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To cite this Article Tudor, Andrew(1997) 'WHY HORROR? THE PECULIAR PLEASURES OF A POPULAR GENRE',
ANDREW TUDOR
W HY HORROR? THE PECULIAR
abst r ac t
What is the appeal of horror? Various attempts have been made to answer this
question, generally combining arguments about the nature of horror texts with
arguments about the distinctive character of horror consumers. The most
common attempts at general explanation are grounded in concepts drawn
from psychoanalytic theory, some depending quite directly on Freuds return
of the repressed argument in his discussion of the uncanny, others utilizing
the framework of structural psychoanalysis to explore the ways in which the
unconscious structures forms of representation. Examples of both forms of
analysis are discussed largely in relation to horror movies exemplified in
the recent work of Wood, Twitchell, Creed and Clover. General explanations
which do not use psychoanalytic arguments are less common, though Carroll
has recently offered one such approach which is given consideration here. It is
argued that these attempts at posing general explanations of the appeal of
horror are, at worst, inappropriately reductive and, at best, insufficiently
specific, failing to distinguish the diverse pleasures that heterogeneous horror
audiences take from their active involvement in the genre. Alternative, more
particularistic approaches are considered (exemplified in aspects of work by
Biskind, Carroll, Dika, Jancovich and Tudor) which seek to relate textual features to specific social circumstances. It is argued that such approaches presuppose a social ontology centred upon active social agents who use cultural
artefacts as resources in rendering coherent their everyday lives. This is in some
contrast to attempts to provide general explanations of horrors appeal where
the tacit model is one in which human agents are pre-constituted in key
respects, horror appealing, therefore, because it gratifies pre-established
desires. It is suggested that the former, active and particularistic conception is
to be preferred and that this necessitates a renewed attempt to grasp the diversity of what is, after all, a heterogenous audience capable of taking diverse
pleasures from their favoured genre.
Horror, especially on film or video, provokes strong responses. Selfappointed moral guardians are apt to condemn the genre sight unseen,
while media coverage routinely scapegoats video nasties in much publicized cases of violence and murder. Critics otherwise benevolently disposed
Cultural Studies 11(3) 1997: 443463
towards popular culture often view horror as the lowest of the low, and
even liberal gentlefolk are suspicious about the motives and character failings of its consumers. Are they sick? Are they disturbed people indulging
nasty, perverse desires? Or have they merely become so jaded as to be
addicted to ever increasing doses of violent excess? What such responses
reflect, of course, is the bewilderment and affront that non-consumers feel
when faced with such a singular taste. For, as Brophy (1986: 5) suggests in
an illuminating if sweeping generalization, the
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gives some warrant for the notion that this is a distinctive problem meriting
specifically psychoanalytic attention, though he is more modest than some
of his followers in also leaving room for what he calls aesthetic enquiry.
So let me begin by briefly recalling some of the main features of Freuds
approach to the uncanny, less for its own sake than because his terms have
informed so much of what has followed.
The heart of Freuds account is captured in a quotation he takes from
Schelling concerning the meaning of the German word unheimlich (literally
unhomely, but in Freuds essay more appropriately translated as uncanny):
Unheimlich is the name for everything that ought to have remained . . .
secret and hidden but has come to light (Freud, 1955: 224). The uncanny,
he suggests, is that class of frightening things which occasions anxiety
because they relate to repressed affect: something which is secretly familiar, which has undergone repression and then returned from it (ibid.: 245).
The experience is simultaneously both heimlich and unheimlich, uncanny
precisely because it was once familiar but has then been repressed. Of
course, not all recalling of long-repressed desires gives rise to the uncanny,
and Freud singles out two specific classes of the phenomenon. In the one,
the uncanny stems from the return of repressed infantile complexes; in the
other, from the recurrence of primitive beliefs which have been surmounted.
While recognizing that the boundary separating these classes may be
blurred, he argues that the form of the uncanny founded on repressed complexes is more resistant and remains as powerful in fiction as in real experience (ibid.: 251). In The Uncanny he invokes the castration complex,
primary narcissism, and the compulsion to repeat, but, of course, other
potential foci for repression and the uncanny are to be found throughout
Freudian theory.
These root ideas have found their way into numerous investigations of
horror, especially those which centre on what might be called the repression model. Perhaps the best known of these in recent years is the return
of the repressed argument advanced by Robin Wood and his colleagues
(Britton et al., 1979). They make use of the concept of surplus repression
which, following Marcuse, they distinguish from Freuds original basic
repression. Surplus repression, Wood argues, is the product of particular
cultures, in our culture relating mainly to sexual energy, bisexuality, female
sexuality and childrens sexuality. Linked to this is the idea of the Other
and the key ideological operation of projection on to the Other of what is
repressed within the Self, in order that it can be discredited, disowned and
if possible annihilated (ibid.: 9). In the case of horror movie monsters, then,
the repressed is dramatized in the form of the monstrous Other. Furthermore, in a society built on monogamy and family there will be an enormous surplus of sexual energy that will have to be repressed; and [that]
what is repressed must always strive to return (ibid.: 15). Clearly, then, the
general thrust of this analysis is towards an ideological function for horror
in sustaining surplus repression and the bourgeois social order which
depends upon it, though Wood does argue that in specified instances horror
may play a subversive role.
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tradition. But to pursue that would take us into a critical discussion of the
foundations of psychoanalytic theory itself, an enterprise well beyond the
scope of this paper. Here I shall limit myself to some observations on the
repression model and our understanding of horrors attractions.
While an account of horror in terms of the return of the repressed may
appear to relate certain features of horror texts illuminatingly to our presumed psycho-sexual constitution, it does not directly address the question
of the attraction of horror. Indeed, one might argue that bringing such
fearful things to the surface is likely to be far from pleasurable. Freud
himself recognizes that the uncanny as experienced in reality (as opposed to
in fictions) is a matter for fear, and to understand it as a source of pleasure
when induced through fiction requires further elaboration. One commonly
voiced possibility is that pleasure is gained simply by dealing with fearful
matters in what are known to be safe circumstances. Here the specific character of the repression is immaterial; it is securely dealing with fear which
attracts us. Another possibility is that catharsis is a necessary consequence
of fictionally evoking repressed affect, and the subsequent relief, if temporary, is pleasurable much as masturbation relieves sexual tension. Or a yet
more complex pleasure might be that derived from the unconscious
ambiguity of our responses to taboo subjects: pleasure in indulging sublimated infantile desires; pain because the context of this indulgence is one of
monstrosity and disgust. As Carroll (1990: 170) suggests in adapting Ernest
Jones approach to nightmares, the fiction allows us the one only at the price
of the other they are inextricably intertwined because this is precisely how
repression works. But in all these arguments, note, it is necessary to pose
supplementary mechanisms to bridge the gap between a general account of
repression and the specific explanation of pleasure, and these supplementary mechanisms lead away from the pure form of the repression model.
The unconscious of ideology
A move of this kind can be seen more clearly in a second main group of psychoanalytically influenced approaches to horror. This work, partly derived
from feminist film theory, invokes structural psychoanalysis which it distinguishes from more mechanistic repression accounts. As Creed (1990:
242) puts it in rightly criticizing my own inclination to construe all psychoanalytic perspectives in terms of the repression model, structural psychoanalysis helps us to see the unconscious as a structuring element at work
in all cinematic representation . . . [it] makes possible a comprehensive
reading of the construction of fear in horror texts in relation to filmic codes
and mise-en-scene. While one might query her claim, indeed any claim, to
a comprehensive reading, what is evident is that in such views psychoanalytic concepts are used in a more hermeneutic mode, revealing complex
meanings by close analysis of texts and thereby seeking to uncover the
workings of the unconscious of ideology. In exemplifying this strand of
thinking I shall again consider two somewhat contrasting approaches:
Creed (1986, 1993) and Clover (1987, 1992).
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Creed is concerned to explore the significance of the monstrousfeminine in horror films using Kristevas (1982) Lacan-influenced account
of abjection. She follows Kristeva in emphasizing the breaching of boundaries in the creation of abjection and in focusing on the motherchild
relationship wherein the mother is made abject in the childs struggle to
enter the symbolic. The passage from maternal authority to the law of the
father is the basis on which the monstrous-feminine is constructed. Of
course, abjection in the horror film is not solely related to the monstrousfeminine, but the latter is of crucial significance:
the horror film brings about a confrontation with the abject (the corpse,
bodily wastes, the monstrous-feminine) in order, finally, to eject the abject
and re-draw the boundaries between human and non-human . . . the
horror film works to separate out the symbolic order from all that threatens its stability, particularly the mother and all that her universe signifies.
(Creed, 1986: 53)
This construction of the feminine as Other protects social order by sustaining the symbolic in the service of which the horror film stages and restages a constant repudiation of the maternal figure (ibid.: 70), a signifying
practice which is constructed within patriarchal ideology. Our pleasure in
horror, then, is a perverse desire to confront such images of the abject and
also a desire, having taken pleasure in perversity, to throw up, throw out,
eject the abject (from the safety of the spectators seat) (ibid.: 48).
Of course, the plausibility of all this depends upon first accepting the
larger project of structural psychoanalysis, and therefore my brief summary
does limited service to Creeds argument. It is clear, however, that a concept
of the monstrous-feminine does play an important role in some horror
movies, not least in Alien, Carrie, The Exorcist, The Brood and The Hunger
which she discusses at length (Creed, 1993: 16-83), and, furthermore, that
horrors insistence on breaching boundaries of various kinds is of considerable significance in understanding its appeal. Yet neither of these features
require psychoanalytic theory for their elucidation, though the theory might
be judged to give useful leverage on them, and to understand the mechanism of our perverse pleasure in horror calls for supplementary arguments
as much as did the unmodified repression model.
But perhaps more interesting than these issues is the dependence of this
hermeneutically inflected use of psychoanalytic theory on prior acceptance
of a descriptive framework also drawn from psychoanalysis. Consider the
following descriptive constructions from Creeds 1986 paper (in each case
the italics are mine). The horror films obsession with blood, particularly
the bleeding body of woman, where her body is transformed into the
gaping wound, suggests that castration anxiety is a central concern of the
horror film (Creed, 1986: 52); the seven astronauts emerge slowly from
their sleep pods in what amounts to a re-birthing scene and this scene
could be interpreted as a primal fantasy in which the human subject is born
fully developed (ibid.: 55); we see her [the archaic mother] as the gaping
cannabilistic birds mouth . . . the mysterious black hole which signifies
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assaulting, our involvement constructed through our empathic identification with characters and not through our controlling voyeurism. This
gaze is gendered feminine, and, contrary to the primacy conventionally
accorded to the sadistic, mastering look, it is the reactive gaze that has
pride of place in the scopic regime of horror (Clover, 1992: 205). From here
it is but a short step to associate reactive involvement in horror with
masochism, or, more precisely, Freuds feminine masochism. Indeed,
Clover argues that the specific masochistic fears which Freud considers
(being copulated with, impregnated, beaten, penetrated, castrated, etc.) are
those apparent in the modern horror sub-genres that she discusses. So, she
concludes, the first and central aim of horror cinema is to play to masochistic fears and desires in its audience (ibid.: 229).
Note that the pitfalls of methodological circularity are avoided here by
invoking psychoanalytic concepts to explain phenomena only after they are
first described in ways which do not depend on an initial psychoanalytic
reading. Thus, Clovers investigation can be reconstructed as beginning
with two interrelated empirical observations, one concerning the audience
male audience members are able to identify empathically with female
horror victims and the other textual modern horror texts exhibit distinctive ambiguities in their representation of gender. Her account of the
scopic regime of horror cinema and her analysis of the role of masochism
then provide grounds for a linked explanation of the two phenomena. Naturally that rests on more general theoretical presuppositions, including a
number of precepts drawn from structural psychoanalysis as well as,
beyond that, a version of the repression model. But what is important is that
it is possible to make a judgement about the efficacy of the explanation
without first committing oneself to a psychoanalytic framework of interpretation and, essential to that judgement, it is therefore possible to propose
other explanations of the same phenomenon. It is this conceptual openness
that distinguishes Clovers approach from Creeds, for the latters description of horror texts is constructed primarily using psychoanalytic descriptors, thus making non-psychoanalytic explanations difficult to mount
without first redescribing the texts. In Clovers work, then, it is possible to
see some of the points at which psychoanalytic theories of horror might be
enhanced by co-ordination with other explanations. But what are these
alternatives to psychoanalytic theory in constructing general explanations
of horrors appeal?
The paradox of horror
One of the clearest and most persuasive general attempts to grapple with
the appeal of horror non-psychoanalytically is Carrolls (1990) discussion
of the paradox of horror. He is concerned with what he calls art-horror
a particular kind of emotional state which, he claims, works of horror
uniquely seek to engender. This discomforting state involves fear, disgust
and revulsion on the part of the spectator or reader, a response specifically
related to the distinguishing features of horror monsters. Borrowing from
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Douglass (1966) account of pollution and taboo, he defines horror monsters in terms of their impurity: they are categorically interstitial, categorically contradictory, incomplete, or formless (Carroll, 1990: 32). They
violate standing cultural categories. Given this view, then, an apparent
paradox emerges. Under normal circumstances people do not seek out what
they find disgusting. Yet the horror genre apparently attracts its consumers
by means of trafficking in the very sorts of things that cause disquiet, distress, and displeasure (ibid.: 158). How is this to be understood?
Before developing his own account he rejects a number of other candidate explanations (including, notably, those derived from psychoanalysis)
largely on the grounds that counter-examples can always be adduced
demonstrating that such theories, though not necessarily without merit, do
not encompass the full range of the horror genre. Not all works of horror,
for example, can plausibly be shown to relate to repressed psycho-sexual
desires, and therefore any explanation couched in these terms cannot solve
the general problem of horrors attraction, however persuasive it may be in
some cases. He then advances two interrelated arguments his universal
and his general theory. At its most straightforward the universal theory
argues that horror attracts because anomalies command attention and
elicit curiosity (ibid.: 195). Monsters, he has already claimed, are repulsive
because they are anomolous, they violate cultural categories, and this is precisely why they are attractive and interesting to the horror audience.
The objects of art-horror promote fascination at the same time they distress . . . the two responses are, as a matter of (contingent) fact, inseparable in horror. Moreover, this fascination can be savored, because the
distress in question is not behaviourally pressing; it is a response to the
thought of a monster, not to the actual presence of a disgusting or fearful
thing.
(Ibid.: 18990)
Carrolls general theory is more specific, focusing upon narrative horror.
It is not simply the genres revelation of monsters that we find fascinating,
he argues, but their involvement in the larger structure of the typical disclosure narrative. Our interest in horror monsters derives from the fact that
they are impossible beings whose existence (in the fiction) is confirmed for
us in the emphasis horror narratives place on proof, discovery and confirmation. There is thus a kind of congruence between the generic narrative
form of horror, the disclosure narrative, and the anomalous and disgusting
monsters which form its focus. Our disgust is part of the price to be paid
for the pleasure of their disclosure (ibid.: 184). In effect, then, anomalous
monsters fascinate and repel us simultaneously, and narratives which disclose such monsters do so doubly by reflecting that fascinationrepulsion
in their very narrative structure.
Note that Carroll does not deny that there are many other things that we
may find pleasurable about horror; indeed, he discusses a number of them
in the course of his study. His main concern, however, is to isolate what is
common to, and distinctive of, all horror, in whatever period or context. In
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lastly there are arguments about the relation between whole horror
discourses and the typical structures of social interaction which they presuppose and to which they contribute. Let me expand a little on each of
these with a view to identifying their common features.
The simplest and most frequent claims (though by no means the least
important) are those which focus on clearly apparent thematic features of
the horror films of particular periods, treating them as articulations of the
felt social concerns of the time. Thus, for example, it is common to examine
1950s sf-horror in terms of an interlinked cluster of themes, including the
threat of alien invasion, the risks of nuclear power, and the roles of science
and scientists. Typically, it is argued that such films articulate distinctive
American fears (xenophobia, anti-communism, anxiety about technocracy
and mass society, etc.) apparent in both the public discourse and private
lives of the period. Biskind (1983: 4), for example, offers a portrait of an
era of conflict and contradiction, an era in which a complex set of ideologies contended for public allegiance, examining horror movies, therefore,
in the context of the wider range of film output of the 1950s in which these
warring ideologies find expression. Jancovich (1992: 62) is rather more
specific, identifying the implementation of corporate or Fordist modes
of social organization in the post-war period as central to growing fears
about a system so profoundly dependent upon scientific-technical rationality. For him, then, alien invasion movies are not simply reflections of anticommunist fears; they are also responses to a growing anxiety about
technocratic regulation of American social life. What these and similar
approaches share, however, is an assumption that texts appeal to their audiences in part because they express in accessible and entertaining popular
cultural terms the characteristic fears of their time. Such an ideographic
strategy can, of course, be applied to any widely recognized thematic
emphasis in genre history, only provided that appropriate detailed links can
be made.
The connection between text and context need not be limited to discrete
themes, of course, and affinities may be proposed at higher levels of abstraction and in relation to more macroscopic social change. This moves us into
the realm of the second level distinguished above. Here, for example, both
Carroll (1990: 20614) and Tudor (1995) have focused on categorial transgression in horror. The idea that horror texts trade centrally in categorial
transgressions is both familiar and instructive, often playing a role in putative general explanations of horrors appeal (cf. Kristeva (1982) for a
psychoanalytic version and Carroll (1990) for an alternative). However, it
is also possible to focus more specifically upon the changing character of
transgression in horror, relating such shifts to larger social and cultural currents. Hence the argument that the distinctive boundary-breaching characteristics of modern, post-1970s horror especially those found in so-called
body horror are intimately related to aspects of postmodern social
experience. Carroll (1990: 210) even goes so far as to claim that the contemporary horror genre is the exoteric expression of the same feelings that
are expressed in the esoteric discussions of the intelligentsia with respect to
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is distinctively paranoid, its appeal lies in the fact that such paranoia is
perceived by spectators to gell with particular features of modern life.
Furthermore, the act of genre-recognition itself is part of the process of
making sense of the social world, a source of shared frameworks through
which we come to understand, among other things, what is fearful and what
it is to be frightened. Hence Grixtis (1989: 164) observation that horror
stories are:
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true, for they do assume that, like all popular genres, horror appeals to
people for as many reasons as its consumers can find ways of making use
of genre products. For some, no doubt, horror may be a source of titillation. For others, a fount of salutary warnings, and for yet others, an
occasion for collective hilarity. Some horror fans relish and rely upon the
stigma that attaches to such officially undervalued culture. Some experience
going to horror movies as an essential element in sustaining individual identity within a distinctive peer-group context. And across cultures, variations
multiply and deepen in the context of radically different cultural practices.
In these circumstances it is a mistake to seek an explanation of horrors
appeal which aspires to universality and which has no recourse to information about the diversity of horror audiences both within and across cultures. Horror fans, after all, are no less active agents than are any other
cultural consumers, even if routine prejudice may wish to suggest otherwise.
As Crane (1994: 47) observes: For a horror film to work, the audience must
not only suspend disbelief, they have to manufacture particular kinds of
belief (my italics). It is that productive activity which now insistently
demands the attention of any student of horror.
Of course, such a concern with active agency confronts us with acute
methodological problems. Where, as so often, our focus is historical we
have at best only indirect access to agents conceptions, and much of the
time not even that. In such circumstances it is essential to begin genre analysis at the most prosaic of levels, contextualizing genre activity in such a way
that we can explore the diverse possibilities that texts make available to differently structured, heterogeneous audiences. Lacking direct evidence of the
use that agents made of particular historical forms, we must resort to disciplined speculation, asking in what sorts of social circumstances this
material could be made to make sense by its consumers. This kind of
thought experiment, combined with a full account of the social and cultural contexts in which the genre operates, would generate a potential
repertoire of the pleasures and practices available to genre consumers who
make their choices from that range. As we have seen in the cases that I have
considered, there is a good deal of evidence available to underwrite such
analysis, whatever the difficulties of inference and method. But such difficulties are anyway not limited to historical work. Even contemporary
material is hardly unproblematic in these respects, where the task of documenting reading practices and assessing diverse cultural competencies
would call for a formidable range of cultural, ethnographic and sociological
skills on the part of the researcher.
But these are problems which must be confronted. If we really are to
understand horrors appeal, and hence its social and cultural significance,
we need to set aside the traditionally loaded ways in which why horror?
has been asked. For the question should not be why horror? at all. It
should be, rather, why do these people like this horror in this place at this
particular time? And what exactly are the consequences of their constructing their everyday sense of fearfulness and anxiety, their landscapes of fear
(Tuan, 1979), out of such distinctive cultural materials?
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Acknowledgements
I am grateful to Davey Butler, John Hill, Barry Sandywell and to an anonymous Cultural Studies reviewer for their comments on an earlier draft of
this paper.
References
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Neill, Alex (1992) On a paradox of the heart, Philosophical Studies, 65: 5365.
Tuan, Yi-fu (1979) Landscapes of Fear, Oxford: Basil Blackwell.
Tudor, Andrew (1989) Monsters and Mad Scientists: A Cultural History of the
Horror Movie, Oxford and Cambridge, Mass: Basil Blackwell.
(1995) Unruly bodies, unquiet minds, Body and Society, 1 (1): 2541.
Twitchell, James (1985) Dreadful Pleasures: An Anatomy of Modern Horror, New
York and Oxford: Oxford University Press.
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