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WCDMA UTRAN Interface

and Signaling Procedure

www.huawei.com

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Objectives

Upon completion of this course, you will be able to:

Understand UTRAN interface and structure

Understand the definitions about UTRAN network elements

Understand UTRAN signaling procedure

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page2

Contents
1. UTRAN Network Overview

2. Basic Concepts about UTRAN


3. UTRAN Signaling Procedure

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page3

UMTS Network Structure


Core Network

CN

CS

PS

Iu-CS

CS
Iu-PS

PS

Iu-CS

RNS

Iu-PS

RNS
Iur

RNC

RNC

UTRAN
Iub

NodeB

Iub

Iub

NodeB

NodeB

Uu

UE
Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page4

Iub

NodeB

Uu Interface
GC

Nt

DC

Duplication avoidance
GC

Nt

DC
U-plane information

control

control

RRC
control

control

control

C-plane signaling

UuS boundary

L3
radio bearer
PDCP PDCP

RLC

RLC

RLC

RLC
RLC

RLC

L2/PDCP

RLC

BMC

L2/BMC

RLC

L2/RLC
logical channel

L2/MAC

MAC

transport channel

PHY
Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

L1
Page5

General Protocol Mode for UTRAN


Terrestrial Interface

The structure is based on the principle that the layers and planes
are logically independent of each other.
Radio
Network
Layer

Control Plane

User Plane

Application
Protocol

Data
Stream(s)

Transport
Network
Layer

Transport Network
User Plane

Transport Network
Control Plane

Transport Network
User Plane

ALCAP(s)
Signaling
Bearer(s)

Signaling
Bearer(s)

Data
Bearer(s)

Physical Layer

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page6

RNL Control Plane Application Protocol


CN
RANAP

UE

RRC

RNC

RNSAP

RNC

NBAP

NodeB
NBAP

Node B Application Part

RANAP

Radio Access Network Application Part

RNSAP

Radio Network Subsystem Application Part

RRC

Radio Resource Control

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page8

Iu-CS Interface (based on ATM)


Radio
Network
Layer

Control Plane

User plane

RANAP

Iu UP

Transport Network
User Plane

Transport
Network
Layer

Transport Network
Control Plane

Transport Network
User Plane

ALCAP
SCCP
A
MTP3-B
SAAL NNI

MTP3-B
SAAL NNI

AAL2 PATH

ATM
Physical Layer

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page9

Iu-CS Interface (based on IP)


Radio
Network
Layer

Control Plane

User plane

RANAP

Iu UP

Transport Network
User Plane

Transport Network
User Plane

Transport
Network
Layer

SCCP

RTP/RTCP

M3UA

UDP

SCTP

IP

IP

DATA LINK

DATA LINK
Physical Layer

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page10

Iu-PS Interface (based on ATM)


Radio
Network
Layer

Transport
Network
Layer

Control Plane

User plane

RANAP

Iu UP

Transport Network
User Plane

Transport Network
User Plane

SCCP
GTP-U

MTP3-B

UDP

IP
SAAL NNI

AAL Type 5

ATM
Physical Layer

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page11

Iu-PS Interface (based on IP)


Radio
Network
Layer

Control Plane

User plane

RANAP

Iu UP

Transport Network
User Plane

Transport Network
User Plane

Transport
Network
Layer

SCCP
GTP-U

M3UA
SCTP

UDP

IP

IP
DATA LINK

DATA LINK
Physical Layer

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page12

Iub Interface (based on ATM)


Radio
Network
Layer

User plane

Control Plane
NBAP
NCP

Iub FP

CCP
Transport Network
Control Plane

Transport
Network
Layer

Transport Network
User Plane

ALCAP

Transport Network
User Plane

SAAL UNI

SAAL UNI

AAL2 PATH

ATM
Physical Layer

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page13

Iub Interface (based on IP)


Radio
Network
Layer

NBAP

Iub FP

CCP

NCP

Transport
Network
Layer

User plane

Control Plane

Transport Network
User Plane

Transport Network
User Plane

SCTP

UDP

IP

IP

DATA LINK

DATA LINK
Physical Layer

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page14

Iur Interface (based on ATM)


Radio
Network
Layer

Control Plane

User plane

RNSAP

Iur Data
Stream

Transport Network
User Plane

Transport
Network
Layer

Transport Network
Control Plane

Transport Network
User Plane

ALCAP
SCCP
A
MTP3-B
SAAL NNI

MTP3-B
SAAL NNI

AAL2 PATH

ATM
Physical Layer

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page15

Iur Interface (based on IP)


Radio
Network
Layer

Control Plane

User plane

RNSAP

Iur Data
Stream

Transport Network
User Plane

Transport Network
User Plane

Transport
Network
Layer

SCCP
M3UA

UDP

SCTP
IP

IP

DATA LINK

DATA LINK
Physical Layer

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page16

Contents
1. UTRAN Network Overview

2. Basic Concepts about UTRAN


3. UTRAN Signaling Procedure

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page17

SRNC / DRNC
CN

SRNC

DRNC

Interface
Data

SRNC and DRNC are concepts for a connected UE.

The SRNC handles the connection to one UE, and may borrow radio
resources of a certain cell from the DRNC.

Drift RNCs support the Serving RNC by providing radio resources

A UE in connection state has at least one and only one SRNC, but can
has 0 or multiple DRNCs

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page18

RAB, RB and RL

RAB

RB

RNC

UE

CN

RL
NodeB

UTRAN

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page19

UE Working Modes and States

Idle Mode

Connected Mode

CELL_DCH

CELL_FACH

CELL_PCH

URA_PCH

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page20

Idle Mode

The UE has no relation to UTRAN, only to CN. For data

transfer, a signaling connection has to be established.

UE camps on a cell

It enables the UE to receive system information from the PLMN

UE can monitor PICH of a cell for paging

The idle mode tasks can be divided into three processes:

PLMN selection and reselection

Cell selection and reselection

Location registration

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page21

Connected Mode

When UE is in connected mode

The UE position can be known on different levels:

Cell level (CELL_DCH/CELL_FACH/CELL_PCH)

UTRAN Registration Area (URA) level (URA_PCH)

The UE can use different types of channels in connected mode

Dedicated transport channels (CELL_DCH)

Common transport channels (CELL_FACH)

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page22

Connected Mode

Cell-DCH

In active state

Communicating via its dedicated channels

UTRAN knows which cell UE stays in

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page23

Connected Mode

Cell-FACH

In active state

Few data to be transmitted both in uplink and in downlink.


There is no need to allocate dedicated channel for this UE

Downlink uses FACH and uplink uses RACH

UE needs to monitor the FACH for its information

UTRAN knows which cell the UE stays in

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page24

Connected Mode

Cell-PCH

No data to be transmitted or received

Monitor PICH, to receive its paging

UTRAN knows which cell the UE stays in

UTRAN has to update cell information of UE when UE roams


to another cell

Lower the power consumption of UE

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page25

Connected Mode

URA-PCH

No data to be transmitted or received

Monitor PICH, to receive its paging

UTRAN only knows which URA (which consists of multiple


cells) that UE stays

UTRAN updates UE information only after UE has roamed to


other URA

A better way to reduce the resource occupancy and signaling


transmission

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page26

UE Working Modes and States


- Reduce activity further
- Avoid unnecessary
signaling

RRC Connection

- Reduce activity, DRX,


and save power

URA_PCH

CELL_PCH

CELL_DCH

CELL_FACH

- Dedicated channel
- Common service,
such as voice

- Common channel
- PS service with few
data to transmit

IDLE

DEAD

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

- Monitor paging channel


- Cell re-selection

- Scan networks (PLMN)


- Camp on a cell

Page27

Contents
1. UTRAN Network Overview

2. Basic Concepts about UTRAN


3. UTRAN Signaling Procedure

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page28

Contents
3. UTRAN Signaling Procedure
3.1 System Information Broadcast
3.2 Paging
3.3 Call Process
3.4 Handover

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page29

System Information Broadcast Flow


UE

NodeB

RNC

1. System Information Update


Request
2. System Information Update
Response
3. System Information
4. System Information
5. System Information

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page30

Introduction of System Information

MIB:

PLMN tag

Scheduling information for SB

(Scheduling Block)

Scheduling information for

SIB (System Information Block)

SB1: scheduling information for

SIB

SB2: scheduling information for

SIB (extended)

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page31

Introduction of System Information

SIB1: System information for NAS and the timer/counter for

UE

SIB2: URA information

SIB3: Parameters for cell selection and cell re-selection

SIB4: Parameters for cell selection and cell re-selection while UE


is in connected mode

SIB5: Parameters for the common physical channels of the


cell

SIB6: Parameters for the common physical channels of the cell


while UE is in connected mode

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page32

Introduction of System Information

SIB7: uplink interference level and the refreshing timer

SIB8: the CPCH static information

SIB9: the CPCH dynamic information

SIB10: information to be used by UEs having their DCH controlled


by a DRAC procedure

SIB11: measurement controlling information

SIB12: measurement controlling information in connected mode

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page33

Introduction of System Information

SIB13: ANSI-41 system information

SIB14: the information in TDD mode

SIB15: the position service information

SIB16: the needed pre-configuration information for handover


from other RAT to UTRAN

SIB17: the configuration information for TDD

SIB18: the PLMN identities of the neighboring cells to be used in


shared networks to help with the cell reselection process

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page34

System Information Block Type 1

System information type 1

The NAS system information

CS domain DRX: K=6, then DRX


period is 2^k= 2^6= 64TTI=640 ms

PS domain DRX: K=6, then DRX


period is 2^k=2^6=64TTI =640 ms

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page35

System Information Block Type 2

System info type 2

URA information

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page36

System Information Block Type 3

The references for cell selection

and re-selection

Qhyst2s

Sintrasearch

Sintersearch

Sinterratsearch

Qqualmin

Qrxlevmin

T reselection

Max Allowed UE TX power

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page37

System Information Block Type 5

The configuration information for

the following physical channels


and the counterpart transport
channels

PCCPCH

SCCPCH

PICH

AICH

PRACH

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page38

System Information Block Type 7 and 11

System info type 7

Including the UL interference level which is used for open loop power
control

Including the Expiration Time Factor which is used for refreshing the
SIB7 periodically

System info type 11

The neighbor cell information for cell re-selection in IDLE mode

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page39

Contents
3. UTRAN Signaling Procedure
3.1 System Information Broadcast
3.2 Paging
3.3 Call Process
3.4 Handover

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page40

Paging Initiation

CN initiated paging

Establish a signaling connection

UTRAN initiated paging

Trigger the cell update procedure

Trigger reading of updated system information

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page41

Paging Type 1

If UE is in CELL_PCH,URA_PCH or IDLE statethe paging

message will be transmitted on PCCH with paging type 1


CN

RNC1

RNC2

NODEB1.1

NODEB2.1

PAGING
RANAP

RANAP

RANAP

PAGING

RANAP

PCCH: PAGING TYPE 1

PCCH: PAGING TYPE 1

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page42

UE

Paging Type 2

If UE is in CELL_DCH or CELL_FACH statethe paging

message will be transmitted on DCCH with paging type 2


CN

SRNC

UE

PAGING
RANAP

RANAP

DCCH: PAGING TYPE 2


RRC

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

RRC

Page43

Contents
3. UTRAN Signaling Procedure
3.1 System Information Broadcast
3.2 Paging
3.3 Call Process
3.4 Handover

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page44

Introduction of Call Process

In WCDMA system, a call process includes the following basic

signaling flows:

RRC connection flow

Direct transfer message flow

Authentication flow (optional)

Security flow (optional)

RAB establish flow

Call proceeding

NAS signaling before correlative bearer release

Correlative bearer release

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page45

RRC Connection Establishment Flow (CCH)


UE

NodeB

SRNC

1. RRC Connection Request

2. RRC Connection Setup

3. RRC Connection Setup Complete

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page46

RRC Connection Establishment Flow (DCH)


UE

NodeB

SRNC

1. RRC Connection Request


2. Radio Link Setup Request
3. Radio Link Setup Response
4. ALCAP Iub Data Transport
Bearer Setup
5. RRC Connection Setup
6. RRC Connection Setup Complete

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page47

Direct Transfer Message Flow


UE

SRNC

CN

1. Initial Direct Transfer


2. Initial UE Message (CM
Service Request)
3. Common ID

In Iu interface, radio network layer reports the RANAP


information and NAS information. NAS information is

taken as directed message in RANAP information.


Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page49

Common ID

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Page50

Authentication and Security Flow


UE

SRNC

CN

1. Direct Transfer (Authentication


Request)
2. Downlink Direct Transfer
3. Uplink Direct Transfer
4. Direct Transfer (Authentication
Response)
5. Security Mode Command
6. Security Mode Command
7. Security Mode Command
Complete

8. Security Mode Command


Complete

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Page51

Call Setup Flow


UE

SRNC

CN

1. Uplink Direct Transfer


2. Direct Transfer (Setup)
3. Direct Transfer (Call Proceeding)
4. Downlink Direct Transfer
5. RAB Establishment
6. Direct Transfer (Alerting)
7. Downlink Direct Transfer
8. Direct Transfer (Connect)
9. Downlink Direct Transfer
10. Uplink Direct Transfer
11. Direct Transfer (Connect
Acknowledge)
Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page53

RAB Establishment Flow


UE

NodeB

SRNC

CN
1. RAB Assignment
Request
2. Iu-CS AAL2 Setup

3. Radio Link
Reconfiguration Prepare
4. Radio Link
Reconfiguration Ready
5. ALCAP Iub Data Transport
Bearer Setup
6. Radio Bearer Setup
7. Radio Link
Reconfiguration Commit
8. Radio Bearer Setup Complete
9. RAB Assignment
Response
Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page55

RRC Connection Release Flow (CCH)


UE

NodeB

SRNC

1. RRC Connection Release

2. RRC Connection Release Complete

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Page57

RRC Connection Release Flow (DCH)


UE

NodeB

SRNC

1. RRC Connection Release


2. RRC Connection Release Complete
3. Radio Link Deletion
Request
4. Radio Link Deletion
Response
5. ALCAP Iub Data Transport
Bearer Release
Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page58

NAS Signaling (CS)


MSC

UE

MSC

UE
Paging

RRC and NAS signaling Connection Setup

RRC and NAS signaling Connection Setup

CM Service Request

Paging Response

Authentication Request

Authentication Request

Authentication Response

Authentication Response

Security Mode Command


Security Mode Command Complete

Security Mode Command


Security Mode Command Complete

Setup

Call Proceeding

Setup
Call Confirmed

RAB Assignment

RAB Assignment

Alerting

Alerting

Connect

Connect

Connect ACK

Connect ACK

Disconnect

Disconnect

Release

Release

Release Complete

Release Complete

UE Outgoing Call
Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

UE Terminating Call
Page59

UE to UE CS Call Process (1)


UE1

RRC Connection
Setup

NAS Signaling
Setup

NodeB1

RNC1

CN

RNC2

NodeB2

UE2

RRC Connection Req


RL Setup Req
RL Setup Rsp
ALCAP Iub Data
Transport Bearer Setup
RRC Connection Setup
RRC Connection Setup
Cmp
Initial DT

DL DT
UL DT

Authentication
and Security Flow

Initial UE
Message (CM
Service Req)
DT
(Authentication
Req)
DT
(Authentication
Rsp)
Common ID

Security Mode Cmd


Security Mode Cmp

Security Mode
Cmd
Security Mode
Cmp

UL DT
DT (Setup)
NAS Signaling
DL DT

DT (Call
Proceeding)
RAB Ass Req

Paging

Iu-CS AAL2 Setup


RL Recfg Prep
RAB
Establishment

RL Recfg
Ready
ALCAP Iub Data
Transport Bearer Setup

Paging Type 1
RRC Connection Req
RL Setup Req
RL Setup Rsp
ALCAP Iub Data
Transport Bearer Setup
RRC Connection Setup

RB Setup
RL Recfg
Commit
RB Setup Cmp

RRC Connection Setup Cmp

RAB Ass Rsp

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page60

UE to UE CS Call Process (2)


UE1

NodeB1

RNC1

CN

RNC2
Initial UE
Message
(Paging Rsp)

DT
(Authentication
Req)

NodeB2

UE2

Initial DT

DL DT
UL DT

DT
(Authentication
Rsp)
Common ID

Security Mode
Cmd
Security Mode
Cmp

Security Mode Cmd


Security Mode Cmp

DT (Setup)

DL DT
UL DT

DT (Call
Confirm)
RAB Ass Req

Iu-CS AAL2 Setup


RL Recfg Prep
RL Recfg
Ready
ALCAP Iub Data
Transport Bearer Setup
RB Setup
RL Recfg
Commit
RB Setup Cmp
RAB Ass Rsp

UL DT
DT (Alerting)
DT (Alerting)

UL DT

DL DT
NAS
Signaling

DT (Connect)
DT (Connect)

DL DT
UL DT

DT (Connect
Acknowlege)

DT (Connect
Acknowledge)

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

DL DT

Page61

UE to UE CS Call Process (3)


UE1

NodeB1

RNC1

CN

RNC2

NodeB2

UE2

UL DT
DT
(Disconnect)
NAS Signaling
(Call Release)

DT (Release)
DT
(Disconnect)

DL DT
UL DT

UL DT
DT (Release)

Iu Release
Cmd
Iu Release

DT (Release
Cmp)

DL DT

Iu-CS AAL2 Release


Iu Release
Cmd

Iu Release
Cmp

RRC Connection
Release

DL DT

DT (Release
Cmp)

RRC Connection Rel Req

Iu-CS AAL2 Release

RRC Connection Rel Cmp

Iu Release
Cmp

RL Rel Req

RRC Connection Rel Req

RL Rel Rsp

RRC Connection Rel Cmp

ALCAP Iub Data


Transport Bearer
Release

RL Rel Req
RL Rel Rsp
ALCAP Iub Data
Transport Bearer
Release

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page62

PS Call Process
UE1

NodeB1

RNC1

CN

RRC Connection Request


RRC Connection
Setup

Radio Link Setup Request


Radio Link Setup Response
ALCAP Iub Data Transport
Bearer Setup
RRC Connection Setup
RRC Connection Setup Complete

NAS Signaling
Setup

Initial Direct Transfer

DL DT
UL DT

Initial UE Message
(Service Request)
DT (Authentication
Request)
DT (Authentication
Response)

Authentication
and Security Flow

Common ID
Security Mode Command
Security Mode Command
Security Mode Complete
Security Mode Complete

NAS Signaling
(Call Setup)

DT (Service Accept)
DL DT
UL DT

DT (PDP Context
Request)
RAB Assignment
Request

Radio Link Reconfiguration


Prepare
Radio Link Reconfiguration
Ready
RAB
Establishment

ALCAP Iub Data Transport


Bearer Setup
Radio Bearer Setup
Radio Link Reconfiguration
Commit
Radio Bearer Setup Complete

NAS Signaling
(Call Setup)

RAB Assignment
Response
DT (PDP Context
Accept)

DL DT

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page63

Contents
3. UTRAN Signaling Procedure
3.1 System Information Broadcast
3.2 Paging
3.3 Call Process
3.4 Handover

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page64

Concepts about Soft Handover

Soft handover: the signals from different NodeBs are

merged in RNC

Softer handover: the signals from different cells, but from


the same NodeB are merged in NodeB

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page65

Soft Handover Flow (Intra-RNC)

NodeB

CN

CN

CN

SRNC

SRNC

SRNC

NodeB

Before Handover

NodeB

NodeB

NodeB

During Handover

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

NodeB

After Handover

Page66

Soft Handover Flow


Core Network
RNC (SRNC)

Node B
AirBridge
AirBridge
AirBridge

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page67

Soft Handover Flow


Core Network
RNC (SRNC)

Node B
AirBridge
AirBridge
AirBridge

Merged in NodeB

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page68

Soft Handover Flow


Core Network
RNC (SRNC)

Node B
AirBridge
AirBridge
AirBridge

Merged in RNC

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page69

Soft Handover Flow (SRNC-DRNC)


Core Network
Serving RNC

Drift RNC
Node B
AirBridge
AirBridge
AirBridge

Merged in SRNC

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page70

Soft Handover Flow (SRNC Relocation)


Core Network

RNC

Serving RNC
Node B
AirBridge
AirBridge
AirBridge

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page71

Typical Soft Handover Flow (L3 Signaling)

Soft handover is triggered by 1A/1B/1C or 1D event


UE

RNC
RRC Connection Setup Procedure
Measurement Control
Measurement Report (1A/1B/1C or 1D)
Active Set Update
Active Set Update Complete
Measurement Control

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page72

Soft Handover Flow (Add Branch in AS)


UE

NodeB(new)

RNC

Measurement Report
Decision to
setup new RL
RL Setup Req.
RL Setup Rsp.
DL Synchronization
DL Synchronization
Active Set Update
Active Set Update Complete

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page73

Soft Handover Flow (Del Branch from AS)


UE

NodeB (old)

RNC

Measurement Report
Decision to
delete a RL
Active Set Update
Active Set Update Complete
RL Deletion Req.
RL Deletion Rsp.

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page74

Hard Handover

NodeB

CN

CN

SRNC

SRNC

NodeB

Before Handover

NodeB

NodeB

After Handover

Radio Link can not exist simultaneously


Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page75

Intra-Frequency Hard Handover

Intra-Frequency hard handover is triggered by 1D event


UE

RNC
RRC Connection Setup Procedure
Measurement Control (Intra-freq)
Measurement Report (1D)
Decision to
setup new RL
Physical Channel Reconfiguration

Physical Channel Reconfiguration Complete


Measurement Control (Intra-Freq)

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page76

Inter-frequency Handover
UE

RNC
RRC Connection Setup Procedure
Measurement Control (Intra-freq)
Measurement Control (2D & 2F)
Measurement Report(2D)
Decision to enter
compress mode
Physical Channel Reconfiguration
Physical Channel Reconfiguration Complete
Measurement Control (Inter-Freq)
Measurement Report
Decision to
setup new RL
Physical Channel Reconfiguration
Physical Channel Reconfiguration Complete
Measurement Control (Intra-freq)

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page77

CS Domain Inter-RAT Handover Flow


(UMTS->GSM)
UE

RNC

3G MSC

2G MSC

BSC

RRC Connection Setup Procedure


Measurement Control (Intra-freq)
Measurement Control (2D & 2F)
Measurement Report(2D)
Decision to enter
compress mode
Physical Channel Reconfiguration
Physical Channel Reconfiguration Complete
Measurement Control (Inter-RAT)
Measurement Report (GSM)
Decision to
handover to GSM
Relocation Required
Prepare Handover
Handover Request
Handover Request ACK
Prepare Handover
Response
Relocation Command
Inter-System Handover Command
Handover Complete
Handover Compltet
Send END
Signal Request
Iu Release Command
Iu Release Complete

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page78

PS Domain Inter-RAT Handover Flow (UMTS>GSM & UE in CELL_FACH, CELL_PCH or


URA_PCH)
UE

SRNC

SGSN

1. UE triggers
inter-RAT cell
reselection

2. SRNS context transfer

3. Iu Release Command

4. Iu Release Complete

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page80

PS Domain Inter-RAT Handover Flow


(UMTS->GSM & UE in CELL_DCH)
UE

NodeB

SRNC

SGSN

1. Measurement Report (2D event)


2. Compressed Mode Triggered
3. Measurement Control(Inter-RAT)
4. Measurement Report
Handover Desicion
5. Cell Change Order
6. Radio Link Failure
7. SRNS Context Transfer
8. Iu Release Command
9. Iu Release Complete
10. Radio Link Deletion
Request
11. Radio Link Deletion
Response
Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page81

Inter-RAT Handover Flow (GSM->UMTS)


UE

NodeB

RNC

3G MSC

2G MSC

BSS

Handover Request
Prepare Handover
Relocation Requeset
RL setup requeset
RL setup response
Relocation Requeset
ACK

Prepare Handover RSP


Handover Command

Inter-System to UTRAN Handover Command


RL Restore Indicaton
Handover Complete
Relocation Complete
UTRAN Capacity Info

Send End Signal


Request
Clear command

UE Capacity Info Enquiry


UTRAN Capacity Info Confirm
UE Capacity Info

Clear complete
Send end signal
response

UE Capacity Info Confirm

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page82

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