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Abstract
The solutions of Maxwell and Rayleigh were the first of many attempts to determine the effective thermal conductivity
of heterogeneous material. Early models assumed that no thermal resistance exists between the phases in heterogeneous
material. Later studies on solid-liquid and solid-solid boundaries revealed that a temperature drop occurs when heat
flows through a boundary between two phases and, as a consequence, the interfacial thermal resistance should be in-
cluded in the heat transfer model. This paper is a review of the most popular expressions for predicting the effective
thermal conductivity of composite materials using the properties and volume fractions of constituent phases. Subject to
review were empirical, analytical and numerical models, among others.
Keywords: thermal conductivity, interfacial thermal resistance, composite materials
atomic level, the boundary between two solid phases is The most important models, from the historical and
resistive to heat flow. This is due to differences in vi- practical point of view, are presented in this section. Nu-
brational and electronic properties in different materials. merous models have been proposed to predict macro-
The heat carrier (phonon or electron) arriving at the inter- scopic properties of the heterogenic medium, knowing
face will undergo scattering, and the probability of trans- the properties and volume fractions of the constituents.
mission after scattering will depend on available energy These are known as effective medium theories (EMT) or
states on both sides of the interface [7]. The acoustic and effective medium approximations (EMA) and belong to
diffuse mismatch models (AMM and DMM; see [7]) de- the class of mean-field theories. In these models, hetero-
scribing interfacial heat transfer at the solid-solid bound- genic materials are considered as being macroscopically
ary allow one to calculate the value of TBR, but their pre- homogenic. Due to their nature, effective medium approx-
dictions are accurate only for temperatures below 40 K. imations are unable to accurately predict the properties
For higher temperatures the scattering mediated mismatch of heterogenic material beyond the percolation threshold.
model (SMAMM) developed by Prasher and Phelan [8] Only recently have methods appeared that take percola-
gives accurate results, but requires estimation of addi- tion into consideration [4, 1012]. The phenomenon of
tional parameters which depends on material properties, percolation and its modeling is discussed in section 3.7.
and thus introduces an unwanted uncertainty to the calcu-
lations [4]. 3.1. Maxwell model
Apart from acoustic mismatch, there are other phenom- Maxwell was the first to give analytical expressions for
ena responsible for the increase in thermal resistance be- effective conductivity of heterogenic medium in his fa-
tween constituent materials of a composite. Localized mous work on electricity and magnetism [2]. He consid-
atomic disorder, close to the interface, may lead to en- ered the problem of dilute dispersion of spherical particles
hanced phonon and photon scattering. Lattice distortions of conductivity k1 embedded in a continuous matrix of
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Journal of Power Technologies 95 (1) (2015) 1424
ke f f 3
=1+ 10
(3)
k1 2km k1 km
km
k1 km + 1.569 3k1 4km 3 + ...
ke f f 3
= 1 + k +2k (2)
km 1 m
k1 km
where is the volume fraction of the filler. Maxwells
formula was found to be valid only in the case of
low (under about 25%). Many researchers modified
Maxwells model to include various effects. Eucken [14]
extended it to allow calculation for multiple different
phases of filler particles in one continuous matrix phase. Figure 3: The schematic of the second type composite medium con-
Burger [15] and Hamilton and Crosser [16] included ef- sidered by Rayleigh, consisting of parallel cylinders embedded in a
continuous matrix.
fects of different particle shapes.
We can see an infinite series in the denominator in
3.2. Rayleigh models which higher order components are ignored. When ig-
noring all of them, equation (3) reduces to Maxwells re-
sult (2). Nevertheless, Rayleighs work is important as it
includes analytical expressions for effective thermal con-
ductivity of another type of composite a continuous ma-
trix reinforced with parallel cylindrical fibers arranged in
uniaxial simple cubic array (See Fig. 3).
Thermal conductivity of such material is direction-
dependent. Assuming z is the axis parallel to the fibers,
Rayleighs formulae are [13]:
!
ke f f,ZZ k1 km
=1+ (4)
km km
Figure 2: Spherical particles arranged in simple cubic array embedded ke f f,XX ke f f,yy
in a continuous matrix, as considered by Rayleigh. = = 1+
km km
Rayleigh [1] considered material in the form of spheri- 2
+ (5)
C1 + C2 0.305844 + 0.0133638 + ...
cal inclusions arranged in a simple cubic array, embedded
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Journal of Power Technologies 95 (1) (2015) 1424
k1 +km k1 km
where C1 = k1 km and C2 = k1 +km infinitesimal changes to an already existing material. This
approach leads to differential equations, and therefore it is
3.3. Hasselman-Johnson model called the differential effective medium theory or differen-
Hasselman and Johnson emphasized that for a com- tial effective medium scheme (DEM).
posite with a given shape of inclusion, the effective ther- The advantage of this scheme is that it covers a
mal conductivity depends on not only the filler volume wide spectrum of materials, e.g. composites, nanoflu-
fraction, but particle size as well. Moreover, they exam- ids, porous materials, aerosols, space dust etc. It also
ined the influence of interfacial gaps between filler and gives formulae for multi-component systems, in addition
matrix on the thermal diffusivity and conductivity of Ni- to the classical case of two components. Among classi-
glass composites [17]. They connected these observations cal EMTs, the Bruggeman scheme is considered the most
with the presence of interfacial thermal resistance. Shortly accurate for high filler volume fractions. Using Brugge-
after, they proposed simple modification of the original mans approach, Every and Tzou [3] obtained an expres-
Maxwell and Rayleigh models to derive first expressions sion for effective thermal conductivity of particulate com-
for effective thermal conductivity of composite materials posites by modifying Benvenistes result [19]. Their for-
with nonzero interfacial thermal resistance [5]. mula is:
The novelty in the Hasselman-Johnson formulae is
ke f f k1 (1 )
the dependence of the effective thermal conductivity on !(1+2)/(1) !3/(1)
km
the particle radius a, and the boundary conductivity hc (1 ) =
3
ke f f km k1 (1 )
[W/(m2 K] which is the reciprocal of interfacial thermal (9)
resistance [7]. The authors derived expressions for a con- where is a dimensionless parameter depending on
tinuous matrix phase with dilute concentrations of dis- ITR between filler and matrix. It is defined as = ak /a,
persions with spherical (6), cylindrical (7) and flat plate where a is the particle radius, and ak is the Kapitza radius
geometry (8). Expressions (6) and (7) are equivalents of (ak = Rint km ).
Maxwells result for spheres (2) and Rayleighs result for The formula has been verified by experimental mea-
cylinders perpendicular to the heat flow (5). Expression surements on ZnS/diamond composites with two parti-
(8) is for flat plate dispersions oriented perpendicular to cle sizes and varying percentages of filler. Assuming that
the heat flow [5]. Independently, Benveniste and Miloh filler conductivity is much greater than that of the matrix,
obtained similar expressions for composites with ITR us- which is true for ZnS/diamond composite, expression (9)
ing micromechanical analysis [18, 19]. may be simplified to:
k1 1
= (10)
h k i
2 km1 ah k1
1 + k1
k + 2k1
ah + 2 km (1 ) 3(1)/(1+2)
ke f f = km h c
m c
i (6)
1 kkm1 + ahk1
c
+ k
k1
m
+ 2k1
ah c
+ 2 A comparison of the theoretical results given by equa-
tion (10) and experimental results is presented in Fig 4.
h k i Fig. 4. The ratio of ZnS/diamond composite thermal
km
1
k1
ahc1 + 1+ k1
km + k1
ahc
conductivity to the conductivity of pure ZnS matrix as
ke f f = km h i (7) a function of diamond filler volume fraction , where:
1 k1
km + ah
k1
+ 1 k1
km + k1
ahc
c dashed line measurement results for two sizes of filler
particles, solid line theoretical predictions based on (10),
k1
ke f f = h i (8) a average particle radius. Adopted from [3].
1 k1
km + 2k1
ahc + k1
km As seen in Fig. 4., for particles with greater average ra-
dius a = 2m, the value of parameter was estimated
3.4. Bruggeman model to be equal to 0.75. For smaller particle sizes, the ex-
Mathematical formalism proposed by Bruggeman [20] perimental results lay below the limit of infinite . This
and refined by Landauer [21] allows one to estimate many inconsistency may be caused by the nonspherical shape
effective properties of heterogeneous materials, for exam- of diamond particles while the formula is for spheres [3].
ple electrical and thermal conductivities, thermal diffusiv- Despite this discrepancy, the model proposed by Every
ity, magnetic permeability or electric permittivity. The and Tzou was a big step forward in understanding the in-
main approach of this theory assumes that a composite fluence of microstructure on the properties of particulate
material may be constructed incrementally by introducing composites.
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Journal of Power Technologies 95 (1) (2015) 1424
1 + AB
ke f f = (13)
1 B
where
k1 /km 1
!
B= (14)
Figure 4: The ratio of ZnS/diamond composite thermal conductivity k1 /km + A
to the conductivity of pure ZnS matrix as a function of diamond filler
volume fraction , where: dashed line measurement results for two 1 m
!
sizes of filler particles, solid line theoretical predictions based on =1+ (15)
2m
(10), a average particle radius. Adopted from [3].
In equations (13, 14, 15), km is the thermal conductiv-
ity of the matrix, k1 the thermal conductivity of the filler,
Also other authors, like Tavangar et al. [22], used DEM is filler volume fraction, m is maximum filler volume
to obtain new expressions for effective thermal conduc- fraction (see Table 2; for an explanation of packing types
tivity of composite material. The formula for particulate see [23]) and A is shape coefficient for the filler particles
composites, derived by Tavangar et al. may be written as: (see Table 3).
(km )1/3 k1 ke f f Rint + ake f f ak1 Table 2: Maximum packing fractions for different arrangements [24]
(1 ) = 1/3 (11) Shape of Type of packing m
ke f f (k1 km Rint + akm ak1 ) particles
Tavangar and his co-authors confirmed, by compar- Spheres Face-centered cubic 0.7405
ing with experimental results, that the differential effec- Hexagonal close 0.7405
tive medium scheme is a better tool for estimating effec- Body-centered cubic 0.6
tive thermal conductivity than the Maxwell-Eucken ap- Simple cubic 0.524
proach. They advised caution when using Maxwell-based Random close 0.637
schemes, including the popular Hasselmann-Johnson Random loose 0.601
model, for estimating the effective thermal conductivity Rods or fibers Uniaxial hexagonal 0.907
of composite, especially in the case of a high effective close
phase contrast between composite constituents. The ef- Uniaxial simple cubic 0.785
fective phase contrast is defined as: Uniaxial random 0.82
Three-dimensional 0.52
ke f f Random
= (12)
1+ k1 Rint
a km
Their study shows that the results obtained with DEM 3.6. Percolation model
were close to experimental in the whole examined range
When increasing the amount of filler per unit volume,
of (2 to 8), whereas the Hasselmann-Johnson model
one eventually reaches a point at which particles of filler
failed above = 4.
begin to contact. Assuming that the filler is highly con-
ductive, heat transfer is easier between two contacting
3.5. The Lewis-Nielsen model.
particles than between the particle and the matrix. With
This empirical model is quite popular in the literature increasing filler fraction, chains of connected conductive
and gives relatively good results even though its equations particles begin to appear (see the schematic in Fig. 5).
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Journal of Power Technologies 95 (1) (2015) 1424
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Journal of Power Technologies 95 (1) (2015) 1424
Rint km
Bi = (16)
2a
Figure 8: The effective thermal conductivity of alumina filler particles
where a is the particle radius. in the polyethylene matrix as a function of filler volume fraction for
different Biot numbers. Blow-up for low volume fractions2 [4].
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Journal of Power Technologies 95 (1) (2015) 1424
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Journal of Power Technologies 95 (1) (2015) 1424
The finite element method (FEM) is frequently used to Numerous analytical expressions for estimation of ef-
model heat transfer in composites as well as compute the fective thermal conductivity of composite materials have
effective thermal conductivity [26, 3944]. It is often used been proposed since the 19th century. Basic expressions
as an additional method to verify the results obtained by apply to spherical filler particles [1, 2], but later mod-
other methods. The drawbacks of FEM are: long dura- els were developed to allow the inclusion of other parti-
tion of complex geometry generation and meshing, re- cle shapes [2, 16, 25, 28, 5153], the presence of particle
quirement of high computing powers and time. On the coating [31, 32, 5458] and the interfacial thermal resis-
other hand, modern commercial FEM software packages tance [3, 5, 18, 19, 5961].
are readily available. Models belonging to the class of effective medium ap-
Apart from FEM, other numerical models had been pro- proximations usually fail to predict the properties of a
posed. Flaquer et al. [45] designed numerical algorithm multiphase material close to and above the percolation
to generate the geometry of synthetic diamond particles. threshold. It appears as a serious underestimation of ef-
They used the algorithm to build a model of a metal matrix fective thermal conductivity by these models (especially
composite with diamond filler. To compute the effective the popular Hasselman-Johnson model) in cases of higher
thermal conductivity, they proposed a line tracing method filler volume fractions. Among EMTs, Bruggeman type
in which a set of lines, parallel to a specified axis, is con- approximations deal better with higher filler volume frac-
ducted through a block of virtual composite material. For tions than Maxwell-Eucken type approximations, but the
each line, the total lengths of segments within the matrix latter are used more often due to their simplicity.
and segments within the filler are computed. Addition- Numerical methods offer a simple way of modeling
ally, the number of filler-matrix interfaces crossed by the specific geometries (e.g. polyhedral particles) and phe-
line is counted. On the basis of these parameters the total nomena which are difficult to include in classical mathe-
thermal resistance of the given material block is computed matical analysis. The percolation model [4, 10] and ef-
and finally its effective thermal conductivity is obtained. fective unit cell approach [46] are good examples of in-
tuitive methods with low numerical cost which can act as
The effective unit cell approach had been proposed by
alternatives to the traditional finite element analysis and
Ganapathy et al. [46]. Their method is characterized by
analytical approach.
low computing cost and can be applied to particle- and
fiber-reinforced composites. The material is represented
Acknowledgements
as a set of cubicoid building blocks. The filler parti-
cle may be represented by one or more blocks. Mod- This work has been supported by the National Centre
eling of the particles curvature is achieved by calculat- for Research and Development within the European Re-
ing the effective thermal conductivity of the particle from gional Development Fund under Operational Program In-
the effective medium theory. The method allows one novative Economy No. POIG.01.01.02-00-097/09 TER-
to take into account the effects of percolation and ITR. MET New structural materials with enhanced thermal
The authors declared good agreement with experimental conductivity.
results (approx. 5% for a composite containing alu-
mina fibers in a polyimide base). They also proved that References
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