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STRUCTURALISM *9644
David Kronenfeld I
Department of Anthropology, University of California,
Riverside, California 92521
Henry W Decker
Department of Literatures and Languages (French), University of California,
Riverside, California 92521
INTRODUCTION
"It is a problem to account for the renown of a theoretician who is unimpressive as an
analyst and whose theories, which are seldom original, are regularly refuted by the facts"
(68, p. 145).
This essay is directed toward the solution of Francis Korn's problem, for
her judgments of the master's work are similar to ones we have made (133),
but such judgments seem to be irrelevant to those attributes of LeviStrauss's work which have made him one of anthropology's dominant
figures. If his importance stems neither from the power of his particular
theories nor from the insightfulness of his analyses, then a consideration of
his role in anthropology must turn elsewhere.
which derives more or less directly from that source" (see also 20, p. 468).
We first explore the Saussurean and Jakobsonian antecedents of Levi-
Senate of the University of California at Riverside for the assistance provided by an Intramural
Research Grant to David B. Kronenfeld.
503
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erly be called structuralist anthropology. Examples are (1, 36-39, 58, 73,
105, 126, 128, 134). Outside of anthropology there does exist a structuralism
not space to consider systematically (129, pp. 207-8, 210; 135). Our decision
concerning what to cover results in part from consideration of what other
recent reviews have covered, in part from our sense of where the greatest
problems of clarification and explication lie, and in part from the inevitable
limits of our own knowledge.
The issue is peripheral to our focus, and beyond our expertise. In our
opinion, Jameson's (63) remains the best general treatment of this issue that
we have seen, while Friedman (45) has provided by far the best discussion
of the relationship between Marxism and anthropological structuralism (cf
3, p. 463-64; 11).
Jameson (63, p. 9) and others (e.g. 28, p.3) are right when they insist that
Piaget's use of the structuralist label is very different from that of the
Saussure/Levi-Strauss/French-literary-critic axis. On the other hand, it is
also true that Piaget's work itself offers the best available insight into how
something like sets of codes and insofar as structuralists are concerned with
the historical development of these codes (cf 63, pp. 193-94, 211-14), they
would be well advised to attend seriously to Piaget's general theory of
cognitive functioning [cf comments by Rayfield (119) in his review of Sperber (131)], and to the similar but more specifically linguistic work of Green-
berg (52). The work of art historian E. H. Gombrich (50) is also relevant.
In recent years a number of general reviews of the structuralist movement
have appeared. These tend to start with Saussure, carry through Jakobson
to Levi-Strauss, and then go on to consider attempted applications of struc-
turalism in the arts and in politics. The best of these are by Jameson (63)
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STRUCTURALISM 505
and Culler (28). Both are subtle, sophisticated, and insightful. Culler provides much the better explication of the linguistic concepts and theory from
which structuralism derives, and attends more to how such concepts might
cally. Jameson, on the other hand, even while being aware of the great
weaknesses in their actual applications of that theory, takes their theoretical
assertions more seriously and does a better job of explicating them from an
inside, if Marxist, point of view. Hawkes (56) covers much the same terri-
tory as Culler in a much more superficial manner, while Pettit (114) comes
up with an interpretation of his own that simply misconstrues the material
(cf 122). Piaget (115) also misconstrues much of the structuralist enterprise,
but in a much more creative and instructive manner; in many respects
Piaget (115) describes what structuralism should have been. Gardner (47)
provides discussions of Piaget and Levi-Strauss.
SAUSSURE
Levi-Strauss has modeled his structural anthropology on modem structural
linguistics. The key figure in the definition of the nature and task of structural linguistics, and the person who first spoke of the central role for
excellence and about the special nature of such social phenomena. Before
taking up his post in Geneva, Saussure had taught in Paris (while Durkheim
was elaborating his theory of society), and his student Meillet was a member
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the Cours line by line with the student notes in parallel columns; this
supercedes Godel's work (49). De Mauro has published an extensively
annotated Italian translation of the Cours that clears up a great many
questions and ambiguities in the original text; this edition has been translated into French (33), and hopefully it will not be long until it is translated
into English. Culler has written an excellent book on Saussure in the Mod-
about which there is much confusion both within and without the movement. We consider how Saussure actually applied each concept in his
discussion of language and how he would have applied the concept in
question to those wider semiological issues now addressed by modem structuralists. The first and perhaps most crucial of these conceptual problems
concerns what Saussure meant when he referred to the arbitrary nature of
linguistic phenomena. This problem can best be elucidated by systematically examining the major senses in which the concept has been used by
Saussure and others.
1. The strongest sense would be "absolutely arbitrary." In this sense
signifiers would have no predictable relationships to their signifieds (functional, logical, social, historical ... ); they would be randomly connected.
This absolute sense is far removed from Saussure's usage (34, pp. 68-69),
but is one a number of his critics have imputed to him (e.g. 7, p. 126); it
is also the sense which a number of French literary lights have taken to
apply to various classes of nonlinguistic (or extralinguistic) signs (cf 28,
Chap. 10).
2. The next sense is Saussure's "radically arbitrary" (34, pp. 113, 131),
window). Saussure does not rule out social motivation; in fact, with Durkheim (41, pp. 2-8), he insists on social motivation as the only motivation
for linguistic signs (34, pp. 76-77, 113). Language is a collective representation; a person learns it from the community and is not free to change it, but
since the community is only made up of other persons who have similarly
learned it, the sign. has no source outside the community.
3. In other places (p. 112) Saussure, without using the word, refers to
another kind of arbitrariness: the arbitrary segmentation of one's internal
representation of some external natural continuum. This is the sense in
which the referents of the word "sheep" form an arbitrary set and need not
be equivalent to the set formed by the referents of the French word "mouton" (pp. 115-16). It is in this sense that language may be said to arbitrarily
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STRUCTURALISM 507
categorize the external world. This relationship between concept and refer-
ent and between sound image and physical sound is one that Jakobson has
misconstrued as an identity (62, p. 280)-perhaps in part because of confusions in Bally & Sechehaye's compilation-most blatantly on p. 68 (34) [see
de Mauro's notes to this passage (33, pp. 442-45) and cf (44, pp. 149-52)].
Such a view (that of Saussure) does not deny the reality of the external
world, the connectedness that exists among its parts, nor [contra Singer
(129, p. 217)] the systematic relationship of linguistic concepts ("sig-
nifieds") to the world; it only asserts the arbitrariness of the cuts by which
continuous (natural) phenomena are grouped into discrete (conceptual)
categories (34, pp. 114-17). A similar arbitrariness is asserted for the
relationship between the phonic continuum of potential speech sounds and
"signifier" as a "sound image" (pp. 117-19). Important here is the fact that
Sassure's assertions regarding this particular kind of arbitrariness are quite
modest and consistent with recent work (10, 51). This is contrary to the
kind of language-creates-reality view that prevails in much recent structuralism.
4. Another sense of partial "arbitrariness" or partial motivation (34, p.
68) is what might be called "natural conventions." The choice of the sym-
bolic means by which some information is to be represented may be arbitrary in the sense of not being necessary, while the values of the attribute
that are selected to represent alternative states may be more strongly motivated; that is, there is no intrinsic reason for the ancient Egyptians to have
chosen to represent social importance via size in paintings and sculpture,
but once that decision is made there are strong reasons or motivations for
using "large" to represent "important" and "small" for "unimportant" (cf
50, pp. 135-36). Symbolic associations, for instance, of blood with body and
semen with bone might best be seen in this light, as opposed to the purer
arbitrariness of many structuralist accounts and the purer motivatedness
asserted by many symbolic accounts (cf 79, p. 46). Saussure did not have
a theory of "symbols," but did explicitly contrast symbols with signs on the
basis of the symbols' more motivated relationship between signifier and
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thors have erroneously treated these as if they referred to the same kind of
distinction; in some cases the distinctions themselves have been conflated
or confounded with one another.
Langue refers to a particular code (or organized system of knowledge);
between langue and parole, then, is not a symmetric one between one
system and another, but is an asymmetric one between a system in isolation
and the concrete situation in which that system interacts with other systems
and is instantiated. The asymmetry explains why various calls for a theory
of parole comparable to a theory of langue (e.g. 17) are misguided; the rules
of langue are the axioms which generate a system, while the "rules" of
parole are the devices by which the products of different systems are combined with each other and adapted to whatever situational constraints exist.
The contrast between diachrony and synchrony thus refers to langue and
not parole [contra (96) p. 27]. Diachrony does not refer to time ordering
per se [contra (63) p. 126; (81) pp. 44-45)], but refers to changes in langue
(that is, in the code or the set of rules) over time. Saussure knew that a single
sentence has a temporal ordering, but that was not the kind of temporal
ordering that he meant by diachronic change, (cf 62, p. 227). In his famous
chess analogy (34, pp. 88-89; cf 52, pp. 57-58; see also 2, pp. xxxvi-xxxviii)
the history of a given language is represented by the game; a given configuration of the board represents a sychronic state of the language (langue, a
It should also be pointed out that Saussure was aware that the synchronic
stasis between moves was a fictional construct abstracted from a continuing
process of change (34, pp. 101-2) which was only approximated (52, p. 347).
This working fiction could only be avoided after the distinction between
langue and parole, and the process by which regularities in parole gradually
came to be incorporated as changes in langue, were well understood (cf 53).
That a language over time represented a succession of frozen states and that
changes between states were instantaneous (as in the chess analogy) was the
major aspect of Saussure's Course that troubled Meillet in his review of the
Course (107).
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STRUCTURALISM 509
syntagmatic with sequential and paradigmatic with contemporaneous. Syntagmatic relations, according to Saussure, are relations of co-occurrence.
Natural (spoken) language is linear, and hence the only kinds of co-occurrence relations possible are sequential ones; but in other less strictly linear
forms of linguistic expression (e.g. the deaf language) those same relations
may be both contemporaneous (i.e. spatially juxtaposed) and sequential.
Generalizing Saussure's concepts to semiological systems in general, syntagmatic relations include both Leach's contemporaneity or harmony and
his sequentiality or melody (81, pp. 15, 43). Paradigmatic relations, for
Saussure, are the relations which obtain among alternative possible fillers
of some position in a syntagmatic chain and among the alternative forms
that some particular filler might take in alternative positions (34, pp. 12526, 128-31). Such relations in language can be phonological (spot vs. spit),
morphological (run vs. ran), syntactic (brought vs. had brought) semantic
(hit the ball vs. catch the ball), or other (e.g. sociolinguistic; yes ma'am vs
yeah). For semiological systems in general, paradigmatic relations are those
which we isolate when we ask "X as opposed to what?" For structuralism,
these relations are important because they represent all the nonpresent
associations (or planes of contrast) which the use of some particular form
raises or potentially can raise; it is through this aspect of the systematicity
(cf 34, pp. 113-17) of language that a change in one place (e.g. the addition
of "pork" to English along side of "pig") affects the whole system of a
language (the meaning of "pig" in opposition to "pork" is notably different
from the meaning of "pig" in opposition to "cow," "sheep," etc; the meaning of syntagmatic units that include "pig" is also thereby affected.)
particular [as well as to Boas (cf 60, p. 190)]. Given Levi-Strauss's Jakobsonian sources, it is worth noting two important ways in which Prague
school structuralism differed from Saussurean. First, the Prague theorists
placed much less emphasis on the sign itself (the unit of signifier/signified)
or on relations among signs, and instead concentrated on the contrastive
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-out of which signifiers are built (cf 62, p. 718). Jakobson (62, pp. 280-84)
himself maintains that one must look at the whole sign ("signum") including both its signifier ("signans") and signified ("signatum"). However, his
very discussion illustrates the problem; he treats the signified (a la Peirce)
as if it were itself the (external to the mind) object being referred to and not
a mental concept relating to that object. Such a view, besides being too
simplistic, deprives the signified of any linguistic interest and thereby neces-
sarily reduces the study of the sign to the study of its signifier (cf 62, pp.
267-68).
motivated linguistic phenomena than had Saussure (62, p. 717). Additionally, the threat represented by archaic theories of the naturalness of linguistic signs was less significant than it had been when Saussure did his work,
and therefore they had less reason to make a point of stressing the arbitrary
guean resonance, even though Saussure himself would have considered such
"symbols" to be motivated.
The question of motivations necessarily leads us to Saussure's relation-
the sign. Language was, for Durkheim, the example par excellence of a
collective representation (41, pp. 2-8; cf 96, p. 84; 106, pp. 1-2). In Saus-
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STRUCTURALISM 511
parole. Saussure's strong assertion of the collective, social nature of language was basic to his conception of the science of linguistics (2, p. xxxiv),
though not to his more general science of semiology, which would have to
encompass individual as well as collective representations.
For Saussure, language was furthermore a collective mental phenomenon. The mental nature of Saussure's sign absolutely prevents it from being
the kind of simplistic dyadic concept that Singer (129, pp. 216-17) among
others (9) considers it to be. Singer opposes the supposedly dyadic Saussurian sign to the triadic one of Peirce and subsequent derivative positivist
philosophers. For Singer's Peirce (cf 130), the "sign" is only the linguistic
token; the "object" is the external (to the sign) thing (with its associations,
implications, etc) referred to, while the "interpretant" is the response of the
person in whose mind the sign is linked to its object and who interprets the
implications of the sign's use (129, pp. 216-17, 220, 224). For Saussure the
sign is a unit embodying the union of a signifier-a (mental) sound image
-and a signified-a (mental) concept representing (possibly) some external
reality. Seen thus narrowly, the Saussurean unit appears dyadic, but we
must remember that the signifier and signified are both mental units and
only exist within a set of minds (cf 2, p. xxxiii). If the signifier and signified
are the first two elements of the Saussurean sign, then the mind (whose
constructs they are), the external sounds represented by the sound image,
and the external objects referred to by the concept represent the other three
are combined with one another to make larger linguistic units; 5. the para-
digmatic relations of contrast that exist among alternative signs and sets of
signs; and 6. the relationship between the representation of signs or other
linguistic phenomena in different minds. This latter relationship is by defini-
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and its clear distinguishing of the cognitive structures by which we conceptualize the external world from any structure automatically inherent in that
world seems more in accord with the findings of modem cognitive psychology (cf 18, 108, 116, 127). To Saussure, the function of language does
depend on our knowledge of the external world, but it also depends on the
organization which we impose on that world with language [cf (34), the
banks of the river on p. 112; also pp. 115-17]. The active organizing role
of the mind in Saussure's parole accords better with our creative use of sign
systems than does Singer/Peirce's more passive "interpretant"; langue provides the passively received codes out of which such creations can be
constructed.
phenomena home to Levi-Strauss. Rossi (123, p. 21) misses the point when
he mistakes such an enabling assumption for a "fundamental hypothesis"
of Levi-Strauss.
toward some (not necessarily intrinsic) end, and which exists within a
system of other such differences, while the Hegelian opposition is an active
contending of contradictory elements which necessarily pushes toward a
new (intrinsically related) system in which those elements no longer exist,
and which tends to absorb all other elements in itself. Saussurean structuralism provides neither a demonstration of the reasonableness of the Marxist
Saussure described a linguistics that dealt directly and firmly with mean-
ing. The central topic of linguistics for him was the sign, a unit that was
from one perspective a sound image and from another a concept. Linguistics
dealt first of all with the relationship between signifier and signified-with
semantics. Derivatively one studied the paradigmatic relations by which
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STRUCTURALISM 513
signs contrasted with one another and the syntagmatic patterns by which
they were concatenated; in the Course [(34) pp. 122-31-especially 126,
130] it is clear that syntagmatic and paradigmatic relations refer as much
to conceptual relations as to grammatical relations.
Saussure's science of signs was not intended as the mere study of the
forms of signs and the combinatorial properties of these signs abstracted
from their meanings and their communicative functions-as it has become
structure of form (that is, of signifiers) and ignored the structure of content
(signifieds) even though they sometimes talked about meaning; their distinc-
tive feature analysis dealt with the elements out of which signifiers were
built and had nothing to do with signifieds; other grammatical units, parallels, and the like were described and were asserted to carry meaning, but
no theory of meaning was ever provided. Transformational linguists have
presented themselves as mentalists, but their contributions have all dealt
with the structure of signifiers-that is, with relations among forms. They
the only attempt within the orthodox school to deal with semantics has been
Katz & Fodor's (65) unsubtle and inadequate stab; generative semanticists
have given semantics a more crucial role, but have provided no explication
LEVI-STRAUSS
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phonemes were merely the particular material out of which the signifier face
of the sign happened to be built-that is, phonemes were not intrinsic to
signs per se (34, p. 10), and thus represented an unlikely basis for the
generalization of specifically linguistic insights out to a general science of
signs (cf 2, p. xlix; 34, p. 11). The special contribution of Prague phonology
concerned the substantive nature of phonology itself and not the formal
properties of sign systems (cf 25, p. 65). The generalizable aspects of linguistics were more likely to concern the relations of signs to one another and
found that some possible patterns of signs existed in his corpus while some
did not; explained why it was so; and called that an analysis (cf 2, pp. lii-liv).
Even apart from questions of replicability and validity, such analyses told
through which cultural meanings were worked out [that is, with species that
are "bonnes a penser" (90; cf 93, pp. 11-12; cf 80, pp. 31-39) and not with
the mere identification of a tale's major issue]. With analyses such as that
of Asdiwal, and with Savage Thought, he begins to show a more explicit
concern with the content of the various cultural codes and with the ways
in which these codes are linked together and ordered so as to encompass
a cultural problem. He is back to a Saussurean concern with how meaning
is expressed within (cultural) sign systems, but because of his Jakobsonian
lens he does not realize that Saussure, too, was concerned with meaning
(and not just form alone) and so he is unable to build on the theoretical bases
that Saussure has laid, and he is unable to benefit from the rigor with which
Saussure approached linguistic problems. He feels he has to give up on the
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STRUCTURALISM 515
quate for the task that he sets himself. While he aims at a science of
meaning, he is forced, in part by his linguistic naivete, to discovery by
insightful guess and proof by "if I see it the it must be there for other human
minds as well" type assertions. By not being nearly as clear as Saussure was
about what he expected of an account, he leaves himself no theoretical basis
for telling a valid one from an invalid one, and exposes himself to the attacks
of looseness of execution which have so often obscured the importance of
his analytic aims.
Many (e.g. 42, p. 375; 80, p. 66) claim that Levi-Strauss's method of myth
analysis is based directly on that of Propp (118). As Levi-Strauss himself
points out, such claims are deeply in error (88). Propp's analyses deal with
the syntactic form of tales-that is, with the permissible orderings of classes
of elements. Levi-Strauss explicitly eschews any concern with the sequential
ordering or story lines of tales, but instead addresses the constraints on
content-that is, the relations of contrast and co-occurrence that obtain
among various tale elements. Beidelman's (8, p. 220) claim that LeviStrauss minimizes "the significance of content in order to discern form and
structure", while explicable in terms of Beidelman's conception of content,
seems quite far off the mark. We have often been told by linguistically
knowledgeable folklorists (and have ourselves told others) that the true
implementation of the methods of structural linguistics for the study of folk
literature is that of Propp rather than that of Levi-Strauss. If one understands structural linguistics to be the study of the combinatorial properties
of form classes (as it seems to have been for most post-Saussurean linguistics), then these arguments are clearly correct. And, of course, if one is
concerned with the formal rigor of the analysis, then Propp's work seems
much the better model. But Propp does not offer us anything about the
specific meanings of folktales. If we return to Saussure's concern with how
language has meaning, we find that Levi-Strauss does have many of the
right concerns and does ask many of the right questions. His aims and
methods seem closer than Propp's to Saussure's original conception of
structural linguistics. The issues that he raises are crucial for structural
linguistics itself; what now is needed are methods for dealing with those
issues.
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Levi-Strauss does not talk much about it, but his meetings in New York
with Jakobson and Boas (cf 123 p. 25-26) point to another important strand
in his development. His initial attempts to apply linguistic insights to the
study of social organization seem to owe nothing to North America beyond
a few ethnographic examples. Boas might have suggested to Levi-Strauss
the relevance of linguistics to the study of culture, but such was already
implicit in Durkheim's discussion of the role of language as a collective
representation and in the role of Meillet in the Anne'e sociologique, and thus
may have come to Levi-Strauss in other ways. It does appear that LeviStrauss became familiar with Northwest Coast cultures and ethnography
through the work of Boas (cf 60, p. 190). But more importantly, he seems
to have gotten from Boas the notion that important insights into culture
could come from the study of folklore (96, pp. 63-64), as well as some
intuitive sense of how structural patterns might work themselves out in the
folk forms of a culture (cf 13; 14, pp. 403-6, 421, 429, 433-34, 485, 488).
He went beyond Boas's particular forms of analysis and claims about the
results of analysis (as indeed have almost all of Boas's students in linguistics
and in anthropology), but he does seem to have been influenced by Boas in
was, if belatedly, Boas who freed him from his Jakobsonian focus on forms?)
(cf 8, p. 220).
came from the fact that they reinforced the binary thrust and the view of
formal structures that he got from Jakobson. Additionally, in the notions
of feedback loops and anticipation of the moves of others that these new
fields (including game theory) explicitly recognized, he found a mechanism
by which collective mental structures could arise and operate, and thus he
found reassurance that the collective mental structures that he wanted to
study were in the realm of science and not of mysticism. The idea of
collective mental structures derives both from Saussure (via Jakobson) and
from Durkheim (via French sociology). The question of how and where
such mental structures could exist (and of what one meant by emergent
and has been consigned to mysticism by many of Durkheim's critics. LeviStrauss understood that the work of Wiener and of Shannon and Weaver
concern with the specifics by which Durkheim's assertions might be accounted for. Thus cybernetics and game theory were important to the
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STRUCTURALISM 517
Levi-Strauss himself cited geology as the final formative influence upon
his notion of structuralism. It was geology that showed him how a jumbled
stratigraphy elsewhere (in places where the rock was not so jumbled), and
that relations of synchrony can only be extracted in the light of this historical information. Geology seems to have been a productive metaphor for
him; it is a shame that he did not carry it further.
Studies of Levi-Strauss's work are found in (4, 15, 47). Leach provides
an interesting and useful introduction to Levi-Strauss's work in his Modem
Masters volume (80). Leach's text (81) contains many interesting examples,
but is theoretically simple-minded; much of the technical discussion, especially of Saussure, is just plain wrong. Ardener's introduction to ASA 10
(2) remains the best discussion available of the Saussurean and structural
linguistic background to Levi-Straussean anthropology. The best recent
Levi-Strauss: Kinship
Levi-Strauss's work on kinship is relatively old and has already been re-
viewed extensively in a variety of places (16, 32, 59, 109), and so will not
require much discussion here. There are, however, a very few points that
still merit some attention. The first has to do with the way in which LeviStrauss's theoretical statements concerning marriage systems are to be
complex) kinship structures. The questions concern what is meant by elementary structures and wherein such structures exist. Needham maintained
that elementary structures were ones that had prescriptive marriage systems
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with the consequences in folk law of such a marriage (100, pp. 1307-8).
Boon & Schneider (16) erroneously treat Levi-Strauss's kinship work as
if it represented a functionalist theory. A concern with the effects of social
forms and with the relative selective advantages for a society of one form
vs another hardly constitutes the kind of functional prerequisites argument
or the kind of teleological goal orientation that one normally associates with
functionalist theories. One also remains doubtful about their assertion of the
similarity of Levi-Strauss's work on myth to Schneider's on kinship.
Kom (68) shows convincingly that Levi-Strauss does indeed have many
of his facts wrong, that the various criteria he adduces for the linkage of
systems to societies are often inconsistent with one another, and that statements he makes about theoretical entities contradict one another. That is,
Kom does for Elementary Structures what others (133) have done for an
example of Levi-Strauss's myth analysis; she has shown that, taken literally,
Levi-Strauss's analyses are ill defined, self-contradictory, and empirically
sloppy (cf 104). What she has not done is show what the conception was
that accounted for the almost revolutionary impact of Levi-Strauss's work
on kinship.
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STRUCTURALISM 519
clear in other works of his that date from the same general period as
Elementary Structures (89, pp. 229-287, 298, 311-12).
In spite of claims to the contrary, the new preface to Elementary Struc-
tures does make the issue clear enough. In talkiqg about elementary or
to maintain, though, that to the degree that any particular society embraces
these axioms the consequences of the axioms to that degree apply to that
society (94, pp. xxxiii-xxxv). Different societies can take these axioms into
account in different ways. Some will have explicit rules that embody the
axioms and will thus have some kind of conceptual dependency on the
deduced relations (94, pp. xxxii-xxxiv) even if they don't clearly or unambiguously follow the rules. Others will more or less inadvertantly tend to
marry in patterns that to some degree match one of the models; to this
degree they will reap the predicted structural effects. In other words, LeviStrauss's kinship models can be implemented either mechanically or statistically, either conceptually or behaviorally, and either prescriptively or
preferentially, but his models are not defined as or bound up in any of these
particular implementations. For him the distinction between prescription
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rules and normative statements. But Needham treats these rules and normative statements in the same manner that Fortes treated behavioral data; he
tries to induce his theoretical statements about some group directly from
their rules and norms, and he still sees his theory as being in a one-to-one
relationship with his natives' "behavior"-only he substitutes conceptual
sion (94, p. xxvii)], and if too quick to push a strained metaphor too far (cf
references to puzzles and cams, tale elements on cards, binary oppositions,
linguistics and whatnot), does understand that a theory, to be useful, should
go beyond accounting for the facts at hand (though it should indeed account
for them); it should go on to generate a wide range of additional propositions which may themselves be empirically evaluated. The attraction that
his work on kinship holds for so many anthropologists seems not to lie in
the particular ethnographic cases which he may or may not have explicated.
The attraction seems rather to lie in the very rich set of formal implications
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STRUCTURALISM 521
He is dealing with formal concepts and relations rather than with actual
substantive units and marriages-that is, with an abstracted pattern rather
than with any simple summation of what people in any particular culture
do or say. This is the aspect of his work which seems most successfully to
have eluded Needham's and Korn's attention (at least as an overt aim as
opposed to an inadvertent by-product of sloppy work). He is talking about
formal structures.
Like structural linguists, Levi-Strauss has abstracted out frozen and complete synchronic states from the inconsistencies and flux that occur in any
(vs mental) structures was the result of his brush with cybernetics, or of
some misunderstanding of the linguistic enterprise, or simply of some intuitive sense of where the significant problems lay, it contrasted sharply with
his overt role-models in structural linguistics as well as (in an identical
manner) with his French forebears in the Anne'e sociologique.
structures (at least in the sense he means); his disembodied logical structures do not communicate and do not constitute any kind of a cultural sign
system. Levi-Strauss's work on kinship really, if unsurprisingly, owes more
to Durkheim's and Mauss's discussion of the role of exchange in producing
solidarity than to any other obvious outside source (cf 2, p. liv; 45, p. 452).
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Myth
As we have already said, Levi-Strauss's work on folklore/mythology is
quite different from his work on kinship (cf 16). He does deal here with
mental structures that permit communication; he does here utilize a very
The first characteristic is exhibited in Levi-Strauss's analysis of the Asdiwal tale when he considers that the presence in the tale of "a single rotten
hawberry" represents the minimal presence of vegetable food vs the "maxi-
mal" absence of animal food from the sea and animal food from the land
(87, pp. 36-39; cf 133, p. 165). In the Saussurean paradigm, and by and
large in its Praguean offshoot, signs only acquire value through the combination of their syntagmatic associations with their paradigmatic contrasts.
those over which it was chosen. The attributes are identified by contrasting
the given element with what else it might have been, and by considering
what elements out of that set normally would be expected to go into that
syntagmatic slot.
relations among the people who provide these various kinds of food; and
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STRUCTURALISM 523
isolated both from the men who provide fish and from the men who provide
meat.
to have the hawberry specifically mentioned in the tale unless its presence
was meant to convey something (cf 127)-and so we do need to know what
its presence might bring to mind to a Tshimshian. However, the answer to
that question is not as obvious as Levi-Strauss would have it. How do we
know that the berry referred to a food type instead of, say, a meal part-
support provided by those men), or why could it not be one particular kind
of berry vs some other [implying association with some particular community-in the manner of Pensee sauvage (92)], or one particular class of
of relative importance among social groups). Even if one takes the hawberr
as exemplifying vegetable food itself, one then wonders why animal food
does not constitute a similarly undifferentiated class (perhaps implying men
vs women), why "animal food from the sea" does not refer to sea lions
(implying meat, hunters and so forth), why "animal food from the land"
then, does not lie in Levi-Strauss's intention, but rather in the methods by
which that intention is realized.
This treament of structuralism as being about the systems of under-
work represents a concern with the experiences which produce the (passive
-cf Saussure) understandings that constitute the codes. In terms of thecommunicative import of cultural forms and objects, it is not, to Barthes,
their current functions which are important, but rather the functions that
they have had in the (experiential-and hence relatively recent) past and
that have defined the understandings and expectations of their current
users.
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precisely what Saussure (and Durkheim) felt to be the very basis of lan-
(vs language) does not represent the inversion of Saussure that he claims;
rather, we should see him (and other structuralists) as exploring the other,
nonlinguistic, codes that along with language itself are brought to bear in
any specific speech act. Let us set aside Barthes' analysis of his own analysis
-which errs in other ways as well as in those we have mentioned (cf 2, p.
xi)-and attend to what it is that makes his work of interest to anthropologists.
food, "fast food" vs other possibilities, e.g. haute cuisine, family restaurant,
foreign restaurant, food at home, etc. The kind of food does not just entail
a style of cooking, but has other direct entailments including speed, cost,
and so forth. A style such as "fast food" additionally has another more
general set of associations; these associations include a social class, a lack
of aesthetic culinary discriminations, and a lack of individuality (of the meal
and of its consumer). That last set of associations brings to mind a class of
machine-like proletarians who have been tricked into preferring the cheap,
fast glop that it is most efficient to feed them; such socio-political implica-
tions of the choice of one set of products over another explain why Barthes
sees such products as political statements (and, as a Marxist, condemns
most of these political statements).
The implications of the choice of one code over another need not be
work where the discussions ignore story line, plot, and the detail of particular story elements. Besides the paradigmatic relations of items to one an-
other within a code, Barthes has shown us that the codes themselves exist
in a paradigmatic relationship to one another.
Barthes does not consider the significance of one message vs another
within a given code. That is, he does not consider what meaning is conveyed
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STRUCTURALISM 525
of fries. Levi-Strauss similarly ignores such messages in his Oedipus analysis, but does seem to be attending to them implicitly in his Asdiwal one.
An understanding of the paradigmatic meaning implied by the choice of
one code over another allows us to see what kind of meaning Levi-Strauss
has in mind in his analysis of the Oedipus tale, and to see how he could talk
of a structuralist analysis of folktales while ignoring all the advances in the
In stating that "it is in the last resort immaterial whether in this book
the thought processes of the South American Indians take shape through
the medium of my thought, or whether mine take place through the medium
of theirs" (93, p. 13), Levi-Strauss appears to be asserting that many codes
can lie behind any one message, and that any code which one human mind
can find in a message is there for any other human mind to find (cf 91, p.
any reasonably parsimonious analysis of any part of English kinship terminology that any anthropologist has been able to come up with will actually
familiarity with a large set of similar texts from a great variety and span
going out into the field and conducting intensive field studies [(e.g. 27, 31,
84, 99, 113, 131); but see also the Panoffs' discussion (112) of the problems
of doing fieldwork within the French academic framework]. They lack his
depends on native judgments of whether two stories are or are not the
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linguistics for separating out the regularities of langue from the incidental
details of any particular act of parole. Even in linguistics such a device
requires a fair understanding by one's informants of what one is after-and
ologiques (93, 95, 97, 98) makes clear. One may have the same incident with
different characters; an incident in one tale may in another become the
whole tale; the major story outline may be the same while all the details are
changed; and so forth. And remember the linguistic test depends on having
an informant at hand who has a "native" command of all of the items being
compared. In Levi-Strauss's Oedipus analysis, the variants involved span in
excess of 2000 years; he himself is a "native informant"-but only for the
latest synchronic state. To a "native" now, all versions look to be the same,
but who knows how these variants would have seemed to Sophocles. The
fact that all versions are (now) called "the Oedipus tale" makes Levi-
Strauss's judgment seem less subjective, but no less specific in its temporal
perspective. The complete set of versions only constitutes a single synchronic system now, at the end of the diachronic chain, and yet the meat
of Levi-Strauss's analysis (the concepts and meanings he uses) belongs to
the beginning of the chain. The problem that temporally vitiates his Oedipus
analysis has the same effect spatially on his Mythologiques; the tales are
more or less contemporaneous but collectively belong to no single "native."
There exists no one who has the privileged position from which to call them
all "the same"; the linguistic analogy-the analytic basis for separating the
invariants of langue (or code) from the ephemera of parole (or message)
-has broken down. What we, or Levi-Strauss, are left with are the myriad
ways in which tales resemble one another-and the problem that Tale A
may resemble B in one respect but not in some other respect, wherein
instead it resembles C. Two tales which are each separately "similar" to
some third tale may not be similar to each other in any direct sense; indirect
bases of similarity (based on the separate knowledge of the two direct
be using "communicative content" as his basis for such similarity judgments because such content is the very goal of his analysis.
And so one must conclude that in his analyses of folk tales Levi-Strauss
is dealing with the codes from which the tales are constituted rather than
the messages which the tales represent. He cannot be dealing with the
totality of codes implicit in the tales, but only with selected universal ones,
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STRUCTURALISM 527
and these codes must be directly inferable from the specific message elements that we (and he) attend to when we recognize some particular text
as a version of some particular story (say, the Oedipus tale). These facts
allow us finally to understand his claim that every version of the tale is
equivalent to every other one (cf 95, pp. 565, 567) and his feeling that he
need not worry about different meanings of different texts (even different
texts produced in different cultures). The claim refers only to the codes, and
not to messages expressed in the codes; the claim does not refer to all the
codes entailed by the texts, but only to the consistently present codes that
he chooses to attend to. In this sense the claim is a reasonable one, and fairly
hard to argue with; it is also a bit less impressive than it first sounds.
In a typical analysis, Levi-Strauss identifies a code and then identifies the
focal concern of the tale with the implicit meaning which underlies that
code. If we accept his implicit claim that any code which within reason an
analyst can find is there for natives as well, then we have to recognize that
much of the criticism of Levi-Strauss's analyses of folk tales (including our
own) has been slightly off the mark. The typical criticism amounts to asking
how we know that the indicated codes are indeed entailed by the tale.
However, if all possible codes are automatically present, then that becomes
a meaningless question. Even if a great many codes can be used in a given
tale and entailed by it, and even if each code can refer back to any of several
underlying implicit meanings, it does not seem obvious that all of those
meanings can at the same time be the central or focal concern of the tale
-the "what it is about" (cf 93, p. 347). The question that critics should be
asking instead of "How do we know that this code is truly entailed by the
tale?" is "How do we know that this particular underlying meaning (represented by this particular code) is one that is at issue in this tale?" (cf 28,
p. 53) This is the question that Codere (26) so charmingly-if also so
devastatingly-raises; this proper question concerns the focus (or foci) of
Our second central characteristic of structural anthropology is the dialectical process by which deep problems with, or contradictions within, systems of cultural values or norms are supposedly transformed into more
tractable forms that allow the contradictions to be encompassed or the
problems to be solved (89, p. 240). This process is built on the focal codes
which we have just been discussing. It consists of taking the relatively
abstract contrasts entailed by the initial code in which the problem is stated,
finding other codes which entail similar contrasts, transforming the problem statement into whichever of these other codes allows the problem to be
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simplified and encompassed, and then solving (or dealing with) this transformed version of the problem. It is the abstract entailed contrasts, which
one keeps constant throughout the process, that represent the structure
which is preserved under the transformations, and that ensure that the
solution to the final (transformed) version of the problem is felt or seen to
refer to the initial version. This is the process by which, according to
Levi-Strauss, the Oedipus tale deals with the contradiction between one
ancestry and two parents, and by which the Asdiwal tale deals with the
inability of a new couple to live at once with both the bride's parents and
sis is not to explain how natives solve their problems, but rather to explain
how they encompass them and make them manageable (cf 80, p. 71, 95).
The process is one of successive narrowings, in which a basic opposition is
remains, but is now brought within a common framework; in the transformation, other attributes that might have been central to the original opposition can be lost, and such loss becomes a device for asserting the
inessentiality of those attributes for the original opposition. In a sense the
the story would cease to speak to the insolubility of the original opposition.
And so the opposition reemerges-if in a reduced form-and the transformation/reduction process then may be recursively applied to the new reduced opposition.
One might take a literary example [adapted from (69), cf (70)] which has
the advantage of involving both cultural and historical material that is
much better known and understood than is the case with most anthropological examples. Several of Leach's examples of a different kind of analysis
(e.g. 74, 75, 77, 82) seem to have been selected for similar reasons. Pastoral
literature of the English Renaissance is concerned, in part, with the opposi-
tion between nobles and peasants. The nobility and would-be nobility (the
endowers of the literature) appreciate the benefits of being rich (including
both power and poetry) but espouse a moral code that emphasizes the
virtues (and heavenly rewards) of poverty. Their problem is to reap the
virtues of being both rich and poor at the same time. Their solution is to
transform the insoluble opposition between rich and poor into a less ex-
within the third estate; they pick the poor side of the original opposition
because that is where virtue lies. They pick the shepherd as their analog
because of his classical associations with poetry and the other arts and
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STRUCTURALISM 529
God's bounty (vs the grubbing and instrumental nature of ploughmen). The
nobility shows that they, represented by shepherds, are just like peasants,
those fit to rule and those not, and so even as nobles merge themselves into
the third estate they must reassert their distinctions lest they lose the
rationale for their position. And so, within the third estate, shepherds are
distinguished from ploughmen by their courtly skills and protective prow-
working shepherds who talk funny and smell of sheep. The successive
transformations allow the opposition to be reduced from a global one
The process of successive narrowing of oppositions shown in LeviStrauss's work is somewhat reminiscent of the dialectical process described
by Hegel (and Marx)-thesis, antithesis, and synthesis (cf 80, pp. 6-7).
However, there are differences. In Levi-Strauss the opposed elements seem
coevally present; there is no evidence that the one develops as a reaction to
(or outgrowth of) the other. In Levi-Strauss the movement in the process
is illusory: no synthesis is ever reached and nothing intrinsic is ever
sign systems by which thought is expressed and with the ways in which
these are used (93, pp. 13, 14); as such his work clearly belongs in Saussure's
universe rather than in Marx's-however strange an inhabitant of that
universe it may occasionally seem.
As was the case with the codes themselves, these structuralist claims
claims about the codes. But again there remains the problem of passing from
plausibility to probability or certainty. Given that in the kind of code system
that we are dealing with, one tale may exemplify at the same time a large
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criteria for deciding which codes pertain to basic problems and which do
not; and we need some criteria for deciding which of the several deep
contrasts entailed by any particular code are relevant and which are not.
Such criteria (or procedures) are precisely what Levi-Strauss does not give
us. This problem is central, not just for structuralist analysis, but for sym-
bolic anthropology as well-where, instead of providing criteria (or procedures) for recognizing the concerns that are inherent in some particular
system or work, many practitioners have come up with a universal set of
symbols and concerns that they impose on whatever work they consider.
The aims and general assumptions of the structuralists seem to us to be
reasonable and preferable to those of other symbolic schools; what is needed
are the methods and standards which will enable these aims and assumptions to be validly implemented in actual analyses.
A paradox seems to confront many readers of Levi-Strauss's myth analy-
ses: on the one hand they find the texture of the analyses very convincing
and very satisfying, but on the other hand they find that his oft asserted
method remains forever out of reach and that many of his particular deductive claims seem either weak or nonexistent (cf 80, p. 13; 104). His theory
is often considered brilliant while his control of the ethnographic materials
required to evaluate it is found wanting.
they accomplish. We are aware that this claim ffies in the face of most
Levi-Strauss criticism, and that it apparently contradicts the explication of
his theory that we have just provided, but consider the following arguments.
L 'Homme nu, and various articles constitute the first kind of metatheory;
it is this theory about theories of myth which strikes us as eminently
reasonable. It is this metatheory which we have just attempted to explicate
and show the usefulness of. Even so, we have complained about his execu-
tion, by which we refer not to his grasp of the facts but to the particular
theories which he claims account for the specific body of ethnographic
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STRUCTURALISM 531
forth, but he never lays out any set of formal concepts or propositions from
which anything could actually be deduced. When he goes through the set
of items that are supposed to make up a deductive argument (e.g. 93, pp.
96, 101, 105, 108), the specific connections or logic are never explained; the
actual structure of his arguments is really one of free association rather than
particular context, or in conjunction with some other pair, and to what end)
or are they supposed to perform similar functions in contrasting situations.
At the third analytic level, which amounts simply to some kind of ordered
recapitulation of the data itself, his work is, as is his metatheoretic discus-
sion, quite good. But here, we would like to suggest, the basis for his success
lies not in his theories, nor even in his analytic ability, but instead in the
very nature of such a large and dense body of regional mythic material as
he has chosen to examine. The connections that he makes among the
various tales are indeed in the tales themselves, as is the complexity,
heterogeneity, and convolutedness exhibited by the set of connections taken
together; the richness of the connections that he makes is thus further
impressive testimony in favor of the breadth and intensity of his control of
the relevant data. Tales in such a group constantly echo one another in a
great variety of ways, but never consistently over a large set; the tales
a single tale will be collected over a span of 1000 miles, 100 years, and
several levels of technological development. The analytic problem is not to
find connections among such tales; the problem is to find some basis for
throwing out most of the connections that suggest themselves, and for
thereby identifying some single (small) set of interrelated connections on
which to focus one's initial analysis. Levi-Strauss has found threads which
allow him to organize and present the tales in a kind of intuitively sensible
manner; he has allowed us to see at least some of the patterns which inhere
in the set of tales, but he has not to any great degree analyzed for us the
variables or attributes which produce those patterns, and he has not in any
sense produced specific theories from which those patterns can be deduced.
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of those attributes which are implicitly ascribed to it. That is, even though
Leach's own structuralist analyses (74-77; 80, pp. 16-20) tend to include
relatively clear and reasonable theories, they often are found, upon careful
examination, to be based on faulty data and incorrect facts (cf 19, 46, 55,
111). For the earliest of these critiques, that of Pamment, Leach has with
some justice rejoined that aspects of his argument were misrepresented (78);
however, one must also note that many of Pamment's criticisms were left
unchallenged. Leach appears not yet to have had the time to respond to the
later critiques, but we also suspect that he will have trouble doing so.
editors who imposed their own interpretative schemas on the raw folk
sift out the underlying constant elements of the "code" from the ephemera
of each particular telling. The problem is not, as Leach would have it,
whether the unconscious structures will be expressed, but rather with the
analyst's ability to identify them. A single work by a single author allows
no such sifting. Even if one manages to find repeated elements, they are still
versions of the same tale; again, the context is needed to allow the necessary
sifting. We find Leach's analyses stimulating, insightful, and thoughtprovoking; in many respects we prefer them to those of Levi-Strauss-our
point is only that they are indeed only imperfect examples of the Levi-
Straussean method.
Leach's method contrasts in other ways with that of Levi-Strauss. He,
like most of the rest of us, endeavors to examine in a very careful way a
small and finite body of material (cf 82)-while Levi-Strauss has chosen in
a thorough, but less systematic, manner to encounter a very large and open
body of material. The characteristic strengths and weaknesses of the work
of each seem to derive in part from these basic choices; not only is it a
question of how much care one can afford to take with each connection
(which concern, taken alone, would make Leach's work preferable), but it
is also a question of how likely one's analysis is to actually meet and take
account of all the ethnographic difficulties which might be raised in criticism of it. Perhaps Levi-Strauss is right when in one of his more revealing
moments he admits that it is still too soon for us to have a true science of
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STRUCTURALISM 533
mythology (cf 93, p. 31; 95, pp. 567-70). A continuation of such candor
these groups in higher level groups. His analytic goals seem to be to show
that all possible variants occur and that superficially disparate tales are in
fact ultimately the same tale. The point behind such demonstrations is
unclear. If the ultimate aim is to demonstrate historical contact (cf 95, p.
319), then he is certainly going about it the long way around. If the aim is
environmental conditions makes it impossible for the reader to see any such
patterns of adaptation. The mere fact of some sort of "ecological" relation
seems hardly worth any demonstration at all since that is the traditional
null assumption of anthropology; the lack of any sort of "ecological"
relationship would be quite worthy of demonstration-but no such demonstration is made and none is intended. If the aim is to show that the human
mind will, given enough time and scope, work out and produce all the
various combinatorial possibilities that some particular corpus of materials
in the reader's mind concerning the degree to which he may have tailored
his presentation of the basic data to accord with his analytic aims (133). The
problem would have been considerably eased if he had used traditional
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p. 99; 95, p. 407). Thus, he finds "rules that enable us to transform a given
scene into a different one . . . " and claims "This procedure would be
developmental sequence within the body of tales themselves: if the connections he speaks of are present in the tales at all, then they are there synchronically and should be as traceable from one starting point as another.
On the other hand, if the connections do not inhere in the tales but are only
his analytic creation, then his reverse voyage would again prove nothingsince what he created in one direction he could as easily create in the other.
cise theories which allowed them to make explicit logical deductions from
of formal analysis" (101, p. 108). He then describes some perfectly reasonable textual evidence from a new tale-which he claims to have predicted
(93, p. 108). One cannot help thinking that he knew the new tale was there
before he made his deductions, and that his "deductions" were contrived
to predict a known outcome. He admits (93, pp. 1-4) that he knew how the
book was going to come out when he wrote it, but claims that it does in
fact recreate his actual voyage of discovery "as far as [is] possible" (93, p.
2). His proof then is no proof because he provides no deductive apparatus
and only "predicts" the existence of known Neptunes.
This same reservation applies more generally to the decisive confirmation
of his theories which he speaks of at the end of L 'Homme nu. He has found
on the Northwest Coast the explanation of problems in his initial Bororo
myth and has shown the unity of these two traditions. He begins his "journey" with the Bororo myth, and in the first volume can only see in his mind
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STRUCTURALISM 535
the second volume and "the outline of yet a third"-though he can foresee
that his journey will lead "to the furthermost regions of North America"
(93, pp. 1-3). He writes as if we are with him on the trip, and as if he himself
does not know what is coming next until his method reveals it to him. But
in fact we know that he is traversing familiar territory-even if with new
physical culture, and their art. His interest in structural linguistics (cf 85)
and in mythology/folklore seems to date from the early 1940s when in New
-York he encountered Jakobson and joined Jakobson in conversations with
Boas (96, p. 63). He starts doing his own myth analysis in 1955 with his
analysis of the Oedipus story (86), and in 1958 had already begun his
CONCLUSION
Our examination of the literature has convinced us that structuralist analysis has been little done in American and British anthropology. Most of what
one sees are either works of Levi-Strauss himself or discussions of his work.
The chief virtue of his work has been that he has reopened the study of
meaning as a legitimate anthropological aim. The reason why even the most
devastating critiques leave his followers unfazed is that it is only the aim
that they take from him, along with some very general transformation
machinery. Since he has no criteria for success, no actual theory, and no
method, attacks on his execution are, to his followers, irrelevant.
Rather than constituting a school in Anglo-American anthropology,
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been the emerging field of symbolic anthropology (cf 135). The reasons for
structuralism's role as godparent to symbolic anthropology rather than as
parent to its own children seem worthy of some brief consideration. They
seem primarily to be that 1. unlike American cognitive anthropology, symbolic anthropology has been concerned with meaning, and not just the
forms of meaning; and 2. unlike Levi-Strauss in his own work, symbolic
anthropology does provide criteria for success and a method (cf 30).
In essence, structuralist anthropology proved to be too hard to do. The
rules of analysis were presented as linguistically derived and automatic,
without any awareness that the rules for linguistic analysis itself are far from
automatic, and without specifying analytic procedures for reproducing existing structuralist analysis. Analyses were presented as being true or valid
without any criteria being provided for assessing their validity; alternative
and contrasting analyses of the same phenomena were asserted to be true
at the same time without any theoretical rationale being given for how such
alternatives could coexist, even though such a rationale does exist. Structuralist analyses were genuinely concerned with the implications of particular
sets of cultural axioms, but they provided no basis for differentiating relevant axioms from irrelevant ones, no methods for finding a culture's axioms,
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STRUCTURALISM 537
and no basis for making assumptions about such axioms based on universal
systems of culture-is reasonable and important, as also is their Saussureanderived assumption that a priori assumptions about the communicative
content of "signifieds" in semiotic systems cannot be made from the sub-
that the description and analysis of such systems lay in the domain of
science (cf 96, p. 323) and were not to be simply the products of inspired
intuition or intersubjective sensitivity. The problems were that they had no
Barthes and Levi-Strauss, cf (28) Chap. 2] did not solve the problem, but
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