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Abstract: Interactions between the immune sys- serve as tumor antigens for T cells. In addition, tumor-infil-
tem and malignant cells play an important role in trating lymphocytes have been identified that are reactive
tumorigenesis. Failure of the immune system to against differentiation antigens present on normal melanocytes
detect and reject transformed cells may lead to as well as melanomas (e.g., MART-1/Melan-A, tyrosinase,
cancer development. Tumors use multiple mecha- gp100). Moreover, antigens from tumorigenic viruses are pre-
nisms to escape from immune-mediated rejection. sented on tumor cells. The expression of tumor antigens may be
Many of these mechanisms are now known on a heterogeneous within a tumor, and a single patient can develop
cellular and molecular level. Despite this knowl- immune reactions to multiple antigens [6, 7].
edge, cancer immunotherapy is still not an estab- Two different models for the immune response to tumors
lished treatment in the clinic. This review discusses have been proposed: the concept of immunosurveillance and
the immune escape mechanisms used by tumors the danger model. According to the immunosurveillance hy-
with an emphasis on mechanisms related to pothesis, tumors expressing antigens are regarded as nonself
apoptosis. J. Leukoc. Biol. 71: 907920; 2002. by the immune system, and a major function of the immune
system is to survey the body for the development of malignancy
Key Words: CD95L cytotoxic T cells CD95 death receptor
immunosuppression
and to eliminate tumor cells as they arise [8]. To detect
danger, the immune system uses professional antigen-pre-
senting cells (APC) as sentinels of tissue damage. In the
presence of danger signals, APCsuch as dendritic cells,
TUMORS AND THE IMMUNE SYSTEM activated macrophages, and B cellsstimulate the T cell re-
sponse. The danger model proposes that cancer cells do not
The immune system has evolved in order to detect and elimi- appear dangerous to the immune system, so that the response
nate pathogens that may do harm to the organism. Moreover, it
of T cells to tumors is not initiated [9].
serves as a watchdog against transformed cells that may lead to
Natural killer (NK) cells of the innate immune system also
cancer [1, 2]. The key cells of the immune system for tumor
play an important role in immune surveillance of tumors [1].
surveillance are T cells, which are part of the adaptive immune
NK cells kill MHC class I-deficient cellsa phenomenon that
response. After recognition of an antigen on a tumor cell via the
T cell receptor (TCR), activated CD8 T cells can kill the is part of the missing self hypothesis [10, 11]. The activity of
tumor target cell and thus are called cytotoxic T cells (CTL). NK cells is controlled by a balance of positive and negative
One subset of CD4 T cells, T helper cell type 1 (Th1), signals. Engagement of inhibitory receptors by MHC class I
provides help for the activation of CD8 T cells. The other molecules blocks activation signals. Two families of inhibitory
CD4 subset, Th2 cells, stimulates a humoral immune re- receptors have been identified in humans: the immunoglobu-
sponse and suppresses the development of a Th1 response. lin-like killer cell inhibitory receptors and the lectin-like
CD4 T cells can also display cytotoxic activity in some CD94-NKG2 receptors. Stimulatory receptors comprise recep-
situations. CD8 and CD4 T cells recognize antigens pre- tors (e.g., CD16, CD94-NKG2C, natural cytotoxicity receptors)
sented as peptides by major histocompatibility complex (MHC) that are supposed to bind to constitutively expressed ligands
class I or class II molecules, respectively. [12] and NKG2d receptors, which bind to molecules that are
Numerous tumor antigens have been identified that can be induced by cellular stress [1315]. Ligands for NKG2d recep-
recognized by T cells [35]. Some of these antigens are ex- tors are the MHC class I chain-related (MIC) glycoproteins
pressed exclusively by tumors and thus are called tumor- MICA and MICB in humans and the minor histocompatibility
specific antigens. These antigens arise from mutations or trans- antigen H60 and the retionic acid early inducible (Rae-1)
locations of normal cellular genes (e.g., catenin, cdk4, ras). family in mice.
The mutations may be involved directly in carcinogenesis.
Another group of antigens are the tumor-associated antigens
that are not only expressed by tumor cells, but are also ex-
pressed by other cells of the body. Cancer-testes antigens are Correspondence: Prof. Dr. Peter H. Krammer, Tumor Immunology Program,
German Cancer Research Center (DKFZ), Im Neuenheimer Feld 280, D-69120
expressed on a variety of epithelial tumors as well as on testis
Heidelberg, Germany. E-mail: P.Krammer@dkfz-heidelberg.de
and placental tissue (e.g., MAGE, BAGE, GAGE). Overex- Received February 3, 2002; revised March 18, 2002; accepted March 20,
pressed nonmutated proteins (e.g., p53, Her2/neu) may also 2002.
Strategy Mechanism
apoptosome. Within the apoptosome, the initiator caspase-9 is released from mitochondria along with cytochrome c during
activated. apoptosis and promotes caspase activation by binding to IAPs.
Activated initiator caspases cleave and activate execu- In the calcium-dependent granule exocytosis pathway, lym-
tioner caspases, mainly caspase-3, -6, and -7 [111]. The phocytes secrete perforin and granzymes from cytotoxic gran-
active executioner caspases then cleave each other, and thus ules toward the target cell. In the presence of calcium, perforin
start an amplifying proteolytic cascade of caspase activation. polymerizes and initiates as yet ill-defined changes in the
The active executioner caspases cleave cellular substrates, the target cell membrane, which allow granzymes to pass into the
death substrates, leading to the biochemical and morpholog- cell [116 118]. Granzymes are neutral serine proteases that
ical changes characteristic of apoptosis [111]. can activate caspases in the target cell [119 121]. In addition,
Various proteins regulate the apoptotic pathway at different granzyme B may directly cleave the Bcl-2 family member Bid,
levels. FLIPs (FLICE-inhibitory proteins) interfere with the initiating the mitochondrial death pathway [122]. Perforin-
initiation of apoptosis directly at the level of death receptors deficient mice are very susceptible to some carcinogens and
[112]. Two splice varians have been identified in human cells, oncogenic viruses [123] and develop spontaneous lymphomas
a long form (cFLIPL) and a short form (cFLIPS). They share with age [124]. Although it is clear that granzymes are indis-
structural homology with procaspase-8, but lack its catalytic pensable effector molecules in a granule exocytosis-mediated
site. This structure enables them to bind to the DISC, thereby host defense against viral pathogens [125], their contribution to
inhibiting the processing and activation of the initiator tumor rejection remains controversial [126]. Thus, mice defi-
caspases. cient for granzymes A and B are capable of rejecting tumors in
A major class of regulatory proteins are members of the an efficient way.
Bcl-2 family that regulate apoptosis at the mitochondrial level Macrophages and neutrophils use totally different killing
[109, 110]. According to their function, Bcl-2 family members mechanisms. In principle, they use four kinds of cytotoxic
can be divided into antiapoptotic and proapoptotic proteins. molecules [127]. The first effector mechanism is the oxidative
Bcl-2 family proteins influence the permeability of the mito- burst consisting of the release of reactive oxygen species
chondrial membrane; however, the biochemical mechanism of (superoxide anion, hydrogen peroxide, and derivatives) pro-
their function is not entirely clear. duced by the phagocytic reduced nicotinamide adenine dinu-
A third class of regulatory proteins are the IAPs (inhibitor of cleotide phosphate oxidase (NADPH) [128 130]. Reaction of
apoptosis proteins), which bind to and inhibit caspases [113]. peroxide via the myeloperoxidase pathway can yield hypochlo-
They may also function as ubiquitin ligases, promoting the rous acid and chloramines. A further cytotoxicity mechanism is
degradation of the caspases bound. However, not all IAPs have the production of nitric oxide (NO) by the inducible NO syn-
been shown to suppress apoptosis, and some of them may also thase [129, 131]. The toxicity of NO is enhanced greatly by
have functions other than caspase inhibition. IAPs themselves reacting with superoxide to form peroxynitrite. The molecular
are inhibited by a protein, Smac/DIABLO [114, 115], which is targets of reactive oxygen species, NO, and derivatives inside