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Immune escape of tumors: apoptosis resistance

and tumor counterattack


Frederik H. Igney and Peter H. Krammer
Tumor Immunology Program, German Cancer Research Center (DKFZ), Heidelberg, Germany

Abstract: Interactions between the immune sys- serve as tumor antigens for T cells. In addition, tumor-infil-
tem and malignant cells play an important role in trating lymphocytes have been identified that are reactive
tumorigenesis. Failure of the immune system to against differentiation antigens present on normal melanocytes
detect and reject transformed cells may lead to as well as melanomas (e.g., MART-1/Melan-A, tyrosinase,
cancer development. Tumors use multiple mecha- gp100). Moreover, antigens from tumorigenic viruses are pre-
nisms to escape from immune-mediated rejection. sented on tumor cells. The expression of tumor antigens may be
Many of these mechanisms are now known on a heterogeneous within a tumor, and a single patient can develop
cellular and molecular level. Despite this knowl- immune reactions to multiple antigens [6, 7].
edge, cancer immunotherapy is still not an estab- Two different models for the immune response to tumors
lished treatment in the clinic. This review discusses have been proposed: the concept of immunosurveillance and
the immune escape mechanisms used by tumors the danger model. According to the immunosurveillance hy-
with an emphasis on mechanisms related to pothesis, tumors expressing antigens are regarded as nonself
apoptosis. J. Leukoc. Biol. 71: 907920; 2002. by the immune system, and a major function of the immune
system is to survey the body for the development of malignancy
Key Words: CD95L cytotoxic T cells CD95 death receptor
immunosuppression
and to eliminate tumor cells as they arise [8]. To detect
danger, the immune system uses professional antigen-pre-
senting cells (APC) as sentinels of tissue damage. In the
presence of danger signals, APCsuch as dendritic cells,
TUMORS AND THE IMMUNE SYSTEM activated macrophages, and B cellsstimulate the T cell re-
sponse. The danger model proposes that cancer cells do not
The immune system has evolved in order to detect and elimi- appear dangerous to the immune system, so that the response
nate pathogens that may do harm to the organism. Moreover, it
of T cells to tumors is not initiated [9].
serves as a watchdog against transformed cells that may lead to
Natural killer (NK) cells of the innate immune system also
cancer [1, 2]. The key cells of the immune system for tumor
play an important role in immune surveillance of tumors [1].
surveillance are T cells, which are part of the adaptive immune
NK cells kill MHC class I-deficient cellsa phenomenon that
response. After recognition of an antigen on a tumor cell via the
T cell receptor (TCR), activated CD8 T cells can kill the is part of the missing self hypothesis [10, 11]. The activity of
tumor target cell and thus are called cytotoxic T cells (CTL). NK cells is controlled by a balance of positive and negative
One subset of CD4 T cells, T helper cell type 1 (Th1), signals. Engagement of inhibitory receptors by MHC class I
provides help for the activation of CD8 T cells. The other molecules blocks activation signals. Two families of inhibitory
CD4 subset, Th2 cells, stimulates a humoral immune re- receptors have been identified in humans: the immunoglobu-
sponse and suppresses the development of a Th1 response. lin-like killer cell inhibitory receptors and the lectin-like
CD4 T cells can also display cytotoxic activity in some CD94-NKG2 receptors. Stimulatory receptors comprise recep-
situations. CD8 and CD4 T cells recognize antigens pre- tors (e.g., CD16, CD94-NKG2C, natural cytotoxicity receptors)
sented as peptides by major histocompatibility complex (MHC) that are supposed to bind to constitutively expressed ligands
class I or class II molecules, respectively. [12] and NKG2d receptors, which bind to molecules that are
Numerous tumor antigens have been identified that can be induced by cellular stress [1315]. Ligands for NKG2d recep-
recognized by T cells [35]. Some of these antigens are ex- tors are the MHC class I chain-related (MIC) glycoproteins
pressed exclusively by tumors and thus are called tumor- MICA and MICB in humans and the minor histocompatibility
specific antigens. These antigens arise from mutations or trans- antigen H60 and the retionic acid early inducible (Rae-1)
locations of normal cellular genes (e.g., catenin, cdk4, ras). family in mice.
The mutations may be involved directly in carcinogenesis.
Another group of antigens are the tumor-associated antigens
that are not only expressed by tumor cells, but are also ex-
pressed by other cells of the body. Cancer-testes antigens are Correspondence: Prof. Dr. Peter H. Krammer, Tumor Immunology Program,
German Cancer Research Center (DKFZ), Im Neuenheimer Feld 280, D-69120
expressed on a variety of epithelial tumors as well as on testis
Heidelberg, Germany. E-mail: P.Krammer@dkfz-heidelberg.de
and placental tissue (e.g., MAGE, BAGE, GAGE). Overex- Received February 3, 2002; revised March 18, 2002; accepted March 20,
pressed nonmutated proteins (e.g., p53, Her2/neu) may also 2002.

Journal of Leukocyte Biology Volume 71, June 2002 907


Additional cells of the innate immune system involved in However, many of these approaches do not efficiently stimulate
immunity against tumors are macrophages and neutrophils immunity, or the tumors continue to grow despite the presence
[16 19]. They can reject tumors by direct killing of the tumor of an immune reaction [1, 3, 29]. Multiple mechanisms have
cells, by destruction of tumor vessels and matrix, and by been identified that tumors use to escape from rejection (Table
inhibition of angiogenesis. Moreover, they display tumor anti- 1) [30 32]. It is likely that malignant escape variants are
gens and can stimulate other immune cells such as CTL, NK selected by the immune system.
cells, or APC. In contrast, inflammatory cells may also con- One strategy to escape from the adaptive immune response
tribute to tumor progression by production of tumor growth is by impaired antigen presentation. In general, defects in
factors and stimulation of angiogenesis [20]. Macrophages and antigen presentation are more pronounced in metastatic lesions
neutrophils are recruited to the tumor site by expression of than in the primary tumor. In some tumors, expression of the
adhesion molecules on endothelial cells and by chemotactic tumor antigen is down-regulated, leading to enhanced tumor
proteins. incidence and metastasis [3335]. Moreover, mutations of the
antigen can result in escape from the initial response and
contribute to the heterogeneity of tumor lesions [36]. The
TUMOR IMMUNE ESCAPE MECHANISMS heterogeneous expression of multiple antigens may hinder the
establishment of an efficient specific immune response. In
Despite presentation of antigens by malignant cells and the addition, reduced MHC-I expression prevents recognition of
presence of immune cells that could potentially react against tumor cells by the immune system [37, 38]. Tumors frequently
these cells, in many cases the immune system does not get have a heterogeneous pattern of MHC-I expression. Total loss
activated but ignores the tumor [2, 21]. According to the of MHC-I is mainly caused by mutations of the 2 microglobu-
danger model, APC may not get activated in this situation due lin subunit [39]. Gene deletions or rearrangements, point mu-
to of a lack of danger signals [9]. Other factors may also tations, and defects in transcriptional regulation lead to selec-
contribute to immunological ignorance. The immune system tive loss of an MHC haplotype, locus, or allele [27, 35, 40 43].
ignores tumor cells, which fail to migrate to lymph nodes and Total MHC-I down-regulation may target the tumor for NK cell
fail to activate T cells directly [22, 23]. In addition, tumors attack. Therefore, the tumor needs further mechanisms to resist
growing in immune privileged sites such as the brain or the eye NK cell-mediated lysis, such as the expression of MHC-I
are not surveilled by the immune system [24]. Down-regulation surrogates [44, 45]. Reduced presentation of the tumor antigen
of adhesion molecules in malignant tissue may inhibit immune is also achieved by defects in the antigen processing machin-
infiltration and thus may also contribute to immunological ery. Down-regulation of the proteasome subunits LMP2 (low
ignorance [2527]. The tumor stroma has also been shown to molecular mass polypeptide 2) and LMP7 changes the spec-
play a critical role [23, 28]. It may serve as a physical barrier trum of peptides presented by MHC molecules [46 48]. Two
between the tumor and immune cells. proteins involved in loading antigenic peptides onto MHC-I
Growth of antigenic tumors in the presence of potent im- molecules, TAP (transporter associated with antigen process-
mune cells cannot be explained by immunological ignorance ing) and tapasin, are also frequently mutated or down-regulated
alone. A major goal of cancer immunotherapy is to generate an in tumor cells [37, 38, 46 50]. TAP deficiency results in loss
anti-tumor immune response, e.g., by vaccination with cancer of MHC-I expression and an increase in tumorigenesis. More-
cells fused with APC or by transfer of anti-tumor T cells. over, some proteins of tumorigenic viruses are not efficiently

TABLE 1. Tumor Immune Escape Mechanisms

Strategy Mechanism

Ignorance Lack of danger signals


Lack of tumor antigens in lymphoid organs
Growth in immune privileged sites
Lack of adhesion molecules
Physical barrier by stroma
Impaired antigen presentation Mutation or downregulation of tumor antigens
Mutation or downregulation of MHC genes
Defects in antigen processing (e.g., TAP, LMP deficiency)
Expression of immunosuppressive factors and molecules Cytokines (TGF-, IL-10, VEGF, etc.)
Prostaglandines
RCAS1
Tolerance induction Anergy induction (lack of costimulatory molecules)
Immune deviation
Regulatory T cells
T cell deletion
Apoptosis resistance Expression of anti-apoptotic molecules
Downregulation and mutation of pro-apoptotic molecules
Counterattack (?) CD95L expression
Expression of other death-receptor ligands

908 Journal of Leukocyte Biology Volume 71, June 2002 http://www.jleukbio.org


presented because they interfere with their proteosomal prote- This process is mainly mediated via the CD95/CD95L death
olysis, e.g., by mutation of the clevage site [51]. system [85 88]. Costimulation via CD28 can rescue T cells
Another strategy that tumors use to escape from immune- from AICD [89], implicating another important role for expres-
mediated rejection is the expression of immunosuppressive sion of B7 on tumor cells. Tumors have been shown to induce
factors [18, 52]. These factors may be expressed by the malig- tolerance by deleting anti-tumor T cells [90, 91]. AICD, as a
nant cells themselves or by noncancerous cells present at the result of chronic stimulation with the tumor antigen may con-
tumor site, such as immune, epithelial, or stromal cells. The tribute to immune escape, yet the significance of this process
most prominent of these factors is transforming growth factor has not directly been shown.
(TGF-) [5358]. TGF- is a cytokine that affects prolifera- Two further strategies used by tumors to evade rejection by
tion, activation, and differentiation of cells of innate and adap- the immune system are related to apoptosis. First, malignant
tive immunity and thus inhibits the anti-tumor immune re- cells have changes in the expression of molecules involved in
sponse. Moreover, vascular endothelial growth factor (VEGF) is apoptosis signaling, resulting in resistance of the tumor to the
produced by many tumor cells [59]. Besides its angiogenic killing mechanisms of the immune system. Second, tumors may
properties, it inhibits the differentiation of progenitors into adopt a killing mechanism from cytotoxic immune cells to
dendritic cells. Further immunosuppressive factors expressed delete the attacking anti-tumor lymphocytes, a concept called
by malignant cells are prostaglandins [60 62], interleukin tumor counterattack. These apoptosis-related immune-es-
(IL)-10 [63], macrophage-colony stimulating factor [64, 65], cape mechanisms will be discussed in detail below.
and soluble tumor gangliosides [66]. The membrane protein
RCAS1 (receptor-binding cancer antigen expressed on SiSo
cells) inhibits proliferation and induces apoptosis in T cells in
vitro, suggesting a role of this molecule in immune evasion of KILLING MECHANISMS OF THE IMMUNE
tumors [67]. SYSTEM
The lack of a T cell response against tumor-associated
antigens that are also expressed by other cells of the body or T cells and NK cells use two major mechanisms to kill tumor
during development may be explained by tolerance [30, 68]. In cells: the death receptor pathway and the granule exocytosis
healthy organisms, self-reactive T cells are tolerized mainly by pathway [92]. In the death receptor pathway, the lymphocyte
deletion in the thymus, a process known as central tolerance. displays the death ligand CD95L on the cell surface, triggering
The mechanisms of peripheral tolerance induction prevent apoptosis via the death receptor CD95 on the target cell
autoimmunity by tolerizing T cells that have escaped the [9395]. Moreover, for immune surveillance of tumors and
process of central tolerance. Peripheral tolerance induction is metastases, NK cells also use the death ligand TRAIL [tumor
a complex multistep process [69, 70], but in principle, four necrosis factor (TNF)-related apoptosis-inducing ligand],
major mechanisms can be distinguished. One mechanism is which triggers apoptosis via the death receptors TRAIL-R1 or
the induction of anergy. T cell activation requires two signals, TRAIL-R2 [96 98]. Death receptors are members of the TNF
binding of a peptide-MHC complex to the TCR and binding of receptor superfamily and comprise a subfamily characterized
costimulatory molecules (e.g., B7) to their ligands (CD28) on by an intracellular domain, the death domain [99, 100]. The
the T cell surface [71, 72]. If a T cell binds via its TCR to a so-called decoy receptors are closely related to the death
peptide-MHC complex on the target cell without sufficient receptors and lack a functional death domain [101, 102]. Death
costimulation, the T cell is rendered anergic and does not receptors are activated by their natural ligands, co-evolved as
become activated when restimulated with antigen. Many tumor a death ligand family, called the TNF family (Fig. 1). When
cells do not express costimulatory molecules and thus may the respective ligand binds to the death receptor, the death
induce anergy in anti-tumor lymphocytes [27, 7375]. Another domains attract intracellular adaptor proteins, which, in turn,
process of tolerance induction that tumors exploit is immune recruit the proform of the initiator caspase 8. (Caspase-10
deviation. In this process, the immune response is driven may also be an initiator caspase, but this is still controversial)
toward a Th2 humoral response away from a Th1 response [103107]. The resulting protein complex is called death-
required for efficient tumor rejection by cytotoxic T cells. The inducing signaling complex (DISC). At the DISC, procaspase-8
mechanism of immune deviation is not exactly understood, but is cleaved autocatalytically and yields the active initiator
it may depend on secretion of TGF- and IL-10 [76] or on the caspase-8. In some cells, so-called type I cells, the amount of
presentation of the tumor antigen by B cells to CD4 Th cells active caspase-8 formed at the DISC is sufficient to initiate
[77]. Tumors can also induce the generation of regulatory T apoptosis directly. In type II cells, the amount is too small, and
cells [78]. Although the molecular mechanism is not clear, a mitochondria are used as amplifiers of the apoptotic signal
subset of CD4 T cells seems to suppress the response of [108]. Activation of mitochondria is mediated by the Bcl-2
cytotoxic T cells against tumors in some settings [79, 80]. A homology (BH)3-only Bcl-2 family member Bid, which is
further mechanism to establish peripheral tolerance to self- cleaved by active caspase-8 and translocates to the mitochon-
antigens is T cell deletion. Repetitive stimulation of T cells dria. After activation, mitochondria release cytochrome c, ap-
with the antigen induces apoptosis, a process referred to as optosis-inducing factor, and other apoptogenic factors from the
activation-induced cell death (AICD). Thus, administration of intermembrane space to the cytosol [109, 110]. Concomitantly,
antigens, such as superantigens, peptides, or allogeneic cells, the mitochondrial transmembrane potential m drops. In the
or direct restimulation of the TCR by anti-CD3 antibodies has cytosol, cytochrome c forms a complex with Apaf-1, adenosine
been shown to induce tolerance by T cell deletion [81 84]. 5-triphosphate, and procaspase-9. This complex is called

Igney and Krammer Apoptosis and tumor immune escape 909


Fig. 1. Apoptosis signaling via death recep-
tors. Binding of death ligands (shown here for
CD95L) leads to formation of the DISC. In the
DISC, the initiator caspase-8 is activated.
(Whether caspase-10 is a true initiator caspase
is still controversial.) Cleavage of Bid by
caspase-8 activates the mitochondrial pathway
and can be used to amplify the apoptotic signal.
Activation of mitochondria leads to cytochrome
c release into the cytosol and formation of the
apoptosome. At the apoptosome, caspase-9 is
activated. Caspase-8 and -9 activate execu-
tioner caspases, which in turn cleave the death
substrates, eventually resulting in apoptosis.
Apoptosis can be inhibited on different levels
by antiapoptotic proteins (shown in red).

apoptosome. Within the apoptosome, the initiator caspase-9 is released from mitochondria along with cytochrome c during
activated. apoptosis and promotes caspase activation by binding to IAPs.
Activated initiator caspases cleave and activate execu- In the calcium-dependent granule exocytosis pathway, lym-
tioner caspases, mainly caspase-3, -6, and -7 [111]. The phocytes secrete perforin and granzymes from cytotoxic gran-
active executioner caspases then cleave each other, and thus ules toward the target cell. In the presence of calcium, perforin
start an amplifying proteolytic cascade of caspase activation. polymerizes and initiates as yet ill-defined changes in the
The active executioner caspases cleave cellular substrates, the target cell membrane, which allow granzymes to pass into the
death substrates, leading to the biochemical and morpholog- cell [116 118]. Granzymes are neutral serine proteases that
ical changes characteristic of apoptosis [111]. can activate caspases in the target cell [119 121]. In addition,
Various proteins regulate the apoptotic pathway at different granzyme B may directly cleave the Bcl-2 family member Bid,
levels. FLIPs (FLICE-inhibitory proteins) interfere with the initiating the mitochondrial death pathway [122]. Perforin-
initiation of apoptosis directly at the level of death receptors deficient mice are very susceptible to some carcinogens and
[112]. Two splice varians have been identified in human cells, oncogenic viruses [123] and develop spontaneous lymphomas
a long form (cFLIPL) and a short form (cFLIPS). They share with age [124]. Although it is clear that granzymes are indis-
structural homology with procaspase-8, but lack its catalytic pensable effector molecules in a granule exocytosis-mediated
site. This structure enables them to bind to the DISC, thereby host defense against viral pathogens [125], their contribution to
inhibiting the processing and activation of the initiator tumor rejection remains controversial [126]. Thus, mice defi-
caspases. cient for granzymes A and B are capable of rejecting tumors in
A major class of regulatory proteins are members of the an efficient way.
Bcl-2 family that regulate apoptosis at the mitochondrial level Macrophages and neutrophils use totally different killing
[109, 110]. According to their function, Bcl-2 family members mechanisms. In principle, they use four kinds of cytotoxic
can be divided into antiapoptotic and proapoptotic proteins. molecules [127]. The first effector mechanism is the oxidative
Bcl-2 family proteins influence the permeability of the mito- burst consisting of the release of reactive oxygen species
chondrial membrane; however, the biochemical mechanism of (superoxide anion, hydrogen peroxide, and derivatives) pro-
their function is not entirely clear. duced by the phagocytic reduced nicotinamide adenine dinu-
A third class of regulatory proteins are the IAPs (inhibitor of cleotide phosphate oxidase (NADPH) [128 130]. Reaction of
apoptosis proteins), which bind to and inhibit caspases [113]. peroxide via the myeloperoxidase pathway can yield hypochlo-
They may also function as ubiquitin ligases, promoting the rous acid and chloramines. A further cytotoxicity mechanism is
degradation of the caspases bound. However, not all IAPs have the production of nitric oxide (NO) by the inducible NO syn-
been shown to suppress apoptosis, and some of them may also thase [129, 131]. The toxicity of NO is enhanced greatly by
have functions other than caspase inhibition. IAPs themselves reacting with superoxide to form peroxynitrite. The molecular
are inhibited by a protein, Smac/DIABLO [114, 115], which is targets of reactive oxygen species, NO, and derivatives inside

910 Journal of Leukocyte Biology Volume 71, June 2002 http://www.jleukbio.org


the target cells are not fully defined yet, but may include triggered by T cells [145]. Therefore, v-FLIPs may contribute
enzymes essential for cellular survival. Phagocytes also release to immune escape of v-FLIP-encoding viruses.
antimicrobial peptides, defensins and cathelicidins, which Further antiapoptotic proteins are involved in apoptosis
have affinity for bacterial and eukaryotic membranes and may resistance of tumors, although the significance for immune
lyse cells by disrupting the phospholipid bilayer [132]. Other escape is less clear. Enhanced Bcl-2 expression is found in
mechanisms include the production and release of a variety of follicular B-cell lymphoma (Bcl) with the chromosomal trans-
proteases including elastase, proteinase 3, and metallopro- location t(14;18) that couples the Bcl-2 gene to the immuno-
teases [127]. These proteases degrade extracellular matrix globulin heavy chain locus [146 149]. In cooperation with the
components and other proteins. oncogenes c-Myc or promyelocytic leukemia retinoic acid re-
ceptor , Bcl-2 contributes to tumorigenesis [150 153]. In
some studies, high Bcl-2 expression correlates with the grade
RESISTANCE TO APOPTOSIS AND IMMUNE of malignancy of human tumors [154 156]. Moreover, it has
ESCAPE been shown in in vitro and in vivo models that Bcl-2 expression
confers resistance to CD95L and other apoptosis stimuli [154,
Resistance of tumor cells to the effector mechanisms of the 157159]. In some types of tumors, high Bcl-2 expression
immnue system leads not only to escape of the tumors from appears to be predictive of a poor disease-free survival [155,
immunosurveillance, but may also dramatically influence the 156, 160]. The tumor-associated viruses Epstein-Barr virus
efficacy of immunotherapy. In an immune-competent host, and human KSHV encode proteins that are homologs of Bcl-2.
tumor cells are selected for resistance against the effector Both proteins, BHRF1 or KSbcl-2 (vBcl-2), respectively, have
mechanisms of the immune system, a concept known as im- an antiapoptotic function and enhance survival of the infected
munoselection or immunoediting. This concept has been con- cells [161164]. Thus, they may contribute to apoptosis resis-
firmed by several experiments. Tumor cells derived from T tance of virus-induced tumors. In addition, the antiapoptotic
cell-deficient RAG2/ mice grew progressively in RAG2/ Bcl-2 family members Bcl-xL and Mcl-1 are up-regulated in
mice, but were rejected in wild-type mice [133]. Tumors de- tumors and can confer resistance to multiple apoptosis-induc-
rived from wild-type mice grew at a similar rate in both mouse ing pathways [159, 165168].
strains. Moreover, a significant proportion of aging mice with a The IAP family member Survivin is expressed in a highly
mutated CD95L (gld mice) develop B cell malignancies [134]. tumor-specific manner [169]. It is found in the vast majority of
These B cell lymphomas grew and metastasized in immmuno- human tumors, but not in normal adult tissues [170]. In neu-
deficient mice but were rejected by immunocompetent mice. roblastomas, expression correlates with a more aggressive and
Furthermore, neutraliziation of TRAIL promoted tumor devel- unfavorable disease [171]. Besides its antiapoptotic activity,
opment in mice inoculated with a chemical carcinogen [98]. Survivin also has an apparent role in the cell cycle [169]. In
Tumor cells derived from these animals were sensitive to transgenic mice expressing Survivin in the skin, its antiapop-
TRAIL-mediated apoptosis, whereas those from control mice totic function was more prominent than its role in cell division;
were not. Similarly, spontaneous lymphomas from perforin Survivin, however, did not affect CD95-induced cell death
knockout mice were rejected by T cells when transplanted into [172]. Expression of a mutant of Survivin that could not be
wild-type animals, but grew in perforin knockout mice [124]. phosphorylated induces cytochrome c release and cell death.
Although many mechanisms of tumor resistance to apoptosis In xenograft tumor models, this mutant suppressed tumor
have been identified (Fig. 1), only a few of them have directly growth and reduced intraperitoneal tumor dissemination [173,
been shown to be involved in immune escape. One strategy 174]. The tumor-suppressing activity has been observed in
tumors use to acquire apoptosis resistance is the overexpres- immune-deficient mice and thus does not seem to depend on
sion of antiapoptotic molecules. The antiapoptotic proteins the immune system but on other apoptosis stimuli. Another
FLIPL,S interfere with apoptosis induction at the level of death IAP family member, cIAP2, is affected by the translocation
receptors, but do not prevent apoptosis by perforin/granzyme t(11;18)(q21;q21) that is found in about 50% of marginal cell
[112, 135, 136]. Nevertheless, overexpression of FLIP medi- lymphomas of the mucosa-associated lymphoid tissue (MALT)
ates the immune escape of tumors in mouse models. Tumors [175]. This suggests a role of cIAP2 in the oncogenesis of
with high expression levels of FLIPL were shown to escape MALT lymphoma.
from T cell-mediated immunity in vivo despite the presence of Tumor cells cannot only resist killing by cytotoxic lympho-
the perforin/granzyme pathway [137]. In vivo tumor cells were cytes through mechanisms blocking the death receptor path-
selected for elevated FLIPL levels. FLIPL overepxression also way, but also through direct interference with the perforin/
prevents rejection of tumors by perforin-deficient NK cells granzyme pathway. The serine protease inhibitor PI-9/SPI-6
[138]. Human melanomas were shown to express high levels of that inhibits granzyme B is expressed in a variety of human and
FLIP [135, 139, 140]. Moreover, in Epstein-Barr virus-positive murine tumors. Overexpressions result in resistance of tumor
Burkitts lymphoma cell lines, an increased ratio of FLIP to cells to cytotoxic lymphocytes and to immune escape [176
caspase-8 correlated with resistance to CD95-mediated apo- 178].
ptosis [141]. Viral analogs of FLIP, viral FLIPs (v-FLIPs), are A different strategy of tumors to escape from the effector
encoded by some tumorigenic viruses, such as Kaposi sar- mechanisms of the immune system may be to neutralize or
coma-associated herpesvirus (KSHV) [142144]. KSHV-FLIP impair the death-inducing stimuli. Thus, the expression of
promotes tumor establishment and growth in immunocompe- soluble receptors that act as decoys for death ligands may
tent mice by prevention of death receptor-induced apoptosis interfere with apoptosis induction via death receptors. To date,

Igney and Krammer Apoptosis and tumor immune escape 911


two distinct soluble receptors, soluble CD95 (sCD95) and of Bax as a tumor suppressor [205207]. However, Bax may be
decoy receptor 3 (DcR3), have been shown to inhibit CD95 relevant primarily for apoptosis stimuli such as chemotherapy
signaling competitively. sCD95 is expressed in various malig- or p53 and not for apoptosis triggered by the immune system.
nancies, and elevated levels can be found in the sera of cancer Metastatic melanomas often do not express Apaf-1, which
patients [179 182]. High sCD95 serum levels were associated forms an integral part of the apoptosome [208]. A high rate of
with poor prognosis in melanoma patients. DcR3 is amplified allelic loss of the Apaf-1 locus can be observed. The remaining
genetically in a number of lung and colon carcinomas and is allele is transcriptionally inactivated by gene methylation.
overepxressed in several adenocarcinomas, glioma cell lines, Apaf-1-negative melanomas fail to respond to chemotherapy, a
and glioblastomas [101, 102, 183, 184]. Ectopic expression of situation found commonly in this type of tumor.
DcR3 in a rat gliosarcoma model resulted in a decrease of Taken together, tumor cells use many mechanisms to ac-
immune cell infiltration, suggesting an involvement of DcR3 in quire apoptosis resistance. Although a direct role of these
immune evasion of malignant glioma [184]. Moreover, a mech- mechanisms for immune escape has only been shown in a few
anism for resistance toward the perforin/granzyme pathway studies, it is likely that apoptosis resistance is not only relevant
may be that binding of perforin to the tumor cell membrane is for tumorigenesis and resistance to chemotherapy, but also
impaired [185]. Acute myeloid leukemia cells that failed to influences immunosurveillance and immunotherapy.
bind perforin on their surface were completely resistant toward
NK cell-mediated cytotoxicity.
Tumors can also acquire apoptosis resistance by down- TUMOR COUNTERATTACK
regulation or inactivation of proapoptotic molecules. In com-
parison to their normal counterparts, some tumor cells show a Tumor cells may not only resist destruction by the immune
decreased expression of the death receptor CD95. This has system passively. They may also kill tumor-infiltrating lympho-
been demonstrated for hepatocellular carcinomas, neoplastic cytes actively to suppress the anti-tumor immune response, a
colon epithelium, melanomas, and other tumors [186 190]. phenomenon called tumor counterattack [209 211]. The
Loss of CD95 may contribute to chemoresistance and immune weapon tumors may use to delete CD95-sensitive immune
evasion. Transcriptional mechanisms may account for this. cells is CD95L.
Oncogenic Ras seems to down-regulate CD95 [191], and in Many publications have supported the idea of tumor coun-
hepatocellular carcinomas, loss of CD95 expression was ac- terattack as an immune escape mechanism. CD95/CD95L in-
companied by p53 aberrations [190]. Several CD95 gene mu- teractions are discussed as being an important mechanism for
tations have been demonstrated in primary samples of myeloma the maintenance of immune privilege. CD95L is expressed in
and T cell leukemia [192194]. The mutations include point immune-privileged sites, e.g., the eye and the testis [212214].
mutations in the cytoplasmic death domain of CD95 and a Thus, in the eye a high percentage of human corneal trans-
deletion leading to a truncated form of the death receptor. plants are accepted without tissue matching or immunosup-
These mutated forms of CD95 may interfere in a dominant- pressive therapy. In a mouse model, CD95L-positive corneal
negative way with apoptosis induction via CD95. In families allografts were accepted at a rate of about 45%, whereas all
with germline CD95 mutations, usually resulting in autoim- grafts from mice with a mutated, nonfunctional CD95L (gld)
mune lymphoproliferative syndrome, the risk for the develop- were rejected [214]. Moreover, inflammatory cells entering the
ment of lymphomas is increased [195]. Deletions and muta- anterior chamber of the eye in response to viral infection
tions of the death receptors TRAIL-R1 and TRAIL-R2 have underwent apoptosis dependent on CD95/CD95L interactions
also been observed in tumors [196 199]. The frequent deletion and did not produce any tissue damage [213]. In contrast, viral
of the chromosomal region 8p21-22 in head and neck cancer infection in gld mice, which lack functional CD95L, resulted in
and non-small cell lung cancers affects the TRAIL-R2 gene. inflammation and invasion of ocular tissue by cells without
Mutations have been found in the ectodomain or the death signs of apoptosis. CD95-mediated apoptosis of lymphoid cells
domain of TRAIL-R1 or TRAIL-R2. Further mutations result was necessary for tolerance induction following antigen injec-
in a truncated form or other antiapoptotic forms. Down-regu- tion into the anterior chamber of the eye [215].
lation or mutation of death receptors may impair tumor immu- Data along similar lines were also found with murine testis
nosurveillance by NK and T cells. grafts. Grafts expressing wild-type CD95L survived indefinitely
In neuroblastomas with amplification of the oncogene when transplanted under the kidney capsule of allogeneic
MYCN, the gene for the initiator caspase-8 is frequently inac- animals, whereas testis grafts from gld mice were rejected
tivated by DNA methylation and gene deletion [200]. Caspase- [216]. However, attempts to reproduce these observations by
8-deficient neuroblastoma cells are resistant to death receptor- another group were not successful [217]. Because neurons and
and doxorubicin-mediated apoptosis. astrocytes also express CD95L [212, 218, 219], immune priv-
In certain types of cancer, the proapoptotic Bcl-2 family ilege in the central nervous system may also involve CD95L.
member Bax is mutated [201203]. Common mutations com- These findings suggest that CD95L may be used to render a
prise frameshift mutations leading to loss of expression and transplanted tissue an immune privileged site. Indeed, it was
mutations in the BH domains resulting in loss of function. demonstrated that cotransplantation of syngeneic CD95L-
Tumor cell lines with frameshift mutations are more resistant to transfected myoblasts protected allogeneic islets of Langerhans
apoptosis. Reduced Bax expression is associated with a poor grafts from immune rejection [220]. However, other authors
response rate to chemotherapy and shorter survival in some have found exactly opposite results using a similar technology
situations [204]. Several mouse studies confirmed the function [221]. Numerous studies have shown that tumor counterattack

912 Journal of Leukocyte Biology Volume 71, June 2002 http://www.jleukbio.org


may be a relevant immune escape mechanism of tumors. Many trophils implicating that soluble CD95L promotes rejection of
CD95-resistant tumors express CD95L constitutively or after CD95L-expressing grafts [241, 242]. However, others have not
induction by chemotherapy [211, 218, 222227]. Such tumor found a chemotactic activity of soluble CD95L in vitro or in
cells killed CD95-positive, apoptosis-sensitive cells in vitro. vivo [235, 243]. Moreover, tumor cells expressing only soluble
Moreover, apoptosis of tumor-infiltrating lymphocytes has been CD95L did not elicit a neutrophilic response [243, 244]. Con-
found in situ within CD95L-expressing human tumors [186, versely, tumor cells expressing a noncleavable membrane-
224]. In esophageal cancer, the number of infiltrated lympho- bound form of CD95L were rapidly rejected [243245]. The
cytes was reduced concomitantly with increased lymphocyte extent of inflammation induced by the various transfectants
apoptosis within CD95L-expressing areas of the tumors [223]. seemed to correlate with the cytotoxic activity of CD95L.
Various animal models have been used to demonstrate the Alternatively, it has been suggested that CD95L acts on sur-
ability of CD95L expressed on tumors to down-regulate anti- rounding cells to induce the production of granulocyte che-
tumor immune responses. Tumor growth of a subcutaneously moattractants. Thus, it has been demonstrated that CD95L
injected CD95L-positive murine melanoma cell line was induces the processing and release of IL-1, which may be
slightly faster in wild-type or gld mice than in mice with a responsible for the infiltration by neutrophils [246]. CD95L
mutated or down-regulated CD95 receptor (lpr mice) [224]. may act on resident macrophages, leading to increased pro-
Another study in syngeneic mice showed that growth of tumors duction of IL-1 and macrophage inflammatory proteins [247].
of murine CD95L-transfected cells was significantly better than Moreover, engagement of CD95 on dendritic cells may induce
that of control cells when implanted under the kidney capsule the secretion of proinflammatory cytokines [248]. These data
[228]. Immunosuppression in vivo was directly demonstrated support an indirect mechanism for the inflammatory effect of
in allogeneic mice injected with CD95L-transfected colon car- CD95L. Nevertheless, the exact mechanism of how neutrophils
cinoma cells. Alloantibodies were virtually completely abol- are recruited to CD95L-expressing tumors and how CD95L-
ished and allospecific cytotoxic T lymphocytes and helper T expressing tumors are rejected is still unclear.
cells were reduced [229]. Many studies of tumor counterattack have been published,
Despite the wealth of data accumulated in support of the but the results are contradictory, and therefore do not clarify
tumor counterattack hypothesis, many contradictory studies whether tumor counterattack is a relevant immune escape
have also been published [230]. In contrast to the above mechanism in vivo. No study has demonstrated conclusively
findings, it has been shown that CD95L expression by grafts or that a tumor (or graft), by CD95L expression, deleted anti-
by tumor cells targeted the cells for rapid destruction by tumor-specific lymphocytes, escaped the immune response,
neutrophils. CD95L expression on pancreatic islets trans- and thus had a growth advantage in vivo.
planted into allogeneic hosts resulted in a massive infiltration Additional factors may influence the outcome of CD95L
of neutrophils and in islet destruction. Similarly, transgenic expression on tumors in vivo and thus may account for the
mice expressing CD95L in pancreatic cells developed a controversial situation. Level and time-point of CD95L expres-
massive infiltration of neutrophils and diabetes [231]. CD95L- sion may be particularly relevant. In most animal experiments,
expressing islet cells transplanted under the kidney capsule CD95L-transfected tumor cell lines have been used. These
of syngeneic or allogeneic animals were not protected from cells may express different, probably higher levels of CD95L
rejection [232, 233]. In addition, CD95L-expressing hearts than naturally occurring tumors. Overexpression of CD95L
from transgenic mice transplanted into sygneneic and alloge- may lead to rejection by neutrophils, whereas physiological
neic recipients were more rapidly rejected than control grafts levels may not induce neutrophilic infiltration but may still
and showed massive neutrophil infiltration as early as 1 day suffice to delete anti-tumor lymphocytes. Moreover, tumors
after transplantation [234]. growing in situ may express CD95L at late stages of tumori-
Various studies have shown that the overexpression of genesis, e.g., after induction by chemotherapy [249, 250].
CD95L in murine tumor cells resistant to CD95-mediated Therefore, the time-point of CD95L expression may directly
apoptosis did not affect growth in vitro, but caused rejection by influence tumor counterattack. Furthermore, the sensitivity of
neutrophils in vivo [235239]. CD8 T cell-mediated protec- T cells to CD95-mediated apoptosis varies considerably with
tive immunity against subsequent challenge with the parental respect to the activation status of the T cells [84, 89, 251253].
tumor cells was elicited. Rejection of the CD95L-expressing Therefore, it may be crucial when T cells encounter CD95L
tumor has even been observed in the study mentioned above, and how the T cells have been activated and costimulated. The
demonstrating immunosuppression by the tumor in an alloge- consequences of CD95L expression may also depend on the
neic mouse model [229]. In addition, when control tumor cells microenvironment. It has been suggested that TGF- is nec-
were co-implanted with the CD95L-expressing cells at the essary as a cofactor for promoting immunologic tolerance [254].
same site, a bystander rejection of the CD95L-negative cells CD95L-expressing tumor cells were rejected by neutrophils
was found [236,237]. Infection of a subcutaneously growing when injected subcutaneously. When TGF- was simulta-
CD95-negative tumor by an adenoviral vector encoding CD95L neously provided to the subcutaneous sites, protection against
resulted in rapid elimination of the tumor [240]. These studies tumor rejection was observed. However, it is not clear whether
indicate that CD95L has a proinflammatory function and that in vivo TGF- and CD95L together are necessary for immune
gene transfer of CD95L may be used in tumor eradication. escape and whether CD95L has an immunosuppressive effect
Several mechanisms for the recruitment of the graft- or on T cells in the presence of TGF-.
tumor-rejecting neutrophils have been proposed. Two studies Despite the controversial situation concerning CD95L and
suggested that soluble CD95L is directly chemotactic for neu- tumor counterattack, other molecules have also been impli-

Igney and Krammer Apoptosis and tumor immune escape 913


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