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RALPH ALAN DALE
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478 RALPH ALAN DALE
the present); and, finally, in our day (3) tive form of communication through sound,
music as art to music once again as non-art, its instinctive character defined its limita-
non-music, and even anti-music. tion. In contrast the sign, liberated from
Before music became an art in ancient this strictly biological mode, became the
times, there were three main stages of first form of culture as well as the first
sound-making that can be differentiated. means for transmitting culture. Its limita-
I call these stages: 1. signal, 2. sign, and 3. tion, in turn, derives from the primitive
symbol.l nature of Paleolithic socialization. Rela-
tively unstructured and non-specialized,
THE SIGNAL the first societies produced a-systematic
singing, speech, bodily movement, and
The signal is an instinctive paintingform
long beforeof sound-
they acquired struc-
making practiced by insects and language,
ture in music, lowerdance, formsand art.
of vertebrates as communicative means to The sign is characterized, therefore, by its
sustain the life of the species. The mating direct, imitative, particularistic, and sub-
signal of the male cicada, for example, is reflection of reality. Its imitativeness
jective
made by vibrating membranes on the assumes under the form of naturalism, while its
side of his abdomen so as to attract and subjectiveness is expressed in its magical
seduce the female. The cicada does not function.
vibrate membranes because his parents Because at this stage of human develop-
taught him to, nor because he discovered ment, man still has a direct relationship
it to be pleasurable, nor because he found with nature, his imagery is direct and
out that the more he sings, the more oppor- naturalistic. Song-speech very likely was
tunities he has for copulation. He vibrates imitative not only of nature's sounds, but
because he is a cicada. It is an involuntary of emotional shapes and qualities. However,
biological act. only the visual signs are extant, and pro-
A more advanced stage of signal-making vide us with concrete verification of this
may be observed among lower vertebrates- stage. The early cave paintings, such as
such as birds, tigers, and monkeys-which those at Altamira, are good examples of
are capable of some learning, but whose this Upper Paleolithic stage of naturalism.
main behavior is largely, though at this Unfortunately, Paleolithic man was not as
stage in the evolution of species no longer considerate of musicologists as he was of
entirely, biologically determined. Both of art historians. He left no recordings of the
these early stages of sound-making referred sounds he made. They must be recon-
to as signalling are entirely or mainly in- structed from our analysis of his life. It is
stinctive means of communication. precisely this analytic method that we
shall apply to develop our construct for the
THE SIGN music of the future.
Singing in Paleolithic times performs a
The second stage of sound-making, the magical function. Before more abstract
sign, was developed by the early hominids, ways of knowing were possible, man learned
the first man-like creatures of the Lower to relate to his environment not only
Paleolithic Age. They were the first living through his direct experience but also by
creatures whose existence was not depend- ceremonially reenacting life processes and
ent primarily upon their instinctive re- interrelationships, feeling himself to be
flexes, but rather upon learned behavior. each and every animate and inanimate part
Here we find sound and gesture emerging of the environment. The magic is a pre-
as incipient language. condition for adequate individual and
A mutual relationship arose between the tribal functioning at this stage of social
act of cooperating and the communicative development. It is the key for learning ap-
means to effectuate it.2 Whereas the signal propriate behavior. It is the primary social
might be called the first and most primi- means for primitive man to develop "con-
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The Future of Music 479
fidence in his own powers-to regard him- of the Southwest United States. "Competi-
self as a being who need not simply submit tion for the supply of goods is given no
to the forces of nature but is able by spir- formal expression... Ideally, wealth that
itual energy to regulate them and control has been accumulated is redistributed
them."3 It is the tribe's definition of its among the members of the village either
own existence. Without the magic of theduring the winter-solstice ceremonies or in
primitive ceremonial, the tribal heart could spontaneous gifts. In the economic as well
not beat. It is, therefore, not surprisingas the ceremonial field the aggressive, com-
that every primitive tribe known to us petitive, noncooperative individual is re-
developed magical ceremonial practices. garded as the aberrant type." 5 It follows,
therefore, that among the Zuni "all cere-
THE SYMBOL monials are collective." 6 We also observe
that their "ceremonial performances are
The third stage in the essentially
development of
mild and sober in tone." 7
sound-making and music was the advent
of the symbol in Neolithic times. Symbols
The Hugger-mugger
were the first generalizations. The sign is
not a generalization since The
it merely
breakdown repro-
of tribal life and the
duces its own concrete reference: there are
transition to civilization transforms pan-
as many signs as there are actualities which
tribal symbols into what I call hugger-
they imitate. Symbols, muggers.
however, do not
The hugger-mugger is a covert
re-present; they represent, and are therefore
symbol of an aristocracy in its formative
the first abstractions.
stage. When a cooperative tribal structure
Three main symbolicchanges
forms emerge
into a competitive one, the social
which we refer to as ideograms,
character of the ideo-
ceremonial dances and
motions, and ideosounds.
musicIdeograms areexclusive, and
tends to become more
visual symbols including the painting
its emotional of ecstatic and
character more
face, body, tools, weapons, pottery, and
convulsive.8 The Kwakiutl Indians of Van-
walls. Ideomotions are bodily movement
couver Island, a class divided tribal society
symbols. Ideosounds take two main forms:
with noblemen, commoners, and slaves,
ideotones (songs) and ideowords (language).
"make ecstatic frenzy the high point of
their religious ceremonies. The chief
The Transformation of Signs dancer, to Pan-Tribal
at least, is expected to become
Symbols violent, to froth at the mouth, to break into
an ecstatic fit in which he thfeatens to do
The qualitative change from Paleolithic
violence and must be restrained by men
to Neolithic times derives from the intro-
who have the hereditary privilege of doing
duction of planting. The consequent settle-
so." 9 Dance and music also tend to become
ment on the land, and the development of
more structured forms of existence mark
the exclusive property of a privileged
the real beginnings of human societies.4
group or person. "If a (Kwakiutl) man
met the owner of a dance and killed him,
This structuralization of life demands and
he could assume the right to give the dance
makes possible a new kind of thinking in
himself. A commoner would hardly avail
which interrelationships are signified. Such
himself of this method of rising in status
signification defines symbolism in music, in
unless he had enough property to validate
language, in decoration, and in gesture.
his assumption of the dance prerogatives." 10
Because they are shared and utilized equally
When a privileged group emerges within
by all members of the tribe, I refer to them
as pan-tribal symbols. the tribe, it maintains its position through
Pan-tribal symbols are products of a force and through ideology. The hugger-
mugger represents the first ideological use
communal organization of tribal life such
of music, by which is meant a music whose
as that observed among the Zuni Indians
former magical function has been inverted
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480 RALPH ALAN DALE
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The Future of Music 481
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482 RALPH ALAN DALE
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The Future of Music 483
from ancient times to the present, and the need for aesthetic and religious ex-
finally to (4) the breakdown of art music perience. A separate music for each social
in our day as a prelude to a new music. class now appears in the eras of alienation.
Our analysis has already shown that art The third differentiation involves our
music, or the aesthetic experience, arises concept of future man. The overcoming of
as a result of, and as an attempt to mod- alienation does not imply any reversion to
ify the effects of alienation. If it is true prehuman undifferentiability from nature.
that the present world turmoil may be On the contrary, a growing consciousness
resolved in the dissolution of the last should define future forms of human exist-
coercive forms of social existence and the
ence. The overcoming of those contra-
establishment of a world community based dictions that inhibit cooperation and self-
upon the cooperative efforts of a highlyrealization will lead to social forms and
advanced and non-alienated humanity, mental-emotional expressions that are more
integral yet more complex and abstract.
there are many implications for the future
of music. We have known music as an It is likely that we will exhibit ever-
aesthetic haven from a fragmentizedwidening
and "psychic distance" 16 while psychic
contradictory social reality. But what schisms-neuroses
would and psychoses-may be
be the nature of music if the content of expected to close. This third and future
differentiation, then, is a function of man's
reality itself became the source of those
kinds of satisfactions that have until now
new creative relationship to the universe
been found only outside of mundane exist-
in a post-alienated world. Its music might
ence? Would there be any music at all? be termed, synergistic, implying a new syn-
There would be no music at all if music thesis between music and life in which
is defined as that aesthetic and pseudo- music might help to clarify and explore
aesthetic sanctuary that it has been since the dynamic interrelationships that man
ancient times. However, if we refer to discovers and generates. Clearly, such a
primitive song as music, even though it synergistic tonal systematics is not music
was an entirely different phenomenon from as we know it any more than was primitive
our art music, we could also refer to the song.
future use of sound as a new music. The Our contemporary scene, as the transition
question that still remains is: why should
stage, already carries the seeds of synergistic
we expect that there be any continued music. Some of its characteristics may be
need for some kind of tonal systematics discerned from an analysis of the implica-
when, assumedly, it will no longer servetions and directions of current practice and
any compensatory function? from the principles outlined above.
Music in the broadest sense can be
viewed as an expression of self-differen-
POSTULATED CHARACERISTICS
tiation. The first such differentiation is
OF MUSIC IN THE FUTURE
the separation of self and nature that ac-
companies the evolution of Homo sapiens.(1) If the present period repre
Man becomes the first creature who, by sition to a very high level of
distinguishing himself from nature, be- then music too is likely to lea
comes capable of acting upon and changing craft origins well behind-thou
it for his own purposes. This stage repre- clear that music is among the
sents the advent of human consciousness of man to do so. This tenden
whose first forms are signs and, later, sym-
many forms. For example, the
bols. Music arises then as a magical andof electronic instruments inau
functional expression of the primitive's decline of the handicraft stage
estrangement from nature. ance while a new technology
The second differentiation is the separa-
and writing music is evidenced in recent
tion of man from man, and man from experimental techniques such as calli-
himself which leads to the capacitygraphic
and composition in which sound wave
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484 RALPH ALAN DALE
configurations are directly drawn on tape era. When scientific and artistic worlds
or film. merge in the life and character of each
(2) This utilization of science should not individual, spontaneity and consciousness
be conceived as a technical transplant-as should permeate each other. The wall
most of our electronic music now appears between improvisation and composition
to be. It is not very far-fetched to envisage, might then crumble. The de-frustrating,
as Huxley does,l7 that our future music unfettering, and integrating of the mind
and art may be organically imbued with and emotions might release such extra-
science, just as our science may becomeordinary energies that the abilities, ca-
poeticized. This implies the healing of the pacities, and achievements of the "new
breach between the objective and the sub- man" will, by contrast, minify all the crea-
jective, a condition which seems to be tive work of past ages.
rooted in the dichotomy between the in- (6) The universalization of the artistic-
dividual and his society. The reunification scientific fusion also leads to the merger of
of the self and the social could objectivize creative and recreative functions. The
the subjective and subjectivize the ob- bundling boards between theory and prac-
jective. It could terminate the division of tice, concept and consequence, composer
the world into scientists and artists and and performer, will tend to rot away. As in
lead to man as an artist-scientist. primitive times, man once again might
(3) The dissolution of coercion as the engage in an integral and self-realized
pump of human power could effectuate creative process. However, the new syn-
the disappearance of conformity and non- thesis of composition and performance in
conformity, those dwarf twins of the in- this future moment of the recapitulated
dividual's suppression and frustration. historical spiral would be expressed
When there is freedom to develop and through an advanced consciousness and
express himself fully in everyday life, man technique.
will not continue desperately inventing (7) The potential reconjugation of mind
non-conformist devices to express his ego. and emotion, intellect and feeling, could
It seems likely then, that the traditional lead to the anachronization of the music
focus upon soloism, virtuosity, and "ge- we know. Romanticism and mannerism,
nius" will gradually give way to musi- in particular, are likely to become musical
cal ensemble-ism in composition and per- styles which are relegated to a solely musi-
formance. cological sphere as reminders of artistic
As for the demise of conformism in schizophrenia in a former era of man. All
music, see the discussion below in (11).
other music of our time will probably suffer
(4) For the same reasons, we could ex-
the same fate, though not as quickly. If
pect that musical content too will tend to
we project ourselves far enough into the
lose its egocentricity. Esoteric styles of
future, even the music of our dearest and
composition and interpretation are likely
most sacred masters might be heard only
to yield to a social and naturally "selfful"
as tonal memories of a curious way of life
music which no longer has need to call
rather than as music that will have any
attention to itself and its creators for com-
"contemporary" relevance.
pensatory psyche sustenance. Such a natural
(8) The elimination of social and eco-
music would be individually unique with-
out being individualistic. Its self-conscious- nomic class, and of the distinctions be-
ness would be a manifestation of a higher tween those who labor by head and those
consciousness rather than a psychic path- by hand, could extend participation in the
ology. creative process from a professional and
(5) Music may become more spontaneous amateur elite to every man and woman.
as well as more conscious. The contradic- The productive and originative engage-
tions between these two qualities may be ment of the population as a whole could
seen as a temporary condition of our own lead to the erasure of the producer-con-
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The Future of Music 485
sumer demarcation that began in the age duce art for a mass public," 18s may undergo
of the hugger-mugger. further radical change, perhaps toward
It should be noted that what is sug- a greater humanization, flexibility, and
gested here is opposite to the current pro- dynamism. One direction may be toward
pensities for viewing future life and music. expressing the uniqueness of each partic-
The latter look forward to a world of max- ular viewing. The merger of live and film
imal leisure and to the increasing con- forms offers one method of achieving this,
sumption of music as a lofty manner of along with a greater spontaneity and hu-
easing time's heavy-handedness. It is con- man immediacy. It also provides a way of
siderably more optimistic as well as more overcoming the alienated character of the
realistic to look forward rather to the ter- technology itself. The exploration of such
mination of those evils which beget leisureadvanced experimental techniques is al-
as a safety valve for time-energy one is ready underway. It may be seen, for exam-
obligated to give in exchange for the ple, in Czechoslovakia's Laeterna Magica.
right to live and to enjoy "time for one- A still more advanced form would shift
self."
the responsibility and enjoyment of the
An alternative way of life is self-realiza-
creative role from the writer-director coterie
tion through creative social engagement. to the actors, and even further to the audi-
When labor is no longer coercively defined, ence itself.
work will find its own relief in meaning- (10) To the extent that the bifidity of
fulness and variety. Then music-to-fill- society is transformed into a communal
leisure-by, as well as leisure itself, will living condition with no common people
cease to have any raison d'etre. and no aristocracy, the division of music
If, instead, a leisureful world is ever into folk and art forms should also dis-
attained, man will have need for salvationsolve. It is quite clear that since the eight-
in magnitudes beyond the multiplied eenth century there has been a growing
claims of all past evangelists. Such a world cross-pollination between art and folk
(in which the poverty of social effort sires music to the extent that increasing de-
poverty in all its pseudo-social subroga- mocratization, mass education, and in-
tional satisfactions) will require a new dustrialization have modified the bipartite
religion whose god is Society, for society insularity of aristocracy and peasantry.
will no longer have any material reality; The complete disappearance of such cleav-
and it will require a new music whose
ages in the social structure should lead, it
composers are deprived of creative well-
would seem, to the development of com-
springs and whose audiences lack any ca-
pacity for response. Indeed, at this point, mon and universal forms of music making.
even the medium will cease to be the mes- This implies not only the termination of
sage, for neither medium nor message is separate art and folk streams of music, but
self-regenerative. of separate national forms as well.
(9) There is evidence today that we are (11) If music is no longer expressed
moving toward a new fusion not only of through the two main cultural streams,
science and music, the objective and the what will happen to their respective
subjective, the creative and recreative, the pseudo-forms? The reference here is to
producer and consumer of music, but also the pseudo-folk music that most people call
of the arts themselves. Such a tendency has popular music, the dominant current form
been present since the days of early opera, of which is rock-'n-roll, and to pseudo-art
with a further synthesis in Wagnerian music which is generally known as semi-
music-drama, and a still further coaduna- classical.
tion in contemporary forms-particularly As long as the world frustrates individ-
film. The film itself, which "signifies the ual social satisfaction, pseudo-satisfactions
first attempt since the beginning of our will be sought. However, when life ex-
modern individualistic civilization to pro-
perience becomes socially and psychologi-
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486 RALPH ALAN DALE
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The Future of Music 487
Langer's in her discussion of "The Logic of Signs lov uses the term signal here to designate what we
and Symbols" in Philosophy in a New Key. Langer, have referred to as sign. His second signal system
however, tends to employ a broader definition of represents what in this paper is called symbol in its
both terms. What is here designated as signal and earliest phase.
as sign are both included in her definition of sign. 1 There are two main phases in the develop-
The term, symbol, which is also less inclusively de- ment of slavery in ancient Greece: (1) the enslave-
fined in this paper, corresponds more with Hegel's ment of war prisoners in pre-Homeric times, and
usage in the Philosophy of Fine Art; see also foot- (2) the introduction of debt slavery around the
note 12. eighth century B.C. when some members of the
2 Both, in turn, are dependent on the prior evo- internal population were themselves enslaved. It is
lution of the hand, brain, and speech organs. How- the contention here that it was the institutionaliza-
ever, once the biological and environmental condi- tion of these internal cleavages and of proprietary
tions nurtured the first social efforts, the early inequities that gave rise to alienation which, in
hominids had the opportunity and the necessity to turn, mothered aesthetics as well as a theory of
transform their signals into signs. music.
Ernst Cassirer, An Essay on Man (New Haven, I would like to acknowledge my indebtedness to
Conn., 1944), p. 92. Karl H. Niebyl for his analysis of this development.
4 We might differentiate among at least three A more general discussion of these views may be
stages in the development of social structures. The found in Alban Winspear, The Genesis of Plato's
first stage evolves in the dawn of man, and is repre- Thought (Russell, 1940), chap. 1.
sented by those relationships which Paleolithic cave 14There is no implication of process conscious-
man spawned from the earliest cooperative efforts ness in this evolvement of art in ancient times. It
of collecting, hunting, and distributing his food. may be noted that at this same historical juncture,
The second and higher stage is developed by Neo- and in order to serve very similar functions, though,
lithic man some eight thousand years ago in the again, not deliberately, man also created religion in
transition to an agricultural tribal existence, and the modern sense.
the emergence of the first (sexual) division of work 165John Cage's experiments in aleatory music are
activities and of totemic forms. In contradistinction well known, for example, his piece for twelve
to the first stage of migratory human hordes, this radios, or his composition based upon the imper-
second stage represents the formation of settled fections of the piece of paper on which he was
tribal societies. The third stage, modern social writing, and his use of the ancient Chinese, I
structures, developed ever greater tendencies to- Ching, The Book of Changes, as the means to de-
ward alienation, fragmentation, and specialization,termine the choice of tones.
all of which, paradoxically, represent both the 16 Cf. Edward Bullough, "'Psychic Distance' as
means that in the past effectuated enormous social a Factor in Art and Aesthetic Principle," in The
progress, as well as formidable obstacles that todayBritish Journal of Psychology, V (1912-13).
inhibit the further evolution of man. 17See Literature and Science (Harper and Row,
Irving Goldman, "The Zuni Indians of New 1963).
Mexico," in Cooperation and Competition among 18 Arnold Hauser, The Social History of Art,
Primitive Peoples, ed. Margaret Mead (Beacon "The Film Age" (Vintage Books, 1959), IV, chap. 8,
Press, 1961), p. 314. 250.
6 Goldman, p. 336. 19 See Michael Orth, "A Crack in the Consensus,"
'Irving Goldman, "The Kwakiutl Indians of in The New Mexico Quarterly (Spring 1966).
Vancouver Island," in Cooperation and Competition 20 C. M. Bowra suggests in Primitive Song (World
among Primitive Peoples, referring to the Zuni Publishing
In- Co., 1962), that before there were songs
dians, p. 200. with words, that is, before there was language or
8 Curt Sachs, World History of Dance (Norton, music, there must have been a kind of song-speech
that, looking backward, may be seen as an incipient
1937), differentiates between "dances out of harmony
root of both.
with the body" and "dances in harmony with the
When music and language developed as distinct
body." It is the contention of this paper that the
forms of communication, songs with words emerged;
former tend to emanate from societies in which the
song acquired language, while language, on its part,
individual experiences disharmonious relationships,
still maintained significant intonational and rhyth-
whereas communal tribal relationships will tendmic components.
to produce harmonious dance and music forms.
Bruno Snell, discussing the changes in Greek in
9 Goldman, "The Kwakiutl Indians of Vancouver
post-Homeric times in his The Discovery of the
Island," p. 200.
Mind (Harvard U. P., 1953), and Poetry and Society
10Goldman, "The Kwakuitl Indians," referring (Indiana U. P., 1961), points out that language be-
to the Kwakuitls in contrast to the Zunis, pp. 195- gan to lose its tonal differentiations as it became
196.
more symbolic. Still later, a further decline of in-
11"Usually spelled holistic; however, the meaning tonational differentiation can be observed when
is more apparent using this less orthodox spelling. Latin replaced Greek as the universal language of
Ia. P. Pavlov, Complete Works, III, Bk 2. Pav- the West. Music too lost its inextricability from the
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488 RALPH ALAN DALE
word. As alienation increased, music became further music served as the emotional medium, par excel-
and further separated from language. This develop- lence, for art.
ment received a progressively stronger impetus dur- Any projection into the future that assumes the
ing the Renaissance, Baroque, and Classical periods, overcoming of alienation might also assume the
overcoming of that breach between reasoned and
and from the nineteenth century on, instrumental emotional communication that derived from that
music appeared as the dominant form. Language alienation, thus returning us once again to song-
thus became the logical medium of science, while speech, but on a higher evolutionary level.
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