Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
Home
Home archive
A Homeless Concept
Shapes of the Uncanny in Twentieth-Century
Theory and Culture
Author: Anneleen Masschelein
Published: January 2003
Abstract (E): This article sketches the framework underlying the present
thematic issue. A functionalist-discursive analysis of the linguistic form and
evolution of the Freudian concept of the uncanny in the late twentieth century
reveals a paradox: as a concept, the uncanny problematises the very act of
conceptualisation and theory formation. And yet, as the various contributions to
this issue show, precisely because of its structural vagueness/openness, the
concept seems particularly suited to articulate certain tendencies in late
twentieth-century thought and art.
Abstract (F): Cet article esquisse le cadre thorique des contributions de ce
numro. L'analyse discursive et fonctionnaliste des formes et de l'volution du
conception freudien d' unheimlich ( inquitante tranget , selon la
traduction en usage) fait apparatre un paradoxe : le concept mme d'unheimlich
s'oppose en effet sa propre conceptualisation et, plus gnralement, toute
approche thorique du phnomne. Toutefois, les articles runis dans ce numro
montrent aussi que l'ambivalence du concept d' unheimlich , qui reste la fois
flou et ouvert, le rend particulirement appropri l'analyse de certaines
tendances artistiques et philosophiques de la fin du vingtime sicle.
Keywords: the uncanny, Freud, re-readings, discourse analysis,
conceptualization
hidden, secret, clandestine, furtive. One might say that a certain change of
perspective has taken place: in the positive sense, heimlich takes the insideperspective of the intimacy of the home. In the negative sense, by contrast, the
walls of the house shield the interior and in the eyes of the outsider, the
secludedness of the inner circle is associated with secrecy and conspiracy.
Unheimlich in the sense of strange, unfamiliar, uncanny, eerie, sinister is then
clearly the negation of only the first meaning of heimlich and as such, it almost
coincides with the second, negative meaning of heimlich. This peculiar etymology
runs counter to the intuition and already complicates the straightforward scheme of
familiar versus strange and hence frightening, proposed by Jentsch. Freud concludes
his lexicographic research by stating that the specificity of the sensation of the
uncanny lies in the fact that something is frightening, not because it is unfamiliar or
new, but because what used to be familiar has somehow become strange. He quotes
a phrase by Schelling which formulates precisely this relation: "unheimlich is that
what ought to have remained hidden, but has nonetheless come to light". And yet,
the reader may be left wondering whether this 'definition' correspond to an 'actual'
feeling, or whether we dealing with a metaphor?
When discussing the examples of the uncanny - already problematic in themselves
because of their divergent, almost incompatible nature - Freud relates the idea of
the familiar which has become strange to the psychoanalytic notion of repression.
What is frightening is the return of the repressed. In his view, the prefix un- is none
other than the mark of repression. With this prefix we are of course but one step
removed from the quintessential Freudian concept, the unconscious, which is in a
way an equally 'unthinkable' concept. The very notion of the unconscious excludes
the idea of a consciously thinking, rational subject which is, as Samuel Weber points
out, the basis of Western thought since Descartes and Kant. Likewise, how can we
think the unheimliche as the negation of an ambivalent word like heimlich, if we
cannot be sure of a stable referent in the first place? According to Weber, this
explains why (I quote from an excerpt of the introduction to a new edition of The
Legend of Freud)
the Uncanny, das Unheimliche, remains as abseitig, as marginal a topic as it was
when Freud first wrote on it. Perhaps, because it is not simply a 'topic', much less a
'concept', but rather a very particular kind of scene: one which would call into
question the separation of subject and object generally held to be indispensable to
scientific and scholarly inquiry, experimentation and cognition (). (Weber 1998)
(1992) both devote thematic issues to the uncanny. Moreover, the concept is
included in a number of recent psychoanalytic dictionaries.5
Yet, the bulk of the critical and theoretical reception of "Das Unheimliche" is located
in the field of aesthetics: literary theory and criticism, art history, philosophy,
architecture and cultural studies. The growing interest in the uncanny in literary
studies first occurred in the late sixties, early seventies, and coincided with the
transition of structuralism to post-structuralism. On the one hand, Todorov briefly
discusses Freud's essay in his structural study of the genre of the fantastic. Thus, he
insured a lasting interest in the uncanny in the context of the genre study of the
fantastic, the gothic and other related genres, which is still a vivid tradition in
literary theory and criticism. On the other hand, a number of important readings of
Freud's essay from a post-structuralist and/or deconstructive perspective have
shaped the present form of the concept, and they function as theoretical landmarks
in their own right. The most important examples are Cixous, Weber, Kofman and
Hertz in the seventies and early eighties, more recent instances are Moller and
Lydenberg.
I refer to these studies as "rereadings" in order to stress the specific form they take.
They all share an interest in the rhetorical, discursive and even literary or narrative
qualities of Freud's writing, rather than a scientific or conceptual approach. Very
often, the particular fictional aspect of the texts and the emphasis on reading (both
Freud's reading and the critic's) is already hinted at in the titles. Let me quote a few
examples: "Fiction and its Phantoms A reading of Freud's Das Unheimliche "
(Cixous), The Freudian Reading, Analytical and Fictional Constructions (Moller),
Reading Freud's Reading (Gilman), Quatre Romans analytiques (Kofman), Freud's
Masterplot (Brooks), and "Freud's Uncanny Narratives" (Lydenberg). Other titles
stress the supplementary and complementary function of the commentaries and
interpretations: "The Sideshow, or: Remarks on a Canny Moment" (Weber),
"L'inquitante tranget. Notes sur l'unheimliche" (Mrigot) and "Quelques notes de
lecture concernant "Das Unheimliche"" (Van Hoorde).
All texts seem to take the phenomenon of the uncanny for granted, but, like Weber,
most critics question not just the validity of Freud's study, but the very possibility
and ideal of scientific knowledge and definite concepts per se. In Freud's oeuvre - in
particular his notions of the unconscious and the uncanny - critics see either a
forerunner of this deconstruction of Western logocentrism (positive attitude), or an
example of this mode of thought to be deconstructed (negative). Cixous's reading is
the first and most influential in this respect. Through strategies of parody and
mimicry, she highlights the uncertainty and elusiveness that pervade Freud's
attempts to define the uncanny. She reads his essay not as a theoretical study, but
as a piece of fiction. As I have pointed out before, in "Das Unheimliche", Freud was
faced with the problem of the uncanny in fiction. Literary discourse offers at once
more and less possibilities for the uncanny, for the effect can be either fortified or
toned down at the will of the writer. So any classification of uncanny phenomena is
thwarted by fiction, for literary texts provide evidence and counter-evidence for
every hypothesis and category.
Cixous goes one step further when she questions whether any sharp distinction can
be drawn between reality and fiction. After all, the subjectivity of reading and
interpretation is not limited to fiction, it infects any attempt at interpretation, even if
it presents itself as scientific. Cixous seems to agree with Ricoeur (against Frege)
that it is not very fruitful to see the difference between fiction and reality in terms of
reference. Fiction does speak a sort of reality6 , moreover, according to Cixous,
reality is always also fictitious: so-called objective knowledge of reality is no more
true than fiction is. In trying to pin down the meaning of the uncanny, Freud is only
confronted with its elusiveness. Every attempt to determine its essence is doomed to
failure, because it entails a necessary repression of the doubt that is inherent in the
uncanny. And by Freud's own definition, the repressed always returns and thus the
Bibliography
Bergler, Edmund. 1934. "The Psycho-Analysis of the Uncanny." International Journal
of Psychoanalysis 15: 215-244.
Bhabha, Homi K. 1994. The Location of Culture. London: Routledge.
Brooks, Peter. 1984. Reading for the Plot. Design and Intention in Narrative.
Cambridge (Ma): Harvard UP.
Cixous, Hlne. 1976. "Fiction and its Phantoms: A Reading of Freud's 'Das
Unheimliche' ('The Uncanny')." New Literary History 7: 525-548.
Clair, Jean. 1989. Mduse. Contribution une anthropologie des arts visuels. Paris:
Gallimard.
Coates, Paul. 1991. The Gorgon's Gaze. German Cinema, Expressionism and the
Expression of Horror. Cambridge: Cambridge UP.
Freud, Sigmund. 1964. "The 'Uncanny'." The Complete Psychological Works of
Sigmund Freud. Standard ed. Vol. 17. London: The Hogarth Press: 217-256.
Gilman, Sander, a.o., eds. 1994. Reading Freud's Reading. New York: New York UP.
Grotjahn, Martin. 1948. "Some Clinical Illustrations of Freud's Analysis of the
Uncanny." Bulletin of the Menninger Clinic 12: 57-60.
Hertz, Neil. 1985. "Freud and the Sandman." The End of the Line: Essays on
Psychoanalysis and the Sublime. New York: Columbia UP: 296-321.
Jay, Martin. 1995 "Forcefields: The Uncanny Nineties." Salmagundi: 20-29.
Jentsch, Ernst. 1995. "On the Psychology of the Uncanny." Trans. Roy Sellars.
Angelaki 2: 7-16.
Lloyd-Smith, Allan. 1989. Uncanny American Fiction. Medusa's Face. London:
MacMillan.
Masschelein, Anneleen. 2002. "The Concept as Ghost: Conceptualization of the
Uncany in Late-Twentieth-Century Theory." Mosaic 35.1: 53-68.
Mrigot, Bernard. 1972. "L'inquitante tranget: Note sur l'unheimliche." Littrature
8: 100-106.
Moller, Lis. 1991. The Freudian Reading. Analytical and Fictional Constructions.
Philadelphia: U of Pennsylvania P.
Moore, Burness E. and Bernard D. Fine, eds. 1990. Psychoanalytic Terms and
Concepts. New Haven: APA and Yale UP.
Morlock, Forbes. 1995. "Doubly Uncanny. An Introduction to "On the Psychology of
the Uncanny"." Angelaki 2: 17-21.
Nobus, Dany. 1993. "Freud versus Jentsch: een kruistocht tegen de intellectuele
onzekerheid." Psychoanalytische Perspektieven 19-20.
Normand, Claudine. 1976. Mtaphore et concept. Bruxelles: Complexe.
Ricoeur, Paul. 1978. The Rule of Metaphor: Multi-Disciplinary Studies of the Creation
of Meaning in language. London: Routledge.
Van Hoorde, Hubert. 1986. "Quelques notes de lectures concernant "Das
Footnotes
1. The seminars were taught in collaboration with Prof. D. de Geest within the interuniversity programme on literary theory, the GGS Literatuurwetenschap, in 20002001 and 2001-2002. I would also like to thank Michael Boyden for his help in
editing a few papers in this issue.
2. This has been further elaborated in my Mosaic-article (2002).
3. As Cixous puts it, "Freud declares that it is certain that the use of the Unheimliche
is uncertain. The indefiniteness is part and parcel of the "concept." The statement
and its enunciation become rejoined or reunited. The statement cannot be encircled:
yet Freud, arguing for the existence of the Unheimliche, wishes to retain the sense,
the real, the reality of the sense of things. He thus seeks out "the basic sense". Thus
the analysis is anchored, at once, in what is denoted. And it is a question of a
concept whose entire denotation is a connotation". (Cixous: 528)
4. Weber explains "why the notion has remained marginal even to psychoanalysis
itself. For psychoanalysis, today as to the time of Freud, has always sought to
establish itself in stable institutions, grounded both in a practice and in a theory that
rarely question the criteria of truth and value that dominate the societies in which it
is situated."
5. See for instance Psychoanalytic Terms and Concepts (A.P.A, 1990) and Elizabeth
Wright's Feminism and Psychoanalysis: a critical dictionary (1992)
6. "Fiction is connected to life's economy by a link as undeniable and ambiguous as
that which passes from the Unheimliche to the Heimliche: it is not unreal; it its the
"fictional reality" and the vibration of reality." (Cixous: 546)
7. "If we experience uneasiness in reading Freud's essay, it is because the author is
his double in a game that cannot be dissociated from his own text: it is such that he
manages to escape at every turn of the phrase. It is also and especially because the
Unheimliche refers to no more profound secret than itself: every pursuit produces its
own cancellation () "Basically" Freud's adventure in this text is consecrated to the
very paradox of the writing which stretches its signs in order to "manifest" the secret
that it "contains"." (Cixous: 547)
8. "But we know that the relation between figurative language and what it figures
cannot be adequately grasped in metaphors of vision; and we might well doubt that
the forces of repetition can be isolated - even ideally - from that-which-is-repeated.
The wishfulness inherent in the model is not simply in isolating the forces of
repetition from their representations, but in seeking to isolate the question of
repetition from the use of figurative language itself." (Hertz: 320)
9. On the question of priority: see Hertz, Nobus and Morlock, who put forward
Jentsch as another possible "origin" of the concept. Another candidate might be
Schelling, but Vidler has demonstrated that Schelling's use of the term was never
conceptual. Although the question of origin and priority is an interesting debate, it
does not really significantly change the debate and the fact remains that in general,
the concept is attributed to Freud.
10. See for instance the word of Clair, Coates and Lloyd-Smith.
Anneleen Masschelein has recently finished her Ph.D on the conceptualization of the
Freudian uncanny in 20th-century theory and is currently employed at the
department of literary theory at the K.U.Leuven. She is teaching seminars on literary
theory and on psychoanalysis and literature. She has published on the uncanny, film,
Julia Kristeva etc.