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Despite UPs large population and its central position in national politics, it is one of the most socio-economically backward
states (Jeffery and Lerche 2003).2 UPs population can be divided
into three social blocs. First, there are the upper-caste Hindus,
mainly Brahmins, Rajputs and Banias, who comprise roughly
20% of the population and dominate government jobs and
landownership in the state (Hasan 1998). The second bloc
constitutes the Hindu middle castes (about another 20%),
which include the Jats. The upper sections of this group, such
as Gujjars, Yadavs and Kurmis, have been categorised as Other
Backward Classes (OBCs). The rest of the population mainly
comprises Muslims (17%), Scheduled Castes (SCs) (21%), and
Most Backward Classes, whose share in the population is also
around 20%. Some of the Muslims and SCs are rich and can be
classified as middle class, but the majority of them are poor
and concentrated in informal sector jobs, working in extremely exploitative and insecure conditions.
While UPs development record in terms of public health,
education, and transport is dreadful, there are regional differences. The western part of the state fares well in many ways
compared to other regions in the state (Jeffery and Lerche
2003). Western UP, along with Haryana and Punjab, was the
epicentre of the first green revolution of the 1960s and 1970s. It
is located mainly between the Ganges and Yamuna rivers,
with sugar cane and wheat being the main crops. While Jats,
Gujjars and Tyagis have dominated landownership in large
parts of the region (Jeffrey 2010; Raheja 1988), SCs and Muslims are the numerically larger groups. Among the SCs,
Chamars form the majority, as they are the single largest caste
group in the state.
In this region, land reforms benefited Jats, Gujjars, Yadavs,
and Kurmis but made no significant difference to the lives of
the poorer OBCs and SCs, especially in the rural areas. Between
the mid-1960s and the late 1980s, private tube well irrigation,
high yielding varieties (HYVs) of wheat and sugar cane, and
new fertilisers increased the profitability of cash crops and
strengthened the position of these castes, who were the main
beneficiaries of the redistribution of the land previously held
by zamindars (Jeffrey 2010; Michelutti 2008; Singh 1992). By
the 1980s, this green revolution had produced an elite category
of rich farmers across the country, including western UP
(Jeffrey 2010; Rutten 1995; Upadhya 1988a, 1988b).
Demography and Social Ecology in Khanpur
No of Households
201415
530
200405
447
% Increase
18.56
Total Population
3,491
2,910
% Increase
19.96
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farms of the other village began. This was called the rakba
(area) of the village. The rakba included all farmland, commons such as grazing land or forests and trees as well as
ponds, etc. In 2005, Khanpur lost some of its rakba when farmers from nearby villages bought around 50 acres of its farmland. Further in 2015, Khanpur again lost around 50 more
acres of its farmland to outsiders. Many of the farmers whose
land was acquired by the government in the National Capital
Region (NCR) bought 50 acres in Khanpur. Most of these farmers were Gujjars and Brahmins. Some of them also bought
houses in the village but do not live there. They were non-residential farmers and gave their land on a yearly contract to the
villagers, particularly to their kin.
This intrusion into the village has also led to several longterm sociological and political implications. It has changed the
cognitive, social, and physical boundaries of the village. These
boundaries have become visibly porous, since outsiders now
own land and houses in the village. Those who have bought
land and houses are called Baharwalle (outsiders) or Noidawalle (those from Noida). It is a derogatory term and is used to
demarcate villagers from the outsiders, who have always been
seen with suspicion. Their presences in dispute resolutions
have been avoided. However, the entry of new people has
changed the social and economic dynamics of the village,
since some of the outsiders are rich and possess cash from selling their land in Noida. They have tried to influence the outcome of village panchayat elections by funding them or giving
credits to poor and lower-caste people. The land compensations given in Noida and Meerut also raised the land prices in
the village and made land expensive for villagers to buy.
Caste-Communities and Their Profile
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Year 2015
No of
% of the
Households Total
Year 2005
No of
% of the
Households Total
186
28
36
35.1
5.2
6.8
154
23
35
34.5
5.2
7.8
163
95
22
530
30.8
17.9
4.1
100
136
85
14
447
30.4
19.2
3.1
100
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REVIEW OF RURAL AFFAIRS
Rural life has always been identified with agriculture. However, a section of households has never owned land. For example, a large number of SC households are landless but depend
on agriculture for their livelihoods in Khanpur. Similarly, a
majority of artisan and service caste groups are either landless
or marginal farmers. Marginal farmers have been unable to
survive on land alone and have had to supplement their
income from other sources such as farm and non-farm work.
Mostly, the landless either worked as casual/attached labourers with the cultivators or provided other supporting services
to the cultivators. Farmers and artisans had been associated
through a system of patronclient relationships called jajmani,
mediated by caste in rural western UP.
The commercialisation of agriculture, urbanisation, and
migration have weakened the system of jajmani ties over the
past three decades. These processes had begun during the colonial period. The system completely disintegrated by the late
1990s. While aged artisans have started working on a cash
basis, some of the young men from these artisan caste groups
have taken up jobs which are different from their parents.
However, more than a decade ago, Khanpur still had a
predominantly agrarian character, with agriculture at the centre of the rural life. A majority of the population depended on
agriculture. Rich farmers were big employers of the poor SCs
and other landless villagers who, from time to time, also got
credit from them. The informal credit had worked as a tool of
exploitation. The big and rich farmers also controlled political
institutions at the local level and commanded respect and authority. Now these farmers either have entered into non-farm
businesses and run franchises of different commercial companies or have become builders and contractors.
Only 23.7% of all households identified cultivation as their
primary occupation (Table 3, p 66). As is evident from Table 3,
the largest proportion of the households is in the category of
labourers. However, they were not necessarily agricultural labourers. In fact, a majority of them earned a substantial portion of their livelihood from working outside the agricultural
sector and only occasionally worked on land. The majority of
them avoided working in the village, particularly on the farms
of dominant castes such as Gujjars and Yadavs. Running a
small shop emerged as a primary occupation for almost 12%
villagers across caste groups. These shops/businesses have
come up inside as well as outside the village. Two days in a
week a roadside market (paith or haat) is held in the village
where these small shopkeepers put up their stalls too. A subsistence non-farm economy is emerging in the village, and can
be considered as a significant shift in the village economy.
Around 21% of the villagers, mainly men, are employed outside the village. A majority of them worked in factories, shopping centres and construction sites. A few of them also work in
government offices. A majority of land is still owned by upper
and dominant castes and they are the main cultivators in
Khanpur. While 90% of all the cultivators were from upper
and dominant castes, more than 80% of those who reported
their primary occupation as labourers were either SCs or were
from other OBCs, artisans and lower OBCs.
Despite the concentration of landownership among a few
upper caste and upper OBC households, diversification of the
village economy has been dramatic. Diversification of occupation has occurred among all caste groups. Table 4 shows that a
good proportion of households in each category have a primary occupation outside agriculture. The SCs are doing better
than other OBCs. Interestingly, the proportion of SCs with government and urban salaried jobs was the highest and that of
the other and artisan-service OBCs the lowest. The other
(Fakir) and artisan-service OBCs are largely Muslims and suffered from a double disadvantage. Though all these caste
groups are poor and lack social and cultural capital required
for securing a regular job, SCs have been able to get these jobs
partly because of reservation and aggressive political mobilisation. Other, artisan-service and lower OBCs have been worse
than the SCs. In fact, Muslim OBCs (Fakirs, etc) are far behind
the SCs and Hindu OBCs.
One of the major implications of growing diversification
was that the households in rural western UP were increasingly becoming pluri-active (Jodhka 2006a). This means
different members of the household have begun pursuing
66
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2015
(In number and %)
Cultivators
Labourers
Shopkeepers/business
Government job
Urban salaried job
No regular employment
Total
126 (23.7)
177 (33.4)
62 (11.7)
57 (10.8)
55 (10.4)
53 (10.0)
530 (100)
2005
% Increase (+)/
(In number and %) Decrease (-)
133 (29.8)
143 (31.9)
32 (7.3)
49 (10.9)
46 (10.2)
44 (9.8)
447 (100)
-(6.1)
+(1.5)
+(4.4)
-(0.1)
+(0.2)
+(0.2)
Farming
SCs
7 (3.8)
Other OBCs
1 (3.5)
Artisan-service
OBCs
1 (2.8)
Lower OBCs 57 (35.0)
Upper OBCs 55 (57.9)
Upper castes 5 (22.7)
Total
126 (23.7)
Wage
Labour
101 (54.3)
20 (71.4)
Total
36 (100)
163 (100)
95 (100)
22 (100)
530 (100)
shops were owned and run by the village and local Banias but
some were also owned by artisan castes. There has been a significant change over the years. In 2015, the number of shops
went up to 62, almost a 100% increase (Table 6). More importantly, the village market had also witnessed diversity and
differentiation of various kinds such as social composition of
shop owners changed significantly (Table 5). In 2015, the
monopoly over local market and shops of the upper castes and
OBCs had broken down. Interestingly, five shops out of 62
were run by SCs (Chamars). However, the caste elements continued to be significant in the village market. SC shopkeepers
are much less than their proportion in the total population.
Most importantly, SC shopkeepers provide menial services
such as hair cutting, cycle repairing, or mobile repairing.
Thus, caste continues to mediate the new rural non-farm
economy in a way that it produces unequal results, and benefits the upper and middle castes who historically owned land
and had social capital.
SCs
Other OBCs
Artisan-service OBCs
Lower OBCs
Upper OBCs
Upper castes
Total
2015
5 (8.0)
4 (6.5)
7 (11.3)
15 (24.2)
25 (40.3)
6 (9.7)
62 (100)
2005
3 (9.4)
2 (6.3)
4 (12.5)
7 (21.8)
13 (40.6)
3 (9.4)
32 (100)
2 (66.7)
2 (100)
3 (75.0)
8 (114)
12 (92.3)
3 (100)
30 (93.8)
of the households reported agriculture as their primary occupation in the village. While upper OBCs, constituting 17% of
the total households, owned around 50% of the total agriculture land, the SCs who are 35% held less than 10% of the total
agriculture land. This shows significant disparities in the landownership patterns. As evident from Table 7 (p 67), around
21% of the households in the village reported owning no land
at all. On the other hand, Table 6: Types of Services Provided by
a small number of upper Village Shops in Khanpur
2015 2005 Number and
OBC households owned Types of shops
% Increase
big plots of land.
Barber shops
4
2
2
Table 7 reconfirms the Grocery shops
8
5
3
close relationship bet- STD booths
2
1
1
3
2
1
ween caste and owner- Tent houses
2
1
1
ship of land. Still majori- (Mo)bike repair
1
1
0
ty of the SCs are landless Tractor/car repair
2
1
1
or marginal farmers. Electric shops
Mobile repair
2
0
2
Marginal farmers from
TV/refrigerator repair 2
0
2
the SCs and other OBCs
Vegetable shops
3
2
1
owned around one or Tailors
5
3
2
two bighas (1 acre = 5 Photo studios
2
0
2
bighas) of land which is Medical stores
2
1
1
barely viable for a house- Doctor shops
4
2
2
hold to survive. All these Sweet shops
2
1
1
2
2
0
households have to sup- Chat/snacks shops
2
1
1
plement their income Flour mills
3
2
1
from wages earned by ei- Furniture shops
1
0
1
ther working outside the Fertiliser stores
Battery repair
1
1
0
village or working in
Beauty parlours
2
0
2
Mahatma Gandhi National
Coaching shops
3
2
1
Rural Employment Guar- Buffalo shops
2
1
1
antee Act (MGNREGA) Handpump and
schemes. Despite many bore-well repair shops 2
1
1
62
32 30 (93.8)
radical changes in rural Total
life and the rise of BSP, a Source: 2005 and 2015 field data.
Dalit political party in UP, the agrarian economy of the village
continues to be almost exclusively under the control of dominant and upper castes, those who have traditionally been the
landowning and agrarian communities. As is evident from
Table 7, nearly 70% of the SCs, other OBCs and artisan-service
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SCs
Other OBCs
Artisan-service OBCs
Lower OBCs
Upper OBCs
Upper Castes
Total
<1 Acre
2015
2005
2015
43 (23.1)
13 (46.4)
11(30.5)
30 (18.4)
9(9.5)
5 (22.7)
111 (21)
29 (18.8)
11 (47.8)
11(31.4)
33 (24.3)
6 (7)
3 (21.4)
93 (20.7)
139 (74.8)
14 (50.0)
24(66.7)
83(50.9)
260(49.0)
2005
25 Acres
2015
2005
114 (74)
4 (2.2)
11 (47.8)
1 (3.6)
23(65.7)
1(2.8)
70(51.5) 44(26.9)
44(46.3)
13 (59.0)
218 (48.7) 107 (20.2)
10 (6.5)
1 (4.4)
1(2.8)
31(22.7)
35(41.1)
9(64.2)
87 (19.5)
2015
510 Acres
2005
6 (3.7)
40 (42.1)
4(18.2)
50 (9.4)
1 (0.6)
2(1.5)
36(42.4)
2 (14.3)
41(9.2)
2015
10+ Acres
2005
2(2.1)
2 (0.4)
8 (9.5)
8 (1.8)
Total
2015
2005
186 (100)
28 (100)
36 (100)
163 (100)
95 (100)
22 (100)
530 (100)
154 (100)
23 (100)
35 (100)
136 (100)
85 (100)
14 (100)
447 (100)
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SCs and upper castes have shown no interest (0%) in agriculture as an occupation. The younger generation in these families do not want to stay in farming. Following the upper caste
largely, the upper OBCs showed little interest (8.4%). Among
the lower artisan-service and other OBCs, the lower OBCs
have been most interested (10.4%). More than 40% villagers
wanted to have government jobs across caste and class.
While majority of the upper castes want to become professionals such as doctors and engineers, SCs prefer government
jobs. Muslims have not shown much enthusiasm for government jobs; rather they are more inclined towards small businesses and urban jobs.
For small and marginal farmers, agriculture is no longer
an economically viable occupation, yet there is no clear sign
of proletarianisation. On the contrary, small and marginal
farmers retain their small plots of land which give them a
sense of security. Moreover, landless households also try to
invest in farm or residential land which not only provides
them security but also status and a sense of belongingness.
Gradually, land has been turning into a commodity which
can be sold and bought. However, different communities
have different levels of attachment with land. Comparatively, the Jats attachment to land is higher than that of Gujjars.
In Khanpur, some Gujjar families have sold land to their relatives from Noida. However, there is no move towards corporate agriculture or contract farming. There is a clear sign
that for the younger generation agriculture is no longer an
occupational choice. In the village, parents across caste
groups increasingly aspire for their children to attain a middle-class lifestyle and secure government jobs. However, aspirations are shaped by caste, class, and gender positions as
well. Most of the parents send their daughters to colleges not
to prepare them for a job/work but to enhance their marriage
prospects. Hardly, any parent wants to get their daughter
married in a village.
69
Economic & Political Weekly EPW Published on Saturday, JUNE 25, 2016 vol lI nos 26 & 27
NEW
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70
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The socio-economic and political landscape of Khanpur village has changed drastically. The emerging ruralurban
networks have reconstituted the village at multiple levels, and
it has emerged as a multi-level settlement. Shifting village
economy from agriculture to rural non-farm service linked to
the urban has changed inter-caste relationships. There has
been a sharp decline in the number of cultivators. Agriculture
has increasingly been mechanised. Non-farm employment
Notes
1
This paper is based on a field research conducted between September 2004 to August 2005,
and revisits made between September 2014 and
March 2015 to the Khanpur village and its neighbouring villages in western UP. It involved living
in the village and collecting data through participant observation, interviews, semi-structured
questionnaires and a household survey. Besides,
in 201415, 100 long interviews were conducted
across caste, class, gender and age group in order to get a comprehensive picture of socio-economic and political change in village and its region. The name of the village has been changed.
EPW
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6
7
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