescribed by the rules.
A lawyer cannot recover compensation from one who did not
employ or authorize his employment, however valuable the
results of his services may have been to such person. In similar
cases, no compensation when:
1. client conducts himself in a manner which tends to degrade his Main Objectives of Disbarment and Suspension:
attorney; 1. to compel the attorney to deal fairly and honestly with his clients;
2. client refuses to extend cooperation; 2. to remove from the profession a person whose misconduct has
3. client stops having contact with him. proved him unfit to be entrusted with the duties and
The right of a client to terminate a lawyer is absolute. Such termination may responsibilities belonging to the office of an attorney;
be with or without cause. 3. to punish the lawyer;
4. to set an example or a warning for the other members of the bar;
Liabilities of Lawyers 5. to safeguard the administration of justice from incompetent and
Civil Liability dishonest lawyers;
1. Client is prejudiced by lawyers negligence or misconduct 6. to protect the public
2. Breach of fiduciary obligation
3. Civil liability to third persons Characteristics of Disbarment Proceedings:
4. Libelous words in pleadings; violation of communication privilege 1. Neither a civil nor criminal proceedings;
5. Liability for costs of suit (treble costs) when lawyer is made 2. Double jeopardy cannot be availed of in a disbarment proceeding;
liable for insisting on clients patently unmeritorious case or 3. It can be initiated motu propio by the SC or IBP. It can be initiated
interposing appeal merely to delay litigation without a complaint;
Criminal Liability 4. It is imprescriptible;
1. Prejudicing client through malicious breach of professional duty 5. Conducted confidentially;
2. Revealing clients secrets 6. It can proceed regardless of the interest of the lack thereof on the
3. Representing adverse interests part of the complainant;
4. Introducing false evidence 7. It constitutes due process.
5. Misappropriating clients funds (estafa)
Grounds for Disbarment or Suspension:
Contempt of Court 1. deceit;
a. Kinds of Contempt: 2. malpractice or other gross misconduct in office;
Direct consists of misbehavior in the presence of or so near a 3. grossly immoral conduct;
court or judge as to interrupt or obstruct the proceedings before 4. conviction of a crime involving moral turpitude;
the court or the administration of justice; punished summarily. 5. violation of oath of office;
Indirect one committed away from the court involving 6. willful disobedience of any lawful order of a superior court;
disobedience of or resistance to a lawful writ, process, order, 7. corrupt or willful appearance as attorney for a party to case
judgment or command of the court, or tending to belittle, degrade, without authority to do so (Sec. 27, Rule 138, RRC)
obstruct, interrupt or embarrass the court.
Civil- failure to do something ordered by the court which is for the Procedure for Disbarment
benefit of a party. 1. Institution either by:
Criminal any conduct directed against the authority or dignity of 2. the Supreme Court, motu proprio, or
the court. 3. the IBP, motu proprio, or
4. upon verified complaint by any person
b. Acts Constituting Contempt: 5. Six copies of the verified complaint shall be filed with the
1. Misbehavior Secretary of the IBP or Secretary of any of its chapter and shall
2. Disobedience be forwarded to the IBP Board of Governors.
3. Publication concerning pending litigation 6. Investigation by the National Grievance Investigators.
4. Publication tending to degrade the court; disrespectful language 7. Submission of investigative report to the IBP Board of Governors.
in pleadings 8. Board of Governors decides within 30 days.
5. Misleading the court or obstructing justice 9. Investigation by the Solicitor-General
6. Unauthorized practice of law 10. SC renders final decision for disbarment/suspension/dismissal.
7. Belligerent attitude
8. Unlawful retention of clients funds Quantum of Proof Required: CLEAR, CONVINCING & SATISFACTORY
evidence.
Administrative Liabilities of lawyers
Burden of Proof: Rests on the COMPLAINANT, the one who instituted the Rule 2.04 A judge shall refrain from influencing in any manner the
suit outcome of litigation or dispute pending before another court of
administrative agency.
Officers authorized to investigate Disbarment cases: A judge must be beyond suspicion. He has the duty not only to
1. Supreme Court render a just and impartial decision but also to render it in such a
2. IBP through its Commission on Bar Discipline or authorized manner as to be free from any suspicion as to its fairness and
investigator impartiality, and also as to his integrity.
3. Office of the Solicitor General Every litigant is entitled to nothing short of the cold neutrality of an
independent, wholly free, disinterested and impartial tribunal.
Mitigating Circumstances in Disbarment: A judge must be temperate in his language and must not lose his
1. Good faith in the acquisition of a property of the client subject of cool.
litigation (In re: Ruste, 70 Phil. 243) A judge is prohibited from making public statements in the media
2. Inexperience of the lawyer (Munoz v. People, 53 SCRA 190) regarding a pending case so as not to arouse public opinion for or
3. Age (Lantos v. Gan, 196 SCRA 16) against a party (violates the Principle of Subjudice)
4. Apology (Munoz v. People, 53 SCRA 190) Judges must not use or permit the use of any undignified/self-
Lack of Intention to slight or offend the Court (Rhum of the Philippines, Inc. v. laudatory statement regarding their qualifications or legal
Ferrer, 20 SCRA 441). services.
*************************************************************************************** A judge must not allow anyone to ride on his prestige. He should
Code of Judicial Conduct not create the impression that someone or some people are so
Preamble - An honorable, competent and independent judiciary exists to close to him to enjoy his favor.
administer justice and thus promote the unity of the country, the stability of CANON 3 A judge should perform official duties honestly, and with
government, and the well-being of the people. impartiality and diligence.
CANON 1- A judge should uphold the integrity and independence of the
judiciary ADJUDICATIVE RESPONSIBILITIES
Rule 1.01 A judge should be the embodiment of competence, integrity, Rule 3.01 A judge shall be faithful to the law and maintain
and independence. professional competence.
Rule 1.02 A judge should administer justice impartially and without Judge should be conversant with the law and its amendments.
delay. Rule 3.02 In every case, a judge shall endeavor diligently to ascertain
Rule 1.03 A judge should be vigilant against any attempt to subvert the facts and the applicable law unswayed by partisan interest, public
the independence of the judiciary and resist any pressure from opinion or fear of criticism.
whatever source. Finding of facts must be based not on the personal knowledge of
Judges should avoid even the slightest infraction of the law. the judge but upon the evidence presented.
Must be models of uprightness, fairness and honesty If the personal view of the judge contradicts the applicable
Should not relax in his study of the law and court decisions. doctrine promulgated by the Supreme Court, nonetheless, he
Should not be swayed by public clamor or considerations of should decide the case in accordance with that doctrine and not in
personal popularity accordance with his personal views. He is however not prohibited
Must decide motions without delay. from stating his own opinion on the matter if he wants to invite
Should also appear impartial. constructive attention thereto.
CANON 2 A judge should avoid impropriety and the appearance of Rule 3.03 A judge shall maintain order and proper decorum in the
impropriety in all activities. courts.
Rule 2.01 A judge should so behave at all times as to promote public Rule 3.04 A judge should be patient, attentive, and courteous to
confidence in the integrity and impartiality of the judiciary. lawyers, especially the inexperienced, to litigants, witnesses, and
Rule 2.02 A judge should not seek publicity for personal vainglory. others appearing before the court. A judge should avoid unconsciously
Rule 2.03 A judge shall not allow family, social, or other relationships falling into the attitude of mind that the litigants are made for the
to influence judicial conduct or judgment. The prestige of judicial courts, instead of the courts for the litigants.
office shall not be used or lent to advance the private interests of Conduct of trial must not be attended with fanfare and publicity;
others, nor convey or permit others to convey the impression that they not permit pictures or broadcasting.
are in a special position to influence the judge. Must use temperate language; should not make insulting remarks.
Rule 3.05 A judge shall dispose of the courts business promptly and DISQUALIFICATIONS
decide cases within the required periods. Rule 3.12 A judge should take no part in proceeding where the judges
Rule 3.06 While a judge may, to promote justice, prevent waste of time impartiality might reasonably be questioned. These cases include,
or clear up some obscurity, properly intervene in the presentation of among others, proceedings where;
evidence during the trial, it should always be borne in mind that undue 1. a. the judge has personal knowledge of disputed
interference may prevent the proper presentation of the cause of the evidentiary facts concerning the proceeding;
ascertainment of the truth. 2. b. the judge served as executor, administrator, guardian,
Rule 3.07 A judge should abstain from making public comments on trustee or lawyer in the case or matters in controversy, or a
any pending or impending case and should require similar restraint on former associate of the judge served as counsel during their
the part of court personnel. association, or the judge or lawyer was a material witness
Judge should take notes and rely on transcripts. therein;
Judge is not excused if stenographer is overloaded. He is 3. c. the judges ruling in a lower court is subject of review
excused for delay on grounds of multifarious motions; appellate 4. d. the judge is related by consanguinity or affinity to a
court enjoins judge from further proceeding; heavy caseload. party litigant within the 6thdegree or to counsel within the
4th degree;
ADMINISTRATIVE RESPONSIBILITIES 5. e. the judge knows that the judges spouse or child has a
Rule 3.08 A judge should diligently discharge administrative financial interest, as heir, legatee, creditor, fiduciary, or
responsibilities, maintain professional competence in court otherwise, in the subject matter in controversy or in a party
managements, and facilitate the performance of the administrative to the proceeding, or any other interest that could be
functions of other judges and court personnel. substantially affected by the outcome of the proceeding.
Rule 3.09 A judge should organize and supervise the court personnel In every instance the judge shall indicate the legal reason for inhibition.
to ensure the prompt and efficient dispatch of business, and require at Petition to disqualify judge must be filed before rendition of
all times the observance of high standards of public service and judgment by the judge; cant be raised first time on appeal.
fidelity. If a judge denies petition for disqualification, the ultimate test: is
Rule 3.10 A judge should take or inititate appropriate disciplinary whether or not the complaint was deprived of a fair and impartial
measures against lawyers or court personnel for unprofessional trial. Remedy: seek new trial.
conduct of which the judge may have become aware.
Rule 3.11 A judge should appoint commissioners, receivers, trustees, REMITTAL OF DISQUALIFICATION
guardians, administrators and others strictly on the basis of merit and Rule 3.13 A judge disqualified by the terms of Rule 3.12 may, instead
qualifications, avoiding nepotism, and favoritism. Unless otherwise of withdrawing from the proceeding, disclose on the record the basis of
allowed by law, the same criteria should be observed in recommending disqualification. If, based on such disclosure, the parties and lawyers
appointment of court personnel. Where the payment of compensation independently of the judges participation, all agree in writing that the
is allowed, it should be reasonable and commensurate with the fair reason for the inhibition is immaterial or insubstantial, the judge may
value of services rendered. then participate in the proceeding. The agreement, signed by all parties
Ascertain that the records of all cases are properly kept and and lawyers, shall be incorporated in the record of the proceeding.
managed.
Maintain a checklist on the cases submitted for decision with a CANON 4 A judge may, with due regard to official duties, engage in
view to know exactly the specific deadlines for the activities to improve the law, the legal system and the administration of
resolution/decision of the said cases. justice.
Loss of records: gross negligence Rule 4.01 A judge may, to the extent that the following activities do
Should be a good manager. not impair the performance of judicial duties or case doubt on the
May not summarily suspend a lawyer for indirect contempt. judges impartiality:
Judge has the power to appoint, but the power to dismiss court 1. a. speak, write, lecture, teach or participate in activities
employees is vested in the Supreme Court. concerning the law, the legal system and the administration
If knowingly nominate or appoint to any public office any person of justice;
lacking the legal qualification therefor, shall be guilty of unlawful 2. b. appear at a public hearing before a legislative or
appointment punishable with imprisonment and fine (Art 244, executive body on matters concerning the law, the legal
RPC). system or the administration of justice and otherwise consult
with them on matters concerning the administration of Art 215. Prohibited Transaction. The penalty of prision correccional in its
justice; minimum period or a fine ranging from P200 to P1000 or both, shall be
3. c. serve on any organization devoted to the improvement imposed upon any appointive public officer who, during his incumbency, shall
of the law, the legal system or the administration of justice. directly or indirectly become interested in any transaction of exchange or
Decision to engage in these activities depends upon the sound speculation within the territory subject to his jurisdiction.
judgement of the judge. Art 216. Possession of prohibited interest by a public officer. The penalty
If has not enough time to spare (such as when caseload is too of arresto mayor in its medium period to prision correccional in its minimum
heavy) prudence dictates, he must concentrate on his judicial period, or a fine ranging from P200 to P1000, or both, shall be imposed upon
duties. a public officer who directly and indirectly, shall become interested in any
If a judge has time to spare, the best attitude to take is to contract or business which it is his official duty to intervene.
participate in activities which are closely related to the Sec 3. Corrupt practices of public officers. In addition to acts or
performance of his duties and which do not consume much of his omissions of public officers already penalized by existing law, the
time and energy. following shall constitute corrupt practices of any public officer and
are hereby declared to be unlawful:
CANON 5 A judge should regulate extra-judicial activities to minimize XXX
the risk of conflict with judicial activities. (h) Directly or indirectly having financial or pecuniary interest in any
VOCATIONAL, CIVIC AND CHARITABLE ACTIVITIES business, or contract or transaction in connection with which here intervenes
Rule 5.01 A judge may engage in the following activities provided or takes part in his official capacity or in which he is prohibited by the
that they do not interfere with the performance of judicial duties or Constitution or by any law from having any interest, (Sec. 3(h), RA 3019)
detract from the dignity of the courts: General Rule: Avoid taking or receiving loans from litigants.
1. a. write, lecture, teach and speak on non-legal subjects; Exception (AGCPA): Unsolicited gifts or presents of small value
2. b. engage in the arts, sports, and other special recreational offered or given as a mere ordinary token of gratitude or
activities; friendship according to local custom or usage.
3. c. participate in civic and charitable activities;
4. d. serve as an officer, director, trustee, or non-legal advisor FIDUCIARY ACTIVITIES
of a non-profit or non-political, educational, religious, Rule 5.06 A judge should not serve as the execution administrator,
charitable, fraternal, or civic organization. trustee, guardian, or other fiduciary, except for the estate, trust, or
If they opt to engage in such activities, they must learn how to person of a member of the immediate family and then only if such
manage their time in such manner that their judicial service will not interfere with the proper performance of judicial duties.
responsibilities do not falter and suffer. member of immediate family shall be limited to the spouse and
FINANCIAL ACTIVITIES relatives within the second degree of consanguinity. As a family
Rule 5.02 A judge shall refrain from financial and business dealings fiduciary, a judge shall not:
that tends to reflect adversely on the courts impartiality, interfere with 1. a. serve in proceedings that might come before the court
the proper performance of judicial activities, or increase involvements of said judge; or
with lawyers or persons likely to come before the court. A judge should 2. b. act as such contrary to Rule 5.02 to 5.05
so manage investments and other financial interests as to minimize the
number of cases giving grounds for disqualification.
Rule 5.03 Subject to the provisions of the proceeding rule, a judge
may hold and manage investments but should not serve as an officer,
director, manager, advisor, or employee of any business except as
director of a family business of the judge. PRACTICE OF LAW AND OTHER PROFESSION
Rule 5.04 A judge or any, immediate member of the family, shall not Rule 5.07 A judge shall not engage in the private practice of law.
accept a gift, bequest, favor or loan from anyone except as may be Unless prohibited by the Constitution or law, a judge may engage in the
allowed by law. practice of any other profession provided that such practice will not
Rule 5.05 No information acquired in a judicial capacity shall be used conflict or tend to conflict with judicial functions.
or disclosed by a judge in any financial dealing or for any other Includes preparation of pleadings or papers in anticipation of
purpose not related to judicial activities. litigation, and giving of legal advice to clients or persons needing
Prohibitions under the Revised Penal Code: the same.
Not engage in notarial work. Exception: Notaries public ex-oficio 1. obstructs, defeats, violates or in any manner impedes or impairs
may engage only in notarization of documents connected with the civil rights.
the exercise of their official functions. Provided, all notarial fees on 2. Willful or negligent rendition of a decision which causes damages
account of the government and certification attesting to lack of to another
any lawyer or Notary Public. 3. For damages: rendering/neglecting to decide a case causing loss
Sworn statement of assets and liabilities including statement of to a party.
amounts and services of income, the amount of personal and 4. Civil Code Disabilities:
family expenses and the amount of income tax is paid for the next Rule: Cant purchase properties subject of litigation is his court.
preceding calendar year. Exception: Does not apply where the subject property was not acquired from
any of the parties to the case, nor will it apply when the litigation is already
FINANCIAL DISCLOSURE finished.
Rule 5.08 A judge shall make full financial disclosure as required by But while in a technical sense, the judge may not have acquired the
law. property in litigation in a case before him, nevertheless, it is improper for him
EXTRA-JUDICIAL APPOINTMENTS to have done so under the canons of judicial ethics.
Rule 5.09 A judge shall not accept appointment or designation to any Donations made to a judge by reason of his office are void.
agency performing quasi-judicial or administrative functions. Taking advantage of his position to boost his candidacy amounts
to gross misconduct.
POLITICAL ACTIVITIES Cannot serve as officers or advisers of political groups.
Rule 5.10 A judge is entitled to entertain personal views on political
questions. But to avoid suspicion of political partisanship, a judge Criminal Liabilities of Judges
shall not make political speeches, contribute to party funds, publicly Malfeasance under the RPC:
endorse candidates for political office or participate in other partisan 1. Knowingly Rendering Unjust Judgment (Art. 204, RPC)
political activities. The elements are:
COMPLIANCE WITH THE CODE OF JUDICIAL CONDUCT 1. that the officer is a judge;
All judges shall strictly comply with this code 2. that he renders judgment in a case submitted to him for decision;
3. that the judgment is unjust;
4. the judge knows that his judgment is unjust.
1. Judgment Rendered Through Negligence (Art. 205, RPC)
The elements are:
1. that the offender is a judge;
2. that he renders judgment in a case submitted to him for decision
3. that the judgment is manifestly unjust;
4. that is due to his inexcusable negligence or ignorance.

DATE OF EFFECTIVITY Notaries Public


This code, promulgated on 5 September 1989, shall take effect on 20 Powers and Duties of a Notary Public
October 1989. Section 241 of the Revised Administrative Act enumerates the General
An administrative case against a judge is not necessarily Powers of a Notary Public:
dismissed by the withdrawal by or desistance of the complainant. 1. To administer all oaths and affirmations provided for by law:
Retirement, resignation or promotion of a judge does not 1. in all matters incident to his notarial office;
necessarily render moot and academic all the cases against him. 2. in the execution of:
Civil Liabilities Re Official Functions: 1. affidavits
2. depositions 2. that they are personally known to him
3. other documents requiring an oath 3. that they are the same persons who executed the
2. To receive proof or acknowledgment of all writings relating to instrument
commerce, such as 4. that he inquired into the voluntariness of the execution
1. ships, vessels or boats: of the instrument; and
1. Bills of Exchange 5. that they acknowledged personally before him that
2. Bottomries they voluntarily and freely executed the same
3. Mortgages 6. 2. Converts a private document into a public one
4. Hypothecations and renders it admissible in court without further proof
5. charter parties or affreightments of its authenticity. (Joson vs. Baltazar)
6. letters of attorney 7. 3. Documents enjoy a presumption of regularity. It
7. land/buildings or interest therein: constitutes prima facie evidence of the facts which give
1. deeds rise to their execution and of the date of said
2. mortgages execution, but not of the truthfulness of the statements.
3. transfers and assignments The reason for the former presumption is that the law
4. other writings as are commonly assumes that the act which the officer witnesses and
provided or acknowledged certified to or the date written by him are not shown to
before notaries. be false since notaries are public officers.
3. To act as magistrate in the writing of affidavits or depositions
4. To make declarations and certify the truth thereof under his seal of office, Special Disabilities of Lawyers
concerning all matters done by him in virtue of his office. The following persons are prohibited from acquiring property
The law imposes on the notary public two kinds of duties: under litigation by reason of the relation of trust or their peculiar
1. execution of formalities required by law; and control either directly or indirectly and even at a public or judicial
2. Verification of the capacity and identity of the parties as well as auction:
the legality of the act executed. 1. 1. guardians;
Extent of Jurisdiction of a Notary Public: 2. 2. agents
Under the Notarial Law, the jurisdiction of a notary public in general, used to 3. 3. administrators
be CO-EXTENSIVE with the province for which he was commissioned; and 4. 4. public officers and employees
for the notary public in the City of Manila, the jurisdiction is CO-EXTENSIVE 5. 5. judicial officers and employees
with said city. Circular 8 of 1985 however, clarified further that the notary 6. 6. prosecuting attorneys and lawyers (Art 1491, NCC)
public may be commissioned for the same term only by one court within the 7. 7. those specially disqualified by law (Rubias vs. Batilles,
Metro Manila region. 31 SCRA 120)
Elements of Article 1491 (Civil Code; Laig vs. CA, 82 SCRA 294)
1. there must be an attorney-client relationship
Q: Must a Notary Public always be a LAWYER? 2. the property or interest of the client must be in litigation
A: General Rule: Only those admitted to the practice of law are qualified to 3. the attorney takes part as counsel in the case
be notaries public. 4. the attorney by himself or through another purchases such
Exception: When there are no persons with the necessary qualifications OR property or interest during the pendency of the litigation.
where there are qualified persons but refuse appointment. In which case, the General Rule: A lawyer may not purchase, even at a public or
following persons may be appointed as notaries: judicial auction, in person or through the mediation of another, any
1. those who have passed the studies of law in a reputable property or interest involved in any litigation in which he may take
university part by virtue of his profession. This prohibition is entirely
2. a clerk or deputy clerk of court for a period of not less than two independent of fraud and such need not be alleged or proven.
years Effects:
1. malpractice on the part of the lawyer and may be disciplined for
Effects of NOTARIZATION misconduct
1. The notary, in effect, proclaims to the world: 2. transaction is null and void
1. that all the parties therein personally appeared before Exceptions:
him
1. property is acquired by lawyer through a contingent fee
arrangement Court a board or other tribunal which decides a litigation or
2. any of the 4 elements of Art. 1491 is missing contest (Hidalgo v. Manglapus, 64 OG 3189)
Judge a public officer who, by virtue of his office, is clothed with
Judicial Ethics judicial authority, a public officer lawfully appointed to decide
Sources of Judicial Ethics: litigated questions in accordance with law.
1. Code of Judicial Conduct De Jure Judge one who is exercising the office of judge as a
2. Constitution (Art VIII, Art IX and Art III) matter of right; and officer of a court who has been duly and
3. New Civil Code (Articles 9, 20, 27, 32, 35, 739, 1491, 2005, 2035, legally appointed, qualified and whose term has not expired.
2046) De Facto Judge an officer who is not fully vested with all the
4. Revised Rules of Court (Rules 71, 135, 137, 139B, 140) powers and duties conceded to judges, but is exercising the office
5. Revised Penal Code (Articles 204, 205, 206, 207) of a judge under some color of right.
6. Anti-Graft and Corrupt Practices Act (RA 3019)
7. Canons of Judicial Ethics (Adm. Order No. 162) Qualification of Supreme Court Members:
8. Code of Professional Responsibility 1. Natural born citizen of the Philippines;
9. Judiciary Act of 1948 (RA 296) 2. At least 40 years of age;
10. Judiciary Reorganization Act of 1930 (BP129) 3. Must have been at least for 15 years, a judge of a lower court or
11. Supreme Court Decisions engaged in the practice of law (Sec 7(2), Art. VIII, 1987
12. Foreign Decisions Constitution).
13. Opinions of authorities
14. Other Statutes
15. SC Circulars

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