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Department of Analytical Chemistry, Faculty of Technology, Belgrade University, Karnegijeva 4, PO Box 494, 11000 Belgrade, Yugoslavia
b Department of Plant Physiology, Faculty of Biology, Belgrade University, 29 novembra 142, 11000 Belgrade, Yugoslavia
c Division of Health Sciences and Technology, Massachusetts Institute of Technology, Cambridge, MA 02139, USA
Received 1 September 1998; accepted 21 May 1999
Abstract
This paper reviews bioreactor related aspects of large scale plant cell technology for the production of biologically active compounds.
Bioreactor designs currently in use are discussed with respect to specific operating parameters that can be varied to modulate cell growth
and function in order to optimize product release and separation. Flow and mixing are recognized as key factors responsible for both
the direct hydrodynamic effects on cell shape and function and flow induced changes in mass transfer of nutrients and metabolites. The
integration of biosynthesis and separation is considered as a possible approach towards more efficient plant cell and tissue culture. 2000
Elsevier Science S.A. All rights reserved.
Keywords: Plant cell bioreactors; Plant cell culture; Mixing; Bioseparations
1. Introduction
The large scale plant cell and tissue cultures have been
considered as an alternative source of biochemicals over the
last 40 years. Routien and Nickel received the first patent
for the cultivation of plant tissue in 1956 [1] and suggested
its potential for the production of secondary metabolites
[2]. Shortly after that time, the National Aeronautics and
Space Administration (NASA) started to support research
of plant cell cultures for regenerative life support systems.
Since early 1960s, experiments with plants and plant tissue
cultures were performed under various conditions of microgravity in space (one-way spaceships, biosatellites, space
shuttles and parabolic flights, the orbital stations Salyut and
Mir) and accompanied by ground studies using rotating clinostat vessels [3]. Growth, development and metabolism of
plant cells and tissues have been studied to improve our understanding of plant cell biology and tissue physiology, and
derive criteria for bioprocess design [4].
1369-703X/00/$ see front matter 2000 Elsevier Science S.A. All rights reserved.
PII: S 1 3 6 9 - 7 0 3 X ( 9 9 ) 0 0 0 3 5 - 2
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with over 4000 structures known; almost all naturally occurring alkaloids are of plant origin. Alkaloids are physiologically active in humans (e.g., cocaine, nicotine, morphine,
strychnine) and therefore of a great interest for pharmaceutical industry [8].
Secondary metabolites are currently being obtained commercially by extraction from whole plants. Large scale plant
tissue culture is an attractive alternative to the traditional
methods of plantation, as it offers two advantages: (1) controlled supply of biochemicals independent of plant availability (climate, pests, politics), and (2) well defined production systems which result in higher yields and more consistent quality of the product [9].
However, various problems associated with low cell productivity, slow growth, genetic instability of high-producing
cell lines, poor control of cellular differentiation and inability to maintain photoautotrophic growth have limited the application of plant cell cultures. Also, much of the research
in this field has been done by scientists associated with private industry, not published and not available to academic
institutions [10]. In addition, plant cell culture is expensive, and the best product candidates are those of high value
(5001000 US$ per kg) and low-volume, not synthesized
by microorganisms, and too complex for chemical synthesis
to be a reasonable alternative. As a rule of thumb, the process is commercially feasible if it yields a revenue of about
12 c/l/day [11].
In spite of potential advantages of the production of secondary metabolites in plant cell cultures, only shikonin, ginsenosides and berberine are presently produced on a large
scale, and all three process plants are located in Japan [12].
In addition, the anti-cancer drug Taxol (registered trademark of Bristol-Myers Squibb) is currently under consideration for large-scale production [1315]. Consequently,
the ongoing research in plant cell culture is largely focused
on the identification of rate limiting steps in biosynthetic
pathways. Several approaches were investigated: elicitation
followed by monitoring the activities of pathway enzymes;
measuring enzyme levels in cell lines of different biosynthetic capacities or after an addition of precursors; and determining the transformation and over-expression of pathway
genes [13,1621]. However, the design of biochemical reaction networks requires identification of the critical branch
point(s) and determination of the exact enzyme(s) that must
be modified. Although molecular biology has provided the
means to conduct precise genetic changes, the difficulties
with targeting specific enzymes are still the limiting factor
of faster progress in this area [22].
Advances in molecular biology hold promise for new
products and new processes in plant biotechnology. Two
major strategies for creating transgenic plants have been
devised: (1) genetic transformation of the plants using
Agrobacterium gene vectors or direct gene transfer by
protoplast fusion, microprojectile bombardment, or electroporation, and (2) genome manipulation of plant pathogenic
viruses. Genome manipulation is resulting in relatively
uct enhancement strategies, including the in situ product removal by extractive plant cell culture, the use of cell-polymer
constructs, application of different precursors, elicitors, and
medium exchange strategies, can improve the plant tissue
culture more than any of the above factors alone.
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5. Aeration
Most nutrients required for cellular growth and metabolism
are highly soluble in water and sufficient amounts can be
initially incorporated in the medium to support the slow
metabolism of plant cells for extended periods of time.
Oxygen, as the major exception, needs to be supplied
throughout the cultivation. Since the volumetric productivity of high-density and high-viscosity cell suspensions
is generally proportional to cell concentration, which is in
turn limited by oxygen supply, aeration is a major concern
in bioreactor design and scale up for plant cell culture. In
principle, the rate of gas exchange has to be determined
to provide sufficient supply of oxygen while preventing
excessive removal of CO2 and essential volatiles from the
system. Studies of gas exchange in plant suspension cultures have focused on the overall oxygen mass transfer
coefficient, and its dependence on the rates of aeration and
liquid mixing. Oxygen requirements of plant cells are relatively low for cell growth, but may significantly increase
during metabolite synthesis [54].
6. Mixing
The other key parameter is mixing, which is necessary
to equally distribute cells, nutrients and products through
the liquid phase. Mixing is normally carried out by sparging, mechanical agitation, or a combination of these two,
to maintain uniform concentration of chemical species (e.g.
pH, gases and nutrients) in the bulk phase and to increase
the rates of mass transfer.
In vitro, morphogenesis of engineered tissues is expected
to depend on exogenous factors, i.e., flow and mixing, in at
least two ways: (1) by direct hydrodynamic effect on cell
shape and function, and (2) by flow-induced changes in mass
transfer rates of nutrients and metabolites. However, there
has been little quantitative work on the effect of hydrodynamic forces on plant cells that are relevant for bioreactor
design and operation for plant tissue engineering. Previous
studies have focused mostly on the kinetics of cell growth
and product formation, and the effects of hydrodynamic conditions on the structure and composition of plant tissues are
not well understood.
The magnitudes of hydrodynamic forces associated with
mixing should be low enough not to cause cell death, but
sufficient to stimulate selected cell functions. In well mixed
bioreactors, hydrodynamic effects are caused by the time
and space fluctuations in liquid velocity and pressure that are
associated with viscous dissipation of turbulent eddies. The
basic structure of turbulence involves spectrum of eddy sizes,
where larger eddies pass their kinetic energy to smaller ones.
The smallest, Kolmogoroff size eddies, release their kinetic
energy by viscous dissipation, which is the key mechanism
by which turbulence affects cell shape and function.
In order for the cells not to be damaged by turbulence, the
smallest eddies should be large when compared to the cells,
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and still much smaller than the whole tissue sample (or immobilized cell carrier). Due to the lack of mobility, immobilized cells are exposed to pressure and velocity fluctuations
which may stimulate cell metabolism and affect cellcell
interactions. However, when the dimensions of the smallest
turbulent eddies containing significant energy approach the
dimensions of a cell, gradients in shear stress are established
over distances comparable to cellular dimensions, and the
cell is exposed to a twisting motion. It has been well documented that the cell is considerably more sensitive to the
fluctuating turbulent as compared to steady laminar shear
[55,56].
Shear studies of plant cells and tissues can be divided
into two categories: (1) the cells were exposed to shear
forces under growth conditions for the entire duration of
cultivation, and (2) the cells were exposed to well defined
shear forces (e.g. laminar or turbulent flow in Couette, capillary and submerged jet devices) for short periods of time,
generally under non-growth conditions. Reduction in cell
viability (growth rate, regrowth potential, membrane integrity dye exclusion, dual isotope labeling and dielectric
permitivity experiments), release of intracellular components (variation in pH, release of proteins and secondary
metabolites), change in metabolism (oxygen uptake rate,
ATP concentration, metabolite synthesis, cell wall composition), and changes in cell morphology and aggregation
patterns were among shear-related effects identified in plant
cell cultures [5759]. Recent studies also involved calcium
transport, expression of stress proteins and cytoskeletal
changes as shear stress indicators [60].
Many authors used the concept of a critical shear stress,
above which cell viability is lost. For laminar flow conditions, Vogelmann et al. [61] suggested a critical shear
stress between 80 and 200 N/m2 . For cell suspensions,
shear-related damage was correlated to the dissipation of
energy [6264]. The values reported for plant cells are generally much higher than those reported for mammalian cells
[65], which could be explained by the presence of a thick,
rigid, cellulose-based cell wall.
The levels of shear stress in shake flasks and airlift bioreactors, can be estimated as follows based on the reported data
[6668]. The smallest eddies in shake flasks (417 mm) and
in airlift bioreactors (71 mm) were large when compared to
cell size (30 mm), but much smaller than the construct size
(2.5 mm). Turbulent shear stress of 0.01 N/m2 in shake flasks
was much lower than the value of 0.15 N/m2 , reported by
Davies et al. [55] to cause mammalian cells turnover. However, this relatively low level of turbulent shear, if applied
over a long time of cultivation (typically 4 weeks), stimulated the cells. According to Stathopouloulus and Hellums
[68], laminar shear stresses below 0.26 N/m2 have no effect on mammalian cell viability, but may induce cell alignment in the direction of flow; intermediate stress levels over
0.65 N/m2 cause further morphological changes, increase
cell permeability and cause a 1020% loss in cell viability;
stresses above 2.6 N/m2 are detrimental.
Batch cultivations are characterized by constantly changing environmental conditions, and are capable of producing
metabolites associated with any kinetic pattern. Batch studies are used to determine the conditions for maximum productivity. These conditions can be studied over prolonged
periods of time by using fed-batch operation, e.g. by controlled addition of a limiting nutrient.
Steady-state continuous flow, or chemostat operation, with
a constant withdrawal of culture medium and cells is commonly used for the production of high-volume and low-value
growth-associated products, typically primary metabolites
and biomass. The operation of multiple-staged chemostats
can be suitable when passage through several developmental
stages is a prerequisite for production, but a proper design
of such elaborate reactors is complicated by sudden changes
of plant cell culture characteristics and by a limited understanding of cell physiology.
A continuous flow reactor with cell recycle is a flexible
cultivation system. For a very low cell recycle this system
approaches a chemostat, while for a complete cell recycle
the system approaches immobilized cell culture suitable for
production of non-growth associated products. Continuous
flow with complete cell recycle is often referred to as a
perfusion culture.
8. Process optimization
The design of a bioreactor system is an optimizing procedure of balancing biological and engineering factors to
obtain the required capacity and product quality at minimum production costs. The control of parameters that affect
cell growth and product synthesis is an essential aspect of
bioreactor design. Sterilizable devices must be provided for
on-line measurement of process parameters (temperature,
pH, dissolved oxygen, carbon dioxide, foam, level) and sampling of medium and cells for off-line laboratory tests (cell
concentration and viability, tissue morphology, substrate and
product concentration). Control strategies, which range from
the maintenance of basic parameters at constant levels to
sophisticated computer-aided adaptive control systems can
often determine the overall output of the bioreactor.
9. Modeling
Mathematical models are essential for the understanding
of the effects of various parameters on cell behavior. Bioreactor design for plant tissue culture (number of reactors,
batch or continuous operation) and the choice of a process
control strategy should ideally be based on deterministic
mathematical models. However, only few plant cell systems
were modeled to some extent, and further studies of the regulation of biosynthetic pathways are needed to provide more
insight into the behavior of plant cell cultures. Structured
non-segregated models, which assume lumped biomass sys-
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Fig. 1. Bioreactor types for plant cell, tissue and organ cultures: (A)
Mechanically agitated bioreactors: (a) stirred tank reactor equipped with
various propellers (spin, helix, bladed, paddle), (b) rotary drum tank
reactor; (B) Air driven bioreactors: (a) bubble column, (b) concentric tube
airlift reactor (IL ALR), (c) external loop airlift reactor (EL ALR), (d)
propeller loop reactor, (e) jet loop reactor; (C) Non-agitated bioreactors:
(a) packed bed, (b) fluidized bed, (c) membrane reactor.
1Bae). Relatively low shear rate, due to low relative velocity between the liquid and bubbles in cocurrent flow is
particularly desirable for shear-sensitive cell cultures. The
main advantages of airlift bioreactors are their low shear
and low energy requirements, and simple design.
Horizontal vessels, or rotary drum reactors (Fig. 1Ab)
have significantly higher surface area to volume ratio than
other reactor types [102]. As a consequence, mass transfer
is achieved with comparably less power consumption, according to Danckwerts surface renewal theory. These features are favorable for bioprocesses utilizing shear sensitive
tissues (low shear), as well as for photobioreactions (maximum exposure to light).
In bioreactors, optimal utilization of substrates and oxygen may require plug flow of gasliquid mixture without
backmixing, while efficient mixing is required to provide
uniformity of microenvironmental conditions which are essential for cell growth and well-being. Different time scales
for oxygen transfer (seconds) and cell doubling (hours to
days) can be accomodated through bioreactor design. Some
representative configurations include a horizontal rotary reactor (HRR), thin-layer tubular reactor (ThLTR) and mechanically agitated tubular reactor (MATR) (Fig. 1Ab). A
Separations based on membranes (ultrafiltration, microfiltration, pervaporation, pertraction) have several advantages when compared to column techniques, such as
speed, easier scale up and large interfacial area available
for mass transfer. Sometimes the separation relies both on
size-discriminating ability and on the specificity of ligands
(ion-exchange or affinity) immobilized inside membrane
pores. There are three basic types of membrane modules:
flat sheet, spiral wound and hollow fiber [42].
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13. Summary
Further studies are needed to develop correlations between
cell growth and function and hydrodynamic forces in the in
vitro culture environment, and to identify fluid dynamic parameters that are optimal for product release and separation.
Such correlations, once established, will improve our understanding of plant cell response to cultivation conditions, and
provide a basis for more exact approaches to bioreactor design and optimization. In this paper, we reviewed some of
the important scientific and engineering issues of bioreactor
design for plant cell cultivation.
References
[1] J.R. Routien, L.G. Nickel, Cultivation of plant tissue, US Patent
No. 2,747,334, 1956.
[2] A. Scragg, Plant cell bioreactors, in: A. Stafford, G. Warren (Eds.),
Plant Cell and Tissue Culture, Open University Press, Milton
Keynes, London, 1991, pp. 220234.
[3] http://www.estec.esa.nl./spaceflights
[4] E.L. Kordym, Biotechnology of plant cells in microgravity and
under clinostating, in: International Review of Cytology, vol. 171,
Academic Press, New York, 1997, pp. 178
[5] H.E. Street, Plant tissue and cell culture, University of California
Press, Berkley, 1977
[6] P.F. Heinstein, Plant cell suspension cultures as a source of drugs,
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