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Introduction
Use of base isolation systems has emerged as a very effective
technique for aseismic design of structures. In the base isolation
technique, a flexible layer or isolator is placed between the
structure and its foundation such that relative deformations are
permitted at this level. Due to the flexibility of the isolator layer,
the time period of motion of the isolator is relatively long; as a
result the isolator time period controls the fundamental period of
the isolated structure. For properly designed isolation system, the
isolator time period is much longer than those containing significant ground motion energy. As a result, the use of isolator shifts
the fundamental period of the structure away from the predominant periods of ground excitation. Extensive reviews of base isolation systems and its applicability are available in the literature
Kelly 1986; Buckle and Mayes 1990; Kelly 1993; Naeim and
Kelly 1999.
Practical isolation devices typically also include an energy dissipating mechanism so as to reduce deformations at the isolator
level. For example, the friction-type base isolator uses a sliding
surface for both isolation and energy dissipation, and has been
found to be very effective in reducing structural response Mostaghel et al. 1983. Due to the characteristics of excitation trans1
(2)
where k(x)instantaneous spring stiffness, and xsliding displacement of the mass. If the mass is modeled as a single-degreeof-freedom oscillator, the spring force restoring force can be
expressed as the product of the total mass of the system and
square of oscillation frequency
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f R m 2b x x
dy
dx
(1)
(3)
(4)
(5)
(6)
(7)
yb 1
d 2 2dx sgn x
dx sgn x
(8)
x
2
dx dx sgn x d 2 2dx sgn x
(9)
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Fig. 2. Frequency and restoring force characteristics of variable frequency pendulum isolator VFPI and friction pendulum system FPS: a
frequency ratio and b normalized isolator force 0.02, VFPI: d0.3 m, b0.09 m; FPS: R1.0 m
2I
(10)
1r 2 12r
Mathematical Formulation
The mathematical formulation has been developed for the response of a multistory building isolated by a sliding-type isolator.
However, the formulation is applicable to any MDOF structure.
We first consider an N-story shear structure isolated by a slidingtype isolator. The motion of the structure can be in either of two
phases: a nonsliding or sliding phase. In the nonsliding phase, the
structure behaves like a conventional fixed base structure since
there is no relative motion at the isolator level. When the frictional force at the sliding surface is overcome, there is relative
motion at the sliding surface, and the structure enters the sliding
phase. The total motion consists of a series of alternating nonsliding and sliding phases. The mathematical formulation of equations of motion in these two phases is briefly described below.
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i1
m i x i x g m b x g m t g
dy
m t g
dx b
(14)
As seen earlier, the term m t gdy/dx b restoring force of the structure with mass m t for a given sliding displacement, x b Eq. 1.
Substituting Eqs. 1 and 3 in Eq. 14, this restoring force can
be expressed as a product of the total mass of the structure and
square of instantaneous isolator frequency, b (x). The condition
for the beginning of sliding finally reduces to
m i x i x g m b x g m t 2b x x b m t g
i1
(15)
Sliding Phase
Fig. 4. Schematic details of the variable frequency pendulum isolator VFPI and its attachment mechanism
where, M, C, and Kmodified mass, damping, and stiffness matrices of order N1, rmodified influence coefficient vector, and
f frictional force as given below:
Nonsliding Phase
In the nonsliding phase the structure behaves as a fixed-base
structure, since there is no relative motion between the ground
and base mass. The equations of motion in this phase are
M0 x0 C0 x0 K0 x0 M0 r0 x g
(11)
and
x b constant;
x b x b 0
(12)
i1
(16)
where the suffix iith DOF, m t total mass of the structure including the base mass m b , coefficient of sliding friction, and
K0
kb
M0
M0 r0
M 0 r0
T
mt
x0
x x ,
b
0
r 1
and
C0
(17)
f m t g sgn x b
Direction of Sliding
The direction of sliding depends on the signum function, which in
turn depends on the forces acting on the structure at the end of the
previous nonsliding phase. Once inequality Eq. 15 is satisfied,
the structure starts sliding in a direction opposite to the direction
of the sum of the total inertia force and restoring force at the
isolator level. So, we have
i1
sgn x b
m i x i x b x g m b x b x g m t 2b x b
i1
m i x i x b x g m b x b x g m t 2b x b
(18)
(19)
Once the sliding velocity is zero, the structure may enter a nonsliding phase, reverse its direction of sliding, or have a momentary stop, and then continue in the same direction. To determine
the correct state, the solution process needs to continue using
equations of nonsliding phase wherein the sliding acceleration is
forced to zero and the validity of inequality Eq. 15 is checked. If
this inequality is satisfied at the same instant of time when the
sliding velocity is zero, it shows that there is a sudden stop at that
instant. The motion in the next instance of time is determined
from Eq. 18.
JOURNAL OF STRUCTURAL ENGINEERING / JULY 2002 / 873
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Energy Formulation
Base isolators reduce the structural response by filtering the seismic excitations and by dissipating energy, thereby reducing the
energy that needs to be dissipated by the structure. Often it is very
difficult to decide on a proper trade off between the structural
deformations and isolator displacements for determination of isolator properties. The energy quantities are convenient to consider
since they involve all the response quantities and, hence, represent the overall response of the structure. As they are scalar, only
a single energy equation for the entire structure can be derived
irrespective of the number of degrees of freedom in the structure.
So, the energy quantities can represent the isolator performance in
a more unified manner and can be used to decide the overall
performance of the isolator.
The input energy due to ground motion is dissipated through
nonconservative energy dissipating mechanisms in the structure.
The remaining input energy is converted into a combination of
kinetic and potential energy. During the nonsliding phase there is
no relative motion at the isolator level and, hence, the entire input
energy is transmitted into the structure. Therefore, the formulation
developed by Uang and Bertero 1990 for fixed base structure is
applicable in this phase. The energy balance equation during the
sliding phase can also be similarly derived and has been presented
herein.
The input energy in the sliding phase can be defined as the
work done by the isolator force restoring forcefrictional force
due to ground displacements. The definition of input energy in
this phase is similar to the absolute input energy defined for a
fixed-base structure by Uang and Bertero 1990 as the isolator
m t g sgn x b dx b
xT0 C0x0 dt
xT0 M0r0 dx g
m b x b t dx g
(20)
(21)
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Fixed freq. Hz
Eff. modal mass %
Isolated freq. Hz
Eff. modal mass %
Isolator
0.49
99.93
1.96
87.95
3.64
0.07
5.72
8.72
6.92
0.00
9.02
2.42
9.76
0.00
11.59
0.75
11.93
0.00
13.22
0.16
13.31
0.00
Table 2. Modal Contribution of Maximum Response Quantities for Structures Isolated by Variable Frequency Pendulum Isolator VFPI and
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VFPI
Absolute acceleration of top g
Relative displacement of top m
Sliding displacement m
Base shear per unit weight
0.1594
0.0079
0.1272
0.0715
0.1649
0.0074
0.1268
0.0676
0.1881
0.0075
0.1269
0.0592
0.1934
0.0075
0.1269
0.0578
0.1918
0.0075
0.1269
0.0576
FPS
Absolute acceleration of top g
Relative displacement of top m
Sliding displacement m
Base shear per unit weight
0.1816
0.0102
0.1012
0.0923
0.2042
0.0095
0.1009
0.0957
0.2171
0.0096
0.1011
0.0986
0.2301
0.0096
0.1012
0.0994
0.2286
0.0096
0.1012
0.0996
Table 3. Ratio of Maximum Response of Structure Isolated by the Variable Frequency Pendulum Isolator to Maximum Response of Structure
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Intensity factor
Absolute acceleration of top
Relative displacement of top
Sliding displacement
Residual displacement
Base shear
Recoverable energy
Input energy
0.02
0.05
0.10
1.0
2.0
1.0
2.0
1.0
2.0
0.8391
0.7826
1.2540
3.6262
0.5784
0.4246
0.9189
0.5059
0.2898
2.1649
0.7693
0.2220
0.2147
0.6187
1.0064
0.9758
1.1183
1.0735
0.8079
0.3244
0.9691
0.8636
0.7587
1.2371
1.9000
0.5782
0.4477
0.8890
0.9913
1.0000
1.1970
0.9093
0.9805
1.0164
1.0000
0.9901
0.9542
1.0595
1.1365
0.7694
0.7223
0.9484
Table 4. Ratio of Maximum Energy for High-Intensity Excitation to Maximum Energy for Medium Intensity Excitation
Coefficient of friction
0.02
0.05
0.10
Isolator Type
VFPI
FPS
VFPI
FPS
VFPI
FPS
Input energy
Recoverable energy
2.57
1.27
4.25
6.27
2.65
2.58
3.00
5.57
3.34
2.47
3.61
3.38
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Time-History Response
The typical time-history plot of absolute acceleration and displacement of the equipment relative to the floor are given in Figs.
7a and b. The equipment is chosen with a frequency of 3.85 Hz,
which is tuned to the second natural frequency of the isolated
structure and represents the most severe case of tuning. It is observed from the time-history plots that there is considerable reduction in the peak response of the equipment in comparison with
both the equipment on the fixed-base structure and the structure
isolated by the FPS. It is to be noted that at around t5.5 s, the
response of the equipment on the structure isolated by the PF
system is greater than that on the structure isolated by the VFPI
and FPS isolators. The typical time history for recoverable energy
of equipment kinetic energystrain energy is shown in Fig.
7c. From Fig. 7c it is observed that the maximum recoverable
energy in the equipment is greatly reduced in the structure isolated by the VFPI in comparison to that isolated by the FPS.
However, as expected, it is higher than that of a PF system. As the
absolute kinetic energy has been considered, the effect of rigidbody motions is implicitly included. This is manifested through
the various peaks in the energy time history for the FPS isolated
structure. These peaks are drastically reduced in the case of VFPI
and PF systems.
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Fig. 8. Floor response spectra for light equipment on example structure subjected to El Centro 1940 NS ground motion: a equipment
displacement spectra and b equipment acceleration spectra 0.02, m eq0.01 m t , eq0.05, FVF10 per m
3.73
7.14
10.0
12.5
0.635
0.440
0.510
0.353
0.368
0.328
0.306
0.262
References
Buckle, I. G., and Mayes, R. L. 1990. Seismic isolation: History, application, and performanceA world view. Earthquake Spectra,
EERI, 62, 161201.
JOURNAL OF STRUCTURAL ENGINEERING / JULY 2002 / 879
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