10.PdfEnergy Efficiency and Energy Management in Ukrainian Industry

Project Conference
Energy Efficiency and Energy Management in

Ukrainian Industry as a way to Sustainable
Economic Development
ISO 50000 series of Standards on

Energy Audit and Energy Management
Systems
H. J. Poremski
Senior Expert Energy and Environment
Berlin, Germany
Dnipropetrovsk, January 28, 2015
ISO 50000 series on Energy Audit and Energy Management Systems
Contents:
ISO 50000 series of Standards on Energy Audit and
Energy Management
Structure and Operation of the ISO 50000 series
Main Elements of the ISO 50000 series of Standards
ISO Standard 50001 Energy Management Systems
Structure and Application
Qualification, Accreditation and Certification
Revision of ISO Standard 50001Energy Management
System (EnMS)
Further Development
Heinz-Jochen Poremski
ISO 50000 series on Energy Audit and
Energy Management Systems
ISO 50001
Energy Management Systems (2011)
ISO 50000 series of Standards below were published in December 2014:
ISO 50002
Energy Audits
ISO 50003 Energy Management System Audits and

Auditor Competency- Conformity Assessment
ISO 50004 Guidance for the Implementation,
Maintenance and Improvement of an EnMS
ISO 50006 Energy Baseline and Energy Performance
Indicators (EnPIs) - General Principles and Guidance
ISO 50015
Measurement and Verification (M&V)
Main Roles of the ISO Standards of the 50000-Series:

Core-Standard:
ISO 50001
Implementation supporting but also single-use ISO 50000 Standards:
ISO 50002
Energy audits
ISO 50003
competency
Energy management system audits and auditor
ISO 50004
Guidance for the Implementation, Maintenance and

Improvement of an EnMS
ISO 50006
Energy Baseline and Energy Performance Indicators
(EnPIs)-- General Principles and Guidance
ISO 50015
Monitoring, measurement, analysis and verification of
organizational-- Energy Performance

ISO/TC242 Energy Management - Scope, Structure, Joint WG
Standard ISO 50001 Energy Management

Principles:
Plan, Do, Check, Act - PDCA- Cycle
Strategic Goals on Energy Policy within the
Organization
Responsibility from Top Management and Mandating
the Energy Manager or Energy Management Team
Checklist, Measures, Organization, Involvement of
Personnel, Documentation
Check of Impact, Measurement and Verification
Monitoring and Improved Performance
Continual Improvement

Energy Management System Model
(Source: ISO Standard 50001 - 2011)
ISO Standard 50001 on Energy Management:

Plan, DO, Check, Act (PDCA)- Cycle
Plan
Measure or compile the type and use of Energy
Identify the Technical Systems, Users and
Employees
Setting the Objectives
Consider Legal Requirements
Potentials for Improvement
Strategic und operationally-related Goals and
Programmes
Do
Implementation and to set into Operation
Identify Resources,Tasks,Responsibilities and
competences
Involve Coworkers, Training and mandating tasks and
responsibilities
Communication within the Organization
Documentation of the Energy Management and

Steering Activities
Check
Monitoring, Measurement and Verification
Compliance with Rules and Regulations
Check Non- Conformity
Develop Corrections and Improvements
Preventive Action
Recording and Documentation
10
Act
Review of Tasks and Responsibilities
Assessment of the System Performance
Assessment of the Internal Audit of the Management
System
Management Review
11
12
The Continual Improvement Process Model
Source: US-ANSI-Standard
ISO 50002
Energy Audits
Scope
This International Standard applies to:
Energy Audit carried out in relation to energy performance
Specifies the requirements, common methodology and
deliverables for energy audits
Applicable to all forms of establishments, organizations, all
forms of energy and uses of energy.
ISO Draft Standard 50002 Energy Audit consisting of:
General Requirements
Annex A Guidance
Annex B Flow Diagramme
Annex C Buildings and Examples
Annex D Process / Services and Examples
Annex E Transport
13
Energy Audit
Analysis and Assessment of Energy Consumption
In:
Building
Industry
Transport Sector
Comprising:
Energy Profile
Collection / Measurement of Data
Evaluation of electrical and thermal Energy consumption and
Benchmarking
Improvement / Energy Conservation Proposals
Support to establish and verify Effectiveness of Measures
14
Energy Audit:
Snapshot of the System

Energy Profile
Assessment & Cost / Benefit Analysis
Recommendations for Measures
External Technical Assistance
Energy Management System (EnMS):
Implemented Energy saving and Optimization Process

Energy Audit can be used as the Initial Step of EnMS
Install the whole PDCA- Cycle and Process
After Full Implementation: Certification of Compliance
with ISO 50001 and Seal / Logo will be provided
15
16
Relationship: Energy Audit and Energy Management Systems

Energy Audit
Energy
Management
Snap Shot
Energy Profile
Assessment,
Recommendation
Measures
External Auditor
Advice to Customer
Possible First Step
to EnMS
Basic
Component
Implementation
&
Operation
Checking &
Management
Review
17
Hierarchy of Complexity of Standards and Effectiveness of Measures

Potential Energy Savings
Management Systems
Estimated Potentials:20-30%
Technical Systems
e.g. Heating Systems, Air Conditioning
Estimated Potentials:20-40%
Extended Products
Luminaires, Pumps, Compressors,
Ventilator(With Controls - Partial System)
Estimated Potentials:30- 40%
Products
e.g. Motors, Lamps
ISO Standard 50003

Conformity Assessment Requirements for bodies providing
Certification Audits of Energy Management Systems, Audits and
Auditor competency
Characteristics of auditing Energy Management System
Requirements for Auditing: Audit Plan, Audit Team selection,
Audit Time, Conduction on-site, Audit Report
Surveillance Audit of implemented EnMS

Re- Certification Audit
Competence requirements
Qualification requirements (Studies, Training, Practical experiences,
Knowledge of energy-related legal issues, Auditor experiences,
Professional credentials, References to audit projects;
18
ISO/CD 50004 Guidance for the Implementation,

Maintenance and Improvement of EnMS ISO 50001
This International Standard supports the Implementation
of an Energy Management System (EnMS)
This International Standard provides guidance to users

with varying levels of Energy Management (EnMS )
experience:
Users with little or no experience of energy
management or management system standards
Users having an EnMS in place, not necessarily
based on ISO 50001.
19
ISO 50006
Energy Baseline and Energy Performance
Indicators (EnPIs)-- General Principles and Guidance
In order to quantify the energy performance of their facilities,
equipment, systems, and processes,
organizations should know how much and in what ways energy
is used and
the trends over time.
Two key interrelated concepts can facilitate the measurement,
estimations and assessment of energy performance in an
organization are:
Energy Performance Indicator (EnPI)
Energy Baseline (EnB)
Energy performance Indicator ( EnPI) is a value or measure that
quantifies:
energy efficiency, use and consumption in facilities, equipment,
systems and processes
as a whole or in part, which the organization wishes to measure
its energy performance.
20
ISO 50015 Measurement and Verification of Organizational

Energy Performance (M&V)
The following principles of M&V should be addressed:
appropriate accuracy and management of uncertainty
transparency and reproducibility of M&V processes
data management and measurement planning
competence of the M&V practitioner
impartiality
confidentiality
use of appropriate methods
21
Qualification Requirements and Quality Assurance:

Transparent, independent and qualified Institutions for
Accreditation and Audits / Certification
Structure for Supervision, Maintenance and
Improvement of Qualifications, Quality of Energy Audit
and Energy Management
Qualification of Auditors and QA for Energy Auditing
and EnMS ISO 50001
Subjects of Certification: Rules for Certifiers
Surveillances of Audits and Issuing Certification
Seals/Awards
22

Accreditation, Certification, Conformity and Quality Assurance
Accreditation
Conformity
Assessment
EU- Legislation
Certification of
Organizations and
Auditors
Organization/ Enterprise
Certified Energy Audit &
Management System
Timely restricted
EU-Legislation765/2008 on
Accreditation and Market Surveillance
ISO/IEC-Standard 17021/2011
Quality Requirements, Qualifications,
Certification Procedures
Proving Qualification & Quality Assurance
Reporting and Minimum Requirements
Monitoring and Surveillance
Specified Fields of Qualifications
Certified Energy Audit & Management
To fulfill requirements for Incentives
Regular Audit for keeping Benefits
23
Further Developments since 2014:

Revision of ISO Standard 50001 Energy Management
Systems (2015-2018)
Adaptation of ISO 50001 to High Level Structure (HLS)

of ISO/IEC
(HLS means: ISO/IEC harmonized Structure for
Management Standards)
24

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Project Conference

Energy Efficiency and Energy Management in

ISO 50000 series of Standards on

Dnipropetrovsk, January 28, 2015

ISO 50000 series on Energy Audit and Energy Management Systems

ISO 50000 series on Energy Audit and Energy Management Systems

Energy Management Systems (2011)

ISO 50000 series of Standards below were published in December 2014:

ISO 50003 Energy Management System Audits and

Measurement and Verification (M&V)

ISO 50000 series on Energy Audit and Energy Management Systems

Main Roles of the ISO Standards of the 50000-Series:

Energy Management Systems

Implementation supporting but also single-use ISO 50000 Standards:

Energy management system audits and auditor

Guidance for the Implementation, Maintenance and

ISO 50000 series on Energy Audit and Energy Management Systems

ISO 50000 series on Energy Audit and Energy Management Systems

Standard ISO 50001 Energy Management

ISO 50000 series on Energy Audit and Energy Management Systems

ISO 50000 series on Energy Audit and Energy Management Systems

ISO Standard 50001 on Energy Management:

ISO 50000 series on Energy Audit and Energy Management Systems

Documentation of the Energy Management and

ISO 50000 series on Energy Audit and Energy Management Systems

ISO 50000 series on Energy Audit and Energy Management Systems

ISO 50000 series on Energy Audit and Energy Management Systems

The Continual Improvement Process Model

ISO 50000 series on Energy Audit and Energy Management Systems

ISO 50000 series on Energy Audit and Energy Management Systems

ISO 50000 series on Energy Audit and Energy Management Systems

Snapshot of the System

Energy Management System (EnMS):

Implemented Energy saving and Optimization Process

ISO 50000 series on Energy Audit and Energy Management Systems

Relationship: Energy Audit and Energy Management Systems

ISO 50000 series on Energy Audit and Energy Management Systems

Hierarchy of Complexity of Standards and Effectiveness of Measures

Estimated Potentials:30- 40%

ISO 50000 series on Energy Audit and Energy Management Systems

ISO Standard 50003

Surveillance Audit of implemented EnMS

ISO 50000 series on Energy Audit and Energy Management Systems

ISO/CD 50004 Guidance for the Implementation,

This International Standard provides guidance to users

ISO 50000 series on Energy Audit and Energy Management Systems

ISO 50000 series on Energy Audit and Energy Management Systems

ISO 50015 Measurement and Verification of Organizational

ISO 50000 series on Energy Audit and Energy Management Systems

Qualification Requirements and Quality Assurance:

ISO 50000 series on Energy Audit and Energy Management Systems

ISO 50000 series on Energy Audit and Energy Management Systems

Further Developments since 2014:

Adaptation of ISO 50001 to High Level Structure (HLS)

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