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2, February 2012
Wageningen University and Research, Environmental Sciences Group, Landscape Architecture Chair
Group, PO Box 47, 6700 AA Wageningen, The Netherlands, Department of Spatial Planning &
Environment, Faculty of Spatial Sciences, University of Groningen, PO Box 800, 9700 AV Groningen,
The Netherlands,
ABSTRACT The growing complexity of regional planning and design, in combination with
increasing concerns about climate change and resource depletion, has revived the discussion on
strategic thinking. Spatial planning and landscape architecture develop long-term visions to
facilitate the gradual adaptation of the physical environment. Despite accomplishments in both
disciplines, the two domains have yet to exploit the full potential of a joint approach to long-term
regional design. The objective of the multidisciplinary study reported in this paper was to explore
alternative means of developing imaginative yet robust long-term visions. The study combined
literature study with the development of several long-term visions for the creation of sustainable
energy landscapes. This paper focuses on the emerging methodological framework for long-term
regional design, and argues that three modes of change should be integrated into the design
process: change due to current projected trends, change due to critical uncertainties and
intended change. Subsequently, a five-step approach to the development of long-term visions is
derived and illustrated in this paper. The second paper of this two-part series, which will be
published in the April 2012 issue of European Planning Studies, centres on the application and
the discussion of the five-step approach to integrated visions.
1. Introduction
Climate change and resource depletion necessitate a transition towards a more sustainable
built environment and present new challenges to the disciplines of spatial planning and
landscape architecture (IPCC, 2007; Strong, 1992). Adaptation of the physical environment to a changing climate and renewable energy sources is expected to require several
Correspondence Address: Sven Stremke, Wageningen University and Research, Landscape Architecture Chair
Group, PO Box 47, 6700 AA Wageningen, The Netherlands. Email: Sven.Stremke@wur.nl
ISSN 0965-4313 Print/ISSN 1469-5944 Online/12/02030515
http://dx.doi.org/10.1080/09654313.2012.650909
306
decades. Hence, it is important to consider external trends and forces (Albrechts, 2004;
Borjeson et al., 2006) through the construction of long-term visions (Kunzmann, 2000;
Mintzberg, 1994).
Over the past decade, spatial planners have developed many visions at the regional scale.
Some of these visions tend to be overambitious (Rodriguez & Martinez, 2003) and lack
realism (Albrechts, 2006). Landscape architects also develop long-term visions, employing
a design approach to regional planning (e.g. Steinitz, 2003; Weller, 2008). Despite achievements in spatial planning and landscape architecture, the two disciplines have yet to exploit
the full potential of a joint approach to long-term regional design.
This paper is motivated by the need to further advance strategic thinking in regional
planning and design. The objective is to discuss how to develop imaginative yet robust
long-term visions for desirable futures. Based on the literature and our experiences
while developing a set of long-term visions, we argue that the following three modes of
change should be integrated into the design process: change due to current projected
trends, change due to critical uncertainties and intended change. In this paper, we
propose a five-step methodological framework for the development of integrated
visions. The second paper of this two-part series centres on the application and a discussion of the five-step approach.
2. Method
The research reported in this paper commenced with a review of important planning paradigms, such as rational, incremental, mixed scanning and strategic planning. We also
studied a selection of approaches to strategic spatial planning, design-oriented planning
and landscape design, which provided important building blocks for a joint approach to
long-term regional visions. Over the past 6 years, we have employed this approach to
develop a set of long-term visions for the energy-conscious reorganization of two
regions in the Netherlands. The two studies aimed at the development of both substantial
knowledge (i.e. design principles1) and procedural knowledge (i.e. design process). The
project team consisted of architects, urban planners, spatial planners and landscape architects from three Dutch universities who collaborated with practitioners, decision-makers
and stakeholders from the two case study regions. The emerging approach to the development of integrated visions was also applied in several graduate student design studios and
Masters theses. The literature study provided the key building blocks for the emerging
methodological framework, while case studies and educational activities enabled us to
test and refine the framework.
3. Building Blocks from Planning and Design Literature
3.1 Scenario Studies
Any proposal for the long-term development of a large territorial system faces a great
number of uncertainties resulting from the trends and forces that are beyond the control
of planners and designers. Despite the difficulties of planning with such uncertainties, it
is important to envision a desirable future (Rosenhead, 2001) and to identify actions
that can help in realizing that future (Albrechts, 2004). Scenario studies are a major foundation of long-term spatial planning (Hidding, 2006).
Figure 1. Transition scenarios: a desired future can be reached via various pathways. Both transition
drivers and incentives are important. Transition may fail and the system returns to it original state
(adapted from Van den Brugge & Rotmans, 2007).
According to Borjeson et al. (2006), there are three types of scenarios: predictive scenarios (probable futures), explorative scenarios (possible futures) and normative scenarios
(desired futures). A desired future can be reached via various pathways (Figure 1). Change
can be induced by drivers such as the experience of global warming (the issue is pushed
onto the agenda). Later, incentives are established to sustain the process of change. Economic benefits, for example, are capable of pulling systems from their present condition
towards a desired future (Van den Brugge & Rotmans, 2007). If drivers and incentives
prove inadequate to sustain the transition,2 systems may fail to reach a desired future.
In short, the future of large territorial systems is affected by both external and internal
developments.
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considered more appropriate to address problems (Lindblom, 1965). Ends and means are
continuously redefined in the incremental process (Jones & Gross, 1996). Incremental
approaches, however, do not account for critical uncertainties, such as societal values
and technological innovation (Etzioni, 1967). Can mixed scanning help to address critical
uncertainties in long-term planning and design?
Mixed scanning is an approach that provides explicit procedures for the collection of
information and the allocation of resources. Mixed scanning differentiates between incremental and fundamental decisions, and between various levels of scanning (Etzioni, 1967,
1986). Mixed scanning, however, offers no explicit answer to the question how to address
critical uncertainties in the construction of long-term visions. What is needed is an
approach that can combine the positive attributes of rational planning, incremental planning and mixed scanning.
Figure 2. Methodological framework of the cyclic scenario approach (based on Dammers et al.,
2005).
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Generally speaking, a lot of information can be found in the strategic planning literature
about who should participate in the envisioning process (Albrechts, 2004; Healey, 1997).
Nevertheless, there is little information about how to actually develop the vision, that is,
about how to give shape to a desired future. A great value of strategic planning is the
emphasis on changes due to critical uncertainties and on implementable actions. Publications on the four-track approach, however, make no explicit reference to context scenario studies. Having identified a number of building blocks from spatial planning, we now
shift the focus to the domain of landscape planning and design.
Figure 4. Methodological framework for landscape planning and design (after Steinitz, 1990, 2002).
is estimated and the interventions are compared with one another. This process is based on
predictive theory, similar to the study of probable futures. STEP 6 Decision: Should the
landscape be changed? This phase focuses on how a comparative evaluation of the
impacts of alternative changes ought to be made. We may summarize that, according to
Steinitz (2002), at least two types of change should be considered in the design process,
namely change by current projected trends and change by implementable design.
3.6 Building Blocks for an Alternative Approach
The three methods discussed above provide building blocks for an alternative approach to
long-term visions. Before we pursuit that discussion, we will first synthesize our literature
study and compare the cyclic scenario approach, the four-track approach and the design
framework (Table 1).
To begin with a similarity, all three approaches aim to support decision-making. The first
three steps of the design framework correspond to a great extent with the analysis phase of
the two planning frameworks. The identification of dysfunctions (third step of the design framework) may be comparable with the selection of focal issues (first step of planning frameworks). The estimation of the impact of alternative interventions, suggested by Steinitz, is
similar to the evaluation of policy strategies suggested by the planners.
One substantial difference between the three frameworks is that Steinitz (2002) and
Albrechts (2004) make no explicit reference to the use of external scenarios, while
Dammers et al. (2005) suggest the development of context scenarios as part of the planning
process. Generally speaking, strategic spatial planners recognize the significance of external
trends and forces that influence the future of a study area (Friedmann, 2004). In this context,
Rosenhead (2001) aptly asserts that strategic planning cannot be firmly based on an attempt
to predict what will happen [. . .] identifying a range of versions [of what] might happen,
would be a modest and supportable basis for planning analysis (p. 185).
312
Comparison between the cyclic scenario approach, the four-track approach and the design framework
Cyclic scenario approach
(Dammers et al., 2005)
Initial step
Four-track approach
(Albrechts, 2004)
Design framework
(Steinitz, 1990, 2002)
Basic analysis
- analyse present situation, trends
and policies
- identify focal issues
Analysis
- analyse main processes that shape
environment
- agenda setting
Representation
- analyse conditions
First mode
of change
Second mode of
change
External scenarios
- develop scenarios to identify
possible futures
Policy scenarios
- explore alternative policy
strategies
Long-term vision
- represent values and meanings for the future
Impact
Decision
- support decision-making process
Third mode of
change
Final step
Process
- study relationships
Evaluation
- identify dysfunctions
Table 1.
Developing visions, as Friedmann (2004) noted, is probing the future in order to make
more intelligent and informed decisions in the present (p. 56). We now turn to the question how to organize the various building blocks in order to construct a coherent approach
to the development of integrated visions.
4. Methodological Framework for Integrated Visions
Albrechts (2006) pointed out that in order to construct visions for the future we need both
the solidity of the analysis that seeks to discover a place that might exist and the creativity
of the design of a place that would not otherwise be (p. 1160). The framework presented
here aims to facilitate the development of imaginative yet robust long-term visions at the
regional scale. We propose integrating near-future developments (i.e. current projected
trends), possible far-futures (i.e critical uncertainties) and implementable design (i.e.
intended change) into the envisioning process. These three steps are complemented by
the analysis of the study region and the evaluation of possible interventions (Figure 5).
The methodological framework is organized around a set of five questions, each of
which is subject to one step of the envisioning process. The sequence of five steps
314
should be cycled through at least twice. During the first cycle, the context and scope of the
study are defined, maps and data are gathered, and stakeholders and decision-makers are
invited to participate in the study. During the second cycle, the actual visions are developed. The entire envisioning process is iterative. It may be necessary to return to an
earlier step in order to fully answer all questions. If necessary, certain steps can be
more elaborated than others, allowing the framework to be adapted to the time and
resources that are available. Table 2 presents an overview of the five steps and the respective means of representation. We now describe the five steps in more detail.
Activity
Analysing present
conditions
Representation
Landscape characteristics - Topographic map
- Land-use map
- Infrastructure map
Present energy system
Renewable energy
potentials
- Near-future base-map
Developing integrated
visions
Identifying spatial
interventions
Energy-conscious
interventions
Note: Example from the study presented in the second paper of this two-part series.
316
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