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#2005 The Japan Institute of Metals
Oxide lms are readily entrapped in aluminum alloy castings during the melting, pouring or lling process resulting in defective geometry
or quality. The entrapped oxide lms may be of dierent shapes and/or composed of varying constituents (or oxides). It is extremely dicult to
directly produce a given type of oxide lm with a given thickness, from the aluminum alloy melt. Aluminum alloy castings have a thermally
formed aluminum oxide lm on their machined surface after being heated. In this study thermally formed aluminum oxide samples were
produced from pure aluminum. The intend is to investigate the reaction and decomposition of this oxide in aluminum alloy melts. The reactions
of the thermally formed aluminum oxide with aluminum-silicon and aluminum-magnesium alloys are discussed.
(Received March 14, 2005; Accepted June 6, 2005; Published August 15, 2005)
Keywords: Thermal oxide lm, micro-crack, aluminum alloy casting
where the symbols { }, ( ) and [ ] represent the liquid, gas and precipitate on the wetted outside surface of a thin alumina
solid states, respectively. A small amount of Mg is sucient lm.13) Mohanty et al. observed a similar result, where
to cause the continuous growth of Al2 O3 to take place. For aluminum inclusions had engulfed by silicon after the A356
silicon, the liquid Al reacts with SiO2 , which is formed by the alloy had solidied.14) Silicon in aluminum alloys may
oxidation of Si. The reaction can be expressed as follows: interact with alumina but this interaction has been rarely
discussed. In this study the intention is to produce a thermal
3fSig 3O2 {3SiO2 4fAlg{3fSig 2Al2 O3 2
oxide with a high purity Al sample and to investigate the
According to his observations, a larger amount of Si is reaction and decomposition of this oxide in aluminum alloy
needed in the above reaction and for the growth of Al2 O3 in melts. Samples were placed in contact with dierent Al
the melt. alloys, then heated and held in a molten condition for a period
Cao et al. discovered that Al5 FeSi in AlSi alloys would of time. The thermal oxide layer would grow in thickness,
then fractured or be decomposed as aected by the silicon
*1Corresponding author, E-mail: T330001@cc.ncu.edu.tw and/or magnesium in the Al alloys.
*2Graduate Student, National Central University, Taiwan, R. O. China
Decomposition and Reaction of Thermal-Formed Alumina in Aluminum Alloy Castings 1869
2. Experimental Procedure
The materials used in this study included high purity Al Pore channel
(5N:99.999%), Al7%Si, Al13%Si, Al0.5%Mg and
A356.2 alloys. They were machined to 10 10 10 mm
cubes. A high purity Al cube was polished on one surface by Al2O3
Al substrate
abrasive paper (3M 734 p400). This cube was then heated in a film Resin
mue furnace at 883 K for 9 104 s. Thermal oxide lms
formed on all surfaces of the heated cube. The oxide lm on
the polished surface was selected and treated as a reference.
This high purity Al cube with the reference thermal oxide
lm was used as a base metal/oxide lm reference (BM/
oxide lm).
Cubes made of dierent alloys were each polished on one
surface by abrasive paper (3M 734 p400). A cube was set on Fig. 2 Sectional view of Al substrate and the deposited thermal-formed
the BM, with the polished surface in contact with the oxide lm.
reference thermal oxide. The whole set of samples was
placed on a stand made of a steel block. The stand with the
sample was put in a cylindrical pipe, then covered with
refractory bers, as shown in Figs. 1(a) and (b). The air in the direction perpendicular to the oxide lm. The sectioned
heating chamber was pumped out and it was then relled with sample was polished and removed for optical and SEM
Ar gas. The whole set of samples was then heated at 1023 K observations along with an element mapping analyses.
for a period from 600 to 1200 s. After heating, the sample was
cooled in the heating chamber then moved out for sectioning 3. Results and Discussion
and microscopic observation. The entire sample might not be
completely fused if the heating time was not long enough. In the experiments, a polycrystalline Al2 O3 lm was
The fused samples were bound with resin then sectioned in a deposited on the polished surface of the high purity Al cubes
(99.999 mass%) after being heated at 883 K for 9 104 s.
The Al and Al2 O3 interface and the free surface of the Al2 O3
were bumpy (see Fig. 2). The thermally formed oxide layer
was 0.81 mm in thickness.
When aluminum is heated in air (or oxygen) over 723 K,
amorphous thermal oxide is formed. The -Al2 O3 phase then
develops at the amorphous oxide-metal interface by the
inward diusion of oxygen, after which the -Al2 O3
nucleates from the Al-oxide interface via the reaction of
inward diusion of oxygen and aluminum.14) Subsequently
a limited thickness of polycrystalline -Al2 O3 forms during
the thermal oxidation period. Aluminum diuses continu-
ously to react with the inward diusion of oxygen to grow
-Al2 O3 grains. The SEM observations indicated that the
thermal-formed oxide lm contained mostly ne -Al2 O3
(a) grains associated with 0.1 mm pores that run through the
thermal oxide lm (see Fig. 2).
Figure 3 shows the XPS survey spectra measured from the
polycrystalline Al2 O3 lm. In the XPS test a power at 300-eV
was used for 30 s to get one set of the test data. The measured
peaks show that the -Al2 O3 lm is comprised of Al and O
and the ratio of the signal intensities between the O 1s and
Al 2p spectra is close to that of sapphire.5) Figure 4 displays
oxide film Alloys
the atomic concentration versus the -Al2 O3 lm sputtering
time. The ratios of oxygen to aluminum in the Al2 O3 lm
pure Al
(CO =CAl ) in Fig. 4 are 2.47, 1.40, 1.39 and 1.36, respectively.
The surface layer is obviously rich in oxygen far greater than
unit : mm the stoichiometric Al2 O3 concentration, probably because of
the ne Al2 O3 grains on the surface associated with the pores,
which may introduce oxygen or OH bonds in the cavities of
(b)
the pores (see Fig. 2). The ratio of oxygen to aluminum for
Fig. 1 (a) Schematic illustration of experimental heating furnace, (b) the the thermal oxide lm decreases following the increase of the
detail of heating pad, pumping line and heating coil. sputtering time or the depth. This high purity Al cube
1870 T.-S. Shih and I.-C. Chen
O 1s
60
Counts / s
40
Al 2s
Al 2p
20
Binding Energy, E/eV
0 30 60 90
Fig. 3 ESCA tested result on the rst layer (top surface) of thermal oxide sputtering time, t/s
lm, pure Al heated at 883 K for 25 h.
Fig. 4 Relation of tested Al 2p and O 1s versus sputtering time, pure
aluminum heated at 883 K for 25 h.
[up]
[down]
(a)
Al - map
(b) (c)
Fig. 5 Decomposition of BM/oxide lm and BM/oxide lm heating at 1023 K for 780 s, (a) SEM photograph, (b) Al mapping, (c) O
mapping.
deposited with a thermal oxide lm was then treated as a base As explained previously, the thermal oxide on the surface
metal (BM), to be sandwiched between cubes of dierent layer is rich in oxygen. When two cubes were stacked
alloys. together and heated (Fig. 6(a), Al(s) represents the solid Al
sample) the thermal oxide lm grew slightly via the diusion
3.1 BM/oxide lm reacting with another BM/oxide lm of oxygen from the interface, most likely by passing through
Two BM/oxide lm cubes were placed in contact with the the micropores (see Fig. 2). Some pores may be sealed due to
oxide lms and heated to 1023 K. After heating for 780 s, the their critical size and the growth of alumina due to heating.
whole sample was cooled in the chamber then removed for Gas (a mixture of air and Ar) can then be trapped in the
sectional observation. Figure 5 shows that the -Al2 O3 lm micro-channels. When the sample was persistently heated,
fractured at some area initiating the Al melt to erupt from the therefore, any entrapped gas will expand in volume increas-
bottom melt. ing the pressure in the micro-channels. If a sealed micro-
Decomposition and Reaction of Thermal-Formed Alumina in Aluminum Alloy Castings 1871
open gate of the crack (see appendix I(b)). After the gas
Al2O3
incubates for a period of time, it reaches a critical size as the
micro-cracks coalescence. The gas escapes from the cracks as Al(m)
(c)
bubbles that oat upward, generating a stream that moves up
to fracture the lm. Therefore, molten Al that erupted from Al(m) Gas
down in the melt moves upward to fracture the oxide lm as A bubble evolved out of the
shown in Fig. 5. The alumina oxide lm becomes decom- crack inducing an up-ward
moving stream and oxide film fractured
posed in the melt and fractures into pieces. Al2O3
film
(d)
3.2 AlXSi reaction with the BM/oxide lm Al(m)
An Al7%Si alloy cube with one polished surface was
Fig. 6 Schematic illustrations of reaction of oxide lm in experiment, BM/
placed in contact with a BM/oxide lm (down side) and
oxide lm in contact with BM/oxide lm, (a) before heating; during
heated at 1023 K for 1200 s. Figure 7 indicates that the heating, (b) the upper side of cube is solid, (c) the upper side of cube is
thickness of oxide lm grew to 35 mm, compared to 1 mm for melted, (d) the lower side of cube is melted.
Al2O3
[down] [up] 1
Al - map
(a) (b)
(c) (d)
Fig. 7 Reaction of oxide lm in the experiment of BM/oxide lm in contact with polished Al7%Si cube, (a) SEM photograph, (b) Al
mapping, (c) O mapping, (d) Si mapping.
1872 T.-S. Shih and I.-C. Chen
that the fracture modes of thermally formed aluminum oxide Silicon (or silica)
Al2O3
in a pure Al melt and in an AlSi melt are dierent. In the
former case fracturing occurs due to the evolution of gas
bubbles which introduced a stream entering the crack but in
the latter it is caused by the decomposition due to intrusion of Al(m) channel for Si diffusion into lower (d)
melt (finally formed Al-Si eutectic)
reaction products (Si or silica with alumina). Consequently,
the AlSi melt penetrated into the oxide lm and wended its Fig. 8 Schematic illustrations of reaction of oxide lm in experiment; BM/
way down into the pure Al melt (down side) via the existing oxide lm in contact with AlXSi/oxide lm, (a) before heating; during
diusion channels (i.e., micro-cracks). heating, (b) the upper side of cube is solid, (c) the upper side of cube is
Yang has explained that a large amount of Si is needed to melted, (d) the lower side of cube is melted.
accelerate the Al2 O3 oxidation process from an aluminum
alloy melt.12) This indicates that an Al13%Si melt has a
thicker reactive oxide lm than does an Al7%Si melt. Our
experimental results indicated that in the Al13%Si alloy 3.3 Al0.5%Mg reacting with BM/oxide lm
sample the thermally formed aluminum oxide lm increased Figure 9 shows a section of the solidied sample, after the
in thickness to 812 mm, which is far greater than the 35 mm BM/oxide lm was placed in contact with the Al0.5%Mg
at the Al7%Si alloy sample shown in Fig. 7. During heating, alloy cube and heated at 1023 K for 900 s. The thermal oxide
in the Al13%Si alloy more eutectic melt was generated to go lm increased its thickness to 25 mm, judging from the
into the micro-cracks than in the Al7%Si alloy, which distribution of oxygen intensity, Fig. 9(c). Figures 10(a) to
accelerated reaction (2) in the channels and correspondingly (d) schematically describe the progressive development
increased the oxide lm thickness. during heating. The upper side of the cube is Al0.5%Mg
Figures 8(a) to (d) schematically illustrate the develop- alloy and its surface has been polished (under dry con-
ments and the reactions which occurred during heating, ditions). An oxide lm grew on this polished surface during
where Al{XSi(m) and Al{XSi(s) represent the molten and heating (see Fig. 10(b)). This thermally formed aluminum
solid AlXSi alloys respectively. The upper sample is the Al oxide lm also generates micro-cracks during heating.
X%Si alloy with a dry polished surface, Fig. 8(a). A thin Magnesium added in the Al alloy decreases its surface
oxide lm formed on surface during heating, Fig. 8(b). The tension so that when the Al0.5%Mg melts, the Al[Mg] melt
eutectic in the upper alloy cube melted rst. The oxide lm at can penetrated slightly into the gates of the micro-cracks.
the interface retained its shape, since its melting temperature Magnesium possesses a higher vapor pressure than does
is far greater than that of the aluminum alloy. The eutectic aluminum, so that when heated and/or melted, magnesium
melt in the upper side of the melt was in contact with the open could enter the micro-cracks channels rst to carry out
micro-crack gates caused reaction (2). This reaction persis- reaction (1); see appendix I. Again, oxygen originated from
tently occurred at the micro-cracks within the oxide lm to the surface layer of the deposited thermal oxide lm/BM.
form the reacted products. The thermally formed aluminum MgO that formed at the gates or in the micro-cracks tended to
oxide layer therefore increased in thickness but gradually react with Al2 O3 to form MgAl2 O4 , (G1273 K 26:5 kJ/
decomposed in the AlSi melt via reaction (2) and the silicon mol),15) leaving behind Al, see reaction (1). The micro-cracks
particles and/or silica dispersed within the oxide lm, might be sealed then reopened leading to the persistence of
Fig. 8(c). reaction (1) in the thermally formed aluminum oxide lm.
Decomposition and Reaction of Thermal-Formed Alumina in Aluminum Alloy Castings 1873
[up]
[down]
AlK
(a) (b)
OK MgK
(c) (d)
Fig. 9 Reaction of oxide lm in the experiment of BM/oxide lm in contact with polished Al0.5%Mg cube, (a) SEM photograph,
(b) Al mapping, (c) O mapping, (d) Mg mapping.
[down] [up]
[down] [up]
(a) (b)
Fig. 11 Oxygen mapping of reacted oxide lm in the experiment of BM/oxide lm in contact with A356.2 alloy, heating at 1023 K for
(a) 720 s, (b) 780 s.
mapping in Fig. 11(b). Meanwhile, the A356.2 melt further stream in the pure Al melt fractured the oxide lm.
penetrated into the oxide lm via diusion channels leading When the pure aluminum/oxide lm sample was placed in
to an obvious increase in lm thickness. The upper side of the contact with an AlXSi cube and heated to 1023 K, the Al
melt brought some amounts of magnesium into the diusion XSi melt penetrated into the thermal oxide lm through the
channels, which accelerated the oxide growth. Reaction (2) micro-crack diusion channels. The following reaction:
persisted at the diusing channels leaving silicon or silica 3fSig 3O2 {3SiO2 4fAlg{3fSig 2Al2 O3 occurred
products within the lm. The penetration at the melt also at the channels. The oxide lm increased in thickness and
introduced Mg into the channels, leading reaction (1) to was then gradually decomposed by the penetrating melt.
proceed locally. This signicantly increased the thickness of When a sample of pure aluminum/oxide lm was placed in
the oxide lm, as shown in Fig. 11(b). contact with an AlMg alloy and heated, MgAl2 O4 gradually
When the heating time reached 900 s, the alumina oxide built up in the diusion channels, increasing the thickness of
lm decomposed and fractured. Figure 12(a) indicates the oxide lm. Finally, the reacting MgAl2 O4 fractured in the
although the oxide lm might fracture it was still located in melt. When the sample with a pure aluminum/oxide lm was
the central area of the sample. Silicon came from the upper placed in contact with an A356.2 alloy and heated, the
melt to diuse into the thermally formed aluminum oxide thermal oxide lm decomposed rst, via the following
lm via reaction (2). Consequently, the oxide lm decom- reaction: 3fSig 3O2 {3SiO2 4fAlg{3fSig 2Al2 O3 .
posed into a thin string, as shown by the oxygen mapping in It then gradually increased thickness and formed MgAl2 O4 .
Fig. 12(c). It is assumed that when an alumina oxide lm This product reacted with silicon or silica to form pyrope.
(Al2 O3 ) coexists with Mg and Si, it forms pyrope The thermally formed oxide lm was subsequently decom-
(G1000 K 75 KJ/mol), and with Mg it forms spinel. posed into dierent oxides and fractured in the melt.
Apparently, the whole oxide lm string is composed of
dierent oxides: pyrope and spinel along with some amounts 5. Conclusion
of alumina, as shown in Fig. 12(f) (claried by dierent
colors). Notice the bottom part of Fig. 12(f), where silicon The thermally formed alumina lm formed crack during
has diused through the boundaries of dierent oxides to the heating and became fractured when the gas escaped from the
lower melt or reacted with the spinel to form pyrope. crack generating an upward moving stream in the pure Al
Appendix II indicates that the structure of spinel is much melt. In the case of AlSi melt, the alumina lm signicantly
more compact than pyrope. Silicon might diuse through the increased in thickness via reaction (2) at micropores and
boundaries of dierent oxides or through pyrope to the lower microcracks. The reactive products (silicon and/or silica)
melt. The spinel is in contact with alumina, which indicates coexisted with alumina leading the thermal formed alumina
that the spinel originated from alumina, forming the reacted gradually to decompose in the AlSi melt. In the case of the
product from reaction (1). AlMg melt, the reactive MgAl2 O4 product formed, to build
up at the interface of the penetrating AlMg melt and pure Al.
4. Summary This then fractured by the thermal stress. At the beginning of
reaction the thermally formed aluminum oxide lm in the
A thermal oxide lm was deposited on a pure aluminum A356 melt was signicantly aected by Si rst and then
surface. It contained micro-pore channels. When samples formed MgAl2 O4 and pyrope when the reaction time was
with this thermally formed oxide lm were heated to 1023 K, extended. The reactive oxide lm decomposed rst and then
and held for a period of time, micro-cracks in this thermally fractured by the thermal stress in the A356 melt.
formed aluminum oxide lm were initiated at the micro-
pores. These micro-cracks coalesced to form cracks which
drove gas bubbles to oat upward. The induced upward
Decomposition and Reaction of Thermal-Formed Alumina in Aluminum Alloy Castings 1875
[up]
[down]
(a)
AlK OK
(b) (c)
MgK SiK
(d) (e)
Al [Si,Mg]
Up-side
Al [Si,Mg]
Down-side
Si
pyrope
- Al 2O3 Fig. 12 Reaction of oxide lm in the experiment of BM/oxide lm in
Spinel contact with polished A356.2 cube, (a) SEM photograph, (b) Al mapping,
(c) O mapping, (d) Mg mapping, (e) Si mapping, (f) prospected oxide lm
(f) along with oxides after reaction and fractured.
Acknowledgement REFERENCES
The authors would like to thank to the National Science 1) P. F. Doherty and R. S. Davis: J. Appl. Phys. 34 (1963) 619628.
2) A. F. Beck, M. A. Heine, E. J. Caule and M. Yor: Corros. Sci. 7 (1967)
Council of ROC for their nancial support of this study,
110.
(NSC93-2216-E-008-006). 3) M. J. Dignam, W. R. Faucett and H. Bohni: J. Electrochem. Soc. 113
1876 T.-S. Shih and I.-C. Chen
Appendix II
Appendix I
Spinel (MgAl2O4) [001]
Als
[100] [010]
Al[Si]m or Al[Mg]m
Al[Si]m or Al[Mg]m
Reaction (1) or (2) persistently
occurred leading the Al[Si]m or from Masayyuki Okuno, Katsuyuki Kawamura, Molecular
Al2O3 Al[Mg]m melt into the micro-cracks dynamics calculations for Mg3 Al2 Si3 O12 (pyrope) and
Ca3 Al2 Si3 O12 (grossular) glass structures, Journal of Non-
crystal Solids 191 (1995) 251.
( d ) during heating after melted