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Center for Developmental Biology and Perinatal Medicine, National Institutes of Health, Bethesda, Maryland, USA
Eunice Kennedy Shriver National Institute of Child Health and Human Development, National Institutes of Health, Bethesda, Maryland, USA
s u m m a r y
Keywords:
Apnea
Hypoglycemia
Hypothermia
Infection
Preterm
Respiratory distress
This is a brief review of the developmental physiology of selected organ and functional systems in
moderate and late preterm infants. This outline provides a discussion of the physiological underpinnings
for some of the clinical conditions seen in this group of infants, including hypothermia, hypoglycemia,
respiratory distress syndrome, transient tachypnea, severe respiratory failure, apnea, feeding difculties,
jaundice, and increased susceptibility to infections.
Published by Elsevier Ltd.
1. Introduction
In a 2005 workshop organized by the National Institute of
Health and Human Development (NICHD), this author made
a proposal to replace the vague and imprecise phrase near term
with late preterm, to reect the physiological and developmental
immaturity of this group of infants. The expert panel agreed, and
suggested a denition for late preterm as births between 340/7 and
366/7 weeks of gestation. As discussed in the workshop summary,1
there were compelling reasons for the choice of the new phrase and
its lower boundaries. The most important reason was to underscore
that infants born even by a few weeks prior to term were immature,
with higher morbidity and mortality risks compared to those born
at term gestations.2
The NICHD expert panel could not have predicted the degree of
impact of introducing the new phrase late preterm into the lexicon
of perinatal medicine. Several professional societies and organizations in the USA3,4 and in other countries adopted the new term.
The Centers for Disease Control and Prevention began tracking late
preterm births rates.5
The phrase also shifted the paradigm, and stimulated a huge
wave of research interest. More than 300 papers have been published since 2006 on late preterm, including observational and
intervention studies, systematic reviews, editorials, and committee
opinions. The obstetric and pediatric communities began an
important dialogue about this vulnerable group of infants. These
developments seem to have made an impact. As discussed elsewhere in this issue, the US preterm and late preterm birth rates
have begun to decline signicantly.5
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Bilirubin load
B Higher rates of bilirubin production due to higher
proportion of senescent RBCs
B Lack of feeding leading to increased enterohepatic
load of bilirubin.
Hepatic bilirubin metabolism
B Limited bilirubin uptake in part due to deficiency of
organic anion transport proteins
B Immaturity of hepatic endoplasmic reticular enzyme,
uridine diphosphoglucuronate glucuronosyltransferase (UGT) that is required for conjugating the fatsoluble indirect bilirubin to water-soluble direct
bilirubin.
Enterophepatic absorption of bilirubin
B Conversion of the relatively unstable monoglucuronide and diglucuronide bilirubin conjugates from
the duodenum and colon by the enteric mucosal
enzyme, b-glucuronidase causes about 25% of the
excreted bilirubin to be reloaded
B Breastfeeding and delayed ingestion of any milk
leads to persistent activity of b-glucuronidase
activity.
reux, further reducing food intake and affecting weight gain. This
chain of events may lead to dehydration and hypernatremia during
the rst few weeks of life. The Academy of Breastfeeding Medicine has
developed a useful protocol to help breastfeed late preterm infants.24
3.8. Immunological maturation
The topic of fetal and neonatal immune maturation is broad and
complex, and only a few aspects are highlighted here.25e38
It is traditionally taught that newborn infants are decient in
acquired or adaptive immune responses; however, immune
maturational processes are more complex. Due to the nonexposure to antigens during intrauterine life, neonates lack
immunological memory, and hence cannot mount an adequate Tcell response soon after exposure to a pathogenic microbe.
However, in a study of lymphocyte subpopulations, Walker et al.25
found that the pattern of T-cell responses was similar in preterm
and term infants. Yet, with increasing prematurity, the absolute
counts of nave helper T-lymphocytes were lower. With postnatal
antigenic stimulation, the T- and B-lymphocyte populations
predictably increased to signicant levels.
The ability to produce immunoglobulin in response to specic
antigenic stimulation is acquired early in fetal life. The predominant circulating immunoglobulin in the healthy fetus is placentally
derived, actively secreted IgG, with a concentration of about 5e10%
higher than that of the mother. Colostrum and human milk are the
major sources of immunological protective agents. Thus, breastfed
infants quickly acquire other immunoglobulins, and a host of nonspecic protective factors (Box 5),29,30 which promote the development of specic immune functions. However, due to the inability
to feed at the breast, or to suck and swallow ineffectively, moderate
and late preterm infants may not receive adequate human milk e
a great source of immunologically valuable diet, increasing their
risks for sepsis, including necrotizing enterocolitis.
Despite a reasonably well-developed adaptive immune system,
the innate immune system is relatively immature in the newborn.
The polymorphonuclear neutrophils (PMNs) from term infants
cannot mount an adequate chemotactic response (directed migration towards the chemo-attracting antigen). This is even worse
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Immunoglobulin
B Secretory IgA, IgM and IgG
B IgE, secretory component of IgD.
Hormones and other biochemical components
B Epidermal growth factor
B Prostaglandin
B Thyroid-releasing hormone
B Thyroid-stimulating hormone
B Thyroxine and triiodothyronine
B Adrenocortical hormone
B Melatonin with diurnal variations matching circadian
rhythm
B Somatostatin
B Neurotensin
B Prolactin
B Erythropoietin.
Cellular
B Immunologically specific T- and B-lymphocytes
B Neutrophils, macrophages and epithelial cells
B Commensal bacteria colonized on maternal skin
B Other microbiota matching maternal dietary intake.
Other non-specific factors
B Complement
B Chemotactic factors
B Lactoferrin
B Transferrin
B Several variety of biniding proteins
B Enzymes: lipoproteinlipase, lysozyme, and leukocyte
enzymes.
Practice points
Preterm birth, even by a few weeks prior to term, is
associated with a high prevalence of clinical problems
due to:
B immaturity of organ systems (e.g. the lungs, brain;
the gastrointestinal system).
B acquired problems (e.g. infections, hypothermia).
B inadequate monitoring and/or follow-up plans (e.g.
hypoxic respiratory failure; hypoglycemia; kernicterus).
Developmental processes are non-linear, therefore:
B different organ systems mature at specific rates and
trajectories that are specific to their functions (e.g
infants breathing normally may not feed well, due to
immature sucking/swallowing mechanisms).
The degree of maturation can vary among infants born
at comparable gestations because time is only one of
the many factors influencing maturation. Others are
B maternal health and disease
B medication use
B lifestyle factors (nutritional status; smoking; illicit
drug use; exercise)
B fetal sex; number of fetuses; fetal disorders
B the dynamics of the intrauterine environment.
Research directions
Understanding the mechanisms that affect the rate and
trajectory of fetal/neonatal organ maturation and
development.
Assessing the role of intrauterine environment on fetal
organ maturation during the second half of pregnancy.
Developing biomarkers to:
B identify the status of maturation of specific organ
systems
B predict outcomes of adverse clinical conditions.
Study impact of preterm birth on the pattern of intestinal microbiota, and their variations to understand how
they affect the current and future health and disease.
Study how the extrauterine environment affects organ
maturation and development in infants born preterm,
and uncover the underlying process involved in such
effects.
Use the above knowledge to optimize care and followup of moderate and late preterm infants.
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