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WATER SUPPLY CHALLENGES

FOR THE 21ST CENTURY


HEARING
BEFORE THE

COMMITTEE ON SCIENCE AND


TECHNOLOGY
HOUSE OF REPRESENTATIVES
ONE HUNDRED TENTH CONGRESS
SECOND SESSION

MAY 14, 2008

Serial No. 110102

Printed for the use of the Committee on Science and Technology

(
Available via the World Wide Web: http://www.science.house.gov

U.S. GOVERNMENT PRINTING OFFICE


WASHINGTON

42250PS

2008

For sale by the Superintendent of Documents, U.S. Government Printing Office


Internet: bookstore.gpo.gov Phone: toll free (866) 5121800; DC area (202) 5121800
Fax: (202) 5122104 Mail: Stop IDCC, Washington, DC 204020001

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COMMITTEE ON SCIENCE AND TECHNOLOGY


HON. BART GORDON, Tennessee, Chairman
JERRY F. COSTELLO, Illinois
RALPH M. HALL, Texas
EDDIE BERNICE JOHNSON, Texas
F. JAMES SENSENBRENNER JR.,
LYNN C. WOOLSEY, California
Wisconsin
MARK UDALL, Colorado
LAMAR S. SMITH, Texas
DAVID WU, Oregon
DANA ROHRABACHER, California
BRIAN BAIRD, Washington
ROSCOE G. BARTLETT, Maryland
BRAD MILLER, North Carolina
VERNON J. EHLERS, Michigan
DANIEL LIPINSKI, Illinois
FRANK D. LUCAS, Oklahoma
NICK LAMPSON, Texas
JUDY BIGGERT, Illinois
GABRIELLE GIFFORDS, Arizona
W. TODD AKIN, Missouri
JERRY MCNERNEY, California
TOM FEENEY, Florida
LAURA RICHARDSON, California
RANDY NEUGEBAUER, Texas
PAUL KANJORSKI, Pennsylvania
BOB INGLIS, South Carolina
DARLENE HOOLEY, Oregon
DAVID G. REICHERT, Washington
STEVEN R. ROTHMAN, New Jersey
MICHAEL T. MCCAUL, Texas
JIM MATHESON, Utah
MARIO DIAZ-BALART, Florida
MIKE ROSS, Arkansas
PHIL GINGREY, Georgia
BEN CHANDLER, Kentucky
BRIAN P. BILBRAY, California
RUSS CARNAHAN, Missouri
ADRIAN SMITH, Nebraska
CHARLIE MELANCON, Louisiana
PAUL C. BROUN, Georgia
BARON P. HILL, Indiana
VACANCY
HARRY E. MITCHELL, Arizona
CHARLES A. WILSON, Ohio

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CONTENTS
May 14, 2008
Page

Witness List .............................................................................................................


Hearing Charter ......................................................................................................

2
3

Opening Statements
Statement by Representative Bart Gordon, Chairman, Committee on Science
and Technology, U.S. House of Representatives ...............................................
Written Statement ............................................................................................
Statement by Representative Ralph M. Hall, Minority Ranking Member,
Committee on Science and Technology, U.S. House of Representatives .........
Written Statement ............................................................................................
Prepared Statement by Representative Eddie Bernice Johnson, Member, Committee on Science and Technology, U.S. House of Representatives .................
Prepared Statement by Representative Russ Carnahan, Member, Committee
on Science and Technology, U.S. House of Representatives .............................
Prepared Statement by Representative Harry E. Mitchell, Member, Committee on Science and Technology, U.S. House of Representatives .................
Prepared Statement by Representative Adrian Smith, Member, Committee
on Science and Technology, U.S. House of Representatives .............................

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7
8
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10
10
10

Witnesses:
Dr. Stephen D. Parker, Director, Water Science and Technology Board, National Research Council
Oral Statement .................................................................................................
Written Statement ............................................................................................
Biography ..........................................................................................................
Dr. Jonathan Overpeck, Director, Institute for the Study of Planet Earth;
Professor, Geosciences and Atmospheric Sciences, University of Arizona
Oral Statement .................................................................................................
Written Statement ............................................................................................
Biography ..........................................................................................................
Dr. Robert C. Wilkinson, Director, Water Policy Program, Donald Bren School
of Environmental Science and Management, University of CaliforniaSanta
Barbara
Oral Statement .................................................................................................
Written Statement ............................................................................................
Biography ..........................................................................................................
Mr. Marc Levinson, Economist, U.S. Corporate Research, J.P. Morgan Chase
Oral Statement .................................................................................................
Written Statement ............................................................................................
Biography ..........................................................................................................
Dr. Roger S. Pulwarty, Physical Scientist, Climate Program Office; Director,
The National Integrated Drought Information System (NIDIS), Office of
Oceanic and Atmospheric Research, National Oceanic and Atmospheric Administration, U.S. Department of Commerce
Oral Statement .................................................................................................
Written Statement ............................................................................................
Biography ..........................................................................................................

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Page

Discussion
Expanding the Federal Governments Role in Water Research and Development ...................................................................................................................
Water Information and Technology Abroad .......................................................
Biofuels .................................................................................................................
Climate and Water Quality and Quantity .........................................................
Workforce and Education ....................................................................................
More on Climate and Water Quality and Quantity ..........................................
Population Growth and Water Supply Concerns ...............................................
Water Quality Concerns ......................................................................................
Ocean Desalinizations Environmental Impacts ................................................
Water Storage .......................................................................................................
The Environmental Protection Agencys Role ....................................................
Can We Capture and Store Rain Water? ...........................................................
More on Ocean Desalinizations Environmental Impacts .................................

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Appendix: Answers to Post-Hearing Questions


Dr. Stephen D. Parker, Director, Water Science and Technology Board, National Research Council .......................................................................................
Dr. Jonathan Overpeck, Director, Institute for the Study of Planet Earth;
Professor, Geosciences and Atmospheric Sciences, University of Arizona ......
Mr. Marc Levinson, Economist, U.S. Corporate Research, J.P. Morgan Chase .
Dr. Roger S. Pulwarty, Physical Scientist, Climate Program Office; Director,
The National Integrated Drought Information System (NIDIS), Office of
Oceanic and Atmospheric Research, National Oceanic and Atmospheric Administration, U.S. Department of Commerce ....................................................

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WATER SUPPLY CHALLENGES FOR THE 21ST


CENTURY
WEDNESDAY, MAY 14, 2008

HOUSE OF REPRESENTATIVES,
COMMITTEE ON SCIENCE AND TECHNOLOGY,
Washington, DC.
The Committee met, pursuant to call, at 10:00 a.m., in Room
2318 of the Rayburn House Office Building, Hon. Bart Gordon
[Chairman of the Committee] presiding.

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HEARING CHARTER

COMMITTEE ON SCIENCE AND TECHNOLOGY


U.S. HOUSE OF REPRESENTATIVES

Water Supply Challenges


for the 21st Century
WEDNESDAY, MAY 14, 2008
10:00 A.M.12:00 P.M.
2318 RAYBURN HOUSE OFFICE BUILDING

Purpose
On Wednesday, May 14, 2008, at 10:00 a.m. the House Committee on Science and
Technology will hold a hearing entitled Water Supply Challenges for the 21st Century. The purpose of the hearing is to examine the challenges of managing water
supplies to meet social, economic and environmental needs in the United States.
Population growth, changes in water use patterns, competing demands for water
supply, degradation of water quality, and climatic variation are all factors influencing the availability and use of water. The hearing will also examine the role of
the Federal Government in helping states and local communities adopt and implement sensible and cost-effective water resource management policies.
Background
Water is necessary to every aspect of life. Although some regions of the U.S. have
limited water supplies, especially areas west of the Mississippi River, the U.S. is
endowed with substantial supplies of fresh water. However, population growth, increased per capita water use, water quality degradation, and increased withdrawals
to support agricultural, industrial, and energy production activities combined with
climate variability have increased water shortages across the country.
In order to meet the challenge of providing safe, reliable water supplies for society
we need improved information about the status of our water resources, policies to
encourage water conservation, and technological improvements that will enable us
to maintain and improve water quality and to improve our water-use efficiency to
allow us to accomplish societys goals with less water. Through this hearing, the
Committee hopes to ascertain how and to what extent water science and technology
can ease the Nations water resource challenges.
Assessment of U.S. Water Supply
In the 19th century, U.S. population stood at a little more than five million citizens. By 1959, the U.S. population had grown to almost 180 million people. Our population is now over 300 million with a one percent rate of growth. Available surface
water supplies have not increased in the United States since the 1990s, and groundwater tables are continuing to decline.1 It is clear that the U.S. water supply cannot
support future populations and economic activity at its current rate of consumption.
In order to better manage water supplies, there is a critical need for good data
about our water resources and how supplies vary over time. Currently, quantitative
knowledge of water supply is inadequate in the United States.2 The U.S. Water Resources Council completed the most recent, comprehensive, national water availability and use assessment in 1978.3
In response to increased concerns about future increased water shortages, the
Bush Administration created the Subcommittee on Water Availability and Quality
1 Report to Congress on the Inter-dependency of Energy and Water, U.S. Department of Energy. December 2006.
2 U.S. Government Accounting Office, 2003 Report: Freshwater Supply States Views of How
Federal Agencies Could Help Them Meet the Challenges of Expected Water Shortages. GAO03
514; National Research Council, 2004. Assessing the National Streamflow Information Program.
National Academies Press, Washington, D.C
3 The Council, established by the Water Resources Planning Act in 1965 (P.L. 8980), comprising the heads of several federal departments and agencies, such as Interior and the Environmental Protection Agency, has not been funded since 1983. U.S. Government Accounting Office,
2003 Report: Freshwater Supply States Views of How Federal Agencies Could Help Them Meet
the Challenges of Expected Water Shortages. GAO03514.

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(SWAQ) of the National Science and Technology Councils Committee on Environment and Natural Resources to coordinate a multi-year plan to improve research on
water availability and quality. The Subcommittee concluded in a 2007 report that
a robust process for measuring water requires a systems approach to assess surface
water, ground water, rainfall, and snowpack from the perspectives of quantity, quality, timing, and location.4
Initiatives to Address Water Supply Shortages
States have initiated a number of steps to address water shortages. These activities include: Development of drought preparedness plans to reduce their vulnerability to droughts and development of drought response plans to provide assistance
to communities and businesses that are vulnerable to drought; monitoring water
availability and water use of major water supplies; coordinating management of
ground and surface water supplies; developing and implementing policies to encourage water conservation and allocate water among competing uses within their jurisdictions; exploring options for increasing water supply such as cloud seeding to increase rainfall or investment in desalinization plants.
At the federal level, there are numerous federal departments, independent agencies, and several bilateral organizations have some responsibility for water programs and projects within the United States. The federal agencies with primary responsibilities for water resources include: The Bureau of Reclamation which provides municipal and irrigation water and operates hydroelectric facilities in the
western states; the Army Corps of Engineers which has responsibility for projects
involving flood control and flood plain management, water supply, navigation, and
hydroelectric power generation; the National Oceanic and Atmospheric Administration which is responsible for weather and climate prediction through the National
Weather Service, including the operation of the National Drought Information System and maintains wildlife habitat and ecosystem protection through its coastal
zone and fisheries management programs; the U.S. Geological Survey which assesses the quality, quantity, and use of U.S. water resources and maintains a national stream gauge network used for monitoring stream and river flows and flood
forecasting; the Environmental Protection Agency which protects public health and
the environment by ensuring safe drinking water, controlling water pollution, and
protecting ground water.
The Federal Government has also established standards for toilets and the Environmental Protection Agency recently established a voluntary program, WaterSense,
to encourage the marketing and adoption of water conserving technologies and practices.
Most of the authority for allocating water resides within State governments.
When water disputes arise involving two or more states, the federal government has
a role to play based upon Congresss power to regulated interstate commerce and
through congressional approvals of binding agreements known as compacts. The
seven Colorado Basin states have a long-established compact governing water allocation of the Colorado River. The extended drought in the Southeast has brought
attention to an ongoing interstate conflict among Alabama, Florida, and Georgia
over water allocation in the Apalachicola-Chattahoochee-Flint (ACF) river system.
According to the Congressional Research Service, at least 47 states and the District
of Columbia at some time have been involved in disputes over water that have resulted in litigation or initiated negotiations to establish an interstate compact.5
In a 2003 report of the Government Accountability Office (GAO) report, states
identified five federal actions they believed could best support their efforts to improve water management. Better coordinated federal participation in water management agreements along with financial assistance to increase storage and distribution capacity, improved water data, flexibility in the administration of environmental laws, and increased consultation on federal or tribal use of water rights.6
Economic Impacts Associated with Water Shortages
In the United States, over 50,000 water utilities withdraw approximately 40 billion gallons per day of water from the Nations resources, to supply water for domes4 The Subcommittee on Water Availability and Quality. A Strategy for Federal Science and
Technology to Support Water Availability and Quality in the United States. September 2007.
35pp.
5 Congressional Research Service, Memorandum to the House Committee on Science and Technology, States involved in Interstate Water Disputes, May 9, 2008. 3pp.
6 U.S. Government Accounting Office, 2003 Report: Freshwater Supply States Views of How
Federal Agencies Could Help Them Meet the Challenges of Expected Water Shortages. GAO03
514

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tic consumption, industry, and other uses.7 When severe water shortages occur, the
economic effect can be substantial. According to a 2000 report from the National
Oceanic and Atmospheric Administration, eight water shortages from drought or
heat waves each resulted in $1 billion or more in monetary losses over the past 20
years.8
An adequate supply of treated water is integral to many industries, including agriculture and food processing, beverages, power generation, paper production, manufacturing, and mineral extraction. Water shortages can negatively affect companies
and entire industries and reduce job creation and retention. Current industry trajectories, population growth, and dwindling water supplies all point to increased water
shortages. Increased water demand will come with increased costs to all businesses,
industries, and municipalities which rely on the same water resources. The Association of California Water Agencies (ACWA) reported in April 2008 that California is
now losing income and jobs due to the states water supply crisis.9
Water Energy Nexus
Water is a vital component of our economys energy sector. Water is used for resource extraction, refining and processing and transportation. Water also is essential for electricity generation. The expansion of biofuel supply is also going to require substantial water resources. The National Research Council predicts that the
surge in ethanol production is likely to lead to adverse effects on local water sources
and water quality.10
The use of water in the extraction and processing of petroleum-based transportation fuels is relatively small compared to the electric-generating industry. According to the Department of Energys National Energy Technology Laboratory, the
thermoelectric power sector accounts for 39 percent of total freshwater withdrawal
in the United States, and 3.3 percent of total freshwater consumption. This consumption for electricity production accounts for over 20 percent of nonagricultural
water consumption. Water is also used directly in hydroelectric generation, which
constituted approximately 14 percent of energy produced in the United States in
2006 according to the Energy Information Administration (EIA).
Not only do we need vast quantities of water for energy production, but we also
need energy to transport and treat water. DOE estimates that nationwide, about
four percent of U.S. power generation is used for water supply and treatment.
Across the country, the amount of energy used to provide water to meet agriculture
needs represents the most significant regional difference. However, the supply and
transport of water can be quite energy-intensive. For example, pumping water to
consumers that live far away from the source can be energy intensive. Californias
State Water Project pumps water 444 miles of aqueducts from three recreational
lakes in Plumas County in Northern California to Riverside County in Southern
California and is the states largest energy consumer using between two to three
percent of Californias energy (5,000 GWh per year).11
Witnesses
Dr. Stephen Parker, Director, Water Science and Technology Board, National Research Council. Dr. Parker will discuss the recent work undertaken by the Water
Science and Technology Board of the National Academy of Sciences on water supply
and water management. He will also discuss the major challenges facing states and
local governments in providing adequate water supply to meet societies competing
needs.
Dr. Jonathan Overpeck, Director, Institute for the Study of Planet Earth, and
Professor, Geosciences and Atmospheric Sciences, University of Arizona. Dr.
Overpeck will discuss the potential impacts of climate change on water supply, particularly in the Southwest.
Dr. Robert Wilkinson, Director, Water Policy Program, Bren School of Environmental Science and Management, University of California-Santa Barbara. Dr.
Wilkinson will discuss the linkage between energy and water supplies both in terms
7 Water

Loss Control, George Kunkel, Jr. Water Efficiency.


Government Accounting Office, 2003 Report: Freshwater Supply States Views of How
Federal Agencies Could Help Them Meet the Challenges of Expected Water Shortages. GAO03
514.
9 California Water Supply Crisis Affecting Economy, Water and Wastewater News. April 21,
2008
10 Fuel for Thought, National Academies in Focus. Volume 8 Number 1.
11 Water Energy Use in California, California Energy Commission.
8 U.S.

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of the water needed to provide energy and in terms of the energy needed to transport and treat water.
Mr. Marc Levinson, Economist, U.S. Corporate Research, JPMorgan Chase. Mr.
Levinson will discuss the key findings of JP Morgans recent report Watching
Water: A Guide to Evaluating Corporate Risks in a Thirsty World, and the potential
impacts of water supply shortage on businesses and the economy.
Dr. Roger Pulwarty, Program Director, National Integrated Drought Information
System (NIDIS) NOAA Climate Program Office. Dr. Pulwarty will discuss what information is currently available through NIDIS to regional, State and local water
decision-makers. He will also address what future information is required for better
water policy planning.

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Chairman GORDON. Good morning and welcome everyone, and to
our witnesses, thank you for letting us conduct a little business
here.
As was stated, this is a busy time. We have several Members in
markups elsewhere. They will be coming back, but their staff is either here or in the anteroom watching. This will be televised, so
we will have the opportunity for this to go out, and we appreciate
you being here.
Water is an essential input to virtually everything we do, from
growing and processing food to manufacturing the products we use
to date, to producing the energy we need to power our economy.
Water is essential to all life and to maintain public health and the
diversity and beauty of our environment.
The recent droughts experienced in the West and the Southeast
and increased competition for water supplies suggest that we must
take a closer look at how we are managing our water resources.
Thirty-six states expect to experience significant water shortage by
2013, population growth, increased per-capita water use, degraded
water quality, and climate change have all impacted our availability, our available supplies of water.
In my district water sources have dried up, and wells have run
dry. Towns have been forced to implement water restrictions to
deal with a decreased supply. According to the Tennessee Valley
Authority, the first eight months of 2007 were the driest in the last
118 years of Tennessee history. When severe water shortage occurs, the economic impact is substantial. In 2007, the Tennessee
Valley Authority was forced to shut down a nuclear reactor due to
a lack of acceptable cooling water in the Tennessee River.
According to a 2000 report from NOAA, each of the eight water
shortages over the past 20 years from drought or heat wave resulted in $1 billion or more in monetary losses. A recent report by
J. P. Morgan indicated that a single production interruption at a
semiconductor plant could cost $200 million in lost revenue.
I believe with investment in research and development, public
education, and better information on the status of our water supplies, we could avoid the high cost, social disruption, and environmental damage associated with water shortage.
Our committee has already begun to bring forward legislation to
help us better utilize water resources. Last week the Subcommittee
on Energy and Environment reported bills by Representative Hall
and Mr. Matheson to authorize research at the Department of Energy and Environmental Protection Agency on water treatment and
to increase the efficiencies of our water use.
We will be looking for more opportunities to address this important issue.
I would like to thank our panelists for appearing before us today
to share with us their views on the problems we currently face in
water supply and their suggestions for addressing these problems
in the future, and I look forward to a lively discussion from this
impressive panel.
[The prepared statement of Chairman Gordon follows:]
PREPARED STATEMENT

OF

CHAIRMAN BART GORDON

Good morning and welcome to todays hearing.

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Water is the essential input to virtually everything we dofrom growing and
processing food to manufacturing the products we use everyday to producing the energy we need to power our economy. Water is essential to all life and to maintain
public health and the diversity and beauty of our environment.
The recent droughts experienced in the West and the Southeast and increased
competition for water supplies suggest that we must take a closer look at how we
are managing our water resources.
Thirty-six states expect to experience significant water shortages by 2013. Population growth, increased per-capita water use, degraded water quality, and climate
change have all impacted our available supplies of water.
In my district, water sources have dried up and wells have run dry, and towns
have been forced to implement water restrictions to deal with decreased supply.
According to the Tennessee Valley Authority, the first eight months of 2007 were
the driest in the last 118 years of Tennessee history.
When severe water shortages occur, the economic impact is substantial. In 2007,
the Tennessee Valley Authority was forced to shut down a nuclear reactor due to
a lack of acceptable cooling water in the Tennessee River.
According to a 2000 report from NOAA, each of the eight water shortages over
the past 20 years from drought or heat waves resulted in $1 billion or more in monetary losses.
A recent report by JP Morgan indicated that a single production interruption at
a semiconductor plant could cost $200 million in lost revenue.
I believe with investment in research and development, public education and better information on the status of our water supplies we can avoid the high costs, social disruption, and environmental damage associated with water shortages.
Our committee has already begun to bring forward legislation to help us to better
utilize water resources.
Last week, the Subcommittee on Energy and Environment reported bills by Rep.
Hall and Rep. Matheson to authorize research at the Department of Energy and the
Environmental Protection Agency on water treatment and to increase the efficiency
of our water use.
We will be looking for more opportunities to address this important issue.
I would like to thank our panelists for appearing before us today to share with
us their views on the problems we currently face in water supply and their suggestions for addressing these problems in the future. I look forward to a lively discussion from this impressive panel.

Chairman GORDON. At this time I would like to yield to my distinguished colleague from Texas, our Ranking Member, Mr. Hall,
for an opening statement.
Mr. HALL. I thank you, Mr. Chairman, and I am, of course,
pleased that we are having this hearing here today.
Water supply is, as you say, a very critical issue facing our country. Water is the lifeblood of our economy. Every sector requires it
and would be crippled without it. Energy and agriculture are the
two largest consumers of water, I understand, but it is also a vital
part of manufacturing, fishing, and obviously, everyday living.
Waters importance to U.S. prosperity is one that has been discussed in various reports over the last decade, government sponsored and private sector alike. It has hit home for some of us where
our districts have been subjected to periods of long drought or massive flooding. This Congress is well aware of the dangers of water
shortages and over-abundance.
Two years ago we passed, and the President signed, the National
Integrated Drought Information System Act of 2006. We did this in
response to a need for a centralized location for drought information. I am very pleased that Dr. Pulwarty is here to talk about it.
Although this law is not the only answer, it is part of the larger
solution required for good water policy and good management.
What we need are the proper tools and resources for local, State,
and regional decision-makers to adapt to changing conditions. I

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look forward to hearing from the panelists today on possible solutions to our nations water challenges.
And I thank you, and I yield back the balance of my time.
[The prepared statement of Mr. Hall follows:]
PREPARED STATEMENT

OF

REPRESENTATIVE RALPH M. HALL

Thank you, Mr. Chairman. I am pleased we are having this hearing today. Water
supply is a very critical issue facing our country. Water is the life-blood of our economy. Every sector requires it and would be crippled without it. Energy and agriculture are the two largest consumers of water, but it is also a vital part of manufacturing, fishing, and obviously, everyday living.
Waters importance to U.S. prosperity is one that has been discussed in various
reports over the last decade, government-sponsored and private-sector alike. It has
hit home for some of us, where our districts have been subjected to periods of long
drought or massive flooding. This Congress is well aware of the dangers of water
shortages and overabundance.
Two years ago, we passed, and the President signed, the National Integrated
Drought Information System Act of 2006. We did this in response to a need for a
centralized location for drought information. I am very pleased the Dr. Pulwarty is
here to talk about it. Although this law is not the only answer, it is part of the larger solution required for good water policy and management.
What we need are the proper tools and resources for local, State and regional decision-makers to adapt to changing conditions. I look forward to hearing from the
panelists today on possible solutions to our nations water challenges. I yield back
the balance of my time.

Chairman GORDON. Thank you, Mr. Hall, and thank you for your
hospitality. We had a hearing down at Texarkana on the COMPETES Bill this Monday, and it was very interesting. It adds to
our committees institutional memory and knowledge in this very
important area.
And I ask unanimous consent that all additional opening statements submitted by the Committee Members be included in the
record. Without objection, so ordered.
[The prepared statement of Ms. Johnson follows:]
PREPARED STATEMENT

OF

REPRESENTATIVE EDDIE BERNICE JOHNSON

Thank you, Mr. Chairman. As Chair of the Subcommittee on Water Resources and
Environment, this issue is very important to me.
Dallas, as does other cities, has a propensity to flood. Adequate infrastructure is
important to properly manage water and avoid flooding problems.
On the other hand, the State of Texas has encountered years of tremendous
drought. Our cattle ranchers and farmers have depended on disaster relief from the
devastating lack of water.
The Science Committee has a role to play in water issues.
We can invest in research to examine infrastructure needs.
We can support efforts to improve water clarity and purity, to protect the health
of our populace.
We can direct studies on climate change and its impact on our water resources.
We are tasked with the responsibility of ensuring a safe, reliable water supply for
society.
We need improved information about the status of our water resources and policies to encourage water conservation,
We must discover technological improvements that will enable us to maintain and
improve water quality and to improve our water-use efficiency to allow us to accomplish societys goals with less water.
Todays witness panel includes individuals representing federal advisory groups
such as the National Research Council and National Oceanographic and Atmospheric Association (NOAA).
It also includes academic witnesses, such as Dr. Overpeck from the University of
Arizona and the University of CaliforniaSanta Barbara.
The Committee will be interested to hear the panels suggestions as to water research and development priorities at the federal level.

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Again, welcome to todays witnesses. I thank the Chairman and Ranking Member
for their leadership on this issue and yield back my time.

[The prepared statement of Mr. Carnahan follows:]


PREPARED STATEMENT

OF

REPRESENTATIVE RUSS CARNAHAN

Mr. Chairman, thank you for hosting this important hearing on managing the
U.S. water supply. Population growth, variation in our climate and degradation of
water quality all complicate current water supply management in our nation.
It is incumbent upon those of us in Congress to examine ways that we can improve water conservation efforts, and research both new technologies such as desalinization to increase water supply as well as avenues to improve water quality. I
am particularly concerned about water quality in my own congressional district. One
county within my district is changing from a rural to more suburban county, which
has created pressure to supply more water to more people. Septic tanks are leaking
into tributaries and streams with the potential for contaminating water supply. In
another area, sewer overflows occur due to an aging infrastructure.
I am also interested in the link between energy and water, which I anticipate Dr.
Wilkinson will address in his testimony today. I would appreciate hearing more
about his views on hydroelectric power in this country, whether this untapped resource is worthy of additional federal investments and if he sees room for further
research into more efficient power generation from hydroelectric dams.
I would like to thank todays witnesses, Dr. Parker, Dr. Overpeck, Dr. Wilkinson,
Mr. Levinson and Dr. Pulwarty, for taking the time to appear before us. I look forward to hearing all of our witnesss testimonies.

[The prepared statement of Mr. Mitchell follows:]


PREPARED STATEMENT

OF

REPRESENTATIVE HARRY E. MITCHELL

Thank you, Mr. Chairman.


The diminishing supply of water is an issue that truly hits home.
In Arizona, our habitability is closely tied to the availability of reliable safe water
sources.
According to the Arizona Department of Water Resources, Arizona has experienced drought for over a decade. The Colorado River system as a whole is now in
its eighth year of drought.
I believe that it is absolutely critical that we address the growing shortage of our
nations water supply and work to establish progressive and cost-effective water resource management policies.
I look forward to hearing from our witnesses about the challenges of managing
water supplies.
I yield back.

[The prepared statement of Mr. Smith follows:]


PREPARED STATEMENT

OF

REPRESENTATIVE ADRIAN SMITH

Thank you, Mr. Chairman.


Water supply issues are a challenge in my home State of Nebraska. Water availability is a critical concern in much of my district where center pivot irrigation is
the lifeblood of farmers. A nearly decade-long drought in Nebraskas Panhandle has
put extreme stress on water resources and those who rely on them.
Water quality problems are potentially burdensome for small towns in my district,
which face high costs for remediation of their drinking water supplies in order to
comply with U.S. Environmental Protection Agency regulations pertaining to naturally-occurring contaminants, such as arsenic, in their wells.
Energy is a topic on everyones mind and many energy generation methods require water to produce power. Hydropower, nuclear energy, petroleum refining,
clean coal technologies, and biofuels production all require large amounts of water.
I have long been an advocate of keeping all energy options on the table. I want to
ensure the water needed is available for the energy choices of the marketplace.
Balancing the various uses of water is a constant challenge as various groups demand its use for drinking water; agriculture; energy generation; habitat, especially
for endangered species; and recreation. As a Nebraskan and a Congressman, I want
to ensure these demands are properly prioritized, and, as possible, they each are
recognized for their contribution to Nebraskas economy and quality of life.

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I look forward to hearing the testimony of our witnesses and hope they will be
able to shed light on each of these problems and offer practical steps for their resolution.
Thank you, Mr. Chairman, and I look forward to working with you in the future.

Chairman GORDON. It is my pleasure now to introduce the witnesses this morning.


Dr. Stephen Parker is the Director of the Water Science and
Technology Board at the National Research Council, and Ms. Giffords, I would like to yield to you. Somehow we always work Arizona into most hearings, so you are up.
Ms. GIFFORDS. Thank you, Mr. Chairman.
It is a privilege for me to introduce a tremendous colleague from
Arizona, Dr. John Overpeck, who is one of the brightest stars of the
University of Arizona. Dr. Overpeck is a Climate Systems Scientist
at the UofA, where he is also the Director for the Institute for the
Planet, for the Study of Planet Earth, Professor of Geosciences and
a Professor of Atmospheric Sciences.
Dr. Overpeck has published over 120 papers on climate and the
environmental sciences. He recently served as a Coordinating Lead
Author for the Fourth Assessment Report of the UN Intergovernmental Panel on Climate Change, which shared the 2007 Nobel
Peace Prize with former Vice President Al Gore.
And I want to thank you and your colleagues for coming to
present before our committee the reports from that very important
document.
For his interdisciplinary research Dr. Overpeck has also been
awarded the U.S. Department of Commerce bronze and gold medals, as well as the Walter Orr Roberts Award of the American Meteorological Society. He has been a Guggenheim Fellow and serves
on the Board of Reviewing Editors for Science Magazine.
Dr. Overpecks research focuses on global change dynamics with
a major component aimed at understanding how and why key climate systems vary on time scales longer than seasons and years.
Through his research Dr. Overpeck is working to help foster a new
paradigm of interdisciplinary knowledge creation between physical,
biological, and social scientists, all with the goal of serving the environmental needs of society in a more effective manner.
I am very pleased to have Dr. Overpeck here. He is an authority
in Arizona, and I am pleased to have such a distinguished panel,
group of panelists to talk about an issue that is vitally important
to the West and to our country.
Chairman GORDON. Thanks, Ms. Giffords.
Dr. Wilkinson, I wont be quite as generous with you, but nonetheless you are very distinguished. You are the Director of the
Water Policy Program at the Bren School of Environmental Science
and Management, at the University of California-Santa Barbara.
Welcome.
And Mr. Marc Levinson is the Economist for the U.S. Corporate
Research at J.P. Morgan Chase and author of J.P. Morgans recent
report, Watching Water, a Guide to Evaluating Corporate Risks in
a Thirsty World.
And finally, our last witness is Dr. Roger Pulwarty, Director,
Program Director for the National Integrated Drought Information
System at NOAA Climate Program Office.

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We would like for you to try to keep your opening statement to
about five minutes and your written testimony will be made a part
of the record. When you have completed your testimony, we will
have questions by our Members.
Dr. Parker, please begin.
STATEMENT OF DR. STEPHEN D. PARKER, DIRECTOR, WATER
SCIENCE AND TECHNOLOGY BOARD, NATIONAL RESEARCH
COUNCIL

Dr. PARKER. Good morning, Mr. Chairman, Members of the Committee, and others. I am Stephen Parker from the National Research Council, and I am pleased to participate in todays hearing.
I have been in my position at the Water Science and Technology
Board for 26 years and have overseen about 200 studies relevant
to todays topic. Thus my remarks are general and drawn from our
body of work, not one particular recent study.
It is hard to overstate the importance of high-quality water supplies to our nation, yet in many areas supplies are essentially fixed,
and the quality is deteriorating. At the same time, demands for
water to support population and economic growth, the environment, and other purposes continue to increase. Examples of the
mounting array of water-related problems exist in every region of
the country, especially the West and Southwest.
Both of these regions have rapidly-growing populations and have
been affected by climate variability, drought, and the tightening
water supply picture as many new users vie for limited supplies
and call for changes to traditional allocation rules.
Lasting solutions to these challenges of water supply and demand and water quality will require creative science-based strategies and innovative water technologies.
I have phrased my central concerns in the form of four questions.
If the answers to some of these questions are no, I fear that we
may be in for a national water crisis, something like that portrayed
in the media.
Question one, will there be sufficient water to support both future economic and population growth while sustaining ecosystems?
The fast-growing Southwest and Southeast face great challenges in
meeting increasing water demands. Most of the sources and supplies of water for these regions are fully allocated among environmental, urban, and agricultural uses. Unfortunately, the Nation
seems lacking in a long-term strategic vision of alternative means
for accommodating growth with existing supplies. We believe the
Nation has under-invested in research and development needed to
help municipalities augment water supplies in this post-dam-building era. For example, through waste water reuse, desalination, and
other approaches, including aquifer storage and recovery.
Question two. How effectively can our water management systems and institutions adapt to climate change? Existing data reveal
some significant climate changes in the U.S. in recent years.
Warmer temperatures in some regions and potential impacts on
water supplies are of special concern. Although there are uncertainties regarding future climate projections, there is broad scientific agreement that rising temperatures are having a number of
effects such as earlier melting of snowpack, which affects agricul-

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tural production, increases flood risks, and is forcing changes in
reservoir operations. Two, higher sea levels, which will increase salinity in coastal water supply aquifers and alter marshes and wetlands. And three, in changing amounts of precipitation and extreme climatic events.
My question three. Will drinking water be safe? Over the past
100 years investments in water treatment and distribution infrastructure has made the quality of U.S. drinking water among the
best in the world. Today we take safe water for granted. Nevertheless, new chemicals and biological agents continue to emerge and
intentional or unintentional contamination of drinking water supplies represents a real and continuing threat. Additionally, much of
our urban drinking water infrastructure is reaching the end of its
expected lifetime and will need to be replaced in the next 25, 10
to 25 years.
Question four. Can existing water policies effectively respond to
present and future challenges? Many of the Nations water policies
and practices were created and designed for yesterdays water resources challenges and are becoming obsolete. For example, the
National Environmental Policy Act, the Clean Water Act, the Safe
Drinking Water Act, and the Endangered Species Act were all
passed in the early 1970s. Likewise, many dam operators and
water allocation plans are designed for a set of users in an earlier
era and are being challenged by increasing demands from users
such as recreational, urban, and environmental interests.
It seems important that the Nations water management institutions and body politics stay vigilant to assure and perhaps restore
modern and appropriate management and legal instruments to
meet the challenges. The case is compelling for governmental leadership and support for water resources research and maintenance
of strong governmental scientific and technical capabilities.
My written statement discusses numerous examples of past federally-funded water research that have produced significant payoffs
to the Nation. The advances in water science and technology that
society is now requiring are likely to be inadequate if federal action
is not taken as the states and non-governmental organizations
have limited resources to invest in required research.
That concludes my statement. I commend the Committee for recognizing the importance of water resource and the role of the government in water resources to the Nation. I hope you act quickly
and strategically, as I often worry that we are living on borrowed
water capacity, created by conservative engineers in the past, and
that our water supply cushion is disappearing.
I would be happy to answer your questions. Thank you.
[The prepared statement of Dr. Parker follows:]
PREPARED STATEMENT

OF

STEPHEN D. PARKER

Good morning, Mr. Chairman, Members of the Committee, and others. My name
is Stephen D. Parker. I am Director of the Water Science and Technology Board
(WSTB) of the National Research Council. As you may know, the National Research
Council is the operating arm of the National Academy of Sciences, National Academy of Engineering, and the Institute of Medicine of the National Academies, and
its goal is to provide elected leaders, policy-makers, and the public with independent, expert advice based on evaluations of scientific evidence.
I am delighted to have the opportunity to participate in todays hearing, which
examines the challenges of managing water supplies to meet social, economic, and

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environmental needs of the United States. Population growth, changes in water use
patterns, competing demands for water supply, degradation of water quality, and
climatic variations all are factors that influence the availability and use of water.
I have held my position with the WSTB for 26 years and have overseen approximately 200 studies relevant to the topic of todays hearing. Thus, my remarks are
drawn from a whole body of work, rather than just one recent report. (Note that
my written statement has attached to it a listing of some our most relevant reports
from the past several years.) Given the nature of the WSTB missionto help ensure
and improve the scientific basis for water managementmy statement tends to emphasize science and research.
High quality, reliable drinking water is fundamental to human existence and
quality of life. Not only is water a basic human need, but adequate, safe water supplies are crucial to the Nations health, economy, security, and ecosystems. A key
strategic challenge is to ensure adequate quantity and quality of water to meet
human and ecological needs, especially given the growing competition among domestic, industrial-commercial, agricultural, and environmental uses. To successfully address the Nations water resources problems likely to emerge in the next 1015
years, decision-makers at all levels of government will need to make informed
choices among often conflicting and uncertain alternative actions.
There is abundant evidence that the conditions of water resources in many parts
of the United States are deteriorating. Further, demands for water resources to support population and economic growth continue to increase, although water supplies
generally are fixed in quantity and already are fully allocated in most areas. Examples of the mounting array of water-related problems exist in every region of the
country. Today, these problems are especially pronounced in the West and in the
Southeast. Both these areas are sites of rapidly-growing populations and have been
affected by climate variability, drought, and a tightening water supply picture as
multiple and new users vie for changes to more traditional allocation rules and patterns. Lasting solutions to these challenges of water supply and demand balances,
as well as water quality, will require creative, science-based, and economically feasible strategies. The following questions highlight the central concerns; if answers
to some of these questions are no, it portends a future with complex water resource problems that will challenge the capacities of our scientific, engineering, and
management organizations charged to address water resources issues. (Note that I
do not attempt to separate water quantity from water quality considerations as the
two are inextricably linked.)
Will there be sufficient water to both sustain ecosystems and support
future economic and population growth? The fast-growing states and cities of the Southwest face great challenges in meeting increasing water demands. Most of the sources and supplies of water for this arid region are fully
allocated among environmental, urban, and agricultural uses. Mechanisms for
reallocating water away from current uses, along with technological means for
augmenting supplies, all have physical, economic, and social limits. Other
rapidly growing areas of the Nation, like the Southeastern U.S., also are exhibiting increasing vulnerability to drought. The traditional means for coping
with ever-increasing water demands was to augment supplies by constructing
more dams. For a number of reasons, that strategy today is far less viable.
Unfortunately, the Nation has limited precedent and seemingly a lack of longterm, strategic vision for alternative means for coping with increasing economic and population growth with existing, limited water supplies. Furthermore, we believe the Nation has under-invested in the research needed to
help municipalities augment water supplies, for example through wastewater
reuse, desalination, or aquifer storage and recovery.
How effectively can our water management systems and institutions
adapt to climate change? Existing data reveal some significant climate
changes in the U.S. in recent years, with implications for water quality and
quantity. Warmer temperatures in some regions, and potential impacts on
water supplies, are a special concern. Although there are uncertainties regarding future climate projections, there is broad scientific agreement that
rising temperatures are having a number of effects, such as (1) earlier melting of snowpack, which affects agricultural production, increases flood risks,
and is forcing changes in reservoir operations; (2) higher sea levels, which will
increase salinity in coastal aquifers and alter marshes and wetlands; and (3)
changing patterns of precipitation, such that extreme climatic events may increase in magnitude and frequency.

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Will drinking water be safe? Over the past 100 years, investment in water
treatment and distribution infrastructure has made the quality of U.S. drinking water among the best in the world. Enormous gains in public health were
realized from the virtual elimination of typhoid and cholera, such that today,
the provision of safe supplies of drinking water is taken for granted. Nonetheless, new chemical and biological agents continue to emerge and intentional
or unintentional contamination of drinking water supplies represents a real
and continuing threat. Further, much of our drinking water infrastructure is
reaching the end of its usable lifetime and will need to be replaced in the next
1025 years.
Will the quality of the Nations waters be enhanced and maintained?
Passage of the Clean Water Act helped the Nation make great progress during
the 1970s and 1980s in improving surface water quality, through financial
support for municipal wastewater treatment plants and a permitting process
for point sources of water pollution. Today, the more pressing surface water
quality problem is non-point source pollution. Effective management of nonpoint source pollution problems requires good data on surface water quality.
However, there are only limited water quality data for many of the Nations
rivers and streams, including some large and very important ones. For example, a 2008 report of ours noted the limited data and limited monitoring efforts in many stretches of the Mississippi River, and recommended a more extensive and integrated approach to the rivers water quality monitoring and
assessment. Better information on water quality, and better management of
non-point source pollution problems, also will require stronger, more aggressive federal leadership.
Can existing water policies effectively respond to present and future
challenges? Many of the Nations water policies and practices were created
and designed for an earlier era of water resources challenges and problems.
For example, the National Environmental Policy Act, the Clean Water Act, the
Safe Drinking Water Act, and the Endangered Species Act all were passed in
the early 1970s. Further, many dam operations and water allocation plans,
designed for a set of users in an earlier era, are being challenged by increasing demands from users such as recreational, urban, and environmental interests. Moreover, many water professionals are concerned about declining engineering and scientific capacity in the Nations key water resources organizationswhich is occurring at a time when the Nation needs high-level, professional expertise in its primary water institutions more than ever.
Advances in the science and technology through research needed to address these
problems are likely to be inadequate if no federal actions are taken, as the states
and non-governmental organizations have limited resources to invest in required research. The Nation also will need stronger expertise in its leading water institutions
in order to stay abreast of engineering and scientific developments, and to be able
to interact productively with the scientific community at large. The increasing need
to ensure clean and adequate water supplies, and to manage increasingly rapid
human-induced modification of natural and social environments, make a compelling
case for governmental support of water resources research and strong governmental
scientific and technical capacity.
There are numerous examples of federal government-funded research on water resources that have led to significant payoffs for the Nation. The flood forecasting systems that help save lives and protect property, and the drought forecasting systems
that help keep farmers and municipalities abreast of water availability conditions,
both rest on federally supported data gathering and research. Research in the past
has led to the development of innovative water and wastewater treatment technologies, such as membranes. Other examples include improved management of
salts in irrigated agriculture, and better understanding of implications regarding
voluntary transfers of water among different users. Studies of eutrophication in inland waters, mercury deposition, and nitrogen loading in the Chesapeake Bay watershed seem to provide examples of federally funded research that has improved
the effectiveness of regulatory processes. Research has allowed the Nation to increase the productivity of its water resources, such that today the same amount of
water yields, on average, more agricultural output than it did 50 or 100 years ago.
Finally, the Nation today uses many aspects of its water resources base far more
efficiently than in the past, due to advances in water-efficient plumbing fixtures,
landscaping practices, and wastewater reuse techniques. Future scientific and technical advances will be required to meet the water resources needs of an expanding

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U.S. population and to maintain the quality of the Nations surface, groundwater,
and aquatic systems.
That concludes my statement. I commend the Committee for recognizing the importance of water resourcesand the role of the Federal Government in water resourcesto the Nation. Id be happy to answer your questions. Thank you!
Some Relevant Recent WSTB Reports of Interest to the Subcommittee
Desalination: A National Perspective 2008
Colorado River Basin Water Management: Evaluating and Adjusting to
Hydroclimatic Variability 2007
Improving the Nations Water Security: Opportunities for Research 2007
Integrating Multi-scale Observations of U.S. Waters 2007
Mississippi River Water Quality and the Clean Water Act: Progress, Challenges,
and Opportunities 2007
Prospects for Managed Underground Storage of Recoverable Water 2007
Water Implications of Biofuels Production in the United States 2007
Drinking Water Distribution Systems: Assessing and Reducing Risks 2006
Progress Toward Restoring the Everglades: The First Biennial Review, 2006
River Science at the U.S. Geological Survey 2006
Toward a New Advanced Hydrologic Prediction Service (AHPS) 2006
Public Water Supply Distribution Systems:Assessing and Reducing Risks 2005
Regional Cooperation for Water Quality Improvement in Southwestern Pennsylvania 2005
Water Conservation, Reuse, and Recycling 2005
Assessing the National Streamflow Information Program 2004
Confronting the Nations Water Problems: The Role of Research 2004
Estimating Water Use in the United States: A New Paradigm for the National
Water-Use Information Program 2002
Missouri River Ecosystem: Exploring the Prospects of Recovery, The 2002
Privatization of Water Services in the United States: An Assessment of Issues and
Experience 2002
Watershed Management for Potable Water Supply: Assessing the New York City
Strategy 2000
BIOGRAPHY

FOR

STEPHEN D. PARKER

Stephen D. Parker was educated in hydrology and civil engineering at the University of New Hampshire. He is a senior staff member at the National Research Council of the National Academies. Currently he is Director of the Water Science and
Technology Board (since 1982). With the WSTB, Mr. Parker is responsible for study
programs in a broad range of water related and natural resources topics. Subject
areas include water supply; aquatic ecology and restoration; ground water science,
technology, and management; hydrologic science; water quality and water resources
management; pollution control; and other related topics. His duties involve strategic
planning, program development, policy analysis, report writing, interaction with federal agency program managers, supervision of a staff of approximately 10, and others. Parkers technical expertise lies principally in hydrologic engineering and water
resources systems analysis. Prior to joining the NRC in 1982, he was in charge of
river basin planning studies at the Federal Energy Regulatory Commission (1979
82). From 197279, he was with the New England Division of the Army Corps of
Engineers, where he reached the level of chief of hydrologic engineering; the focus
of his technical work included water quality, flood and drought, and hydropower system studies. From 197072, Parker was employed by Anderson-Nichols consulting
engineers in Boston where he worked on water supply oriented projects. In 1969
70, Mr. Parker served in the U.S. Navy in Vietnam, where he commanded a river
patrol boat He is a certified Professional Hydrologist, a member of the research advisory board of the National Water Research Institute, and active as a member of
the American Institute of Hydrology and American Water Resources Association. In
1997, he was elected a fellow by the Association of Women in Science, and in 1998
he received the NRC Individual Achievement Award from the National Academy of
Sciences/National Academy of Engineering.

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Chairman GORDON. Thank you, Dr. Parker, and Dr. Overpeck,
you are recognized.
STATEMENT OF DR. JONATHAN OVERPECK, DIRECTOR, INSTITUTE FOR THE STUDY OF PLANET EARTH; PROFESSOR,
GEOSCIENCES AND ATMOSPHERIC SCIENCES, UNIVERSITY
OF ARIZONA

Dr. OVERPECK. Chairman Gordon, Ranking Member Hall, Congresswoman Giffords, and other distinguished Members of the
Committee, I thank you for allowing me to come and discuss these
issues with you today.
One of our chief potential challenges to ensuring reliable water
supply will be climate variability and also climate change. And it
appears likely that both climate variability and climate change are
already starting to challenge water supply in parts of our country.
Significant parts of our nation are currently in drought.
Droughts in the West, central plains, Texas, and the Southeast all
vie for title of the worst current drought. These droughts now occurring in the U.S. are, however, modest compared to the severe
natural droughts that took place before the 20th century.
For example, western North America has seen 25-year and much
longer megadroughts in just the last 1,000 years. It is safe to say
that if the water supply infrastructure in many parts of our country, for example, the West, were to see such a drought, it would be
overwhelmed today.
However, what is most disturbing about these natural
megadroughts of the past is that we are not sure what caused
them, nor are we confident that we can predict them. It is just a
matter of time before we will get another megadrought, and this
means that we should think seriously about making our society
more resilient in the face of megadroughts.
Now, I would like to turn to the issue of climate change. The climate system is changing, very likely due to humans, and this
change could also pose another major challenge to water supply in
parts of our nation. Parts of our country have already warmed
more than two degrees Fahrenheit in the last century and could
warm another 15 or more degrees by the end of the century if we
dont do something to curb emissions of greenhouse gases.
The warming has already led to substantial decreases in spring
snowpack, which, in turn, has led to decreased flow in some major
river systems of the United States, including the Colorado River.
Current river flow estimates for some parts of the country, for example, the Colorado River, that serves seven states and over 30
million people, indicates that water supply could be greatly reduced
by mid century or before.
In addition, the latest climate change science indicates that
much of the conterminous U.S. could see an increase in the annual
maximum number of consecutive dry days between rainfall events,
a decrease in average soil moisture, and an increased likelihood of
drought. Although the projected changes are less certain outside
the West and Southwest, the current state of climate science suggests that they, these all should be considered real possibilities for
the future.

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What then can we do about this challenge? Fortunately, there
are some no-regrets actions that can be taken regardless of cause,
natural or human-caused climate change. We need an accelerated
effort to understand climate-related water supply variabilities, both
physical, biological, and social.
For example, we must incorporate realistic assessments of future
climate change into water management models that are being used
to assess future supply change. Also, ground water serves as a
major buffer during times of drought. We must try and determine
how much ground water really exists underground at local scales
around our country and how quickly this ground water can be recharged in the future, both by precipitation and human mechanisms.
And lastly, we need to determine, for example, how much water
can be diverted safely from agriculture, another important buffer
in times of drought, to uses that support population growth in potentially water-limited regions.
Number two, we need an accelerated effort to understand climate
change variability, climate variability and climate change processes, as well as how to predict them. Essential progress can be accelerated via greater funding of basic, for example, National
Science Foundation and use-inspired, for example, NOAA, DOE,
and NASA, climate research observation and modeling.
Number three, we need a national climate service that is designed to support local and regional decision-makers in dealing
with climate-related reductions in water supply.
Finally, in addition to no-regrets options that I have just summarized, there is also the option of mitigating or reducing the likely
impacts of climate change on U.S. water supply. If we wish to forestall for sure potential major climate change threats to water supply, large reductions in greenhouse gas emissions, namely 80 percent below 1990 levels by 2050, must be initiated soon.
Mr. Chairman, Members of the Committee, thank you.
[The prepared statement of Dr. Overpeck follows:]
PREPARED STATEMENT

OF

JONATHAN OVERPECK

Summary
One of the chief potential challenges to ensuring a reliable water supply will be
climate variability and climate change. An analysis of recent climate patterns indicates that both are already starting to challenge water supplies in our nation, and
that these on-going challenges provide an important lesson for the future. Climate
variability, in the form of decades-long drought, is a major threat to ensuring sufficient water supplies. Human-caused climate change, including temperature increases, snowpack reductions, streamflow decreases, and increased probability of
drought, will only make the situation more challenging. Options for meeting these
climate challenges include much needed focused research, a new national climate
service focused on local and regional decision-makers, and a policy that reduces
global greenhouse gas emissions. The outlook for climate-related changes in U.S.
water supply is not positive, particularly in the West, Southwest, Texas and into
the Southeast. Even in other parts of the Nation, water supply could become more
limiting. However, the good news is that there is time to prepare for increasing
water supply challenge, and to also avoid water supply reduction threats deemed
dangerous. Urgent attention is warranted.
Chairman Lampson, Ranking Member Inglis, and other Members of the Committee, thank you for the opportunity to speak with you today on Water Supply
Challenges for the 21st Century.

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My name is Jonathan Overpeck. I am the Director of the Institute for the Study
of Planet Earth at the University of Arizona, where I am also a Professor of Geosciences and a Professor of Atmospheric Sciences. I have published more than 120
papers in climate and the environmental sciences, and recently served as a Coordinating Lead Author for the UN Intergovernmental Panel on Climate Change (IPCC)
Fourth Assessment (2007). I have been awarded the U.S. Department of Commerce
Bronze and Gold Medals, the Walter Orr Roberts award of the American Meteorological Society and a Guggenheim Fellowship for my interdisciplinary research. I
also serve as Principal Investigator of the Climate Assessment for the Southwest
(CLIMAS), an interdisciplinary Regional Integrated Science and Assessment (RISA)
project funded by NOAA. In this capacity, and others, I work not only on climate
system research, but also on supporting use of this research by decision-makers in
society.
One of the chief potential challenges to ensuring a reliable water supply will be
climate variability and climate change. I would like to describe these challenges,
and then discuss what our nation can do to meet them. A basic message is that it
appears likely that both climate variability and climate change are already starting
to challenge water supplies in our nation, and that these on-going challenges are
an important lesson for the future.
Climate Variability, Drought and Water Supply
As Figure 1 shows, drought is currently affecting significant portions of our nation. Droughts in the West, Central Plains, Texas, and in the Southeast vie for the
title of worst current drought. Most notably, the drought in the West, although recently softened by good winter snowfall, has persisted since about 1999, and could
be far from over.

The causes of the current droughts across the U.S. are hotly debated in the climate science community, but it is safe to say that at least some of the current
drought conditions are due to natural climate variability. Most likely, variability in
the oceans is causing atmospheric circulation to drive drier-than-normal conditions
in parts of our nation. For example, this seems to be the prime candidate for explaining the Southeast U.S. drought.

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Drought of the type now occurring in the U.S. is modest compared to the more
severe natural droughts that took place before the twentieth century. These earlier
droughts can be reconstructed using tree-rings, lake sediments, cave formations, and
other natural archives of past climate. For example, western North America, from
deep into Mexico, through the western U.S. and into Canada, was gripped by a severe 20- to 25-year drought in the late sixteenth century. Droughts lasting many
decades occurred during medieval times in the West, and likely had profound impacts. For example, we now know from hydrological modeling that these past
megadroughts, were they to occur in the future, would have dramatic negative impacts on the Colorado River and the water this river supplies to seven states.
It is safe to say that the water supply infrastructure in many parts of our country
(e.g., the West) would be overwhelmed were a megadrought like those of the past to
occur again in the future. I will return to this challenge later in my testimony.
What is most disturbing about the natural droughts of the past is that we are
not sure what caused them, nor are we confident that we can predict them. Thus,
it is difficult for climate scientists to say how long the current droughts will last,
or whether they will intensify. What climate scientists can say, however, is that it
would be foolish to assume that droughts much longerand more severethan
those of the last 100 years wont happen again. It is just a matter of time, and this
means that we should think seriously about making our society, particularly in
those areas that are prone to drought (e.g., see Figure 1), more resilient in the face
of future drought.
Climate Change and Water Supply
The climate system is changing, very likely due to humans, and this change could
also pose another major challenge to water supply in parts of our nation. Although
temperatures over most of our country have risen over the last 100 years, climate
change is most notable in the U.S. West and Alaska. Across the West, temperatures
have gone up by about 2F, and more than the national average. This warming has
led to significant decreases in spring snowpack, which in turn, have led to decreased
flow in some major rivers, including the Colorado River. These temperature, snow,
and river flow changes appear to be due, at least in part, to human-caused climate
change. These changes are also quite similar to those projected by climate models
for the future.
Furthermore, there are some indicationsstill hotly debated in the climate
science communitythat the current western drought itself may be related to
human causes. In the Southwest, we have seen a northward shift in winter/spring
storm systems that seems consistent with our understanding of human-caused climate change, and leaves the region with below-average precipitation. However, it
is too early to know for sure if the current western drought, the worst in at least
100 years, is due to humans or not. What we do know is that human-caused warming is making the impacts of the drought more serious than the cooler droughts of
the twentieth century.
Many of the climate changes we are currently seeing appear to be consistent with
what climate models project for the future. Given the recent (since 2000) jump in
global carbon dioxide emissions to the atmosphere, we are now on track, over the
next 100 years, to warm parts of the coterminous U.S. by more than 15F in summer. This change, when coupled with dramatic warming in other seasons as well,
should drive a much greater atmospheric demand for moisture, reduced spring
snowpack, and regional river flows in the western U.S.
Figure 2 shows only one recent estimate of how runoff, and hence river flow, could
change in the next 50 years. Other estimates exist, but for the Colorado River
Basin, almost all estimates are negative; some estimate suggest as much as a 40
percent reduction could occur by mid-century. Future warming and precipitation
change, particularly in the spring season, appears to point only to one direction of
water supply change - down.

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Might Climate Change Spare Water Supply in all but the West and Southwest?
Figure 2, as well as most other projections of future climate-related water supply,
paints a challenging picture for the West and Southwest regions of the country that
have recently been experiencing some of the fastest growing populations in the Nation. Does this mean the rest of the country is safe from climate-related reductions
in water supply? The answer is almost certainly No.
In addition to the average change depicted in Figure 2, climate theory and projections also point to a human-caused increase in the frequency of drought. The recent
IPCC (2007) assessment of climate model projections indicates much of the
conterminous U.S. should see an increase in the annual maximum number of consecutive dry days between rainfall events, a decrease in average soil moisture, and
an increased likelihood of drought. Although these projected changes are less certain
outside the West and Southwest, the current state of climate science suggests they
should be considered real possibilities for the future.
The Combined Challenge of Climate Variability and Climate Change.
Current scientific understanding of both climate variability (drought) and climate
change indicates that there is a real future likelihood of both natural and humancaused reductions in climate-related water supply. We now know that decades-long
droughts can occur naturally in parts of the U.S., just as climate change could lead
to greater aridity and an enhanced probability of drought in many parts of the country, particularly the West, Southwest, Texas, and across to the Southeast. These are
the same parts of the country that are now experiencing drought. Thus, the present
could be a window on the future.
Meeting the Climate Challenge to U.S. Water Supply.
The future climate challenge confronting our nations water supply is real, and
will likely be due to both natural and human-caused threats. Fortunately, there are
some no-regrets actions that can be taken regardless of cause:
(1) Call for, and support, an accelerated effort to understand climate-related water supply vulnerabilities, both physical, biological, and social.
Much remains to be learned about our nations water supply, and how it might be
managed in the future. It is outside the scope of this testimony to go into great detail, but some key questions warrant greater understanding:

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How can we improve the current generation of hydrologic models used to
project future river flow? For example, model-based estimates of future climate-change related reductions in Colorado River flow range from small (e.g.,
10 percent) to large (e.g., 40 percent) by the middle of the century. Effective
management of future water supply will require better hydrologic models.
How best incorporate realistic assessments of future climate change into river
management models? This process has begun, but needs to be accelerated
given the importance of realistic projections not just of physical water supply,
but also how well these supplies can be managed to meet projected use.
How much groundwater exists locally around the country, and how quickly
can groundwater be recharged in the future, both by precipitation, and/or
human mechanisms? Many parts of the country, particularly in the West, consider groundwater to be a principal source of water, at least in times of surface-flow shortage. And yet, precise information about the volume of these underground water resources is often not available, nor is the full potential of
underground water banking fully understood. This limits realistic planning.
How much water can be diverted safely from agricultural use to uses that
support population growth in potentially water limited regions? In many
areas, agriculture accounts for 70 percent or more of total water usage. How
much of this water should be diverted from agricultural use in order to support population growth, or is water left in agriculture best viewed as a resource that can buffer long droughts when other water resources become inadequate. Water left in agriculture can be sold to non-agricultural users in
order to make up for water lost to drought. What is the true value of agricultural water use?
(2) Call for, and support, an accelerated effort to understand climate variability and climate change processes, as well as how to predict them. Climate
change science has made tremendous advances in the last decade, but is still limited
due to incomplete science infrastructure and knowledge. Essential progress can be
accelerated via greater funding of basic (e.g., NSF) and use-inspired (e.g., NOAA,
DOE and NASA) climate change research. Well-planned global climate observing
systemsboth in situ and space-basedmust be completed, and special efforts are
needed to extend these observing networks to include much denser climate-related
observations at the local to regional scales so important for decision-making. Climate modeling capability must also be enhanced to improve the realism of stateof-the-art models, particularly with regard to simulating (and predicting) climate
variability and change at the global to regional-scales needed for enhanced planning
and decision-making.
Some regions with likely greater-than-average exposure to climate-related water
challenges, require an extra effort to understand what is at stake and what we can
do about it. For example, the Southwest U.S. is the fastest growing part of the country, but it is also the region that could be most at risk to water supply shortage.
Despite this, we lack an adequate understanding of the summer monsoon system
that brings substantial rainfall to some parts of the region. We cant say whether
this summer rainfall will likely go up, or go down. We dont know the implications
of how changes in this basic water resource could be managed. As with other key
regional issues, urgent attention is needed to make sure that some parts of the
country dont become big losers in the face of climate variability and change.
(3) Call for, and support, a national climate service that is designed to support local and regional decision-makers in dealing with climate-related reductions in water supply. At present, the climate-related decision-support needs
of regional stakeholders (e.g., water managers) are not met adequately. A number
of federal and State agencies have recognized this problem, and planning has begun
at a number of levels for a more organized, interagency, national climate service.
The key to success for such a service is that it be accountable to, and meet the needs
of, regional decision-makers. This service should benefit from the national climate
research, observations and modeling infrastructure (e.g., within NOAA), and it
should also benefit from the experiences, and stakeholder-partnerships, of the
NOAA-funded interdisciplinary Regional Integrated Science and Assessment (RISA)
program. Any national climate service needs to have a strong accountability mechanism to ensure that the regional decision-making needs are met, first and foremost.
In addition to the above no-regrets options, there is the option of mitigating
or reducingthe likely impacts of climate change on U.S. water supply:
(4) Create policy that reduces global greenhouse gas emissions. Current
state-of-the-art climate science indicates that a tighter water supply could occur in
many parts of our nation due to climate change. Large temperature increases, great-

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er atmospheric demand for moisture, increasing snow reductions, river flow declines,
and a likely increase in the probability of drought, all appear to be already underway in some parts of the globe, including the U.S. Climate model projections indicate that these trends will likely create an increasing challenge to water supply into
the future, to 2100 and beyond. A national climate service (see #3 above) would
serve to quantify the levels of climate-related water reductions that can be met
through technology, planning and adaptation. Beyond any adaptable level of climate change-related water supply reduction, however, exists potentially dangerous
levels of climate change that can be avoided through an aggressive effort to reduce
greenhouse gas emissions.
Summary
The outlook for climate-related changes in U.S. water supply is not positive, particularly in the West, Southwest, Texas and into the Southeast. Even in other parts
of the Nation, water supply could become more limiting. However, the good news
is that there is time to prepare for increasing water supply challenge, and to also
avoid water supply reduction threats deemed dangerous. Urgent attention is warranted.
Thank you for the opportunity to address you today.
BIOGRAPHY

FOR

JONATHAN OVERPECK

Jonathan Overpeck is a climate system scientist at the University of Arizona,


where he is also the Director of the Institute for the Study of Planet Earth, as well
as a Professor of Geosciences and a Professor of Atmospheric Sciences. He received
his BA from Hamilton College, followed by a M.Sc. and Ph.D. from Brown University. Jonathan has published over 120 papers in climate and the environmental
sciences, and recently served as a Coordinating Lead Author for the Nobel prize
winning UN Intergovernmental Panel on Climate Change (IPCC) Fourth Assessment (2007). He has also been awarded the U.S. Department of Commerce Bronze
and Gold Medals, as well as the Walter Orr Roberts award of the American Meteorological Society, for his interdisciplinary research. Overpeck has also been a
Guggenheim Fellow, and was the 2005 American Geophysical Union Bjerknes Lecturer. He serves on the Board of Reviewing Editors for Science Magazine.

Chairman GORDON. Thank


Wilkinson, you are recognized.

you,

Dr.

Overpeck,

and

Dr.

STATEMENT OF DR. ROBERT C. WILKINSON, DIRECTOR,


WATER POLICY PROGRAM, DONALD BREN SCHOOL OF ENVIRONMENTAL SCIENCE AND MANAGEMENT, UNIVERSITY OF
CALIFORNIASANTA BARBARA

Dr. WILKINSON. Thank you, Mr. Chairman. Chairman Gordon,


Members of the Committee, I appreciate the opportunity to share
some thoughts with you today. I have got some Power Points, and
I will try to click through them quickly.
Let me start with the four points I would like to make. Integrated policy and planning I am going to pitch, and I have in my
written testimony that we couple the science and technology assets
that we have with policy processes. Multiple benefit strategies, designs for flexibility, and put it all in a climate change context.
This is a map of total water withdrawals in the U.S., and I will
draw your attention to the little mountains off on the right-hand
side of the picture. Most of those are thermal power plants. I was
asked to address the water energy nexus, and so there is a differentiation here between the east and the west to some extent as
to what we are withdrawing water for in different areas.
Many water systems in the U.S. are already over-allocated and
stressed. Every major supply system in California is already overallocated.

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Here is a population growth map and water resources, and you
can see even in areas that are marked in blue in terms of water
resources when we look at the drought monitor for the U.S. Jonathan has in his presentation the same map for two months later,
almost exactly, drawn from the current map here in May, it looks
almost identical, so you can see some of that tremendous drought
in the Southeast is occurring in areas that until recently many
thought were wet and somewhat immune to the same kind of
droughts.
Nearly 20 years ago two of the stars in the field of climate
science, Roger Evall and Paul Wagoner, made a very important observation. Governments at all levels should reevaluate legal, technical, and economic procedures for managing water resources in
the light of climate changes that are highly likely.
Indeed, we are seeing those changes unfold, and we need to visit,
again, our institutions and legal frameworks as well as our science
and technical capacity.
Just a quick little bit of history of where we were only 50 years
ago in our thinking about water resource management. This is a
map of North America. You will see in the upper left the water collection region. Coming down through the water transfer region it
was thought that Oregon and Washington didnt need much, and
we will distribute it down in the Southwest and be very generous
right on across the Mexican border. And you will see in the middle
of the picture the optional water distribution region, maybe even
share some there.
This was a serious plan. Here is the plumbing for that plan, and
that was the way we were thinking about managing water through
inter-basin transfers only 50 years ago. A lot of thinking has
changed from the idea of building facilities in the West in particular with surface storage, with conveyance systems. We have
some remarkable engineering and remarkable systems, but we are
having difficulty with the match between hydrology and those systems providing for our needs.
What we need is integrated whole-system approaches to water
and energy management in the context of science and technology,
of climate change, economics, and environmental concerns. We
need policy strategies that are designed to tap multiple benefits
and are flexible in the face of changing circumstances.
So let me briefly go through then some energy observations here.
About nineteen percent of Californias electricity (I am going to
focus here on California, if I may) and about a third of our natural
gas goes to water. In fact, water is the top use of electricity in California. Now, our systems, as you can see ground water and local
water projects, actually provide the majority of water, but we have
major plumbing facilities as well.
I will run you through the State project very quickly. That is the
red line on this map. Here is all the pumping plants for that system. Here is one of them, the largest pumping plant in the world.
That is only half of it at the foot of the Tehachapi Mountains, and
this is what it looks like as we plot out all of the energy inputs to
those systems.
Putting that on a bar chart, the red bars are the inner-base and
transfer points, including the Colorado River Aqueduct and the

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State Water Project. You will note that they exceed ocean water desalination in terms of energy intensity already. Energy intensity is
the total amount of energy embodied in water used in a particular
place.
We run through a calculation, California has been doing quite a
bit of this work now, to figure out every step in that water process
and then to understand opportunities to manage it differently.
Here is one of the largest uses as you can see, single families for
the U.S., not just California, and then going to the, half this residential, half of that is outdoors, half is indoors. Here is Californias
official State water plan, and here are the sources of water for the
next quarter century. I will draw your attention to the bar on the
right. Urban water use efficiency, doing something about that
water use on the demand side is where we expect to get most of
our water in the future, along with conjunctive management and
recycled water. Those are the big ones.
I am going to skip through because my time is out, but here are
some of those opportunities for water management that are going
to provide the new water supplies, at least according to our State
planning process in California. Coupled to that is capturing storm
water in different techniques that are often simple but very effective, recycling water, going to hi-tech filtration, reverse osmosis for
different sources.
And then going to the flip of that very quickly, the water intensity of energy, actually energy, thermal energy facilities are the
largest use of water withdrawn in the United States along with agriculture over a third and about a three percent of total consumption.
The federal labs are doing a lot of work on this. Analysis is indicating that we have got lots of opportunities to produce energy with
very little or no water, and we have other opportunities that use
tremendous amounts of water. So we have choices to make.
Quick conclusions then. Water scarcity and quality will remain
key issues. Vast opportunities do exist, though, for efficiency improvements. Science and technology are critically important in addressing water supply quality challenges but policy design and implementation is equally as important. So integrated whole-system
planning and designing policies and infrastructure for flexibility
and multiple benefits.
I pose two questions in my written testimony. How can we decouple water and energy systems where there are high costs, stresses,
damages, or vulnerabilities to systems, and how can we maximize
water and energy efficiency and productivity so as to maximize
benefits to society?
Thank you very much.
[The prepared statement of Dr. Wilkinson follows:]
PREPARED STATEMENT

OF

ROBERT C. WILKINSON

The Committee on Science and Technology of the United States House of Representatives has chosen a critically important topic with this hearing on Water Supply Challenges for the 21st Century. Thank you for the opportunity to share some
information and ideas with you today.
I will focus on the water/energy nexus as it relates to science and technology, and
also as it relates to policy design and implementation. The selection and implementation of policy instruments to address water and energy management challenges
is integrally linked to the foundation provided by science and technology. Policy

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frameworks are important in achieving positive outcomes based on our investments
in science and technology.
The two main points I would like to convey today involve the need for:
1. Integrated, whole-system approaches to water and energy management in the
context of science and technology, climate change, economics, and environmental concerns, and;
2. Policy strategies that are designed to tap multiple benefits and are flexible
in the face of changing circumstances.
Due to the importance of the climate change context for both water and energy,
I provide brief comments on water/energy/climate links and tie them specifically to
science and technology policy developments, particularly at the State level.
This testimony presents both detailed California examples and U.S.-wide data and
considerations. Because we have developed good data and analyses of some of the
water/energy/climate challenges in California, I will focus in this testimony on specifics from the state. The methodology and many of the lessons may be extrapolated
to other parts of the country.
The Water and Energy Context
Water use for urban and agricultural purposes around the world has been facilitated through diversions of surface water and extraction of groundwater delivered
through conveyance systems. Both water and energy are often transported over long
distances from their sources to the place where they are ultimately used. As technological capacity developed over the past century, surface water diversions, groundwater extraction, and conveyance systems increased in volume and geographic extent. Interbasin transfers supplemented water available within natural hydrological
basins or watersheds. Agricultural and urban uses of arid lands were vastly extended by imported water. Similarly, energy systems have evolved from largely local
sources a century ago to continent-wide electricity grids and pipeline networks, and
to global supply-lines.
Rainfall patterns in the United States vary widely. In Las Vegas, the driest of
Americas major cities, precipitation averages barely four inches (102 mm) per year.
Portland, Oregon has nine times the precipitation of Las Vegas. Miami, Florida is
doused with over 55 inches (1,397 mm) per year, and the Northeast usually receives
above 75 inches (1,778 mm) per year.
Generally, states east of the Mississippi have been assumed to have abundant
water resources for water supply purposes. Recent droughts and shortages in Florida and the Southeast as well as other parts of the wet east are changing this
perception. West of the Mississippi, and particularly west of the Rocky Mountains,
federally subsidized engineered systems of large dams and aqueducts or pipelines
provide water supplies to many users. These systems were constructed during the
1900s, motivated primarily by droughts that occurred periodically. Today, the
sources of water for these facilities are over-allocated, and new future supplies are
increasingly coming from improved water-use efficiency and recycling rather than
from expensive new water supply development projects.
The focus of technology development and policy for much of the past century has
been on the supply side of both the energy and water equations. That is, the emphasis was on extracting, storing, converting, and conveying water and energy from natural systems to users. Water and energy policy throughout the world has generally
been designed to facilitate the development and use of these supply-side technologies. In the last quarter century, however, scientific developments and technological innovation has increasingly been applied to improvement of the efficiency of
use of energy and water resources. (Efficiency as used here describes the useful
work or service provided by a given amount of water or energy.) Significant potential economic as well as environmental benefits can be cost-effectively achieved
through efficiency improvements in water and energy systems. Various technologies,
from electric motors and lighting systems to pumps and plumbing fixtures have
vastly improved end-use efficiencies.
Today, the main constraints on water extractions are not technology limitations.
Indeed, there is significant spare capacity for pumping and conveyance in many
areas. The limits are increasingly imposed by competing claims on scarce water resources (e.g., the various claims to the Colorado River), legal constraints, and environmental impacts.
Costs of building and maintaining infrastructure have also risen dramatically.
The maintenance cost for existing water and wastewater systems is staggering. The
American Society of Civil Engineers estimate an annual need for over $30 billion
for safe drinking water ($11 billion) and properly functioning wastewater treatment

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systems (about $20 billion) in the United States.1 They also indicate a need for
about $1 billion per year to repair unsafe non-federal dams, the number of which
has increased by a third in the past decade.2
The focus of technology development and implementation policy to meet water
needs is therefore increasingly on more efficient use and on water treatment technologies. Innovation and development of technology in the areas of end-use water
applications and water treatment has progressed rapidly. Techniques and technologies ranging from laser leveling of fields and drip irrigation systems to the improved design of plumbing fixtures, industrial processes, and treatment technology
have changed the demand side of the water equation. End-uses of water now require
much less volume to provide equivalent or superior services. Rainwater capture for
groundwater recharge and other innovative water capture strategies are also enhancing water supply reliability. Water supply systems (e.g., treatment and distribution) are also becoming more efficient. For example, geographical information
systems (GIS) and field technologies allow for improved capabilities to locate leaks
in buried pipes.
The Climate Change Context for Water Policy
Climate change poses important water and energy management challenges.
Science is indicating that the rate and magnitude of warming and related impacts
are increasing. The Intergovernmental Panel on Climate Changes (IPCCs) Fourth
Assessment Report in 2007 projected that the rate of warming over the 21st centuryup to 11.5 degrees Fahrenheitwould be much greater than the observed
changes during the 20th century. The report also confirmed that 11 of the last 12
years (1995 to 2006) rank among the twelve warmest years . . . since 1850. 3 (The
year 2007 has now registered as the second hottest year, extending the trend.) The
IPCC projects the following changes as a result of increased temperatures:4

more frequent hot extremes, heat waves, and heavy precipitation events
more intense hurricanes and typhoons
decreases in snow cover, glaciers, ice caps, and sea ice
rise in global mean sea level of seven to 23 inches, however this projection
does not include accelerated ice sheet melting and other factors.
Climate models consistently indicate a warmer future for the U.S. West. Evidence
of warming trends is already being seen in winter temperatures in the Sierra Nevada, which rose by almost two degrees Celsius (four degrees Fahrenheit) during
the second half of the 20th century. Trends toward earlier snowmelt and runoff to
the SacramentoSan Joaquin Delta over the same period have also been detected.5
Water managers are particularly concerned with the mid-range elevation levels
where snow shifts to rain under warmer conditions, thereby reducing snow-water
storage. Californias Department of Water Resources, along with the California Energy Commission, has been tracking the climate change science since the 1980s.6
California law states clearly that Global warming poses a serious threat to the
economic well-being, public health, natural resources, and the environment of California. 7 The potential impacts of climate change and variability to California are
serious.8 Integrated policy, planning, and management of water resources and en1 American Society of Civil Engineers, Report Card, http://www.asce.org/reportcard/2005/
page.cfm?id=23
2 American Society of Civil Engineers, Report Card, http://www.asce.org/reportcard/2005/
page.cfm?id=23
3 Climate Change 2007: The Physical Science Basis: Summary for Policy-makers. Contribution
of Working Group I to the Fourth Assessment Report of the Intergovernmental Panel on Climate Change, p. 4. http://www.ipcc.ch/index.htm
4 Climate Change 2007: The Physical Science Basis: Summary for Policy-makers. Contribution
of Working Group I to the Fourth Assessment Report of the Intergovernmental Panel on Climate Change. http://wvw.ipcc.ch/index.htm
5 Dettinger, MichaeLD., and Dan R. Cayan. 1994. Large-scale atmospheric forcing of recent
trends toward early snowmelt runoff in California. Journal of Climate 8: 60623.
6 California Department of Water Resources, 2006. Progress on Incorporating Climate Change
into Management of Californias Water Resources, http://www.climatechange.ca.gov/documents/2006-07DWRCLIMATECHANGEF1NAL.PDF
7 California Global Warming Solutions Act of 2006, (AB32) Section 38501 (a).
8 Intergovernmental Panel on Climate Change (IPCC) documents at: http://www.ipcc.ch/
index.htm; Wilkinson, Robert C., 2002. The Potential Consequences of Climate Variability and
Change for California, The California Regional Assessment, Report of the California Regional
Assessment Group for the U.S. Global Change Research Program, National Center for GeoContinued

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ergy systems can provide important opportunities to respond effectively to challenges posed by climate change. Both mitigation (i.e., reducing greenhouse gas emissions) and adaptation (dealing with impacts) strategies are being developed. While
both energy and water managers have used integrated planning approaches for decades, the broader integration of water and energy management in the context of climate change is a relatively new and exciting policy area.
Integrating Water and Energy Policy
Government agencies at various levels are currently integrating water and energy
policies to respond to climate change as well as to environmental challenges and
economic imperatives. Water and energy systems are interconnected in important
ways. Developed water systems provide energy (e.g., through hydropower), and they
consume energy through pumping, thermal, and other processes. Government agencies are looking at water delivery system and end-use water efficiency improvements, source switching (e.g., using recycled water for industry and irrigation), improved rainwater capture and groundwater recharge, and other measures that save
energy by reducing pumping and other energy inputs. Recent studies are indicating
significant opportunities in each area.9 Several California examples of coupled
science/technology/policy approaches are presented here. While they are specific to
the state, many of the basic features are similar in other states across the U.S.
New approaches to the integration of water, energy, and climate change policy
and planning, including policy processes at the states Energy Commission, Public
Utilities Commission, Department of Water Resources, Water Resources Control
Board, and Air Resources Board, are being developed. Methodologies to account for
embedded energy in water systemsfrom initial extraction through treatment, distribution, end-use, wastewater treatment and dischargeand water use by energy
systems, have been developed and are outlined below.10 Institutional collaboration
between energy, water, and other management authorities is also evolving.
Integrated Energy Policy Report, November 2005, CEC1002005007CMF: and
Klein, Gary (2005). California Energy Commission, Californias WaterEnergy Relationship. Final Staff Report, Prepared in Support of the 2005 Integrated Energy
Policy Report Proceeding, (04IEPR01E) November 2005, CEC7002005011SF.
Water is now recognized as the largest electricity use in California. Water systems
account for approximately 19 percent of total electricity use and about 33 percent
of the non-power plant natural gas use in the state.11 The California Energy Commission (CEC) and the California Public Utilities Commission (CPUC) have both
concluded that energy embedded in water presents large untapped opportunities for
cost-effectively improving energy efficiency and reducing greenhouse gas (GHG)
emissions. The CEC commented in its 2005 Integrated Energy Policy Report that:
The Energy Commission, the Department of Water Resources, the CPUC, local
water agencies, and other stakeholders should explore and pursue cost-effective
water efficiency opportunities that would save energy and decrease the energy intensity in the water sector. 12 Fortunately this corresponds with the states 2005
Water Plan.13
The California Energy Commissions staff report, Californias WaterEnergy Relationship, notes that: In many respects, the 2005 Water Plan Update mirrors the
states adopted loading order for electricity resources described in the Energy Comgraphic Information Analysis, and the National Center for Ecological Analysis and Synthesis,
University of California, Santa Barbara. Available at: http://www.ncgia.ucsb.edu/products.html
9 See for example: Park, Laurie, Bill Bennett, Stacy Tellinghuisen, Chris Smith, and Robert
Wilkinson, 2008. The Role of Recycled Water In Energy Efficiency and Greenhouse Gas Reduction, California Sustainability Alliance, available at: www.sustainca.org. Also see: California Energy Commission (2005). Integrated Energy Policy Report, November 2005, CEC1002005007
CMF: and Klein, Gary (2005). California Energy Commission, Californias WaterEnergy Relationship. Final Staff Report, Prepared in Support of the 2005 Integrated Energy Policy Report
Proceeding, (04IEPR01E) November 2005, CEC7002005011SF.
10 Wilkinson, Robert C. (2000). Methodology For Analysis of The Energy Intensity of Californias Water Systems, and an Assessment of Multiple Potential Benefits Through Integrated
Water-Energy Efficiency Measures, Exploratory Research Project, Ernest Orlando Lawrence
Berkeley Laboratory, California Institute for Energy Efficiency; California Energy Commission
(2005). Integrated Energy Policy Report, November 2005, CEC1002005007CMF: California
Energy Commission (2005).
11 California Energy Commission (2005). Integrated Energy Policy Report, November 2005,
CEC1002005007CMF.
12 California Energy Commission (2005). Integrated Energy Policy Report, November 2005,
CEC1002005007CMF.
13 California Department of Water Resources (2005). California Water Plan Update 2005. Bulletin 16005, California Department of Water Resources, Sacramento, CA.

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missions Integrated Energy Policy Report 2005 and the multi-agency Energy Action
Plan. 14
One of the top recommendations in the California Energy Commissions 2005 Integrated Energy Policy Report (IEPR) is as follows: The Energy Commission strongly
supports the following energy efficiency and demand response recommendations:
The CPUC, Department of Water Resources, the Energy Commission, local water
agencies and other stakeholders should assess efficiency improvements in hot and
cold water use in homes and businesses, and include these improvements in 2006
2008 programs. It observes that Reducing the demand for energy is the most effective way to reduce energy costs and bolster Californias economy. 15
Improvements in urban water use efficiency have been identified by the Department of Water Resources in its official State Water Plan as the largest new water
supply for the next quarter century, followed by groundwater management and
reuse. The following graph indicates the critical role water use efficiency, groundwater recharge and management, and reuse will play in Californias water future.

The CEC staff report notes that, As California continues to struggle with its
many critical energy supply and infrastructure challenges, the state must identify
and address the points of highest stress. At the top of this list is Californias waterenergy relationship. 16 It continues with this interesting finding: The state can
meet energy and demand-reduction goals comparable to those already planned by
the states investor-owned energy utilities for the 20062008 program period by simply recognizing the value of the energy saved for each unit of water saved. If allowed to invest in these cold water energy savings, energy utilities could co-invest
in water use efficiency programs, which would in turn supplement water utilities
efforts to meet as much load growth as possible through water efficiency. Remark14 Klein, Gary (2005). California Energy Commission, Californias WaterEnergy Relationship. Final Staff Report, Prepared in Support of the 2005 Integrated Energy Policy Report Proceeding, (04IEPR01E) November 2005, CEC7002005011SF.
15 California Department of Water Resources (2005). California Water Plan Update 2005. Bulletin 16005, California Department of Water Resources, Sacramento, CA.
16 Klein, Gary (2005). California Energy Commission, Californias WaterEnergy Relationship. Final Staff Report, Prepared in Support of the 2005 Integrated Energy Policy Report Proceeding, (04IEPR01E) November 2005, CEC7002005011SF.

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ably, staffs initial assessment indicates that this benefit could be realized at less
than half the cost to electric rate payers of traditional energy efficiency measures. 17
This finding is consistent with an earlier analysis which found that energy use
for conveyance, including interbasin water transfer systems (systems that move
water from one watershed to another) in California, accounted for about 6.9 percent
of the states electricity consumption.18 Estimates by CECs Public Interest Energy
ResearchIndustrial, Agriculture and Water (PIERIAW) experts indicate that
total energy used to pump and treat this water exceeds 15,000 GWh per year, or
at least 6.5 percent of the total electricity used in the state per year. They also note
that the State Water Project (SWP)the state-owned storage and conveyance system that transfers water from Northern California to various parts of the state including Southern Californiais the largest single user of electricity in the state, accounting for two percent to three percent of all the electricity consumed in California and using an average of 5,000 GWh per year.19
The magnitude of these figures suggests that failing to include embedded energy
in water and wastewater systems, and failing to tap energy saving derived from
water efficiency improvements would be a policy opportunity lost.
Tapping Integrated Water/Energy Opportunities
Elements of typical water infrastructures are energy intensive. Moving large
quantities of water long distances and over significant elevation gains, treating and
distributing it within communities, using it for various purposes, and collecting and
treating the resulting wastewater, accounts for one of the largest uses of electrical
energy in many areas.20

Water systems include extraction of raw (untreated) water supplies from natural
sources, conveyance, treatment, storage, distribution, end-uses, and wastewater
treatment. The total energy embodied in a unit of water used in a particular place
varies with location, source, and use.
There are four principle energy elements of water systems:
1.
2.
3.
4.

primary water extraction, conveyance, and storage


treatment and distribution within service areas
on-site water pumping, treatment, and thermal inputs (heating and cooling)
wastewater collection, treatment and discharge

Pumping water in each of these stages is energy-intensive. Other important energy inputs include thermal energy (heating and cooling) applications at the point
of end-use, and aeration in wastewater treatment processes.
1. Primary water extraction, conveyance, and storage. Extracting and
lifting water is highly energy intensive. Surface water and groundwater
pumping requires significant amounts of energy depending on the depth of
the source. Where water is stored in intermediate facilities, net energy is required to store and then recover the water.
17 Klein, Gary (2005). California Energy Commission, Californias WaterEnergy Relationship. Final Staff Report, Prepared in Support of the 2005 Integrated Energy Policy Report Proceeding, (04IEPR01E) November 2005, CEC7002005011SF.
18 Wilkinson, Robert C. (2000). Methodology For Analysis of The Energy Intensity of Californias Water Systems, and an Assessment of Multiple Potential Benefits Through Integrated
Water-Energy Efficiency Measures, Exploratory Research Project, Ernest Orlando Lawrence
Berkeley Laboratory, California Institute for Energy Efficiency.
19 California Energy Commission (2006). Public Interest Energy ResearchIndustrial, Agriculture and Water, http://energy.ca.gov/pier/iaw/industry/water.html
20 For a methodology to examine water intensity, see: Wilkinson, Robert C., 2000. Methodology
For Analysis of The Energy Intensity of Californias Water Systems, and an Assessment of Multiple Potential Benefits Through Integrated Water-Energy Efficiency Measures, Exploratory Research Project, Ernest Orlando Lawrence Berkeley Laboratory, California Institute for Energy
Efficiency.

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2. Treatment and distribution within service areas. Within local service
areas, water is treated, pumped, and pressurized for distribution. Local conditions and sources determine both the treatment requirements and the energy required for pumping and pressurization. Some distribution systems are
gravity-driven, while others require pumping.
3. On-site water pumping, treatment, and thermal inputs. Individual
water users require energy to further treat water supplies (e.g., softeners, filters, etc.), circulate and pressurize water supplies (e.g., building circulation
pumps), and heat and cool water for various purposes.
4. Wastewater collection, treatment, and discharge. Finally, wastewater is
collected and treated by a wastewater system (unless a septic system or
other alternative is being used) and discharged. Wastewater is sometimes
pumped to treatment facilities where gravity flow is not possible, and the
standard treatment processes require energy for pumping, aeration, and
other processes.
The simplified flow chart21 below illustrates the steps in the water system process.

The energy intensity of water varies considerably by geographic location of both


end-users and sources. Water use in certain places is highly energy-intensive due
to the combined requirements of conveyance over long distances and elevation lifts,
treatment and distribution, and wastewater collection and treatment processes. Important work already undertaken by various government agencies, professional associations, private sector users, and non-governmental organizations in the area of
combined end-use efficiency strategies has demonstrated considerable potential for
improvement. Significant and profitable energy efficiency gains are possible through
implementation of cost-effective water efficiency improvements.
The Energy Intensity of Water in California: A Case Study
Californias water systems are uniquely energy-intensive due in large part to the
pumping requirements of major conveyance systems which move large volumes of
water long distances and over thousands of feet in elevation. Some interbasin trans21 This schematic and method is based on Wilkinson (2000) with refinements by Gary Klein,
California Energy Commission, Gary Wolff, Pacific Institute, and others.

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fer systems such as Californias State Water Project (SWP) and the Colorado River
Aqueduct (CRA) require large amounts of electrical energy to convey water.
Water use (based on embedded energy) is the second or third largest consumer
of electricity in a typical Southern California home after refrigerators and air conditioners.22 The electricity required to support water service in the typical home in
Southern California is estimated to be between 14 percent to 19 percent of total residential energy demand.23 The Metropolitan Water District of Southern California
(MWD) reached similar findings, estimating that energy requirements to deliver
water to residential customers equals as much as 33 percent of the total average
household electricity use.24 Nearly three quarters of this energy demand is for
pumping imported water.
Water system operations pose a number of challenges for energy systems due to
factors such as large loads for specific facilities, time and season of use, and geographic distribution of loads. Pumping plants are among the largest electrical loads
in the state. For example, the SWPs Edmonston Pumping Plant, situated at the foot
of the Tehachapi Mountains, pumps water 1,926 feet (the highest single lift of any
pumping plant in the world) and is the largest single user of electricity in the
state.25 In total, the SWP system is the largest user of electricity in the state.26 A
study for the Electric Power Research Institute by Franklin Burton found that at
a national level, water systems account for an estimated 75 billion kWh per year
(about three percent of total electricity demand).27
The schematic below shows the cumulative net energy, and the incremental energy inputs or outputs, at each of the pumping and energy recovery facilities of the
SWP. (Energy recovery is indicated with negative numbers, which reduce net energy
at that point in the system.)

22 Wilkinson, Robert C. (2000). Methodology For Analysis of The Energy Intensity of Californias Water Systems, and an Assessment of Multiple Potential Benefits Through Integrated
Water-Energy Efficiency Measures, Exploratory Research Project, Ernest Orlando Lawrence
Berkeley Laboratory, California Institute for Energy Efficiency; QEI, Inc. (1992). Electricity Efficiency Through Water Efficiency, Report for the Southern California Edison Company.
23 QEI, Inc. (1992). Electricity Efficiency Through Water Efficiency, Report for the Southern
California Edison Company.
24 Metropolitan Water District of Southern California (1996). Integrated Resource Plan for
Metropolitans Colorado River Aqueduct Power Operations.
25 California Department of Water Resources (1996). Management of the California State
Water Project. Bulletin 13296.
26 Anderson, Carrie (1999). Energy Use in the Supply, Use and Disposal of Water in California, Process Energy Group, Energy Efficiency Division, California Energy Commission.
27 Burton, Franklin L. (1996). Water and Wastewater Industries: Characteristics and Energy
Management Opportunities. (Burton Engineering) Los Altos, CA, Report CR106941, Electric
Power Research Institute Report.

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Approximately 5,418 kWh are required to pump one acre-foot of SWP water from
the Sacramento-San Joaquin Delta to Cherry Valley on the East Branch, 2,580
kWh/af at Castaic on the West Branch, and 2,826 kWh/af to Polonio on the Coastal
Branch. Approximately 2,000 kWh/af is required to pump Colorado River water to
Southern California.28 This is raw (untreated) water delivered to those points. From
there conveyance continues by gravity or pumping to treatment and distribution
within service areas.
Note that at certain points in the system the energy intensity is high because the
service areas are located at higher elevations. At Pearblossom (4,444 kWh/af) raw
water supplies are roughly equivalent to estimates for desalinated ocean water systems. (Ocean desalination is estimated at 4,400 kWh/af based on work by the author
for the California Desalination Task Force.) At Crafton Hill and Cherry Valley, the
energy intensity of imported water is well in excess of current estimates of ocean
desalination.
The following graph shows the energy intensity of major water supply options for
actual inland and coastal locations in Southern California.

28 Metropolitan Water District of Southern California (1996). Integrated Resource Plan for
Metropolitans Colorado River Aqueduct Power Operations.

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Each bar represents the energy intensity of a specific water supply source at selected locations in Southern California. The data is presented in kWh/af. Water conservatione.g., not using water in the first placeavoids additional energy inputs
along all segments of the water use cycle. Consequently, water use efficiency is the
superior water resource option from an energy perspective (and typically from a cost
perspective as well). For all other water resources, there are ranges of actual energy
inputs that depend on many factors, including the quality of source water, the energy intensity of the technologies used to treat the source water to standards needed
by end-users, the distance water needs to be transported to reach end-users, and
the efficiency of the conveyance, distribution, and treatment facilities and systems.29
Note that improved efficiency (e.g., fixing leaks, replacing inefficient plumbing fixtures and irrigation systems, and other cost-effective measures) requires no water
system energy inputs. Next to water conservation, recycled water and groundwater
are lower energy intensity options than most other water resources in many areas
of California.30 Even with advanced treatment to deal with salts and other contaminants (the blue and green bars), recycled water and groundwater usually require far
less energy than the untreated imported water (red bars) and seawater desalination
(yellow bars). The Chino desalter, a reverse osmosis (RO) treatment process providing high-quality potable water from contaminated groundwater (the energy figure
above includes groundwater pumping and RO filtration) is far less energy intensive
than any of the imported raw water. From an energy standpoint, greater reliance
on water conservation, reuse and groundwater provides significant benefits. From
a greenhouse gas emissions standpoint, these energy benefits provide significant potential emissions reduction benefits in direct relation to their energy savings.
Groundwater pumping energy requirements vary depending on the lift required.
The California Energy Commissions Public Interest Energy ResearchIndustrial,
Agriculture and Water program provides the following assessment of pumping in
important parts of the Central Valley: The amount of energy used in pumping
29 Wilkinson, Robert C. (2000). Methodology For Analysis of The Energy Intensity of Californias Water Systems, and an Assessment of Multiple Potential Benefits Through Integrated
Water-Energy Efficiency Measures, Exploratory Research Project, Ernest Orlando Lawrence
Berkeley Laboratory, California Institute for Energy Efficiency.
30 Park, Laurie, Bill Bennett, Stacy Tellinghuisen, Chris Smith, and Robert Wilkinson, 2008.
The Role of Recycled Water In Energy Efficiency and Greenhouse Gas Reduction, California Sustainability Alliance, available at: www.sustainca.org

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groundwater is unknown due to the lack of complete information on well-depth and
groundwater use. DWR has estimated groundwater use and average well depths in
three areas responsible for almost two-thirds of the groundwater used in the state:
the Tulare Lake basin, the San Joaquin River basin, and the Central Coast region.
Based on these estimates, energy used for groundwater pumping in these areas
would average 2,250 GWh per year at a 70 percent pumping efficiency (1.46 kWh/
acre-foot/foot of lift). In the Tulare Lake area, with an average well depth of 120
feet, pumping would require 175 kWh per acre-foot of water. In the San Joaquin
River and Central Coast areas, with average well depths of 200 feet, pumping would
require 292 kWh per acre-foot of water. 31 Analysis of these different sources provides a reasonably consistent result: Local groundwater and recycled water are far
less energy intensive than imported water or ocean desalination.
The energy intensity of most water supply sources may increase in the future due
to increased concerns regarding water quality.32 It is worth noting that advanced
treatment systems such as RO facilities that are being used to treat groundwater,
reclaimed supplies, and ocean water have already absorbed most of the energy impacts of higher levels of treatment. By contrast, some of the raw water supplies may
require larger incremental energy inputs in the future for treatment. This may further advantage the local sources.
Policy Implications: Tapping Multiple Benefits Through Integrated Planning
When the costs and benefits of a proposed policy or action are analyzed, we typically focus on accounting for costs, and then we compare those costs with a specific,
well-defined benefit such as an additional increment of water supply. We often fail
to account for other important benefits that accrue from well-planned investments
that solve for multiple objectives. With a focus on multiple benefits, we account for
various goals achieved through a single investment. For example, improvements in
water use efficiencymeeting the same end-use needs with less wateralso typically provides related benefits such as reduced energy requirements for water pumping and treatment (with reduced pollution and greenhouse gas emissions related to
energy production as a result), and reduced water and wastewater infrastructure capacity (capital costs) and processing (operating costs) requirements. Impacts caused
by extraction of source water from surface or groundwater systems are also reduced.
Water managers often do not receive credit for providing these multiple benefits
when they implement water efficiency, recharge, and reuse strategies. From both an
investment perspective, and from the standpoint of public policy, the multiple benefits of efficiency improvements and recharge and reuse should be fully included in
cost/benefit analysis.
Policies that account for the full embedded energy of water use have the potential
to provide significant additional public and private sector benefits. Economic and environmental benefits are potentially available through new policy approaches that
properly account for the energy intensity of water.
Energy savings may be achieved both upstream and downstream of the point of
use when the energy consumption of both water supply and wastewater treatment
systems are taken into account. Methods, metrics, and data are available to provide
a solid foundation for policy approaches to account for energy savings from water
efficiency improvements, though can and should be improved. Policies can be based
on methodologies and metrics that are already established.
Policy Precedents and the Role of Government
Water and energy are currently regulated by government because there is a compelling public interest in oversight and management of these critical resources. Encouraging and requiring the efficient use of both water and energy is a well-established part of the policy mandate under which government agencies operate. Inefficient use of water and energy leads to public and private costs to the economy and
the environment. The public interest in resource-use efficiency relates directly to environmental impacts and public welfare. This is why we have efficiency standards
for energy and water resources. Water-using devices, like energy-using devices, are
often regulated through various policy measures including efficiency standards.
31 California Energy Commission (2006). Public Interest Energy ResearchIndustrial, Agriculture and Water, http://energy.ca.gov/pier/iaw/industry/water.html
32 Burton, Franklin L. (1996). Water and Wastewater Industries: Characteristics and Energy
Management Opportunities. (Burton Engineering) Los Altos, CA, Report CR106941, Electric
Power Research Institute Report.

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Policy regarding both energy and water already addresses water use and related
embedded energy use. For example, the U.S. Energy Policy Act of 1992 set standards for the maximum water use of toilets, urinals, showerheads, and faucets. (See
Table below.) Why does the U.S. Energy Act include standards for water use? It is
because the energy required to convey, treat, and deliver potable water supplies,
and the energy required to collect, treat, and discharge the resulting wastewater,
is significant. The energy savings resulting from water efficiency are also significant.

These standards became effective in 1994 for residential and commercial plumbing fixtures, although the commercial water closet standard was not required until
1997 because of uncertainties regarding performance of the fixtures. In this respect,
the United States is well behind certain countries of Europe, where the six-liter
water closet has been in use for many years and where horizontal axis washing machines are more common than in the United States.
In 1996, the U.S. Congress passed a reauthorization of the Federal Safe Drinking
Water Act. For the first time, Congress formally recognized the need for water conservation planning by allowing individual states to mandate conservation planning
and implementation as a condition of receiving federal grants for water supply
treatment facilities.33 This was a significant step for the federal government. At
about the same time, the U.S. Bureau of Reclamation set conservation and efficiency
requirements for those agricultural and urban water agencies that receive federally
subsidized water from the Bureau facilities. This also was a significant step. Other
federal statutes create incentives for farmers and landowners to participate in soil
and water conservation programs, and to initiate voluntary water transfers of conserved water.
The significant water efficiency and conservation activity, however, takes place at
the State and regional levels. Interest in water efficiency is primarily highest in
those regions of the country where precipitation is lowest, or where wastewater
treatment costs have skyrocketed. Seventeen states, representing over 60 percent of
the Nations population, had already adopted their own plumbing efficiency standards long before passage of the federal law in 1992. Fifteen states have also adopted
specific conservation programs, which vary from mandating conservation planning
by water utilities to requiring actual implementation of specific water efficiency programs. The states most active in conservation activities are: Arizona; California;
Colorado; Connecticut; Florida; Kansas; New Jersey, Oregon; Texas; and Washington State.34 Individual cities have also adopted water efficiency programs where
necessary (New York City, Boston, and Las Vegas are examples).
In general, where water supply withdrawals are regulated by State agencies,
water conservation is usually a prominent planning requirement for water utilities.
A number of states not only require plans of their water utilities, but also require
that progress be demonstrated in water efficiency programs before approvals for
continued water supply withdrawals are given. Many states also condition State
grants for new facility construction upon a satisfactory demonstration of conservation planning and implementation by the water utility.35
California adopted plumbing standards in 1978 for showerheads and faucets, and
water closet standards in 1992. Comprehensive conservation planning was adopted
33 U.S. Environmental Protection Agency (1998). Water Conservation Plan Guidelines for Implementing the Safe Drinking Water Act.
34 Miri, Joseph, 1999. Snapshot of Conservation Management: A Summary Report of the
American Water Works Association Survey of State Water Conservation Programs. American
Water Works Association.
35 One of the best sources on water efficiency in the U.S. is Mary Ann Dickinson, Executive
Director, Alliance for Water Efficiency, P.O. Box 804127, Chicago, IL 606804127. The Alliance
web site is: www.allianceforwaterefficiency.org

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in 1983 for all water agencies serving more than 3,000 connections or 3,000 people.36 In a unique consensus partnership, a Memorandum of Understanding was
signed in 1991 by major water utilities and environmental groups pledging to undertake water efficiency practices (the Best Management Practices).37
Environmental Benefits of Integrated Water and Energy Efficiency Strategies
Water conservation is a powerful tool in the integrated resource management toolbox. By reducing the need for new water supply and additional wastewater treatmentparticularly in areas of rapid population growthconserved water allows
more equitable allocation of water resources for other purposes. By way of illustration, one estimate indicates that the installation of 1.6 gallon per flush toilets in
the U.S. will save over two billion gallons per day nationwide by the year 2010.38
These saved water resources can be directed toward future water supply growth or
other uses for the water. It stretches the available supply.
Perhaps most significantly, it has become clear in recent decades that the extraction and diversion of water supplies has had major impacts on the quality of the
natural environment and on individual species. Facilities built to dam, divert, transport, pump, and treat water are massive projects that often cause serious and sometimes irreversible environmental impacts.
As a result, water conservation is playing an important role in helping meet the
environmental goals of many communities. Efficiency programs have been required
in numerous areas to help achieve some of the following results:

Maintaining habitat along rivers and streams and restoring fisheries;


Protecting groundwater supplies from excessive depletion and contamination;
Improving the quality of wastewater discharges;
Reducing excessive runoff of urban contaminants; and
Restoring the natural values and functions of wetlands and estuaries.

The Role of Price Signals Coupled With Policy


Attention has turned to technologies that improve energy and water-use efficiency. From industrial processes to plumbing fixtures and irrigation systems, water
is being used far more efficiently than in the past. One reason the focus of technological innovation has shifted from supply development to improving efficiency is economics. When water is cheap, there is little incentive to design and build waterefficient technologies. As the cost of water increases, technology options for reducing
waste and providing greater end-use efficiency become more cost-effective and even
profitable. Technologies for measuring, timing, and controlling water use, and new
innovations in the treatment and re-use of water, are growing areas of technology
development and application.
Impetus for scientific inquiry and technology innovation and development has
been provided by both price signals (increasing costs) and public policy (e.g., requirements for internalization of external costs). Public policy is increasingly incorporating these costs, including those of climate change, into resource prices. As
water and energy prices continue to reflect full costs, including environmental costs
previously externalized, they increase.
At the same time, technology has provided a wide range of options for expanding
the utility value through efficiencies (less water and energy required to perform a
useful service). The ability to treat and reuse water, improve energy efficiency, and
substituting ways to provide services previously performed by water and energy.
Broader application of these technologies and techniques can yield significant additional energy, water, economic, and environmental benefits.
Public policy can be designed to encourage best management practices by both
water and energy suppliers and users. Appliance efficiency standards (for both energy and water) and minimum waste requirements are examples. Policy measures
have also been used to frame and guide market signals by implementing mechanisms such as increasing tiered pricing structures, meter requirements (some areas
do not even measure use), and other means to utilize simple market principles and
price signals more effectively.
36 California

Water Code, Sections 10620 et seq.


37 California Urban Water Conservation Council (1991). Memorandum of Understanding Regarding Urban Water Conservation in California, (First adopted September, 1991).
38 Osann, Edward and John Young (1998). Saving Water Saving Dollars: Efficient Plumbing
Products and the Protection of American Water.

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In an economic and resource management sense, efficiency improvements are now
considered as supply options, to the extent that permanent improvements in the demand-side infrastructure provide reliable water and/or energy savings. Most experts
agree that coupling technology options such as efficient plumbing and energy-using
devices to economic incentives (e.g., rebates) and disincentives (e.g., increasing
tiered rate structures) is the best strategy. The coupling provides both the means
to improve productive water and energy use and the incentive to do it.
Seawater Desalinations Role in Integrated Water Supply Portfolios
Seawater desalination has been viewed as the ultimate drought hedge, enabling
water providers to augment water supplies with desalted ocean water, a virtually
inexhaustible water source. Both the theory and practice of desalination date back
to the ancient Greeks and perhaps earlier, but costs have held desalination to limited use.
The salinity of ocean water varies, with the average generally exceeding 30 grams
per liter (g/l). The Pacific Ocean is 3438 g/l, the Atlantic Ocean averages about 35
g/l, and the Persian Gulf is 45 g/l. Brackish water drops to 0.5 to 3.0 g/l. Potable
water salt levels should be below 0.5 g/l.
Reducing salt levels from over 30 g/l to 0.5 g/l and lower (drinking water standards) using existing technologies requires considerable amounts of energy, either for
thermal processes or for the pressure to drive water through extremely fine filters
(RO), or for some combination of thermal and pressure processes. Recent improvements in energy efficiency have reduced the amount of thermal and pumping energy
required for the various processes, but high energy intensity is still an issue. The
energy required is in part a function of the degree of salinity and the temperature
of the water.
Seawater desalination is a primary source of water in some countries in the Middle East. It is also becoming an important resource in other countries including
Spain, Singapore, China, and Australia. A few recent examples include:
In 2006, Singapore completed a 36 MGD seawater reverse osmosis (SWRO)
plant capable of serving 10 percent of its national water demand.39
As of 2006, more than 20 seawater desalination plants were operating in
China.40
In November 2006, Western Australia became the first state in the country
to use desalination as a major public water source.41
A number of desalination plants are currently being planned or developed in the
U.S. On January 25, 2008, Tampa Bay Water announced that it had commenced
full operations of its 25 MGD desalination plant, presently the largest seawater desalination plant in North America. At full capacity, the plant will provide 10 percent
of the drinking water supply for the Tampa Bay region.42 In 2004, the Texas Water
Development Board (TWDB) identified desalination as an important strategy for
meeting growth in water demand.43 In its 2006 update to the Governor and the Legislature, the TWDB stated that Seawater desalination can no longer be considered
a water supply option available only to communities along the Texas Gulf Coast.44
It must also be considered as an increasingly viable water supply option for major
39 Tuas Seawater Desalination Plant, Seawater Reverse Osmosis (SWRO), Singapore,
watertechnology. http://www.water b technology.net/projects/tuas/, viewed April 23, 2008.
40 Seawater desalination to relieve water shortage in China, China Economic Net, Feb. 28,
2006, http://en.ce.cn/Insight/200602/28/t200602286217706.shtml
41 Perth Seawater Desalination Plant, Seawater Reverse Osmosis (SWRO), Kwinana, Australia, watertechnology. http://www.water b technology.net/projects/perth/
42 Drought-Proof Water Supply Delivering Drinking Water, The Nations first large-scale seawater desalination plant eases Tampa Bay regions drought worries. News release, January 25,
2008, http://www.tampabaywater.org/whatshot/readnews.aspx?article=131, viewed April 23,
2008.
43 According to the 2002 State Water Plan, four of the six regional water planning areas with
the greatest volumetric water supply needs in 2050 will be regions that have large urban, suburban, and rural populations located on or near the Texas Gulf Coast. These populations could
conceivably benefit from a new, significant, and sustainable source of high-quality drinking
water. The Future of Desalination in Texas, 2004 Biennial Report on Semvater Desalination,
Texas Water Development Board, p. ix.
44 Section 16.060 of the Texas Water Code directs the Texas Water Development Board to
. . . undertake or participate in research, feasibility and facility planning studies, investigations, and surveys as it considers necessary to further the development of cost effective water
supplies from seawater desalination in the state. The Code also requires a biennial progress
report be submitted to the Governor, Lieutenant Governor, and Speaker of the House of Representatives.

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metropolitan areas throughout Texas. 45 The report encourages State investments
for a full-scale seawater desalination demonstration project by the Brownsville Public Utilities Board . . . as a reasonable investment in a technology that holds the
promise of providing unlimited supplies of drinking water even during periods of extreme drought.

In California, interest in seawater desalination is also escalating. Heather Cooly


and colleagues at the Pacific Institute found that as of 2006, about 266 to 379 MGD
of new seawater desalination facilities were planned in California.46

45 The Future of Desalination in Texas, 2006 Biennial Report on Seawater Desalination,


Texas Water Development Board, Executive Summary, pp. ivv.
46 Cooley, Heather, Peter H. Gleick, and Gary Wolff, 2006. Desalination, With a Grain of Salt,
Pacific Institute for Studies in Development, Environment, and Security, 654 13th Street, Preservation Park, Oakland, California 94612, http://www.pacinst.org/reports/desalination/
index.htm

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In November 2007, Poseidon Resources won conditional regulatory approval from


the California Coastal Commission to build a $300 million plant north of San Diego.
The Carlsbad Desalination Plant will be the largest in the western hemisphere if
completed as planned. On its web site, Poseidon reported that most of the plants
capacity has already been committed to serve baseload water requirements for local
water agencies.47
Water Inputs to U.S. Energy Systems
The other side of the water/energy nexus is the water intensity of energy. In this
case, water inputs to energy systems are identified and quantified to understand
where water is used, and how much is required for different types of energy sources
and services.
Water inputs to energy systems are significant but highly variable. For example,
primary fuels, such as oil, gas, and coal, often require water for production, and
they sometimes produce water of various qualities as a by-product of extraction.
Biofuels may require water not only for irrigation of crops but also for production
processes. Electricity generation in thermoelectric plants typically uses water for
cooling and other processes, although dry cooling technology exists and is improving.
Some forms of electricity production such as wind and certain co-generation processes require no water at all.
The USGS estimates in its most recent analysis that 48 percent of all U.S. freshwater and saline-water withdrawals were used for thermoelectric power, with the
majority of the fresh water extracted from surface sources (e.g., lakes and rivers)
and used for once-through cooling at thermal power plants. USGS notes that about
52 percent of fresh surface-water withdrawals and about 96 percent of saline-water
withdrawals were for thermoelectric-power use. 48
Water is increasingly viewed as a limiting factor for thermal power plant siting
and operation. Large-scale thermoelectric plants in the U.S., Europe, and elsewhere
have experienced serious problems in recent years due to the lack of available cooling water. Power production was reduced or curtailed in Europe during the heat
47 Posidon

Resources, http://www.carlsbaddesal.com/partnerships.asp
48 Hutson, Susan S., Nancy L. Barber, Joan F. Kenny, Kristin S. Linsey, Deborah S. Lumia,
and Molly A. Maupin, 2005. Estimated Use of Water in the United States in 2000, U.S. Geological Survey, Circular 1268, (released March 2004, revised April 2004, May 2004, February 2005)
USGS, P. 1. http://water.usgs.gov/pubs/circ/2004/circ1268/index.html

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wave in 2003, and power plants in the U.S. have been impacted by low water and
by elevated temperatures, or both, during the past decade. As recently as this past
winter power plant operators were concerned about the impact of the drought in the
U.S. Southeast and the potential for adverse impacts to thermal power plants. Hydroelectric power production is also impacted by low water levels, including a continuing long-term dry period in the Colorado River basin.
Although cooling systems account for the majority of water used in power generation, water is also used in other parts of the process: water may be used to mine,
process, or transport fuels (e.g., coal slurry lines). These processes may have important local impacts on water resources. Some energy sources such as oil shale, tar
sands, and marginal gas and petroleum reserves may have additional water needs
and/or significant local impacts on water quality and quantity.
The U.S. National Labs have been working for several years on an Energy/Water
Nexus effort.49 A report entitled Energy Demands on Water Resources Report to
Congress on the Interdependency of Energy and Water was submitted to Congress
in 2007.50 As with other analyses of the issue, the report found that some energy
systems are highly dependent on large volumes of water resources (and vulnerable
to disruptions), while other energy sources are independent of water. Further analysis of the opportunities for improving resilience and of beneficial decoupling water
and energy are in order.
The National Energy Technology Laboratory (NETL) has developed several studies and reports, including an updated report entitled Estimating Freshwater Needs
to Meet Future Thermoelectric Generation Requirements in 2007.51 NETL has
strong expertise on coal and thermal power production at coal-fired power plants.
Its study indicates that water consumption is projected to increase over a range of
scenarios, while extraction is expected to decline. This is due to an expected shift
away from one-through cooling systems, which cycle more extracted water through
the plants, but consume (e.g., evaporate) less than recycle cooling systems. The
study also indicates that carbon capture and storage (CCS) as a strategy to reduce
greenhouse gas emissions will add significant water consumptive demands to coalbased power production.
Other studies from federal labs and research institutions are exploring links between energy systems and water requirements. The National Renewable Energy
Lab (NREL), for example, has been working on the role of renewables to reduce
water demands from the energy sector.
A recent research project by graduate students at the University of California,
Santa Barbara found that water use for renewable forms of energy varies substantially.52 Solar photovoltaics, wind turbines, and landfill gas-to-energy projects require very little water, if any. Likewise, geothermal and concentrating solar power
(CSP) systems that employ dry cooling technology also have minimal water requirements. In contrast, irrigated bio-energy crops could potentially consume exponentially more water per unit of electricity generated than thermoelectric plants. Geothermal plants may also have high water requirements, depending on the geothermal resource and the conversion technology employed. Many geothermal plants,
however, rely on geothermal fluids (often high in salts or other minerals). Finally,
although reservoirs often have multiple purposes (e.g., flood control, water storage,
and recreation), evaporative (consumptive) losses from hydroelectric facilities per
unit of electricity are higher than many other forms of generation. As the following
graph indicates, water requirements vary substantially, depending on the primary
fuel source and the technology employed.

49 See

for example Sandias web site at: http://www.sandia.gov/energy-water/


Energy Demands on Water Resources Report to Congress on the Interdependency of
Energy and Water, U.S. Department of Energy, December 2006, http://www.sandia.gov/energy-water/congressreport.htm
51 National Energy Technology Laboratory, 2007. Estimating Freshwater Needs to Meet Future Thermoelectric Generation Requirements 2007 Update, DOE/NETL400/2007/1304,
www.netl.doe.gov
52 Information and graph are from Dennen, Bliss, Dana Larson, Cheryl Lee, James Lee, Stacy
Tellinghuisen, 2007. Californias Energy-Water Nexus: Water Use in Electricity Generation,
Group Project Report, Donald Bren School of Environmental Science & Management, University
of California, Santa Barbara, available at: http://fiesta.bren.ucsb.edu/energywater/
50 See

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The various water inputs to energy systems are, as noted, highly variable. It is
not at all clear that meeting our energy needs requires large amounts of water, as
has been the case in the past. Indeed, the data above indicate that we have choices.
An important step in addressing the water and energy challenge is to analyze the
relationships between them and the technology and policy options.
Recommendations for Further Research and Development
There are of course various approaches to meeting the challenge of water and energy in the 21st century. I am pleased to have been asked by this committee to provide some thoughts on directions for research and development.
It is always useful to begin by examining the questions to be addressed. If one
asks how to provide low-cost water for energy supplies and low-cost energy for water
supplies, then the question leads to certain kinds of analysis. This indeed is how
some are framing the question at present.
It seems clear that both water and energy are scarce in both the economic and
physical sense, and that there are many competing demands for them. It also seems
self-evident that environmental impacts (often externalized in the past), are real
and growing. One of the most significant, but by no means the only one, is climate
change.
These observations lead to a conclusion that we should ask a different set of questions. It is tempting to take this opportunity to deluge a Congressional Committee
with a wish-list of research ideas. Instead, I will start with just two questions:
1. How can we decouple water and energy systems where there are high costs,
stresses, damages, or vulnerabilities to systems?
2. How can we maximize water and energy efficiency and productivity so as to
reduce demands on each and maximize benefits to society?
Of course these questions involve important data collection and analysis of subelements of each. To take my first example, we need to identify costs (full costs and
an accounting for distortionse.g., subsidies and externalitiesat all levels),
stresses (e.g., limits of systems and things like the causes of, probabilities of, and
consequences of, exceeding those limits), potential economic, environmental, and social damages (including irreversible damages), and vulnerabilities of systems to perturbations caused by either natural events (dry spells) and/or of those with bad intensions (national security). These are critically important questions for the Nation,
and they are not being properly asked and framed, let alone addressed.

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The second question leads to a set of studies that is long overdue. We have focused so heavily on supplying energy and water in unlimited quantities at low
prices that we have failed to ask the basic questions regarding opportunities to do
more with less, let alone limits of the capacity of systems and the implications of
inefficient and unproductive use (waste) of critical resources.
My recommendation to this committee is that you follow these important hearings
with a process to formulate key questions and issues to be addressed by the unsurpassed research, business, and public policy capacity of the United States in addressing these critical challenges. The Committee should give careful consideration
to designing, framing, and setting forth key questions to be addressed by the research and development community (which I would take to include research institutions, business, NGOs, and other interested stakeholders as well as key government
agencies) to meet the challenges of water and energy for the country.
A good example of an effective collaborative along these lines that involves a number of federal agencies as well as the research community, local and State government, NGOs, business, and others is the Sustainable Water Resources Roundtable.53
By focusing on the key questions, the Committee can provide both the leadership
and the guidance that is needed.
Conclusion: Opportunities for Integrated Water/Energy Policy Policy
Policy frameworks are critical to achieving success based on advances in science
and technology. In considering alternative policy strategies, decision-makers should
carefully analyze and consider the potential multiple benefits available from integrated strategies.
The United States, like other nations, faces formidable challenges in providing
water and energy to its citizens in the face of scarcity, rising costs, security threats,
climate change, and much else. We are fortunate to have the scientific and technological capacity, and the institutions of governance, to take on these difficult challenges. Policy formulation, starting with Congress asking penetrating and thoughtful questions, is a critical starting point. From this framework, research and development strategies can be developed to address societys challenges in effective ways.
For the past century, the focus of technological innovation in water systems was
on the extraction, storage, and conveyance of water. Huge dams, aqueduct systems,
and appurtenant facilities were designed, financed, and built to accomplish the
task. Major rivers have been entirely de-watered. The costseconomic, environmental, and socialare evident.
Integrated water and energy management strategies, with a focus on vastly improved end-use and economic efficiency for both, and careful consideration of alternative technology opportunities provided by advances in science and technology, can
provide significant multiple benefits to society. Costeffective improvements in energy
and water productivity, with associated economic and environmental quality benefits, increased reliability and resilience of supply systems (all elements of the multiple benefits), are attainable.
It may be worth quoting the California Energy Commission from its Integrated
Energy Policy Report: Reducing the demand for energy is the most effective way
to reduce energy costs and bolster Californias economy. 54 Consistent with this approach, improvements in efficiency are identified by the California Department of
Water Resources as the largest (and in fact the most certain) new water supply for
the next quarter century, followed by groundwater recharge and water reuse. The
states Energy Commission noted: The 2005 Water Plan Update mirrors the states
adopted loading order for electricity resources. 55
Methodologies and metrics exist to tap the multiple benefits of integrated water/
energy strategies, though they can and need to be improved. The policies required
to incentivize, enable, and mandate integrated water and energy policy exist and are
being refined to tap ample opportunities to improve both the economic and environmental performance of water and energy systems.
With better information regarding energy implications of water use, and water
implications of energy use, public policy combined with investment and management strategies can dramatically improve productivity and efficiency. Potential benefits include improved allocation of capital, avoided capital and operating costs, and
reduced burdens on rate-payers and tax-payers. Other benefits, including restora53 Sustainable

Water Resources Roundtable, http://acwi.gov/swrr/


54 California Energy Commission (2005). Integrated Energy Policy Report, November 2005,
CEC1002005007CMF.
55 Klein, Gary (2005). California Energy Commission, Californias WaterEnergy Relationship. Final Staff Report, Prepared in Support of the 2005 Integrated Energy Policy Report Proceeding, (04IEPR01E) November 2005, CEC7002005011SF.

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tion and maintenance of environmental quality, can also be realized more cost-effectively through policy coordination. Full benefits derived through water/energy strategies have not been adequately quantified or factored into policy.
Public concern regarding environmental costs of diverting and extracting water is
another reason for the shift in technology focus from extraction to efficiency. Precipitous declines in populations of fish, and damage to ecosystems around the world,
have driven this growing call for more sustainable water systems.
Current technology can provide water supplies through efficiency improvements
at substantially less cost than the development of new supplies in most areas. As
water prices increase to reflect full capital, operating, and environmental costs, it
is likely that technology will play an even greater role in providing water efficiency
improvements.

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BIOGRAPHY

FOR

ROBERT C. WILKINSON

Dr. Robert C. Wilkinson is Director of the Water Policy Program at the Bren
School of Environmental Science and Management at the University of California,
Santa Barbara, and he is a Lecturer in the Environmental Studies Program at
UCSB. Dr. Wilkinsons teaching, research, and consulting focus on water policy, energy, climate change, and environmental policy issues. Dr. Wilkinson is also a Senior Fellow with the Rocky Mountain Institute.
Dr. Wilkinson advises businesses, government agencies, and non-governmental organizations on water policy, climate research, and environmental policy issues. He
serves on the Task Force on Water and Energy Technology for the California Climate Action Team and as an advisor to State agencies including the California Energy Commission, the California State Water Resources Control Board, the Department of Water Resources, and others on water, energy, and climate issues. He
served on the advisory committee for Californias 2005 State Water Plan, and he
represented the University of California on the Governors Task Force on Desalination. Dr. Wilkinson advises various federal agencies including the, U.S. DOE National Renewable Energy Laboratory and the U.S. EPA on water and climate research, and he served as coordinator for the climate impacts assessment of the California Region for the US Global Change Research Program and the White House
Office of Science and Technology Policy.
In 1990, Dr. Wilkinson established and directed the Graduate Program in Environmental Science and Policy at the Central European University based in Budapest, Hungary. He has worked extensively in Western Europe, every country of Central Europe from Albania through the Baltic States, and throughout the former Soviet Union including Siberia and Central Asia. He has also worked in Australia,
New Zealand, Canada, Japan, South Africa, and China.

Chairman GORDON. Thank you, Dr. Wilkinson.


And Mr. Levinson, you are recognized.
STATEMENT OF MR. MARC LEVINSON, ECONOMIST, U.S.
CORPORATE RESEARCH, J.P. MORGAN CHASE

Mr. LEVINSON. Thank you, Mr. Chairman. It is quite an honor


for me to be with such a distinguished panel today. I am going to
speak about water supply risks and their impact on investors.
First, it might help if I explain exactly where I fit in the Wall
Street ecosystem. I specialize in economic issues, including environmental regulation, and my clients are institutional investors who
buy publicly-traded stock and bonds. I say that to make clear that
I have no connection whatsoever to our mergers and acquisitions
business or to the lending business or to the many other things
that an investment bank does.
In my opinion, investors are much less concerned about water
supply risks than they should be. We recently published a report,
to which the Chairman alluded, contending that water-supply risks
are far more important to many companies than investors believe.
We also found that very few companies are fully aware of these
risks.
A lot of companies now produce PR brochures that talk about
how they are reducing water use per unit of output, but almost
none of these companies thoroughly assesses what we call its water
footprint, which is the total usage of water in its supply chain,
clear through to the consumption of its products. Investors really
have no way of evaluating the risk of business disruption due to
water scarcity or of comparing risks among companies.
We think these risks take three forms. One is physical risk. That
is the most obvious. This is the risk to which the Chairman alluded
earlier that occurred with the Browns Ferry Reactor last year. It

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simply had to be shut down because there was not enough water
in the Tennessee River to cool it adequately.
The second is a different situation. It is regulatory risk. Regulatory risks involve government decisions to allocate and price
water in response to scarcity. Perhaps the best U.S. example occurred in 2001, when lack of water in the Columbia and Snake Rivers caused the Bonneville Power Administration to curtail electricity sales to aluminum smelters in Montana, Oregon, and Washington. In the short run, aluminum production plummeted in the
U.S. In the long run, the aluminum industry is leaving the region
because regulators responded to water scarcity by raising the price
of a key input, electricity. In 2001, there were ten aluminum smelters in the Northwest. Today there are three still operating.
The third set of corporate risks is reputational. In a number of
places around the world consumers are taking environmental considerations into account in deciding which goods and services to
buy, and we think companies that are perceived as bad actors face
a serious risk of consumer backlash.
The risks of water scarcity, of course, are not evenly spread
through the economy. In addition to semiconductors and power
generation, water sensitivity is particularly acute in the food processing and in oil and gas production.
I think food processing risks are well known to people, perhaps
less so in oil and gas where there is now a lot of interest in shale
formations. Shale rock contains very small pores. Basically the oil
or gas cannot migrate to the well readily. The way this oil is recovered is by injecting large amounts of water under high pressure,
a technology called fracture stimulation. This runs afoul of a lack
of water in many places, and so the lack of water is actually inhibiting the recovery of oil that would otherwise be available.
The Committee asked me what the Federal Government might
do to facilitate the equitable and efficient allocation of water supplies, and I wanted to give you three thoughts here.
First, if you look at overall U.S. water consumption, it has actually been fairly flat, but there are some disturbing trends. An increasing share of this consumption comes from groundwater, which
suggests that surface water resources have been tapped out.
Irrigation accounts for about two-thirds of U.S. groundwater
withdrawals, and this share is probably growing. I would point out
that the effort to increase production of ethanol actually increases
the draw on groundwater by encouraging the planting of corn and
other crops in fairly arid regions where it has to be irrigated.
There are more than 100,000 irrigation wells in the United
States, and only one-seventh of them, according to the Agriculture
Department, only one in seven irrigation wells has a meter on it.
If something is not metered, it is not being paid for. And there is
very little incentive to conserve something that you are getting for
free.
So I would suggest that here is an area for the Committee to look
at. I understand that State law rather than federal law governs
groundwater, but excessive use of groundwater clearly affects interstate commerce, and so there is a federal interest here. And in my
view it would be useful for Congress to encourage the states to
apply methods of pricing groundwater withdrawals to stimulate

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conservation. This should apply not just to agriculture but to all
groundwater withdrawals.
A second subject in which Congressional involvement might be
useful is localized water treatment. Almost all of our public supplies are now treated centrally. As a result, we are using drinking
water to water roses and wash down parking lots. This represents
a huge waste of resources. There is now a lot of work going on in
developing decentralized water treatments. This is in the R&D
stage by many private companies. It might be an area in which federal research funds or changes in federal water treatment regulations would be helpful.
There is one other subject I want to touch on, and this is power
generation. I know there is a lot of talk on Capitol Hill now about
federal loans or guarantee programs for new-generation nuclear
plans and for coal plants with carbon capture and sequestration.
Both of these technologies require large amounts of water. I think
it important that the social costs of these large water withdrawals
be reflected in the prices users pay for the electricity from these
plants. It is just bad policy for the government to be subsidizing
water usage, and this applies to power plants as much as to agriculture and other industries.
Thank you very much.
[The prepared statement of Mr. Levinson follows:]
PREPARED STATEMENT

OF

MARC LEVINSON

Thank you, Mr. Chairman. My name is Marc Levinson, and Im an economist at


JPMorgan Chase in New York. I appreciate the opportunity to speak with you today
about water-supply risks and their impact on investors.
First, let me explain just where I fit in the Wall Street ecosystem. I specialize
in economic issues, including environmental regulation, and my clients are institutional investors who buy publicly traded stocks and bonds. I have no connection
whatsoever to our loan officers or to our investment bankers. My perspective is
strictly that of investors in public companies.
In my opinion, investors are much less concerned about water supply risks than
they should be. We recently published a report contending that water-supply risks
are far more important to many companies than investors believe. We also found
that very few companies seem fully aware of these risks. While many companies
now produce public relations brochures that tell how they are reducing water use
per unit of production, almost none of these companies thoroughly assesses what we
call its water footprint, the total usage of water in the production and consumption
of its product. Investors have no way of evaluating the risk of business disruption
due to water scarcity, or of comparing risks among companies.
We think these risks take three forms. The most obvious is physical risk, which
means an actual lack of water. This could have heavy costs for an industry such
as semiconductor manufacturing, which needs massive quantities of clean water.
Intel Corporation alone uses as much water each year as a city the size of Rochester, New York. We estimate that a single production interruption at a semiconductor plant could cost $200 million in lost revenue and badly hurt the companys
share price. The customers waiting for those semiconductors would suffer financial
losses as well.
Physical risk is more common than generally realized. In 2007, for example, the
Tennessee Valley Authority was forced to shut a nuclear plant because there simply
wasnt enough acceptable cooling water in the Tennessee River. We dont think the
TVA is the only utility that will experience this problem.
The second set of risks that companies face is regulatory. Regulatory risks involve
government decisions to allocate and price water in response to scarcity. Perhaps
the best US example occurred in 2001, when lack of water in the Columbia and
Snake Rivers caused the Bonneville Power Administration to curtail electricity sales
to aluminum smelters in Montana, Oregon, and Washington. In the short run, US
aluminum production plummeted. In the long run, the aluminum industry is leaving
the region, because regulators responded to water scarcity by raising price of a key

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input, electricity. In 2001, there were 10 aluminum smelters in the Northwest.
Today, there are only three.
The third set of corporate risks arising from water shortage is reputational. In
a number of places around the world, consumers are taking environmental considerations into account in deciding which goods and services to buy. We think companies
that are perceived as bad actors by wasting water face a serious risk of consumer
backlash.
The risks of water scarcity are not evenly spread through the economy. In addition to semiconductors and power generation, water sensitivity is particularly acute
in food processing and in oil and gas production.
The food processing sector requires large amounts of water in its supply chain,
principally for crop production. Getting one pound of beef to the consumers table
in the United States requires, on average, about 2,200 gallons of water. Higher
input costs, due in part to increased competition for and uncertainty about water
supply, already are hurting food manufacturers.
In the oil-and-gas sector, there is a lot of excitement now about shale formations.
Shales contain rock with very small pores, such that the oil and gas within the rock
cannot readily migrate to wells. A technology called fracture stimulation can help
recover these resourcesbut it does so by injecting large amounts of water under
high pressure. Water scarcity is already limiting the development of energy shales
in several parts of the country.
The Committee has asked me what the Federal Government might do to facilitate
the equitable and efficient allocation of water supplies. Here are a few thoughts.
If you look at the aggregate numbers, U.S. water use has been fairly flat since
the 1980s, at about 400 billion gallons per year. But there are disturbing trends.
An increasing share of those 400 billion gallons per year is groundwater rather than
surface water. Annual groundwater withdrawals rose 14 percent between 1985 and
2000, while surface water withdrawals were flat. This suggests that many rivers
and reservoirs are being fully utilized, so water users are increasingly relying on
groundwater, which is subject to less regulation. This shift will probably continue,
because climate change is expected to reduce the flow of surface water, especially
in the Southwest.
Irrigation accounts for about two thirds of U.S. groundwater withdrawals. Government promotion of biofuels has led to large increases in corn plantings in some fairly arid states, especially on the Great Plains, and its likely that a lot of this increased acreage is irrigated. This means even more demands on groundwater.
There more than 100,000 irrigation wells in the U.S., and only one-seventh of
them have meters. An unmetered well is likely to be a well that a farmer can use
without paying for the water. Of course, there is little incentive to conserve something that is free. When the Department of Agriculture asked farmers about barriers to reducing energy use or conserving water, the most common response was
that conservation would not save enough money to cover its own costs. The second
most common response was that conservation measures are not affordable. Both of
these responses are ways of saying that water is so cheap that its not worth conserving.
I recognize that State law, rather than federal law, usually governs groundwater.
But excessive use of groundwater clearly affects interstate commerce, so there is a
federal interest here. In my view, it would be useful for Congress to encourage the
states to adopt methods of pricing groundwater withdrawals to stimulate conservation. Pricing should apply not just to agriculture, but to all users withdrawing
groundwater.
A second subject in which Congressional involvement might be useful is localized
water treatment. Almost all of our public water supplies are treated in centralized
treatment plants. As a result, drinking water is being used to water rose bushes
and wash down parking lots. This represents a large waste of resources. It might
be more cost effective to treat water at individual buildings rather than centrally,
so that only water needed for human consumption is treated. Several companies are
looking into technologies for decentralized water treatment, and this may be an area
in which federal research funds or changes in federal water-treatment regulations
would be helpful.
There is one other subject I want to touch on, and that is power generation. I
know there is a great deal of talk on Capitol Hill about federal loans or loan guarantees for new-generation nuclear plants and for coal plants with carbon capture and
sequestration. Both of these technologies require very large amounts of water. I
think it is important that the social cost of those large water withdrawals be reflected in the prices users pay for electricity from those plants. Its simply bad policy
for the government to be subsidizing water usage, and that applies just as much
to power plants as to agriculture and other industries.

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Thank you for the opportunity to testify this morning.
BIOGRAPHY

FOR

MARC LEVINSON

Marc Levinson is an economist at JPMorgan Chase in New York. He specializes


in microeconomic issues, including industry structure and regulation, and works
closely with JPMorgans equity and credit analysts and their clients in understanding the impact of economic developments on publicly traded securities. He is
accredited both as a supervisory credit analyst and as an equity analyst, although
he does not make investment recommendations with respect to individual companies.
Mr. Levinson frequently publishes investment research on energy, climate change,
and environmental regulation. In 2007, he participated in drafting the National Petroleum Councils report to the U.S. Secretary of Energy, entitled Facing the Hard
Truths About Energy. He also contributed to the London Accord, a collaborative effort among several major investment banks to examine the investment implications
of climate change.
Prior to joining one of JPMorgans predecessor companies in 1999, Marc Levinson
was finance and economics editor of The Economist in London. He was formerly a
writer on business and economics for Newsweek. His articles have appeared in such
publications as the Harvard Business Review, the Financial Times, and Foreign Affairs. He is the author of four books, most recently The Box: How the Shipping Container Made the World Smaller and the World Economy Bigger (Princeton University Press, 2006), which has received numerous awards.

Chairman GORDON. Thank you, Mr. Levinson, and Dr. Pulwarty,


Dr. Pulwarty, you are recognized.
STATEMENT OF DR. ROGER S. PULWARTY, PHYSICAL SCIENTIST, CLIMATE PROGRAM OFFICE; DIRECTOR, THE NATIONAL INTEGRATED DROUGHT INFORMATION SYSTEM
(NIDIS), OFFICE OF OCEANIC AND ATMOSPHERIC RESEARCH, NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION, U.S. DEPARTMENT OF COMMERCE

Dr. PULWARTY. Good morning, Chairman Gordon, Ranking Member Hall, and the Members of the Committee. Thank you for inviting me to speak with you today on the National Integrated Drought
Information System and its role in addressing some of our water
supply challenges in the 21st century.
My name is Roger Pulwarty. I am a climate scientist in the National Oceanic and Atmospheric Administration and the Director of
the National Integrated Drought Information System or NIDIS
Program. I have also been fortunate to be a lead author on adaptation in the Intergovernmental Panel on Climate Change Fourth Assessment report and on the recently released IPCC technical report
on climate and water resources, the results of which I was fortunate to have presented before this committee last year.
As is widely acknowledged, drought is not a purely physical phenomenon, but is an interplay between water availability and the
needs of humans and the environment. Drought is slow in onset
and its effects, such as impacts on energy including hydropower,
tourism, and commodity markets, can continue to be felt long after
an event is over.
As outlined in Public Law 109430, NIDIS is envisioned to serve
as an early warning information system for managing drought-related risks in the 21st century. Impetus for information services to
support federal, State, and local responses has risen from ongoing
concerns over water security and scarcity as mentioned before in
the Southwest since 1999, and the Southeast since early 2007,

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along with declining water levels in the three largest Great Lakes
since the late 1980s.
A great deal of progress has been made since the NIDIS Program
was established in December 2006. A national interagency and
interstate program implementation team has been developed, the
web-based drought portal was launched in November 2007. It now
provides comprehensive national-level information on ongoing
drought conditions and emerging conditions. NOAA and NIDIS are
accelerating their improvements of operational climate forecasts
and information on past droughts tailored to watersheds and local
scales such as the upper basin of the Colorado and the Southeast,
including Tennessee, Georgia, Florida, Alabama, and the Carolinas.
NIDIS works through numerous federal agencies, tribes, states,
and local governments. As such, there is significant leveraging of
existing observing system infrastructure and products such as the
drought monitor to provide improved data streams at the level of
detail needed for decision-making at watersheds, Colorado basin,
and at regional scales such as the Southeast.
Data and predictions are by themselves insufficient to ensure adaptation and flexibility in the water resources sector. A hallmark,
no pun intended, of NIDIS is the provision of decision support tools
and training, coupled with the ability of users to report local conditions back to the portal. Near-term activities include tailoring of
the drought portal to add locally-specific data and information at
the watershed and county levels. Water managers are already explicitly considering how to incorporate the potential effects of a
changing climate into specific designs.
For example, in the California Southern Metropolitan Water District and Seattle and Las Vegas, adaptive measures have been undertaken. But the barriers to implementing adaptive measures include the inability of some natural systems to adapt at the rate of
combined demographic pressures and climate, understanding and
quantifying our water demands and impediments to the flow of
timely and reliable information relevant for decision-making.
Climate services designed to support adaptation, of which NIDIS
is an example, will be important in coping with current and future
extremes and their effects on water resources, regardless of how
that change is derived. As part of their drought management, municipalities and State agencies will have improved climate information and forecasts at key entry points for allocating domestic and
industrial water usage.
Water resource managers will have access to more detailed information on low-flow conditions when balancing irrigation and hydropower with the needs of wildlife and flows to support coastal economies. Emergency declarations can now better reach out to those
communities in need of assistance with improved information on
the aerial extent and severity of developing droughts.
So while per-capita water use is declining in some parts of the
country, trends and demand, observational records, and climate
projections provide abundant evidence that our fresh water resources are vulnerable. Priorities for drought early warning information and decision support tools to prepare our nation for these
challenges requires a mixed portfolio of approaches, including: enhancing the networks of systematic observations of key elements in

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the human, ecological, and physical systems, including monitoring
groundwater and vegetation stress; promoting drought plans that
maintain State sovereignty but responds to the needs of shared watersheds, including developing trans-boundary monitoring and
early-warning information for our internationally-shared watersheds with our neighbors to the north and the south; developing
drought information impact assessment tools that include the costs
and benefits of various adaptations and changing water demands;
and finally, developing usable drought management triggers for
specific planning thresholds and scenarios in agriculture, water,
energy, and the coast.
The challenges of managing water supplies to meet social, economic, and environmental needs requires matching what we do
with what we actually know. NIDIS offers the Nation a mechanism
to achieve this service requirement by providing a basis for integrating drought monitoring, research, and information for decision
support.
Thank you for inviting me to testify at this hearing today, and
I am happy to answer any questions you might have.
[The prepared statement of Dr. Pulwarty follows:]
PREPARED STATEMENT

OF

ROGER S. PULWARTY

Good morning, Mr. Chairman and Members of the Committee. Thank you for inviting me to speak with you today about the National Integrated Drought Information System (NIDIS); the information/data currently available to local, State and regional water decision-makers; and how we can improve the information available to
these decision-makers for adapting to current and future drought conditions.
My name is Roger Pulwarty; I am a Physical Scientist in the National Oceanic
and Atmospheric Administrations (NOAAs) Climate Program Office and the Director for the U.S. National Integrated Drought Information System (NIDIS). I had the
honor of serving as a lead author on the Intergovernmental Panel on Climate
Change (IPCC) Working Group II, in Chapter 17, Assessment of Adaptation Practices, Options, Constraints and Capacity, and on the IPCC Special Report on Climate
Change and Water Resources released this past April. I am also a lead author of
the U.S. Climate Change Science Program (CCSP), Synthesis and Assessment Report
on Weather and Climate Extremes in a Changing Climate and the Unified Synthesis
Report. My role in these reports focuses on impact assessment and adaptation responses.
In general, NOAAs climate programs provide the Nation with services and information to improve management of climate sensitive sectors, such as energy, agriculture, water, and living marine resources, through observations, analyses and predictions, decision support tools, and sustained user interaction. Our services include
assessments and predictions of climate change and variability on time scales ranging from weeks to decades for a variety of phenomena, including drought. In this
testimony I will highlight: (1) present drought-related adaptation measures being
undertaken in the water sector across the U.S., and (2) the role of the NIDIS in
improving our capacity for responding to drought.
Drought is not a purely physical phenomenon, but is an interplay between water
availability and the needs of humans and the environment. Drought is a normal,
recurrent feature of climate and while its features vary from region to region,
drought can occur almost anywhere. Because droughts can have profound societal
and environmental impacts, there are several definitions of drought, each correct in
its use. These definitions include meteorological drought, which is defined by the
magnitude of precipitation departures below long-term average values for a season
or longer; agricultural drought, which is defined as the soil moisture deficit that impacts crops, pastures, and range lands; and hydrological drought, which is defined
by significant impacts on water supplies. NOAA provides information on all three
types of droughts in its U.S. drought information products.
Drought is a unique natural hazard. It is slow in onset, does not typically impact
infrastructure directly, and its secondary effects, such as impacts on tourism, commodity markets, transportation, wildfires, insect epidemics, soil erosion, and hydropower, are frequently larger and longer lasting than the primary effects. Primary

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effects include water shortages and crop, livestock, and wildlife losses. Drought is
estimated to result in average annual losses to all sectors of the economy of between
$6 to $8 billion (in 2002 dollars; Economic Statistics for NOAA, April 2006, 5th edition). The costliest U.S. drought of the past forty years occurred in 1988 and caused
more than $62 billion (in 2002 dollars) of economic losses (Economic Statistics for
NOAA, April 2006, 5th edition). Although drought has not threatened the overall
viability of U.S. agriculture, it does impose costs on regional and local agricultural
economies. Severe wild fires and prolonged fire seasons are brought on by drought
and strong winds. These fires, similar to the ones in California this past year, can
cause billions of dollars in additional damages and fire suppression costs.
Recent IPCC reports, including the recent Technical Report on Climate Change
and Water Resources, highlight emerging needs for the development and communication of climate and climate impacts information to inform adaptation and mitigation across sectors when changes are beyond average climate conditions and extremes. Drought risk management provides an important prototype for testing adaptation strategies across the full spectrum of climate time scales. Most communities
(and countries) currently manage drought through reactive, crisis-driven approaches. Experience shows that effecting change in managing climate-related risk
is most readily accomplished when: (1) a focusing event (climatic, legal, or social)
occurs and creates widespread public awareness; (2) leadership and the public are
engaged; and (3) a basis for integrating monitoring, research, and management is
established. The NIDIS offers the Nation a mechanism to achieve this latter service
requirement. The IPCC Fourth Assessment (2007) and the CCSP reports offer impetus for integrating knowledge about the nature of societal and environmental vulnerability, attribution of the relative influences of climate variability and change,
and for services to support federal, State and local adaptive responses to the full
spectrum of climate. This impetus is further strengthened by the ongoing debates
as seen occurring in connection with water scarcity in the West since 1999 and in
the Southeast since 2007, along with declining Great Lake water levels since 1986.
Given that a drought occurs when water supply is insufficient to meet water demand, drought impacts are evaluated relative to the demand from environmental,
economic, agricultural, and cultural uses. The impacts of past droughts have been
difficult to estimate. This problem results from the nature of drought, which is a
phenomenon with slow onset and demise that does not create readily-identified and
discrete short-term structural impacts. Drought may be the only natural hazard in
which the secondary impacts can be greater than the more identifiable primary impacts, such as crop damage. Impacts may continue to be felt long past the event
itself as secondary effects cascade through economies, ecosystems, and livelihoods.
The National Integrated Drought Information System Act of 2006 (NIDIS Act; 15
U.S.C. 313d and 313d note) prescribes an approach for drought monitoring, forecasting, and early warning at watershed, State and county levels across the United
States. Led by NOAA, this approach is being developed through the consolidation
of physical/hydrological and socioeconomic impacts data, engaging those affected by
drought, integration of observing networks, development of a suite of drought decision support and simulation tools, and the interactive delivery of standardized products through an Internet portal (www.drought.gov). NIDIS is envisioned to be a dynamic and accessible drought risk information system that provides users with the
capacity to determine the potential impacts of drought, and the decision support
tools needed to better prepare for and mitigate the effects of drought.
As requested in the 2004 Western Governors Association Report, Creating a
Drought Early Warning System for the 21st Century: The National Integrated
Drought Information System, NIDIS is being designed to serve as an early warning
system for drought and drought-related risks in the 21st century. With these guidelines in mind, the explicit goal of NIDIS is to enable society to respond to periods
of short-term and sustained drought through improved monitoring, prediction, risk
assessment, and communication.
Over the next five years, NIDIS will build on the successes of the U.S. Drought
Monitor, Seasonal Outlooks, and other tools and products provided by NOAA and
other agencies to effect fuller coordination of relevant monitoring, forecasting, and
impact assessment efforts at national, watershed (e.g., the Colorado Basin), states
(e.g., GA, AL, FL), and local levels. NIDIS is beginning to provide a better understanding of how and why droughts affect society, the economy, and the environment,
and is improving accessibility, dissemination, and use of early warning information
for drought risk management. The goal is to close the gap between the information
that is available and the information that is needed for proactive drought risk reduction. Federal monitoring and prediction programs that feed into NIDIS are also
working with universities, private institutions, and other non-federal entities to provide information needed for effective drought preparedness and mitigation.

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NIDIS will provide more comprehensive and timely drought information and forecasts for many users to help mitigate drought-related impacts. For example, hydropower authorities will benefit from enhanced water supply forecasts that aim to incorporate improvements in monitoring soil moisture, precipitation, and temperature
for snowpack conditions into forecasting efforts and drought information for water
management decisions. Municipalities and State agencies will have improved
drought information, based on present conditions and past events, and forecasts
when allocating both domestic and industrial water usage. Water resource managers
will have access to more information when balancing irrigation water rights with
the needs of wildlife. Purchasing decisions by ranchers for hay and other feed supplies will be enhanced through the use of drought information to identify areas of
greatest demand and the potential for shortages. Changes in water quantity and
quality due to climate change and other factors are expected to affect food production and prices. Farmers will be better positioned to make decisions on which crops
to plant and when to plant them. Since drought information is used in allocating
federal emergency drought relief, improvements in monitoring networks will also
lead to more accurate assessments of drought and, as a result, emergency declaration decisions that better reach out to those communities in need of assistance. An
example of a specific improvement in monitoring networks is the addition of soil
moisture sensors to the climate reference network by NOAA/NIDIS. The identification of gaps in monitoring needed for early warning system development, primarily
within snow cover, soil moisture, stream gauge, and ground water networks (in
partnership with the U.S. Geological Survey), will be identified in NIDIS early
warning pilot programs in selected locations. Also, in partnership with Department
of Agriculture (USDA), priorities for snow cover/snow telemetry sites will be updated as need arises. Cross-agency partnerships to fill monitoring gaps will be developed with the interagency NIDIS Executive Council.
Data alone is not sufficient to ensure effective adaptation. A hallmark of NIDIS
is the provision of decision support tools coupled with the ability for users to report
localized conditions. To this end, NIDIS will link multi-disciplinary observations
from a number of sources to on-the-ground conditions that will yield value-added
information for agricultural, recreational, water management, commercial, and
other sectors. Multi-disciplinary observations include land surface conditions (e.g.,
for fire/fuel risk and soil moisture), streamflow and precipitation observations, climate models, and sectoral and environmental impacts information (to identify potential high impact areas or sectors for different types of drought events). Also, impacts information (i.e., how drought is affecting a location, how similar/past
droughts have affected the location) will be provided by NIDIS, as required in the
NIDIS Act, and as recommended by the Western Governors Report, and decades of
study on the types of information leads to effective early warning triggers for response.
The first step towards accomplishing these goals was to produce an implementation plan. With the results of deliberate and broad-based input from workshops held
with federal, State, and local agencies, academic researchers, and other stakeholders, the NIDIS implementation plan was produced and published in June 2007.
To provide guidance on system implementation, technical working groups were
formed to focus on five key components of NIDIS. These components are public
awareness and education, engaging preparedness communities, integrated monitoring and forecasting, interdisciplinary research and applications, and the development of a national drought information portal.
A great deal of progress has been made since the NIDIS program was established
in December 2006. The U.S. Drought Portal, launched in November 2007 and hosted
on the NIDIS website (www.drought.gov), is operational and providing comprehensive information on emerging and ongoing droughts, and enhancing the Nations
drought preparedness. Other Current NIDIS activities include conducting the first
national workshop to assess the status of drought early warning systems across the
United States, 1719 June, Kansas City, MO. A NIDIS Southeast drought workshop
was recently held in Peachtree City, Georgia, 2930 April 2008 to begin coordinating
drought early warning information systems for the Southeast region especially for
the Appalachicola-Chattahoochee-Flint and the Alabama-Coosa-Tallapoosa basins
encompassing the upper watersheds of Georgia to the coastal resources of Alabama
and Florida.
While NOAA is the lead agency for NIDIS, NOAA works with numerous federal
agencies, emergency managers and planners, State climatologists, and State and
local governments, to obtain and use drought information. NOAA routinely disseminates drought forecast information via its National Weather Service (NWS) drought
statements, and collaborates with State drought committees and the media to assure NOAA information is correctly understood and used. NOAA strives to provide

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an end-to-end seamless suite of drought forecasts, regional and local information,
and interpretation via its Climate Prediction Center, six Regional Climate Centers,
Regional Integrated Sciences and Assessments (RISA) including the Southeastern
Climate Consortium, local NWS field offices and State climatologists. Efforts are underway to improve drought early warning systems including coordinating interagency drought monitoring, forecasting, and developing indicators and management
triggers for societal benefit. The other major federal agencies involved in NIDIS are
the Department of the Interior, USDA, the National Aeronautic and Space Administration, the Department of Energy, the Department of Homeland Security, the Department of Transportation, the Army Corps of Engineers, the Environmental Protection Agency, and the National Science Foundation. There is significant leveraging
of existing observing system infrastructure, data, and products produced by operating agencies, for example, stations of the NOAA National Weather Service Cooperative Observer Program, USDA Natural Resources Conservation Service SNOTEL
(SNOpack TELemetry) network, Soil Climate Analysis Network, National Climate
Data Center Climate Reference Network, and the United States Geological Survey
streamflow and ground-water networks, as well as the USDA-Joint Agricultural
Weather Facility and the USDANatural Resources Conservation Service/Water and
Climate Center Weekly ReportSnowpack/Drought Monitor Update. NIDIS also
provides a framework for coordinating the research agenda among these agencies.
At present NOAA/NIDIS is supporting the development of new drought monitoring and prediction products and accelerating future improvements of NOAAs
operational climate forecast and application products through the use of competitive
grants, and through the tailoring of the U.S. Drought Portal to add locally specific
data and information at the level of watersheds and counties. Questions being addressed include early warnings of low flow conditions on the Colorado, on drought
and fire risk, agriculture on the Southern Great Plains and the reliability of water
supplies in the Southeast U.S.
Information services for adaptation on short-term (seasonal) or longer-term
(multi-year) drought, will be important in coping with current climate
vulnerabilities and early impacts in the near-term, and will help build resilient
economies as our climate changes, regardless of how that change is derived. It is
important to note that unmitigated climate change could, in the long-term, exceed
the capacity of some natural, managed and human systems to adapt especially in
drought proneheavily developing regions such as the Southwest. If climate change
results in increasing water scarcity relative to demands, future adaptations may include technical changes that improve water use efficiency, demand management
(e.g., through metering and pricing), and institutional changes that improve the
tradability of water rights. If climate change affects water quality, adaptive strategies will have to be developed to protect the ensuing human uses, ecosystems and
aquatic life uses. It takes time to fully implement such changes, so they are likely
to become more effective as time passes. The availability of water for each type of
use may be affected or even limited by other competing uses of the resource.
Climate is one factor among many that produce changes in our environment. Demographic, socioeconomic and technological changes may play a more important role
in most time horizons and regions. As the number of people and attendant demands
upon already stressed river basins and groundwater sources increase, even small
changes in our climate, induced naturally or anthropogenically, can trigger large impacts on water resources. Present hydrological conditions are not anticipated to continue into the future (the traditional assumption). It will be difficult to detect a clear
climate change effect within the next couple of decades, even if there is an underlying trend. Consequently, methods for adaptation in the face of these uncertainties
are needed. Early warnings of changes in the physical system and of thresholds or
critical points that affect management priorities become important. Water managers
in some states are already considering explicitly how to incorporate the potential effects of climate change into specific designs and multi-stakeholder settings. Integrated water resources and coastal zone management are based around the concepts
of flexibility and adaptability, using measures which can be easily altered or are robust to changing conditions. For example, in California and Nevada adaptive management measures (including water conservation, reclamation, conjunctive use of
surface and groundwater, and desalination of brackish water) have been advocated
as means of pro-actively responding to climate change threats on water supply. Consequently a complete analysis of the effects of climate change on human water uses
should consider cross-sector interactions, including the impacts of and opportunities
for changes in water use efficiency and intentional transfers of the use of water from
one sector to another. For example, voluntary water transfers (including short-term
water leasing and permanent sales of water rights) from agricultural to urban or
environmental uses are becoming increasingly common in the Western United

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States. An additional major challenge in the coming decades will be maintaining
water supplies for environmental services, which support tourism, hunting, fishing
and other recreational economies throughout the United States.
Adaptation is unavoidable because climate is always varying even if changes in
variability are amplified or dampened by anthropogenic warming. Moreover, adaptation will be necessary to meet the challenge of demographic pressures and climate
trends which we are already experiencing. There are significant barriers to implementing adaptation in complex settings. These barriers include both the inability of
natural systems to adapt at the rate and magnitude of demographic, economic, climatic and other changes, as well as technological, financial, cognitive, behavioral,
social and cultural constraints. There are also significant knowledge gaps for adaptation, as well as impediments to flows of knowledge and information relevant for
decision-makers. In addition, the scale at which reliable information is produced
(i.e., global) does not always match with what is needed for adaptation decisions
(i.e., watershed and local). New planning processes are attempting to overcome
these barriers at local, regional and national levels in both developing and developed
countries.
Adaptive capacity to manage climate changes can be increased by introducing adaptation measures into development planning and operations (sometimes termed
mainstreaming). This can be achieved by including adaptation measures in landuse planning and infrastructure design, or by including measures to reduce vulnerability in existing disaster preparedness programs (such as introducing drought
warning systems based on actual management needs).
Major barriers to implementing adaptive management measures are adaptation
itself is not yet a high priority, and that the validity of local manifestations of global
climate change remains in question. Coping with the uncertainties associated with
estimates of future climate change and the impacts on economic and environmental
resources means we will have to adopt management measures that are robust
enough to apply to a range of potential scenarios, some as yet undefined. Greenhouse gas mitigation is not enough to reduce climatic risks, nor does identifying the
need for adaptations translate into actions that reduce vulnerability. By implementing mainstreaming initiatives, adaptation to demographic and climate change
will become part of, or will be consistent with, other well-established programs to
increase societal resilience, particularly environmental impacts assessments, adaptive management and sustainable development.
Climate variability and change affect the function and operation of existing water
infrastructureincluding hydropower, structural flood defenses, drainage, and irrigation systemsas well as water management practices. Observational records and
climate projections provide abundant evidence that freshwater resources are vulnerable and have the potential to be strongly impacted by climate variability and
change, with wide-ranging consequences on human societies and ecosystems. Observed warming over several decades has been linked to changes in the large-scale
hydrological cycle. Several gaps in knowledge exist in terms of observations and research required to better understand the relationship between climate change and
water issues. Observational data and data access are prerequisites for adaptive
management, yet many gaps exist in observational networks. It is important to improve understanding and modeling of changes in climate related to the hydrological
cycle at scales relevant to decision-making. Information about the water-related impacts of climate change, including their socioeconomic dimensions, is incomplete, especially with respect to water quality, aquatic ecosystems, and groundwater.
Early warning information and decision support tools that are currently being developed to better prepare our nation, locally and regionally, for drought include:
Enhancing networks of systematic observations of key elements of physical,
biological, managed and human systems affected by climate variability and
change particularly in regions where such networks have been identified as
insufficient;
Strengthening and expanding water conservation and efficiency programs;
Adopting integrated strategies at the federal level (including high level advisory councils) and support a framework for collaboration between research
and management;
Promoting local watershed efforts;
Improving groundwater monitoring and management strategies;
Developing usable drought management triggers for planning in agriculture,
water, energy, health, environment, and coastal zones;
Developing economic impacts assessment tools including the costs and benefits of various adaptations;

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Coordinating among drought monitoring and forecasting efforts at federal regional, State, and local levels; and
Actively engaging communities and states in monitoring, preparedness, and
planning.
The challenges of managing water supplies to meet social, economic, and environmental needs requires matching what we know with what we do. NOAA and NIDIS
provide mechanisms for the Federal Government to help agencies, states and local
communities meet their economic, cultural, and environmental water management
challenges in a timely and efficient manner.
Thank you for inviting me to testify at this hearing today and I will be happy
to answer any questions the Members of the Committee may have.
BIOGRAPHY

FOR

ROGER S. PULWARTY

Roger S. Pulwarty is a climate scientist and the Director of the National Integrated Drought Information System (NIDIS) at the Department of Commerce/National Oceanic and Atmospheric Administration in Boulder, Colorado. He also leads
the risk management component of the World Bank/NOAA project on
Mainstreaming Adaptation to Climate in the Caribbean. From 19982002 Roger
directed the NOAA/Regional Integrated Sciences and Assessments (RISA) Program.
Rogers research interests are on climate in the Americas, assessing social and environmental vulnerability, and designing climate services to meet information needs
in water resources, ecosystem and agricultural management in the United States.
Dr. Pulwarty has served in advisory capacities to various Federal and State agencies, the National Research Council, the Glen/Grand Canyon Adaptive Management
Program, and to the UNDP, UNEP, World Bank and the Organization of American
States. He is a lead author on the 2007 IPCC Fourth Assessment Report Working
Group 2, the IPCC Special Report on Climate Change and Water Resources, and on
the U.S. Climate Change Science Program Synthesis and Assessment reports. Roger
is Professor Adjunct at the University of Colorado, Boulder and the University of
the West Indies. He is the co-editor of Hurricanes: Climate and Societal Impacts
(Springer, 1997).

DISCUSSION
EXPANDING

THE FEDERAL GOVERNMENTS ROLE IN


RESEARCH AND DEVELOPMENT

WATER

Chairman GORDON. Thank you, Dr. Pulwarty. At this point we


will open our first round of questions. The Chair recognizes himself
for five minutes.
When I was growing up, my father used to tell me about how
really his life and life on our farm changed when the rural electrification came out there. At that time we had a good well. That
is how we got our water, and my other grandparents, we had a
good spring, and everybody had their own little tin can down at
the, or cup rather down at the spring. But those times have gone.
Even if you have a spring or a well, they probably are going to be
contaminated now.
And so particularly in rural America, and when I saw rural
America, I am not talking about way out farms like we were. I am
talking about even small little subdivisions right outside of town,
oftentimes they dont have water. And as we call it toting water is
something that many, many Americans are doing right now.
And constantly folks are telling me, well, you know, the waterline is within a mile of our home, you know, but we cant get it the
rest of the way. So this is a real problem. It is a problem as you
pointed out with the nexus of water and energy and manufacturing. Wars have been fought and they will continue to be fought
over water and probably more so in the future.

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So what I would like to do is, using your cumulative wisdom, is
to get some suggestions on a federal role. You have already, if any,
and you have given us some of those ideas, but I want to be more
narrow in the sense that this committee really only has jurisdiction
over federal research and development, I think, in this area.
And so I think we have been, done a pretty good job of trying
to take good ideas and build a consensus and move them forward.
So what I would like for you to do, what I might say in the longerterm, is to submit back to us any suggestions you might have that
this committee can do.
But right now I would like to hear you cumulatively talk about
one, two, or three of the maybe most significant things that this
committee could come forward with in terms of federal R&D. Mr.
Matheson and Mr. Hall already have a bill on that, and we would
like to see how that, you know, that role could be expanded.
So I will open the floor to whoever wants to start off. Anyone
want to start?
Dr. OVERPECK. Without any doubt research and development can
play a huge role in how we manage our water. I think what is really the biggest problem is what we dont know. We dont know what
water lies underground. We dont really know how to predict what
kind of stream flows will occur in the future, or how groundwater
infiltration will change in the future at the scales that are important for decision-makers, that is, at the scale of your farm or watershed.
We dont know how climate is going to vary in the future with
enough precision to be able to forecast it, and we dont know how
climate change is going to affect our water reserves.
So all of these things require more research and development to
get the clear answers so that we develop our country and move
populations around and grow in a way that is sensible and makes
sense with regards to our true future water supply.
And I think my colleagues will talk about also as we start to develop new energy economy, that has to take into account water.
Water is far more valuable, I think, than many of our citizens realize. We have to provide the underlying framework for making good
decisions, and I think much of that stems from research and development.
I applaud the bill that your colleagues have put together. I think
it is very important to be looking at efficiency and conservation because certainly we can save a lot of water that way. Thank you.
Dr. PARKER. I would like to compliment you on the creation of
this H.R. 3957 bill that I was handed. I was just scanning it and
realized that it covers everything from water pricing for conservation and water reuse for efficiency of use of the resource. I think
Dr. Wilkinson mentioned water reclamation in California and the
use of perhaps dual systems and the use of water of various qualities for various purposes.
Now, it is an infrastructure challenge, but I think we better be
heading in that direction, particularly in the arid West where I
think the availability of the resource probably may, is becoming a
limiting factor.
Chairman GORDON. Anyone else?
Dr. PARKER. I think it is a terrific bill.

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Chairman GORDON. Well, Mr. Matheson, being from Utah, has a
firsthand interest and knowledge of that.
Dr. WILKINSON. Just quickly, I think there is some obvious opportunities in technology development for efficiency. We have come
a long way just in the last decade or two with the efficiency of a
lot of plumbing fixtures and a lot of other opportunities for laser
leveling of fields and irrigation technologies and the rest. So I
think there is a long way to go, and there is a lot of opportunities
there.
The other is water efficiency of our energy systems. What can we
do to develop energy systems that require less water or no water,
and how can we develop portfolios of energy systems that take
pressure off of our water systems. I think those two are important
areas.
Finally, filtering technology. A lot of our water now with concerns about pharmaceuticals and the rest is going to be treated to
greater degrees, and looking for efficient ways to use water and to
filter and treat it in ways that meet the health standards that we
all want to see but do that efficiency I think is going to be very
important.
Chairman GORDON. I will try to abide by the rules here. Does
anyone else have a real quick suggestion?
Mr. LEVINSON. Yes, sir. I did want to touch on the point that
water availability is not simply an engineering issue and an issue
of R&D. I think that while the Committee clearly doesnt have a
tax jurisdiction, the Committee can do a great deal to bring into
public discussion the point that water is, in fact, a scarce resource
and needs to be priced. Because, frankly, without pricing the possibilities are quite limited.
Chairman GORDON. But right now with our limited time, but I
am trying to be more specific to what we can do from this committee right now, getting suggestions.
Mr. LEVINSON. Yes. I think that to, while certainly there is a
need to promote conservation technology and that is all well and
good, you really also have a bully pulpit here to use in order to
make clear that this is a scarce resource. There does need to be action on the pricing front if we are actually going to have conservation.
Chairman GORDON. We are going to have a variety of hearings,
and we hope to do that.
Dr. Pulwarty, did you have anything you want to add?
Dr. PULWARTY. One of the major issues is developing some of the
new technologies, not only for efficiency but for the transfer of technology into practice, and I think the bills make that case.
Chairman GORDON. Thank you. There will be a point where we
are going to have, as was pointed out, a megadrought or other
problem that will bring the whole Congress, the Presidency all together for a water program, and what happens oftentimes is that
is, you know, the cow is out of the barn.
So what I hope that we can do is lay a foundation with R&D so
that at that time we can really start to implement it. What I would
request that you do is get back to the Committee any suggestions
in that area that you think, again, that there is either a legislative
role or a role for us to request different agencies to be involved. We

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will then try to take those ideas and build a consensus and do some
good work here.
Ms. Johnson is recognized for five minutes. Oh, excuse me. I am
sorry. Mr. Hall is recognized for five minutes.
WATER INFORMATION

AND

TECHNOLOGY ABROAD

Mr. HALL. I would always yield to Ms. Johnson if she wanted me


to, but let me get mine behind us here, and thanks for that peek
into your background, Mr. Chairman. I enjoyed that. No telling
how good you could have done if you would have had more opportunities as a young man.
One of the old references I have always heard and any time you
get a speech as long as 15 or 20 minutes, someone always refers
to water and fire as wonderful friends but fearful enemies. And we
have sure experienced that on more than one time on the plains
of Texas and in the drought that we had and then the over-availability of water. So I guess, Dr. Parker, availability is important,
and it is also important to manage it.
So I would ask Dr. Parker, we have to operate on information
and knowledge, and what, how would you compare the information
and technology available to water managers in the United States
to those in other nations that face similar problems to what we
face?
Dr. PARKER. I would say the short answer is I think we have got
better information. I think that there are nations such as Germany
that we might be lagging behind in terms of pushing innovative alternative green technologies, that kind of thing, but in terms of hydrologic information, et cetera, I think we are a little better off.
Mr. HALL. Well, you very ably pointed out, I think, in your testimony that when you discussed water quality and how it has improved since the passage of several federal water laws or water
acts.
What else can we do to ensure the quality and security of our
water supply? We have you here to testify, and the Chairman and
others here will take your testimony, study it, and everything you
say is available to every Member of Congress because of the court
reporter that is taking it down somewhere here that will report it.
What else can we do to ensure the quality and security of our
water supply? We can pass laws. What is the next step?
Dr. PARKER. I actually edited it out of my spoken testimony some
ideas about non-point source pollution, which is, it is not only a
technical and a management issue, but it is also a legal issue in
the sense that where I referred to some of our laws and practices
as becoming obsolete. There is a prime example of an issue that
isnt dealt with very well within the legislation.
We have done some work for EPA. Now, this isnt the, probably
the appropriate thing for me to say, advising them on urban water
supply system security. They have a research program in Cincinnati. It is a very good one. It is under-funded. It ought to be well
supported. It was driven by concerns about deliberate acts of harm
to water supply systems. They are doing good work. It has brought
application beyond the terrorism context, but I think it is kind of
a hand-to-mouth operation that each year has to fight for the lim-

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ited resources. It seems under-appreciated to me to the extent that
you have any influence over that.
Mr. HALL. I thank you.
BIOFUELS
Quickly, Dr. Pulwarty, one of the benefits of NIDIS that you described in your testimony is that farmers would be better positioned to make decisions on which crops to plant and when to plant
them. Now, given the overwhelming incentives we passed last year
for biofuels and the reference to other crops that they ought to
plant and those that planted other crops including corn followed
the market and the increase in reception of the benefits of planting
that. Have you seen caution or hesitation on the part of farmers
to plant fuel crops after seeing the information that NIDIS has provided? Or is the monetary incentive overwhelming the risk of the
natural environment?
Got an answer for that?
Dr. PULWARTY. The latter.
Mr. HALL. That is a good answer, and I think my time is up.
Chairman GORDON. You are a very good witness.
Now the gentlelady from Texas is recognized.
CLIMATE

AND

WATER QUALITY

AND

QUANTITY

Ms. JOHNSON. Thank you very much, Mr. Chairman.


To the panel, I chair the Subcommittee of Water Resource and
Development on transportation infrastructure, and we are dealing
a great deal with supply. I am wondering what about the temperature change affects water supply, quality or quantity?
Dr. OVERPECK. Well, temperature change certainly has a major
effect on water supply. As temperature goes up, there is an increase, and it is not a linear increase, in the amount of moisture
that the atmosphere can hold. So the atmosphere will demand
more moisture, and where will it get that moisture? It will get it
from soil, it will get it from forests, it will get it from agricultural
plants. It will get them from reservoirs. It will get them from any
open source of water, and it will draw that water out.
So these temperature changes that are coming are huge, just gigantic, and they will demand a lot of water, and they will make
the droughts of the past look pale, because it will be so much hotter.
Ms. JOHNSON. Yes.
Dr. PULWARTY. I wanted to complement Dr. Overpecks statement. One of the impacts on temperatures is on snowpack, and
what we have seen not only in terms of early runoff, there has been
an impact on the actual quality, the amount of water that is in the
snow. In 2005, 2006, on the upper Colorado we received 105 percent of precipitation. Because of the dryness before that and because of the warmth of that spring, 105 percent of precipitation
was reduced to about 70 percent of the reliable stream flow.
We have been seeing that in different years based on temperature, evaporation, and sublimation, and vegetation stress.

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WORKFORCE

AND

EDUCATION

Ms. JOHNSON. I know that every major body of water in this


country is contaminated, and I also know that we have a shortage
of expertise in addressing this issue. And we have dealt with that
somewhat in this committee, because we know there is such a
shortage of science and math engineering students.
I am wondering how would you determine that we would address
many of the problems now as it relates to the research here with
such a shortage of people? Of qualified people?
Dr. OVERPECK. I think this goes back to Congressman Halls
question between the United States and other countries of the
world, our advantage is that we are an advanced country. That
means that we ought to be able to bring to bear much more knowledge. Knowledge is power. But it is not just knowledge, power for
our country, it is power for every individual that has to make decisions in their day-to-day life about water.
And so we really need programs that educate everybody, not just
the water managers, but the people who use water, because so
many of the solutions will require cooperation of the citizens of the
United States and that we work together. There are huge discrepancies between the per-person water use in cities in the West that
really are astounding, and we need to learn how to use our very
valuable water treasure more carefully.
Ms. JOHNSON. Thank you very much. I am doing a series of cable
shows on subjects to try to begin to educate the public, and one of
the major questions I still have is how do we pay for all of this?
We are looking at creating a dedicated fund or maybe the
economist
Mr. LEVINSON. If I may, being the economist in the room, offer
two thoughts on this. One is that this all doesnt have to be in the
public sector. There is in certain areas a lot of potential for private
investment in water conservation, if it pays off. And I, you know,
hate to sound like a broken record, but to a certain extent you get
back into pricing here because that is what makes it interesting for
people to buy conservation equipment.
And to the extent that there is a demand for water conservation,
there will be a lot of private initiative in developing ways to conserve water and process technologies in particular industries, for
example, or improving irrigation or that sort of thing. And there
will be private people paying for this R&D. It doesnt have to be
done by the government.
And second, to the extent that it is priced, part of the amount
that people pay for water can, in fact, be used for public sector research and public sector infrastructure in this area.
Chairman GORDON. Thank you, Mr. Levinson.
Ms. JOHNSON. Thank you very much.
Chairman GORDON. And Mr. Rohrabacher, you are recognized.
MORE

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CLIMATE

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WATER QUALITY

AND

QUANTITY

Mr. ROHRABACHER. Thank you very much, Mr. Chairman, and


coming from California I certainly understand the significance of
what has been presented to us today. We live on a desert that goes
right up to the ocean, and a lot of times we forget about that and

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Mulholland and other great champions of California, well known
and appreciated, and I wonder if we are, our generation is going
to have, create a better future as the Mulhollands did for us in the
past.
Dr. Wilkinson, let me just ask you, and I did really appreciate
your detailed analysis of the California situation. What, this year
and the last couple of years, have we had trouble with snowfall in
California?
Dr. WILKINSON. Yes, indeed.
Mr. ROHRABACHER. We did? We do? Okay. Tell me about it. Do
we, is the snowpack, I understand the snowpack in the Sierra Nevada is actually higher this year than it was.
Dr. WILKINSON. Well, we have considerable variability. We had
good snowpack earlier in the year. For the last two months we
have had very little, and actually it started quite late. I took my
graduate students up to Yosemite in December, and we drove
across the pass. Over the mountains there was virtually no snow
at all in early December. Normally, of course
Mr. ROHRABACHER. In December?
Dr. WILKINSON. In December. Normally we would have a lot of
snow.
Mr. ROHRABACHER. Right. Okay.
Dr. WILKINSON. But between early December then when it started snowing and about two months ago we got a pretty good
snowpack.
Mr. ROHRABACHER. And on the average is it higher this year
than last year?
Dr. WILKINSON. It is a little bit
Mr. ROHRABACHER. Than years in the past?
Dr. WILKINSON.below the average level but not a huge amount.
The problem is that with very little for the last two months, we are
now facing very serious water situation. Of course, you probably
know last week they did the snow survey at the Summit by Echo
Lake, and they were walking on soil. There was virtually no snow.
So it is quite troubling.
Now, in terms of a water supply situation this year, we certainly
are seeing a very clear signal that we are getting a shift at midelevations from snow to rain because of warmer conditions. So that
pattern is already evident.
Mr. ROHRABACHER. Okay. I just note, Dr. Overpeck, that you did
mention that the droughts were so much worse in the past than
we are experiencing today, and while I certainly, you know, I am
clearly one who disagrees with the idea that we have man-made
climate change going on, but why is it, why are you convinced that
these droughts in the past have, which, of course, obviously had
nothing to do with human activity, why are you so convinced that
today it is all a result of human activity even though the droughts
in the past were worse than they are today?
Dr. OVERPECK. Good question. In my testimony where I was able
to expound a little bit longer, I tried to highlight that we dont
know the origin of the current droughts. We do know that they are
being made worse by the higher temperatures. That is causing the
rain on snow problem and the early melting of the snow that is giving California a little fit this year. But we really dont know the

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origin of these droughts that are going on now, and that is why I
tried to emphasize this idea of a no-regrets approach.
Mr. ROHRABACHER. Okay. I would suggest that we also dont
know the cause of the temperature rise. I have a lot of sympathy
with people who say, Look, this is what the climate is, and we got
to prepare for it because there will be droughts, we need to do
water, et cetera. But when people have to lace their testimony
with a reconfirmation of the man-made global warming theory, it
doesnt add to the validity here. It doesnt. To me it seems, frankly,
it takes away from the presentation.
One last thing here, and I would like to note this, and Mr.
Levinson mentioned that nuclear energy uses water. Have you
looked at the high-temperature gas cool reactor as a new type of
reactor, and does that use the same water?
Mr. LEVINSON. I am probably not the best one here to talk about
that.
Mr. ROHRABACHER. Let me note, Mr. Chairman
Mr. LEVINSON. Others may be more familiar.
Mr. ROHRABACHER.traditional nuclear power plants do use
water, obviously, because they are based on steam. There is a, and
I keep pushing this because I want people to take a look at this
alternative, there is a high-temperature gas cool reactor. My
friends who believe in global warming will love it as well, I might
add, because it is, of course, clean and does not produce greenhouse gases, but it does not use the water that the traditional nuclear power plants do.
And I would suggest it is something we should look at, because
I do understand there is a direct relationship between the amount
of energy and water, and Dr. Wilkinson, your testimony was very
insightful in that. In fact, the desalinization now actually uses less
water than we use in pumping water throughout the State of California, and I think that is a significant fact that we need to take
into consideration.
Thank you very much to the whole panel.
POPULATION GROWTH

AND

WATER SUPPLY CONCERNS

Mr. BAIRD. [Presiding] I thank the gentleman. I will fill in for,


as Chair until Mr. Gordon returns.
I will recognize myself for five minutes.
Do we have a sense of carrying capacity of our country in terms
of how big our population can get? You know, population is growing
rather rapidly right now, and we are talking about already seeing
shortfalls of water. Any thoughts of that in terms of what the
tradeoffs would be? Do we have some numbers that say if our population grows by X, then we are going to have to reduce water consumption by Y? Any thoughts about that?
Dr. Wilkinson.
Dr. WILKINSON. I dont know the specific answer in terms of
what number we might accommodate. I can give you, though, some
breakdown. In California we use about 80 percent of the water for
agriculture and about 20 percent for the urban system for people
directly. In much of the west it is even more for agriculture, on the
order of 90 percent. This varies, of course, tremendously around the
country and the type of agriculture and so forth. In California, a

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lot of the discussion revolves around transfers of water from agriculture to urban.
So in theory, one could double the states population and only
take 20 percent of the water currently going to agriculture. That
would leave another 60 percent still. That is in theory. I am not
sure anybody really wants twice as many people in California or
anywhere else. We have a lot of crowding already.
But the transfer of water back and forth becomes in terms of a
limiting factor and carrying capacity an interesting question. I will
say that Los Angeles has increased by one million people and held
water use level. That means per capita use has gone down considerably, and that is mainly through these efficiency programs, more
efficient plumbing fixtures and the rest.
Mr. BAIRD. Mr. Levinson.
Mr. LEVINSON. Yes, Mr. Chairman. I wanted to mention there is
our recent report that was referred to earlier a very interesting picture of population growth and water consumption in southern Nevada. The story there is that the local water authorities simply imposed very draconian measures right at the start of this decade, basically telling people, no, they couldnt plant grass anymore, golf
courses couldnt draw public water supplies anymore, that sort of
thing. They experienced quite rapid population growth during the
past seven or eight years, and at the same time they experienced
a fairly sharp decline in water consumption.
So I think that the notion that there is a necessary correlation
between population growth and the growth of water consumption
isnt right.
Mr. BAIRD. Dr. Pulwarty.
Dr. PULWARTY. To complement that, there has been changes in
the efficiency of use. We know that it took 200 tons of water to create a ton of steel years ago. Now it takes three to four. We are seeing lots of reductions in the per capita use of water. But that does
not mean that demand is not increasing because population is increasing, even if we are leveling off in terms of per capita use.
One of the things we do have to keep in mind when we talk
about carrying capacity is also we are ingenious, you know. One
hundred years ago we talked about some of these issues, and we
did have a lot of adaptive strategies in place. Where we are seeing
the most immediate threats are in the environmental services provided by the natural environment in terms of recreation and tourism and the sources of our water supply. That I think is where we
will bear the brunt of immediate pressure.
WATER QUALITY CONCERNS
Mr. BAIRD. We had a rather disturbing report here in the D.C.
Metro area about a month and a half or so ago about contamination of the drinking water. Admittedly in parts of a trillion but reports of anti-seizure medications, a host of other medications, et
cetera.
Two questions. How common is this across the U.S. water supply, and what technologies exist today to get us actually pure
water? If somebody has twin boys at home and any parent here
could get him water out of the drinking fountain, and you say to

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yourself, so what meds am I giving my kids today with their glass
of water in their sippy cup? You would feel a little bad about that.
What can you tell us about what we can do to purify the water
further and how common this problem is?
Dr. OVERPECK. Well, I dont think we have any experts here on
that side of water, but I certainly share your concern as a parent.
And I know from my colleagues at the University of Arizona that
there is lots we can do in terms of researching out what is in our
water and how we then treat it to remove unwanted contaminants,
because most of our water treatment doesnt deal with that. And
one of the solutions down the road, which my colleagues in California are already adopting is essentially toilet-to-tap. We are having to use this water that has been used before, and we will do that
more and more into the future.
So we better get some research going to figure this out. That is
all I can say.
Mr. BAIRD. A more appetizing terminology might help advance
that effort.
OCEAN DESALINIZATIONS ENVIRONMENTAL IMPACTS
One last question. We read in some of your testimony about desalinization. What are the adverse, or are there adverse environmental impacts to desalinization if you have got a bunch of, you
know, are we changing the mineral makeup of the near-shore environment?
And any thoughts on that? I am particularly thinking about as
we look at ocean acidification as a byproduct of climate change and
the reduction of available carbonate. Does desalinization also take
carbonate out of the, as a mineral, take it out of the system or
Dr. WILKINSON. There are two primary concerns about environmental impacts from ocean desalinization. One is the entrapment
and entrainment of marine organisms on the intake side of the
equation, and there are ways to remedy that by drawing in the
water through the sand and beach wells and so forth. But there are
concerns about that.
And then on the flip, as you mentioned, is discharge, the brine
discharge back to the ocean, which is more saline than what was
taken out because we are taking some fresh water and then returning a saltier mix back in. Some of the solutions to that proposed
are to mix that with effluent from waste water systems so actually
the salinity is closer to the ocean, may not be a bad solution. But
both of those are challenges for ocean deals.
Mr. BAIRD. Thank you very much.
Mr. Smith.
WATER STORAGE
Mr. SMITH. Thank you, Mr. Chairman. Thank you to the panel
for your insight on the issues.
It is interesting. I come from rural Nebraska, where irrigation is
very important. It is actually helping feed the world I would argue.
Yet I only heard a little bit about surface storage.
Dr. Wilkinson, would you say that surface storage can perhaps
help us mitigate climate change?

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Dr. WILKINSON. Surface storage clearly plays an important role
already in our water supply systems around the country. One of
the concerns with surface storage is with increased variability in
the system, as Dr. Overpeck described, we may need, where we
have surface systems that are providing both flood control as well
as water supply, we may need to hold those systems at lower levels
to provide that flood control or take further risks because of pattern changes in precipitation.
So that becomes problematic. We would sacrifice water supply
and hydropower for those systems that provide those services if we
are to operate those systems to deal with increased flood control
risks.
The other issue with surface storage
Mr. SMITH. Wait. If I could have clarification. I am sorry.
Dr. WILKINSON. Uh-huh.
Mr. SMITH. I am trying to follow you. You are saying that we
need to draw down?
Dr. WILKINSON. We will have to leave more flood control space
during the flood.
Mr. SMITH. Because of
Dr. WILKINSON. Because of concerns that we may have strong
precipitation events that would fill them up quickly and then spill
into flood, and we have experienced some of that. We have had
some problems around the country, and so one of the concerns
when you have less certainty as to what might happen with precipitation, but an increased chance that you may have high precipitation events, then to maintain that flood control system you begin
to lose, there is a tradeoff there. You begin to lose some of that
water storage.
The other big issue, of course, as Jonathan mentioned, with increased temperatures, we are going to have increased evaporation,
and that is actually quite a serious issue with surface storage, especially in arid areas. We are losing a lot of water. Now, that
doesnt mean we are not going to continue to use surface storage
systems, but we may need to recalibrate our rural curves and our
expectations of water supply coming out of them based on climate
change.
Mr. SMITH. Can you give any numbers for what you think the
difference is today? It is, I think we might be able to agree that
climate change is a bit of a moving target in terms of defining it.
We are even getting away from the global warming terminology
and going to climate change based on some of the numbers of the
last 24 months or so.
Can you paint a picture with numbers, easily understood, perhaps, of where we are with surface storage today, where we need
to be, compared to the past 100 years or so?
Dr. WILKINSON. I cant give you a specific number, we need X
amount more. Of course, it depends around the country what our
water supply situation is. Let me suggest two other considerations,
though, in addition to and coupled with surface storage, and that
is groundwater management. We have tremendous opportunities
right now around the country, certainly in California we have huge
opportunities to manage groundwater more effectively and to use
groundwater storage. Picture it as an empty bucket underground,

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storage potential, that can be managed. That is an opportunity, I
think, we pretty much all agree is a priority for water management. Of course, that means maintaining quality of what gets into
the ground and once it is in the ground, maintaining that quality
so we dont have the kinds of issues that were just mentioned, the
concerns about water quality and what is safe to drink.
Mr. SMITH. Now, you said we needed X amount more of what?
I think you said something like we need X amount more.
Dr. WILKINSON. I cant tell you exactly how much more surface
storage the country would need, and part of that would depend on
how well we use groundwater and how efficiently we use water.
That would, in turn, reflect what our surface storage requirements
would be nationwide.
So I would have to think about it in the context of the demand
side, how are we using water, the other options for storage, including groundwater, and then what we need to do with our surface
storage systems. I would suggest we would need to consider that
as a package in the integrated way.
Mr. SMITH. And would you suggest that we need more reservoirs?
Dr. WILKINSON. I think in some places we might and some places
there is serious discussion of removing reservoirs. So I think you
probably have everything on the table. Where do we need more?
Where do we have systems that may not be cost effective and may
need to come out.
Mr. SMITH. Very good. Very good.
Dr. Overpeck.
Dr. OVERPECK. Yeah. Thank you. I mean, I think what we really
are running up against here is we dont have the knowledge to answer your questions. We dont know exactly how the water supply
from the atmosphere will change in the future and how the demand by the atmosphere in terms of evaporation will change in the
future. We need to nail that down and factor that into our models
of both above ground and below ground storage.
But I do agree with Dr. Wilkinson that below ground storage
might turn out to be a much more advantageous approach, particularly in states like your own that have abundant aquifers. We are
already doing this in Arizona and many other states, such as
Texas, are putting the water underground. And you dont always
get out what you put in, but nonetheless, you dont have the problem of evaporation or some of the other problems that are associated with above-ground storage.
And one of the ironies of climate change is that with the probability of increased frequency of drought comes a probability of increased flood as well. This is because the hydrologic cycle of the atmosphere is getting accelerated, and there is more moisture up
there, more energy, and it gives us both extremes in greater frequency.
And we are already seeing this around the world.
Chairman GORDON. Thank you, Mr. Smith. We are trying to beat
a vote here, and Ms. Richardson has been gracious enough to yield
to Mr. Matheson, who has another commitment, and you are recognized for five minutes.

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THE ENVIRONMENTAL PROTECTION AGENCYS ROLE
Mr. MATHESON. Thanks, Mr. Chairman. I will be brief and
maybe not use all five minutes.
You had a discussion with the Chairman earlier about the bill I
introduced, the Water Use Efficiency and Conservation Research
Act of 2007. As you probably know, it would establish a research,
development, and demonstration program within the EPAs office of
research and development to promote efficiency in conservation.
I was curious what role that the people on the panel would envision the EPA should have in supporting our long-term water efficiency and conservation effort policies in this country?
I dont know who wants to answer. Anyone can answer.
Dr. WILKINSON. Let me just start out briefly, I think that EPA
deserves a lot of credit for some very good work over the years. The
low-impact development, some of the slides I was showing, storm
water capture and attenuation of pollution, for example. That they
are doing very good work on water use efficiency.
Of course, it is the 1992 Energy Act that includes the requirements for efficiency in plumbing fixtures, and that has made a
huge difference. EPA has done a lot to follow up on that, so I think
they have already done a lot of good work. I think it is a very helpful move in what you have proposed here to take it a step further.
Dr. PARKER. I see EPA as a very visible entity throughout the
water supply community. I see them as advocates as various approaches to water supply and completion. They are out at conferences, they are in regulatory situations, they are in planning activities. There is only so much that they can do, though, to advocate without putting a little money on the table. And their research
budget has been cut back so severely in the last few years they are
losing their credibility.
I think you have nailed it with this, to give them a little bit of
money to push just what is needed.
Mr. MATHESON. I appreciate that, and I notice in your testimony
and reports from your organization, Dr. Parker, you make a number of recommendations for additional research.
Could you maybe offer just your opinion about what you think
are the highest priorities or the most critical areas where we ought
to be investing in R&D, looking out over the next 20, 30 years for
where we want to go? What do you think are the best priorities for
R&D on water conservation and water use?
Dr. PARKER. I think we need to invest more in dual water systems. I think we need to invest more in the institutional side of the
house. It is severely neglected. Ms. Johnson from Texas was talking about her concern about human resources, and I interpreted
her concern as being professionals in the field but then the conversation took sort of the direction of public, the level of how informed the public is.
But the truth is is that in terms of having professionals available
to address problems and staff our agencies and our consulting companies, et cetera, is really in sorry shape. The dwindling research
budget for graduate students in universities is not adequate to
produce the people that we need in our field just when the problems are becoming most challenging. And the social science side of

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it has always been neglected. The water policy experts that I know
are all in their 60s. So we are losing the few that we have.
So the social sciences, innovative supply technologies, conservation, I think our hydrologic networks are probably adequate, but
they have been allowed to be eroded.
Mr. MATHESON. I appreciate that.
Mr. Chairman, I appreciate my colleague letting me go.
Chairman GORDON. Thank you, and now Mr. Hall is recognized
for a quick question, and then we are going to finish up with Ms.
Richardson.
CAN WE CAPTURE

AND

STORE RAIN WATER?

Mr. HALL. I ask the question of Dr. Pulwarty. Something that


has been bothering me for a long time, and you know, need spawns
breakthroughs and wars bring on weaponry like the Manhattan
Project and things like that. And shouldnt we be thinking in the
long-term thinking in the future of how to save water?
And it worries me, I have been working on a bill trying to put
together something for a future, a study for the future of working
on a bill, maybe even a sense of Congress or something that or
some study group, when a bottle of water gets to be worth more
than a good bottle of beer or a bottle of oil, you know, we got to
go to thinking more about it.
And I see in Texas and west Texas the rains fall, and in east
Texas rain is falling, and it goes on down to the sea. Shouldnt we
be capturing that someday, even at 100,000 acres at a time to have
it? And we dont have that need yet, and it is too expensive now,
but I remember when it was too expensive to have a module for
astronauts to escape a shuttle from. And we shouldnt ever think
anything is too expensive to save lives, but it was also too heavy.
Engineers couldnt prove it, but someday is there, I will just leave
this thought with you gentlemen.
Be thinking about a way to, giant sumps or something, to capture that water and not let it run off to the sea and have it for the
time when we have the droughts.
Yes, sir.
Dr. PULWARTY. I think this is an extremely important question
as to what mix and types of storage mechanisms that we are, in
fact, talking about, and at the same time have enough left over in
the system to make sure that the coastal economies that depend on
fresh water and flow for oyster beds, mussels, and other things like
that are themselves supported as a result.
One of the issues we have with withdrawing water for storage is
we then increase saline intrusion from salt water into the nearshore aquifers. So as long as we are balancing all of those kinds
of issues, then I think, yes, storage is one of the options.
And we do have to think in terms of groundwater as well, simply
because if you cant fill the reservoirs you have, extra storage does
not help us.
Mr. HALL. One day I think we will see a huge metal or otherwise
sumps under there, and at my age I dont even buy green bananas,
so I cant look that far. I cant see that far ahead, but you younger
men, and this young Chairman here, I am going to get him to work

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with me on something to set up some kind of a study like that so
we have a plan for 30 years from now.
And I will try to stay in Congress that long to see that they carry
it out.
Mr., I yield back my time.
Chairman GORDON. Thank you, Mr. Hall. I have already made
arrangements for Mr. Hall to say my obituary so, Ms. Richardson,
you are recognized.
MORE

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OCEAN DESALINIZATIONS ENVIRONMENTAL


IMPACTS

Ms. RICHARDSON. Thank you, Mr. Chairman.


Dr. Parker, as you can hear from Mr. Hall and our Chairman
here, you are in need of the next generation of water folks. As you
can see, we have got great folks here that I am really concerned
of the day when we wont have Mr. Hall here to give us good analogies.
Mr. Chairman, I would like to invite you and or maybe one of
the hearings we could have in the future would be about desalination. The largest home of the countrys largest and most advanced
federally-sponsored seawater desalination research and development project is in my district. Dr. Wilkinson, I was a little surprised with your comment because back on January 30, 2008, the
Long Beach Water and the United States Department of Interior,
Bureau of Reclamation constructed an under-ocean floor intake and
discharge demonstration system, which I happened to view because
it is right there at the Bluff Park where I walk my dogs on the
weekend. And the only other similar facility is in Japan, and I was
particularly, caught your comment because it was founded that essentially the underwater ocean floor intake system, the ecological
impacts of entrainment and impingement typically associated with
open ocean intakes are avoided with this system, which is what
when you were asked the question. And this natural biological filtration process reduces the organic and suspended solids largely
eliminating the need for additional pretreatment, which reduces
the overall energy footprint and cost of operation.
So I am not sure if you are familiar with the success of what we
recently had. The project was, as I said, recently completed. I
think, Mr. Chairman, it would be well worth either one of us taking a trip. We can take a Tennessee guy and have you have a real
good time in California, or we could have a hearing here. I think
there has been some very recent information.
And Dr. Wilkinson, I am not sure if you are familiar with those
results, but they have been substantial to the impacts of being
nearly 30 percent more energy efficient than the reverse osmosis
technology system.
Dr. WILKINSON. I think you are exactly right. The Long Beach
project is quite good, and the Bureau of Reclamation has been helping.
My point was that using that kind of an intake avoids the entrainment and impingement, so that is one of the opportunities
where the geology supports it to use that kind of system. I think
that is a success, and I think they are doing some very good work
in Long Beach.

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Ms. RICHARDSON. So, in terms of funding and research and
things that we can do, I think it is a valid area for us to consider.
Chairman GORDON. I certainly agree. I just talked to our staff
and she said that we need to be sure to get somebody in on a future hearing. Her response was that we have been talking with
them extensively, and the term she used about what they are doing
was fascinating. So I am glad that is coming out of Long Beach,
and we want to continue to learn more about it.
Ms. RICHARDSON. Thank you.
I yield back the balance of my time.
Chairman GORDON. Thank you. We are maybe eight minutes
away from a vote, so let me thank our witnesses for appearing here
today. Under the rules of the Committee the record will be held
open for two weeks for Members to submit additional statements
and additional questions that they might have of the witnesses. I
ask witnesses if you will respond to us if you see particular areas
of federal R&D and also if you know a particular agency you think
where that should be carried out. Such information would be most
welcome, and it will be a part of our thought process.
And this hearing is now adjourned.
[Whereupon, at 11:31 a.m., the Committee was adjourned.]

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Appendix:

ANSWERS

TO

POST-HEARING QUESTIONS

(117)

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ANSWERS

TO

POST-HEARING QUESTIONS

Responses by Stephen D. Parker, Director, Water Science and Technology Board, National Research Council
Questions submitted by Chairman Bart Gordon
Q1. Please provide the Committee with recommendations of additional Federal research and development to increase water supply and water use efficiency.
A1. See Confronting the Nations Water Problems (2004)1 by a committee of the
Water Science and Technology Board. This report was called for by a Congressional
mandate and would seem to provide a very complete response to this question. See
in particular the executive summary and Table 31 for particulars.
Questions submitted by Representative Ralph M. Hall
Q1. In your testimony, you point out a number of issues that exist do to aging infrastructure and outdated water management systems. If you were to prioritize
these issues, which we are often called on to do as lawmakers with limited
funds, which of these issues would you address first? What viable solutions exist
that need to be adopted on a broad scale? Which area has been lacking research
that we now need to devote resources to?
A1. Personally, I believe federal leadership through EPA programs or research
funding should give priority to (not necessarily in order):
water reuse for potable and non-potable purposes, including use of dual water
supply systems;
alternative, innovative, green urban stormwater and combined sewer overflow
system design and management; and
water demand management approaches.
Q2. In recent years we have been exploring a number of new energy sources to try
to reduce greenhouse gas emissions from fossil fuels; however, as you know, a
number of these alternative energy sources require large amounts of water. How
do those changes in societal preferences affect your calculations on available
water resources?
A2. The water-energy nexus presents many challenges to those concerned with
water requirements for energy development and energy requirements for water supply. The WSTB has been unsuccessfully trying to develop a comprehensive study in
this area. We have few positions as an entity and my personal experience is limited.
My only recommendations would be that consideration of energy alternatives take
into account very carefully the water implications. This does not appear to have
been the case in the crafting of biofuels policy as indicated in a 2007 WSTB report
Water Implications of Biofuels Production in the United States (summary attached).
Q3. In order to face the coming challenges in water availability and quality, we need
qualified scientists and engineers. Could you discuss the number of graduate
and post-graduate students going into water issues versus other scientific pursuits? Is this enough to provide critical information to decision-makers over the
next few decades? What can be done to encourage greater interest in this subject?
A3. The issue you identify is worrisome. I have no real numbers, as perhaps the
National Science Foundation might, but it appears that new folks are not entering
the water field and that our workforce is aging. It seems that restoration of respectable funding levels for water resources research might reverse the problem, as we
certainly are going to have well qualified people in many disciplines, including the
social sciences, to help address the increasingly complex problems that are emerging. The attached Confronting the Nations Water Problems (2004) should help shed
some light.

1 National Academies of Science, 2004. Confronting the Nations Water Problems: The Role of
Research. Water Science and Technology Board, Committee on Assessment of Water Resources
Research, National Research Council, Washington, DC.

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Questions submitted by Representative Adrian Smith
Q1. Federal drinking-water quality regulations for naturally occurring toxins, such
as arsenate, can be burdensome to small communities, as costs of remediation
are very high and far beyond the budget of a small town. Are these challenges
best addressed at the local, State, or national level, and what types of solutions
should be proposed?
A1. This question identifies a very large and challenging issue that affects a fifth
of the U.S. population. It is also a problem being addressed by EPA. In 1997 the
WSTB published Safe Water from Every Tap: Improving Water Service to Small
Communities, a report that provides guides on relevant technological, financial, institutional, and operational issues. The report is attached in pdf; I personally have
not tracked EPA follow through. You might peruse this report or its summary and
then ask EPA for information and opinions.
Q2. What are your views on balancing the demand for various uses of water, including, drinking water; agricultural uses; energy generation; habitat, especially for
endangered species; and recreation?
A2. Conflicting demands are presenting themselves in many regions of the Nation,
and conflicts are not limited to arid areas. The ACFACT basins in GAFLAL provide a vivid example and there will be more of this in the future. Each case is
unique and it is hard to generalize, but in my opinion decisions must be informed
by advanced simulation/optimization models, with visualization capabilities, to
produce results for discussions by experts in all relevant disciplines and decisionmakers along with all stakeholders. Not everyone is going to get everything they
desire but consensus on outcomes can be achieved. It is unfortunate that the venues
for such decision-making were effectively eliminated with the demise of the many
river basins in the early 1980s. In my opinion, such river basin commissions may
have been ahead of their time and should be resurrected.
Question submitted by Representative Russ Carnahan
Q1. Could better data and monitoring improve water quality and quantity for St.
Louis and surrounding areas?
A1. Yes. Such data would be necessary but insufficient. The attached 2008 WSTB
report Mississippi River Water Quality and the Clean Water Act: Progress, Challenges, and Opportunities discusses this and describes several implementation actions that should be pursued at the federal, State, and local levels.
Question submitted by Representative David Wu
Q1. It is important that states and local communities are part of the discussion regarding water challenges. However, I am worried that some stakeholders may
have been overlooked. The United States has unique political relationships with
more than 560 tribes. Many of these tribes have treaties with the United States
that recognize tribes continue to have certain rights; in some cases this includes
water. This is a very important topic we are discussing here today and all stakeholders should have a voice at the table. Has your board included tribes in its
work? If not, why has this not been done? Will you include tribes in the future?
A1. Yes. The WSTB has engaged tribes and other relevant stakeholders in its
workboth as committee members and as resource people to help inform our process.

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ANSWERS

TO

POST-HEARING QUESTIONS

Responses by Jonathan Overpeck, Director, Institute for the Study of Planet Earth;
Professor, Geosciences and Atmospheric Sciences, University of Arizona
Questions submitted by Chairman Bart Gordon
Q1. Please provide the Committee with recommendations of additional federal research and development to increase water supply and water use efficiency.
A1. Several federal research and development efforts would contribute to increasing
water supply, and/or using our water supply more efficiently. These include:
1) A well-funded multi-year (I suspect at least 10 years would be needed) National
Water Supply Science and Assessment Program. This effort would undoubtedly
have to be multi-agency (e.g., NOAA, NSF, USGS, NASA, USDA), and ensure at
least 50 percent of the funds were targeted at the extramural research community
(e.g., universities and private firms)to ensure maximum peer-review, regional
focus, and interdisciplinarity. This Program could be part of, and would benefit
greatly from, a National Climate Service (see more below) that was explicitly directed to include water supply in its mandate. Major foci should include:
1a) documenting the size and quality of current below-ground water resources
at the scale of one kilometer or less. This is currently not known for most parts
of the country, and would require drilling, geophysics, modeling and data synthesis.
1b) obtaining much improved estimates of likely future climate-related changes
in water availability, in terms of rainfall, snow, evaporation run-off, streamflow, aquifer recharge and other metrics. This will require substantial climate
research (e.g., to understand the dynamics of the North American monsoon and
tropical storms), climate modeling and hydrological modeling. The goal should
be to make substantial improvements on the climate and water projections included in the Fourth Assessment of the Intergovernmental Panel on Climate
Change (2007). Close partnership between the scientific research community
and regional water-related decision-makers is critical, and the program should
focus significant funding on the regional science and assessment often neglected
in federal R&D programs.
1c) a thorough investigation of how well the Nations current water storage system is working, and how it can be augmented, e.g., by increased above-ground
and below-ground storage. This investigation should factor in climate change
(1b, above), as well as possible social and environmental issues that are, or
could emerge as, problems. Although the promise of further above-ground storage is limited, below-ground storage potential has not been thoroughly evaluated.
1d) a complete interdisciplinary (e.g., natural science, social science, economics
and law) examination of how water is currently used, and how greater efficiency
could be achieved. Studies of this type have occurred, but they have tended to
be small, short-term, and not interdisciplinary enough to guide effective policy
at both national and regional scales. All aspects of water use need to be examined, understood, and optimized for maximum efficiency.
2) An improved Integrated National Climate and Water Monitoring System
is needed to track water supply, water quality and water use projections, and to
help update them as will inevitably be needed. The system should be designed to
support water-use policy and to give stakeholders a comprehensive inventory of local
to national water supplies (below and above ground) at any given point in time,
from the present into the future. Over the past couple decades, streamflow monitoring (gauging) has declined due to funding cuts just as water supply concerns have
become more acute. The same holds true for climate monitoring at the local to regional scales needed for water supply prediction. The proposed Integrated National
Climate and Water Monitoring system should include monitoring of all underground
resources, and should be designed to support the proposed (#1 above) National
Water Supply Science and Assessment Program and other water storage programs.
3) A funded National Water Oversight Program or Commission is needed to
ensure that all policy decisions made at local to national levels include scientifically
robust assessments of their possible impact on water supply. For example, as the
Nation explores alternative energy solutions, water requirements (savings or usage)

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should be factored in. The same holds true for public lands and agricultural policy.
Water supply is too important to be just an afterthought.
4) A national Water Education initiative is needed in order to make sure that our
citizens understand water supply issues broadly (e.g., including climate and energy
issues) and are prepared to work together to ensure the Nations water supply into
the future. Essential parts of this initiative should include K12 education, informal
programs, and university training, andespecially criticalthe next generation of
water supply scientists and engineers. As water supplies become more limited due
to population increases, aquifer depletion, and/or climate change, the need for this
expanded workforce will only increase.
Questions submitted by Representative Ralph M. Hall
Q1. One of the things that has been stressed in recent National Academies of Science
reports is the need for more regional modeling and greater information resources
at the regional level. You state in your testimony that the current warming has
led to a decrease in spring snow-pack. Given that this year was a record year
for snowfall in the Rockies, what is your confidence level regarding the fall off
of spring snowpack attributable to climate change versus natural climate variability?
A1. I strongly concur with the NAS-stated need for great focus on regional climate
and water research, observation, modeling and assessment. All of the research and
development initiatives that I advocate in this document need to have greater regional focus than is the norm for federal programs. The reason for more regional
focus is simply because most decisions, particularly with respect to water, are made
at the regional-scale. Also, our scientific understanding of physical processes (e.g.,
climatic and hydrologic) at the regional scale lags understanding at broader scales.
This limits effective regional decision-making.
Both natural climate variability and human-caused climate change are, and will
increasingly be, water supply concerns, particularly in the U.S. West and Southwest. Because there is substantial climate variability from year to year, and particularly with respect to precipitation, it is dangerous to read much into what happens
in any given year. The details of the most recent water year (starting in October,
2007) have not all been analyzed yet, but the trend over the last couple decades has
been toward an increasingly small spring snowpack at the scale of the U.S. West.
This has recently been attributed in the peer-reviewed scientific literature to warmer temperatures, and alsoin the same studyconnected to a trend toward smaller
Colorado River flows. Thus, there may always be exceptions in any given year, but
the longer-term trend is what we should be focused on and worried about.
Q2. In your written statement, you include a figure from the IPCC that illustrates
the changes in runoff projected by the mid-21st century relative to the average
run off from 19001970. Isnt it true that the early part of the 20th century is
recognized as being an unusually wet period and that rainfall and water supply
were at the high range of natural variability? Does this IPCC figure take into
account such that this level of run off may not have been average, but in fact
above average if looking over a longer period of time?
A2. Parts of the 20th century do appear to have been wetter than the long-term
(e.g., 1000 year) average in some regions (e.g., much of the U.S. West, particularly
the Southwest and region of the Colorado River). The figure in my testimony was
not from the IPCC 4th Assessment, but rather was from the more recent work of
Milly et al., 2008 (reference included in my written testimony). They probably used
the 1900-1970 average because run-off records exist for this period across the U.S.
(and much of the globe), and because they considered the period to be representative
of what many people think of as average. This period did include the extremely
wet period of the 1920s (when the Colorado water allocations were made), but also
the drier periods of the 1930s and 50s. In their work, Milly et al., do not compare
projected future runoff with the longer-term average, perhaps because it is not possible to calculate the longer-term (multi-century) average for all of the U.S.
Q3. Dr. Overpeck, in your testimony you call for a national climate service designed
to support local and regional decision-makers in dealing with climate-related reductions in water supply. How would such a service differ from NIDIS and its
current mission? Would you envision expanding the role of NIDIS or creating
another entity?
A3. Although it is still young, NIDIS shouldin addition to being a valuable program in the face of droughtbe considered an excellent pilot for some of what a

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National Climate Service should be. NIDIS was designed to deal with drought, particularly at the regional scale so important to decision-making, and it should grow
and flourish in that capacity. The design of a National Climate Service should learn
from NIDIS, as well as other existing programs, but it should be a new program
with a broader mission.
Without any doubt, a National Climate Service should be designed to befirst
and foremostresponsive to the needs of regional decision-makers: those that have
a true stake in climate variability and climate change. In this respect, a National
Climate Service should be designed not just after the innovative aspects of NIDIS,
but should also be heavily informed by the design and successes of the Regional Integrated Sciences and Assessment (RISA) Program funded out of the NOAA Climate
Program Office (http://www.climate.noaa.gov/cpopa/risa/); indeed, much of
NIDIS was informed by this NOAA RISA program. One of the key innovations of
the RISA program is sustained partnership between regional science experts and regional decision-makers. Another innovation is that the RISAs enable interagency
and interdisciplinary collaboration, andfirst and foremostserve to be constant
champions of regional climate and water science. The needs of regional stakeholders
should then drive a much larger integrated, multi-agency, National Climate Service
that meets those needs via interdisciplinary climate system (including water!) research, observations, modeling and assessments.
Because NOAA is by far the strongest climate agency in the Federal Government,
they should lead the National Climate Service. However, the trickiest part, perhaps
other than funding, will be to devise a new mechanism to ensure that (1) multiagency partners truly work together, (2) use their funding within, and among agencies as intended, and (3) workas a priorityto meet the needs of the regional
stakeholders. Some entity, such as a Commission of regional scientists and stakeholders, is needed that reports both to Congress and the White House, and that has
a responsibility to verify that funds are being used tofirst and foremostmeet the
needs of the regional stakeholders. Otherwise, interagency cooperation and coordination will not be optimal, as many current interagency programs unfortunately
demonstrate.
One of the primary benefits of a new National Climate Service would be to provide advantage to the Nation, and its regional stakeholders, in adapting to climate
change as well as natural climate variabilityincluding drought. I am currently
working with a national group of regional climate (i.e., RISA) scientists to develop
a more comprehensive plan for a regionally driven National Climate Service, and
I will forward our proposed plan to you and your committee as soon as we have a
complete document.
Q4. Dr. Overpeck, in your testimony you discuss the vulnerability of the Southwest
to climate change related drought and you also point out the many times in the
past the Southwest has dealt with drought. Given the susceptibility of this region to drought, would you say it is more important to invest in research to predict it or research to mitigate the effects and explore other ways to increase potential supply?
A4. The Southwest U.S., extending from California into Texas, and northward into
the central Rockies, is going be increasingly challenged by water supply problems
no matter what. The region is prone to more, and longer droughts, than the rest
of the Nation, and climate change is already making the situation worse with higher
temperatures, less spring snowpack, and declining river flow. It is safe to say, that
the situation could easily get worse, but it is also safe to say that there are things
we can do about it.
We need to take both climate change (and drought) adaptation and mitigation seriously. This means the region, hopefully with help from the Nation as a whole
(which also has a stake in climate change and drought), must learn to use water
more wisely, but also do whatever it can to reduce future threatsnamely climate
changeto water supply. In my response to Chairman Gordons question above, I
have outlined some important research and development initiatives that could help,
and because of the inevitable climate and water challenges facing the Southwest,
I am a strong advocate for a National Climate Service (also see above). For these
same reasons, I think it is also imperative that the nations of the globewith the
United States in the leadstart working aggressively to reduce greenhouse gas
emissions to 80 percent below 1990 levels by 2050. To say that Southwesterners
Arizonans and Texans alikehave a real stake in all these efforts is an understatement.

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Questions submitted by Representative Adrian Smith
Q1. Nebraskas panhandle has experienced nearly a decade of severe drought. What
steps or technologies are needed to prepare for and mitigate long-term drought?
A1. Clearly Nebraska has a major stake in seeing something done about drought,
just as we in the Southwest do. Fortunately, what I have outlined above summarizes the national research and development efforts needed by Nebraska and neighboring states. In the past, I have researched what the Dust Bowl drought did to
the Nebraska region, and I learned first-hand that the record-hotand wilting
temperatures of the 1930s will seem cool in comparison with what will likely come
if greenhouse gas emissions are not reduced dramatically and quickly. Nonetheless,
the climate change already in the pipeline (due to inertia in the climate system)
AND natural drought variability, means that the people of Nebraska and surrounding states must also prepare for, and adapt to, likely future drought. My foregoing responses should help understand what is needed.
Q2. What are your views on balancing the demand for various uses of water, including, drinking water; agricultural uses; energy generation; habitat, especially for
endangered species; and recreation?
A2. This is as much a values question as it is scientific. I value each of the entities
that you mention, and I also have faith that our country can figure out a way
using knowledge and technological innovationto keep all of these entities healthy
and in the balance. However, we cannot do this assuming business as usual, and
that is why I have suggested a number of research and development programs in
my foregoing responses. It is also why I am a strong supporter of cutting global
greenhouse gas emissions to at least 80 percent below 1990 levels by 2050. We do
not want to sacrifice any of these fundamentaland valuedentities.
Your question raises one additional critical point: the role of water in energy production. I note this in my above responses, but also would be a supporter of a massive (ca. $50$100B/year) government effort to develop new and improved energy alternatives that will speed the much needed greenhouse gas emission reductions that
are needed to curb climate change, as well as to make our country truly energy
independent and a global leader in energy technology sales. I bring this up here because it is critical that we factor in water demand as we develop new sources of
energy: the climate-water-energy nexus is critical not just for Nebraska, but for our
entire nation.
Question from Representative David Wu
Q1. Western communities, specifically, have unique circumstances and relationships
with tribal governments as it relates to water. Tribes often have priority water
rights that states and local governments, and other users, must account for
when creating water plans. As far as partnerships go, what types of opportunities exist for collaborative efforts that recognize tribal water rights and support
both non-tribal and tribal efforts?
A1. I am not a Native Nations water rights specialist, but I live in state, and in
a region, blessed with many Native American neighbors. In this context, I have
worked with some of our regional Tribes on climate-related issues. In my foregoing
responses, I have emphasized the need to drive research and developmentincluding a National Climate Servicewith the needs of regional decision-makers. In the
Southwest, and across the U.S., the Tribes are at the table as important regional
stakeholders. As it stands, we dont have the institutions that treat climate and
water supply issues (including energyanother key issue in Indian Country) holistically, and that is what I am advocating in my foregoing responses. Any legislation
that comes to pass needs to be crafted to ensure the Tribes, and their members, are
fully invested partners in the activities that result.
On a slightly more personal side, I recently supervised a Navajo graduate student
who just received her Masters degree after completing a Four-Corners climate and
society (agriculture and ranching) thesis. Her focus included helping leaders and
kids on the Navajo Nation learn about climate issues. There is a clear need for more
such graduate students, and the Federal Government could help with funding at
both the undergraduate and graduate levels. The desire is often there, but funding
and appropriate opportunities can be harder to findespecially for the interdisciplinary knowledge creation and learning that is needed. Climate and water partnerships would undoubtedly benefit from such increased funding for education.

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ANSWERS

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POST-HEARING QUESTIONS

Responses by Marc Levinson, Economist, U.S. Corporate Research, J.P. Morgan


Chase
Questions submitted by Chairman Bart Gordon
Q1. Please provide the Committee with recommendations of additional Federal research and development to increase water supply and water use efficiency.
A1. The greatest urgency involves exploration of pricing schemes to encourage conservation. Federal R&D money would be well spent in the agricultural area, developing crop varieties that require less irrigation, but there is little incentive for developing and planting such crops so long as most farmers are able to draw on water
for free. It might also be worth considering a requirement for Congress to evaluate
water impacts when considering legislation; such a requirement might have been
useful during consideration of last years law increasing the renewable fuels standard and this years farm bill. I think there will be ample private funding available
for R&D into water-conservation and decentralized water-treatment technologies if
these are economically viable, and no federal R&D effort is required.
Questions submitted by Representative Ralph M. Hall
Q1. You mention in your testimony the concept of a water footprint. Could you provide us with a couple of examples of companies that are aware of their water
footprint and steps they may be taking to address their water footprint?
A1. We have examined a limited number of companies around the world and do not
claim to have complete information on this subject. Among the companies we have
examined, only Unilever has ever reported its water footprint. Subsequent to the
publication of our recent report on this subject, other food and beverage companies
have advised us that they intend to do further analysis of their water footprints.
In general, large food manufacturers appear to recognize that they can achieve the
largest reductions in their water footprints by encouraging greater water efficiency
among agricultural suppliers, and some are starting to examine this issue.
Q2. You discuss in your testimony that companies face regulatory risks in the form
of allocation and price controls when water becomes scarce. In your work, has
JPMorgan Chase found any regulatory reform options that might address such
problems such that water utilized responsibly while business can remain on
track?
A2. Yes, we have seen two types of regulatory reforms that are important in this
way. First, there are a number of jurisdictions that have imposed significant cost
increases for water. Unfortunately, these increases often affect only customers drawing water from municipal systems, not agricultural and industrial users that draw
water directly from rivers or groundwater sources. Better pricing schemes are urgently needed. Second, some jurisdictions have imposed strong non-price regulations
that limit water usage, such as requiring the use of recycled water to irrigate golf
courses or barring the use of grass in landscaping in desert areas. We are not aware
of jurisdictions that have adopted regulations concerning allocation of water in the
event of physical scarcity.
Q3. You mention nuclear power as an energy source that utilizes large amounts of
water and therefore includes a societal cost that should be factored into the
price users pay for electricity for these plants. Should the same hold true from
other sources of power, including renewables, such as biofuels and solar?
A3. Certainly. Water is a scarce resource, and its cost should be borne by those who
consume it. Biofuels impose very heavy water demand, particularly by encouraging
the cultivation of corn in water-scarce areas. In the case of solar, the water-related
cost is likely to occur mainly in the manufacturing process rather than at the generating site.
Q4. In your testimony you touch upon the impact increased biofuels production has
on water usage. In examining the development of the biofuels industry, has
JPMorgan Chase performed an analysis of the water usage associated with feedstocks other than corn for biofuels production? Are there drought resistant plants
that could provide biofuels feedstock at lower water cost?
A4. We have not performed an analysis of the water usage associated with biofuels
feedstocks. This would require complex modeling, as much of the impact is likely

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attributable to changed patterns of land use arising from higher crop prices. For example, ethanol has led to a large increase in cultivated corn acreage in the Great
Plains states; whereas corn grown for ethanol in Ohio might not require extensive
irrigation, corn grown for ethanol in Nebraska is likely to require heavy irrigation.
The intrusion of cultivation into former conservation reserve areas, another consequence of U.S. biofuels policy, also increases water demand while potentially reducing the recharge of aquifers. Switchgrass and sorghum are frequently mentioned
as plants with lower water requirements that are suitable for ethanol, but suitable
varieties are not presently commercially available. In any event, their impact on
water consumption would depend upon whether they supplant corn production in
arid locations, or whether they are planted in even more arid locations and serve
to increase the total amount of land under cultivation.
Q5. Please expand on your comments alluding to the fact that several companies are
looking into technologies for decentralized water treatment and that federal
R&D funds may be helpful? If we were to decentralize water treatment for
human consumption, how would we ensure that all water for human consumption met baseline standards? What regulatory mechanisms would be needed?
What would the costs associated with such a change from centralized to decentralized water treatment be for a city like Washington, DC?
A5. Im not sure the need here is for federal funding, as I hear anecdotally that considerable venture capital is active in the field of decentralized water treatment. A
more important issue may be whether federal water-treatment regulations inadvertently favor large-scale municipal plants over smaller-scale treatment. For the cost
reasons you indicate, it is probably not cost-effective to decentralize water treatment
in an area where centralized treatment is already in use. However, it may well be
sensible to consider decentralized treatment for new housing subdivisions, large office complexes, and rural areas being connected to piped water for the first time.
Decentralized treatment effectively requires two sets of supply pipes, one for purified water and the other for non-potable water, which would be connected to outdoor
spigots, cooling towers, and similar uses, but not to indoor plumbing.
Questions submitted by Representative Adrian Smith
Q1. Many energy generation methods require water to produce power. Hydropower,
nuclear energy, petroleum refining, clean coal technologies, and biofuels production all require large amounts of water. What steps should be taken in both the
public and private sectors to address water-use challenges as energy demand increases?
A1. I think the big issue here is that subsidies encourage energy consumption without regard to the social costs involved in producing the energy. It would be desirable
for Congress to pay more attention to the water impacts when crafting energy legislation, and for energy produces to be forced to pay a reasonable price for the water
they draw. It is worth considering whether closed-loop recycling systems should be
mandated at new energy facilities. This undoubtedly would raise energy costs, but
is highly desirable from the viewpoint of water conservation.
Q2. If new hydropower facilities were to be built to meet the growing energy needs
of the United States, what would be the main water-use challenges that would
need to be addressed?
A2. I do not expect extensive construction of hydropower facilities in the U.S., due
both to environmental concerns and to the fact that many of the most suitable locations are already in use. My comment on this is that in the past we have mistakenly
relied almost entirely on supply-side measures to meet water demand. It is highly
desirable to provide incentives to limit demand, and pricing is the best mechanism
for this purpose.
Q3. Mr. Levinson, my home State of Nebraska has a large agricultural industry, and
irrigation is a common practice in much of my district. You mentioned in your
testimony that groundwater use should be governed by federal, rather than
State, law. What federal legislation would you propose for the best allocation of
ground- and surface-water, and what would be the major benefits of regulation
on a federal level, instead of a State level?
A3. My testimony was not that the Federal Government should take control of
groundwater use, but rather that the Federal Government should explore methods
of requiring states to adopt groundwater pricing schemes. I note that the Federal
Government uses its budgetary powers to impose many such obligations on states,

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by threatening to withhold grants for particular programs unless State governments
take specific actions. This same approach could be used to force states to adopt
schemes to price both groundwater and surface water. As a practical matter, I think
it would be extremely difficult for the Federal Government to make detailed allocation and pricing decisions at a great remove from the affected communities, so I
think it is wiser to leave this task to lower levels of government within broad parameters.
Q4. What are your views on balancing the demand for various uses of water, including, drinking water; agricultural uses; energy generation; habitat, especially for
endangered species; and recreation?
A4. I have no particular views on this subject. Insofar as the subject of my testimony is concerned, I think it would be helpful if those responsible for planning for
water scarcity were to outline in advance a series of emergency conservation measures in priority order, so that individuals and companies would be able to have a
better sense of the likelihood that their supplies would be curtailed in the event of
severe supply shortfalls.
Questions submitted by Representative David Wu
Q1. How do we ensure that rural minority communities are addressed when we
build out water infrastructure? Many of these areas have little to no existing infrastructure in place, and Im afraid if they are not a part of our plans, we will
be significantly short-changing a large population. What roles can corporations
play in this?
A1. Please see my response to Representative Halls question concerning decentralized treatment, which may provide a more cost-effective alternative for rural communities than laying supply pipes for great distances. There has been considerable
private investment in water-distribution systems, but whether such companies
would find it attractive to invest in a relatively small-scale distribution system
would depend on the specifics.

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ANSWERS

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POST-HEARING QUESTIONS

Responses by Roger S. Pulwarty, Physical Scientist, Climate Program Office; Director, The National Integrated Drought Information System (NIDIS), Office of Oceanic and Atmospheric Research, National Oceanic and Atmospheric Administration, U.S. Department of Commerce
Questions submitted by Chairman Bart Gordon
Q1. Please provide the Committee with recommendations of additional Federal research and development to increase water supply and water use efficiency.
A1. Some of the relevant priorities identified by the National Science and Technology Councils Subcommittee on Water Availability and Quality are: (1) Quantifying the future availability of freshwater in light of both withdrawal uses, and ecosystem uses; (2) Assessing and predicting the effectiveness of land use practices and
watershed restoration on water quality and ecosystem health; (3) Developing information and efficiency tools to aid in water management including wastewater reuse
and low-water-use crops; and (4) Improve linkages between climate and hydrologic
prediction models and their applications.
To address these priorities, we will need to focus on improvements in the ability
of climate models to recreate the recent past as well as make projections under a
variety of forcing scenarios. Research should focus on the development of a better
understanding of the physical processes that produce extremes and how these processes change with climate as well as the reconciliation of model projections of increasing drought severity, frequency, or duration for different regions of the U.S.
The creation of annually-resolved, regional-scale reconstructions of the climate for
the past 2,000 years would help improve our understanding of present rates of
change in the context of very long-term regional climate variability.
Development of improved recharge monitoring techniques and social science research on the severity of drought impacts and institutional responses (to understand
the effects of human activity on groundwater recharge) would provide information
needed to increase our water supply.
In addition, it is important to understand the response of the biological community to changes in streamflow and stream temperature, clarity, and chemistry,
which are key issues in addressing instream flows and aquatic needs. It is also important to understand the degree to which aquifer storage is changing and will
change in the future (given various climate, land and water use patterns), in addition to how changes in groundwater will affect streamflow and surface-water flow
as a result of water management activities, land-use change, climate change, diversions, and storage.
Adaptive measures include both demand and supply side approaches. Demandside measures include water recycling, reducing irrigation demand, water markets,
and economic incentives such as metering and pricing. Supply-side measures include
conjunctive surface-groundwater use, increases in storage capacity, and desalination
of sea water. Critical issues over the near term include: (1) ensuring adequate water
to maintain environmental services that support economic and cultural benefits; (2)
ensuring development, marketing, and adoption of efficient technologies, and (3)
managing information needed to coordinate data collection and quality control,
which will allow us to transform data and forecasts into accessible, credible, and usable information for early warning, risk reduction and adaptation practices in the
water resources sector.
Questions submitted by Representative Ralph M. Hall
Q1. In his testimony, Mr. Levinson mentioned that the Tennessee Valley Authority
had to shut a nuclear plant since there was not enough cooling water in the Tennessee River. What monitoring, prediction, risk assessment, and communication
tools could NIDIS provide for existing plants to avoid such a circumstance?
Similarly, what monitoring, prediction, risk assessment, and communication
tools could NIDIS provide so that states and companies could make informed
decisions as to where to site a nuclear power plant, or any other type of electrical
power plant, in relation to water access?
A1. To clarify, and for the record, the Tennessee Valley Authority (TVA) advises
that its Browns Ferry Nuclear Plant was not shut down because of a lack of cooling
water. The plant was derated because of a permitting agreement with the Alabama
Department of Environmental Management that states TVA will not exceed a 24hour downstream average temperature of more than 90 degrees.

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Demand for energy increases demand for freshwater supplies, and increased demand on water requires additional energy to store and transport water. Freshwater
withdrawals for energy account for 39 percent of total withdrawals in the United
States. Transportation of water to produce energy introduces additional costs in
plant design. Increases in water temperature in streams and reservoirs can reduce
the waters effectiveness as cooling water for nuclear plants (as occurred at the
Browns Ferry nuclear plant in Alabama in 2007).
As part of its forecast of precipitation, NIDIS communicates forecasts of ambient
air temperature. This is useful because there is a close correlation between air and
stream temperatures. The Department of the Interior (the U.S. Geological Survey
and the U.S. Fish and Wildlife Service) and others can use NIDIS information to
provide improved information regarding potential risks of high temperature
instream events.
NIDIS could provide valuable information used to make more informed decisions
for the siting of nuclear power plants. Plant sitings require assessments of municipal and industrial demands and associated water supply reliability. NIDIS can provide information on past drought records for a particular location, water supply reliability for projected uses, and air temperature-stream temperature relationships.
NIDIS works with states, communities, and agencies to enable development of risk
assessment tools based on past events and forecasted droughts.
Q2. In your testimony, you discuss the need to develop adaptive measures to increase
the available water supply or use water more efficiently to address threats to the
water supply. I have introduced legislation that would encourage research into
treating water derived from underground when extracting oil and gas to utilize
it for other purposes. Is this the type of adaptive measure you would encourage
us to explore?
A2. NOAA does not have an established position on H.R. 2339, but as a researcher
on adaptation strategies, my answer would be: Yes. Sixty-five percent of the produced water generated in the U.S. (over one trillion gallons in 1993) is injected back
into the producing formation, 30 percent is injected into deep saline formations, and
five percent is discharged to surface waters. The produced water typically contains
a mix of contaminants, including high saline levels. Standards of treatment for
reuse are set by industry technical organizations such as the American Petroleum
Institute (API) and the Oil Producers Association. The API has listed carbon absorption, air stripping, filtration, biological treatment, ultraviolet light, and chemical oxidation as potential treatments.
Standards for produced water disposal are determined by State, national, and
international regulatory bodies. Key questions to be addressed include:
(1) What technologies exist to treat produced water to disposal or re-injection
standards and what water quality standards must be met?
(2) How much would this cost?
Q3. Several reports, and some of the witnesses who testified at the hearing, have
called for the creation of a National Climate Service. Would NIDIS be a good
platform to emulate for the collection, organization and dissemination of all climate information and products? Or does the shear volume of climate information require a larger or more complex set up? Would NIDIS be integrated into
such a service, or would it stay a separate entity?
A3. The NIDIS structure could provide guidance for the development of a National
Climate Service. NOAA and our partner agencies are still in the process of developing an operational definition of climate services (i.e., examining how these services are different from weather services) and completing its analysis of what is
lacking in the way such services are currently delivered throughout the Federal
Government. Any National Climate Service would likely focus on a broader class of
issues and information users, and could provide an umbrella for programs such as
NIDIS by developing a cross-agency partnership to sustain comprehensive observations and monitoring systems, and provide for state-of-the-art research, modeling,
predictions, and projections.
NIDIS could function within this broader system, and would continue to inform
collaborative coordination and planning and act to identify innovations in drought
preparedness for transferability to other parts of the country. NIDIS is in essence
a decision support system; its main function is to develop, deliver, and communicate
drought information, forecasts impacts, information for preparedness and risk reduction (or more generally valued climate services).
Q4. The National Science and Technology Councils Subcommittee on Water Availability and Quality, or SWAQ, released a report last year about science and tech-

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nology requirements for water availability and quality. This report was a followup to their 2004 report. In both papers, the Subcommittee strongly recommends
that the U.S. develop a standardized and integrated measuring measures and
create an account of its water. Although they suggest that some agencies have
been involved in bringing this project together, would NIDIS be an appropriate
place for the dissemination of this type of data? Or should it be housed in a sister program, that would feed information into and receive information from
NIDIS, but be separate for separate management and decision-making purposes?
A4. NIDIS should not be tasked with the full collection and archiving of such data
but as a recipient or client to help shape the collection by advising on priorities (e.g.,
key areas for monitoring improvements) through its focus on drought response and
risk reduction; a separate program working with NIDIS would be most appropriate.
NIDIS would be a good coordinator for integrated information, acting as a clearinghouse for information that feeds into specific early warning and decision support
systems, and would provide a catalyst for drought mitigation practice. Data on
water availability and quality would feed into NIDIS early warning design.
Q5. Would you give an example of what Federal, State and non-governmental monitoring programs feed into NIDIS? How much do these monitoring efforts cost?
Are there gaps in the monitoring system? If so, where do they occur?
A5. Given its preliminary status, main inputs into NIDIS so far are from federal
agencies, such as NOAA, the U.S. Geological Survey (e.g., Stream Gauge Network),
and the U.S. Department of Agriculture (e.g., Soil Climate Analysis Network). In
addition, recent efforts have begun to include water and reservoir levels in partnership with U.S. Army Corps of Engineers, the Bureau of Reclamation, and states. In
June 2008, NIDIS convened a national workshop on the status of drought early
warning system across the U.S. States, private sector (energy water, agriculture)
and Tribal representatives at the conference agreed to engage with NIDIS on data
provision and integration. These are actively being pursued for inclusion (with appropriate data standards) into the U.S. Drought Portal, and are important for
supplementing and improving the U.S. Drought Monitor in locations with pilot early
warning systems in development.
The original recommendations for NIDIS (in the 2004 Western Governors Association report) included supporting county-level monitoring, because droughts are
declared at the county level. At that recommended density, there are still gaps in
our monitoring network. NOAA is addressing these through the Historical Climate
Network Modernization and the Cooperative Observer Program (COOP) network.
The needs for improved monitoring are in groundwater quantity and quality, soil
moisture, high elevation snowpack runoff timing, and ecosystems. These characteristics are important in modulating streamflow. Data on these variables are not yet
collected using standardized approaches at similar spatial or temporal scales, and
the long-term viability of the data collection efforts is uncertain. Recent initiatives
such as the National Environmental Status and Trends Indicators action plan and
pilot activity would provide guidance on assimilating and archiving existing data.
A comprehensive groundwater-level network may be needed to assess groundwaterlevel changes, the data from which should be easily accessible in real time.
Soil moisture in the first one or two meters below the ground surface regulates
land-surface energy and moisture exchanges with the atmosphere, and plays a key
role in flood and drought genesis and maintenance. Soil moisture deficit partially
regulates plant transpiration and, consequently, constitutes an effective diagnostic.
Active and passive microwave data from polar orbiting satellites or reconnaissance
airplanes provide some estimates of surface soil moisture with continuous spatial
coverage. However, these approaches are limited in that they only measure soil
moisture within the first few centimeters of the soil surface, and they are reliable
only when vegetation cover is sparse or absent. NIDIS recently (February 2008) convened a small workshop to assess the reliability of such sensors for soil moisture
measurements.
The lack of long-term soil moisture data over vast areas of the United States affects how well soil moisture is incorporated into hydrologic models for watersheds
or large regions. NIDIS, in collaboration with the National Climatic Data Center
(and with USDA Natural Resources Conservation Service (NRCS)s Soil Climate
Analysis Network to complement their network), is in the process of deploying over
100 soil moisture sites around the country. Even a few long-term monitoring networks of soil moisture would substantially decrease the uncertainty in predicting
processes that are critically dependent on soil moisture levels (like flow, water
chemistry, and plant response). Similarly, the uncertainty of predictive models for
managing water supply in western streams reflects the density of stream flow and

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rainfall monitoring networks, because the amount and the quality of data in areas
characterized by high spatial variability in precipitation determine the reliability
and precision of such models. Inclusion of nonagricultural areas, along with a longterm commitment for high quality data will assist water resources analysis on climatic and regional scales.
The U.S. Geological Survey has the beginnings of a ground-water network in the
Ground Water Climate Response Network. This network provides ground-water
level data from 167 of the 366 Climate Divisions in the United States and Puerto
Rico. About half of the data in this network are accessible in real time.
Q6. Recognizing that this is a fairly new effort, how successful has NIDIS been in
predicting expected drought areas thus far? What resources or assistance would
you need to improve your ability to make such predictions?
A6. Historically, skill in predicting drought has not been very high. However, there
are climate regimes in which predictability of seasonal drought has improved, particularly during El Nino or La Nina conditions. NOAAs Climate Prediction Center
has shown demonstrable skill in predicting drought at seasonal time scales, during
El Nino or La Nina events (and in particular during the winter). However, El Nino
and La Nina conditions are only active about half the time. Prediction of multi-season and multi-year drought has not been successful. NIDIS has been successful in
developing a nascent system for monitoring the climate and identifying potential
drought conditions as they evolve, but additional time will be required before we see
great improvement in drought prediction.
Predictions could be improved through increased focus on multi-season and multiyear drought prediction capabilities, through focused research on drought prediction.
In the interim, some significant improvements in prediction are possible through improved monitoring of all the components of the climate system related to drought.
These components include estimates of rain and snow, snowpack depth and liquid
water equivalent, as well as estimates of the soil characteristics, ground water, and
vegetation. Improved monitoring requires better integration of data from observation systems that already exist (computers to store, merge, analyze and provide the
data) as well as installation of additional observation equipments (e.g., in situ instruments and satellite sensors) where needed. Monitoring of the physical climate
system must also be augmented by estimates of the demand for water resources imposed by agriculture, industry, and population shifts and growth. A drought is not
felt until available water is insufficient to meet specific needs.
Q7. Have you received all the necessary information from State and local partners?
What about federal agencies? What barriers have you encountered?
A7. Agencies and states have been very responsive by providing information and
data sets to be linked to NIDIS activities.
As conceived in NIDIS, coordination includes:
Establishment of a national research agenda,
Efforts targeted at emerging problems, (e.g., as in the Southeast in 2007),
Sustained attention on identifying monitoring and forecasting gaps, and
A competitive grants and contracts program to addresses national research
needs not addressed by specific agency missions.
Coordination can facilitate technology transfer from research organizations to user
communities. However, agencies must maintain a high level of leadership, accountability and autonomy.
In the next few years NIDIS will begin to tailor the Drought Portal for multi-state
watersheds. This will provide a mechanism for more fully understanding the barriers to integrating State and local partner data and information for early warning
information needs.
Q8. In an ideal world, how far into the future would your predictions need to be able
to reach to fully prepare or mitigate the effects of an impending drought?
A8. The time it takes to fully prepare or mitigate the effects of an impending
drought varies depending on the specific problem(s) being addressed. For agriculture, predictions are required for three to six months ahead of an impending
drought event. However, the sustainability of economic activities and environmental
goals requires warnings of droughts onset, areal extent, and potential duration (a
season, a year or a decade or longer), and potential impacts on each of these time
scales. This is especially the case in regards to urban water needs in the west, forest
health, low flow thresholds for meeting interbasin transfer requirements, energy
plant siting, and environmental flows.

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Q9. How well known is the drought portal? Does the website collect statistics on hits
per month or types of users it is getting? What can be done to ensure that this
portal becomes a well-known information source with farmers and local water
managers as it is with universities and State governments?
A9. NIDIS is actively engaging all of its partnering agencies to help educate the
public on the U.S. Drought Portal (USDP). Examples include the U.S. Department
of Agriculture, which has agricultural extension agents in nearly every county in the
Nation, and NOAAs National Weather Service, which has local weather experts in
135 offices around the country.
The USDP will provide education and outreach materials, publicly available,
which will be geared toward local agency representatives engaging constituents at
the local level and touting the benefits of USDP use. In addition, representatives
of NIDIS are participating in numerous workshops, forums, and meetings around
the country in order to communicate what is available on the USDP, to encourage
its use and develop its role in proactive drought risk management, and to receive
feedback on its content.
The USDP keeps track of web hits for users entering the Portal. Currently USDP
receives 40,000 hits per month. Software is currently being developed to allow tracking of hits to web pages hosted as portlets within the USDP. The USDP cannot
track its users by type at this time.
Q10. Have the droughts we have been experiencing strained our ability to meet international obligations regarding water resources?
A10. Please see the response to question 11 (below) for a combined response.
Q11. The U.S. shares not only its borders with Canada and Mexico, but it also
shares watersheds. With respect to this geographical reality, how has U.S.
water policy, particularly in the western half of the country, affected relations
with our neighbors?
A11. These are critical concerns and have been broached in numerous constituent
meetings and other public fora. Canada and Mexico are actively seeking to complement and link to NIDIS with their own information, since droughts cross these
political boundaries.
The U.S. has treaties with Mexico over both the Rio Grande River and the Colorado River. The Rio Grande agreement, resulting from a 1994 treaty, stipulates that
Mexico must allow a certain amount of water from the Rio Grande to reach the U.S.
In return, the U.S. must provide Mexico with 1.5 million acre feet a year from the
Colorado River. These commitments have not entirely been met on either side.
Drought and growing economic development have affected the ability of both countries to meet their international commitments. Unfortunately, the treaty provisions
for allocating shortages during a drought, and in fact what legally constitutes exceptional drought, are ambiguous and no provisions in the treaty cover the possibility of a climatic change that could alter the long-term availability of water in the
river. Research of the U.S. Climate Change Science Program (Synthesis and Assessment Report (SAP) 3.3, pp. 2223; SAP 4.3, pp. 121150) suggests that even modest
climatic changes might have serious and dramatic impacts on the Colorado River
flow. Critical concerns include changes in: (1) water availability from altered precipitation patterns or higher evaporative losses due to higher temperatures; (2) the
seasonality of precipitation and runoff; (3) flooding or drought frequencies; and (4)
the demand for and the supply of irrigation water for agriculture.
Changing water demands in the United States, combined with climate change,
could seriously compromise hydroelectric power generation and other uses in Canada, especially in drier regions in southern areas of the Canadian part of the basin
(e.g., Okanagan and Osoyoos lakes). There are several (at least 12) large bilateral
drainage basins, or groups of small basins, for which the International Joint Commission has responsibility under the Boundary Waters Treaty of 1909. Many of
these basins, and their sub-basins, have water-sharing agreements where rivers
flow north or south across the border. In some basins, pollution control agreements
are also in place to protect ecosystems and water quality (e.g., Great LakesSt. Lawrence River). Climate affects both the quantity and quality of these waters, and the
ability of one country to meet its present obligations to the other.
Thirty to thirty-five percent of the water in the Columbia River basin originates
in Canada yet only 15 percent of the basin lies in Canada. On the Columbia River,
the predicted trend towards greater flow in winter and less flow in spring is expected to continue affecting salmon migration as well as hydropower.
Increased evaporation (especially during winter) is expected due to warmer temperatures, which would lower Great Lakes water levels and reduce the flow of rivers

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in the system, including the St. Lawrence. In the scenario described above, adverse
impacts on shipping, hydroelectric power generation, and water quality are projected. A recent amendment to the International Boundary Waters Treaty Act by
Canada prohibits bulk-water removals and diversions from border and trans-border
waters but does not deal with attempts to divert internal Canadian waters, an issue
that a number of provinces have similarly addressed. There is also a risk that these
disagreements will spill over into economic policy, trade agreements, and security
arrangements.
International obligations have been met, but not without contention during
drought situations. However, given trends in the Great Lakes, the Colorado, the Rio
Grande and the Columbia Rivers, further strains are foreseeable in the near future
and will be exacerbated during conditions of exceptional drought.
Questions submitted by Representative Adrian Smith
Q1. Nebraskas panhandle has experienced nearly a decade of severe drought. What
steps or technologies are needed to prepare for and mitigate long-term drought?
A1. Mitigation options will be different for agricultural producers, municipal water
suppliers, city and county land use planners, environmental interests, and State
agencies, but ideally, all should be working in coordination. NIDIS works very closely with the National Drought Mitigation Center (NDMC) at the University of Nebraska, Lincoln. The NDMC director co-chairs the interagency and interstate NIDIS
Implementation Team with the NIDIS director. The following are collaborative activities led by the NDMC using, in part, funds provided by NOAA Grants:
Mitigation measures already underway:
(1) Nebraska Rural Response Hotline: Interchurch Ministries of Nebraska, an
interdenominational non-profit organization based in Lincoln, spearheaded
the establishment of the Nebraska Rural Response Hotline during the farm
crisis of the 1980s. The Hotline has grown steadily in both the number of
calls it receives and in the resources and partnerships available to help callers, as responders listened to needs and found ways to meet them. In 2007
it took nearly 5,000 calls. Among the ways they assist are listening to individual farmers and ranchers to help identify options in a crisis, providing
vouchers for counseling and referrals to other professional services, and organizing regular workshops around the state focusing on needs such as financial and legal planning. Drought is one of many stressors facing the agricultural community.
(2) Nebraska Health & Human Services is working with municipalities to reduce the vulnerability of their water supplies.
(3) Increased soil moisture monitoring.
Planned mitigation measures:
Nebraska has a drought mitigation plan that has identified more strategies, some
of which will require additional funding, either for agency staff time or for assistance or incentives for farmers and ranchers. The planned mitigation activities are
included in the appendices of the states drought plan (http://carc.agr.ne.gov/docs/
NebraskaDrought.pdf).
Some agricultural policies may lead to hazard-resistance or to practices that increase vulnerability. This is of increasing importance because of the disruptions in
food security that may come about as a result of climate change (irrespective of
what drives that change).
Q2. What are your views on balancing the demand for various uses of water, including, drinking water; agricultural uses; energy generation; habitat, especially for
endangered species; and recreation?
A2. In addition to water supply planning, both urban and rural land-use practices
can either contribute to drought vulnerability or to drought resistance. In most
cases, practices that build resilience to drought can also build resilience to other
possible threats, including wildfires, energy production reliability, and economic
down-turns. In general, practices that lead to increased soil fertility, redundancy in
natural systems, and increased biodiversity build resilience. Practices that encourage more risk-taking and deplete natural resources faster than they are replenished
increase vulnerability.
Recreation forms the backbone of the economy for many western states. The impacts of impending changes are anticipated to be felt by the environment sector, and
these will impact the environmental services that provide tourism, recreational and

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other economic generators for rural communities. Environmental requirements for
water are actually minuscule compared with municipal, industry, and agricultural
needs. In some regions environmental needs are less than 10 percent of supply with
agriculture, household, and industrial needs accounting for the rest. The economic
benefits of environmental services outweigh the costs of their water needs and as
such, efficiency in the other three sectors will provide a large economic and social
benefit. Multi-objective planning is a logical approach for developing strategies to
pursue complex goals.

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