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James Gordley*
The Romanjurists developed a method that is not like that of Greekphilosophy, modern
physics, or economics. Thet fundamental concepts were familiar vm ordinary experience-for
example, possession, fault, and consent They were not abstracted nom experience like
substance and accident, mass and energy, or supply and demand, which are mderstood only by
those who have studiedphilosophy, physics, or economics. The Romans refhed and identified
these concepts byputting concrete cases. They would move vm a concept to its application in
a particular case all at once without explaining how they got vm the ore to the other In
contrast, philosophers, physicists, and economists define their concepts and show their logical
implications. It is hard for us to appreciate how diffrent this method is vm that of intellectual
traditions with which we are more familiar. Historians have imagined that they must have been
using some different metho4 one borrowed vm the Greeks. Yet the method was thet own, and
the concepts to which they applied it are now basic to law in the West and in Diuch of the world
besides.
L
ROMAN LAW
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ROMAN LAW
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352 (1957). I think the contradiction is only apparent. Stein and Behrens certainly did not
wish to deny the importance to the Roman jurists of concepts such as sale, lease, possession,
fault, or consent. They seem to mean that concepts such as these were not themselves
abstract and that the Romans were not concemed with defining them.
2.
D. 50.17.202.
3.
STEIN, supra note 1, at 70.
4.
G. 3.146.
2013]
935
the gladiators can only demand the retum of the slaves who survive.
The answer according to most jurists, Gaius said, is tiiat iie contract is
a sale of every gladiator who was kiUed and a lease of every one who
retumed.
Another illustration used by Watson is a case put by Tryphonius;^
a slave woman was to be freed after she had bome tiiree children. The
children bom before she was free would remain slaves of her master.
She bore one child, and later she bore triplets. Which of her children,
if any, were free? It would be odd to think that the triplets were slaves
and odd to tiiink that they were free. Tryphonius answered that only
one child was free: the last of the triplets to be bom.
Watson thought these cases exemplified the method of the
Roman jurists, but for that reason he found their method puzzling. He
could not understand why the jurists were concemed about such
problems. He thought that in tiie case of the gladiators, tiie reason was
procedural. In Roman procedure, there was one action for sale and
another action for lease. Therefore enormous effort was expended "to
determine what counted as [the] sale and what as [the] hire of a tiling.'"
Perhaps. But the reason the jurists were interested in the problem was
probably not tiiat they wanted to know what procedure to follow tiie
next time tiiat the owner of gladiators sued on such a contract. Most
likely, tiie case mattered to them because it showed that might not be
possible to teH whetiier a contract was a sale or a lease at the time a
contract was made but only tiiereafter. The contract was like
"Schrdinger's cat" paradox in quantum physics in which, at a certain
moment, a cat cannot be said to be either ahve or dead but, at a later
moment, tums out to have been alive or dead all along.
Watson found the case of triplets stiH more puzzling. Why would
the jurists worry about it when the birih of triplets must have been a
"rare event"? Why would the master free the slave.,woman under such
a condition? Although "[o]bviously[] he wanted a financial benefit
from slave breeding[, p]resumably [he] was well disposed toward this
slave, but the very condtion in the will is indicative of the callousness
tiiat [arises from] slave-owning.'" Nevertiieless, there is "no trace of
humanitarianism in the argument of tiie jurist.'" "The jurist," he
concluded, "is interested only in the legal problem.'"
5.
D. 1.5.15.
6.
7.
8.
9.
Id at 69.
Id
Id
936
[VoL 87:933
Id. at 66; accord ALDO SCHLWONE, THE INVENTION OF LAW IN THE WEST 200
(Jeremy Carden & Antony Shugaar trans.. Harvard Univ. Press 2012) (2005).
11.
(1946).
FRITZ SCHULZ, HISTORY OF ROMAN LEGAL SCIENCE 126 (litho. reprint 1953)
2013]
937
12.
13.
14.
D. 43.16.1.24.
D. 41.2.3.1.
D. 41.2.18.2.
938
[VoL 87:933
A buyer of wie is in possession when they are given the key to the
cellar." The buyer of a pile of logs who has been told by the seller to
take it away is in possession as soon as they put a guard on them."
Sometimes, as when the jurists explained the meaning of
negligence, they put typical cases in which the concept would apply. A
pmner is negligent iftiieyharm someone by cutting off a branch over a
public way without calling out." If a farmer bums stubble and the fire
gets out of control, tiiey are neghgent if they did so on a windy day but
not if tiie day was calm and tiie fire spread because of a sudden gust of
wind.'* A javelin thrower is negligent if they kill sorneone by throwing
their javelin in an inappropriate place," as is the stoker of a fumace if a
fire starts because tiiey fell asleep instead of watching it,'" and a barber
who shaves a customer out of doors near a playing field and cuts the
customer when a ball strikes the hand holding the razor.^' Likewise, so
is one who digs a pit to catch a deer or bear in a pubhc place, where
someone might fall in, rather than in the usual place for such pits." A
mule driver is neghgent if tiiey are too inexperienced to control tiieir
mules," as is a carter if they loaded stones badly so tiiat one fell out of
the cart,^" and a doctor if tiiey were too unskillful to perform an
operation properly^^ or to prescribe therightdmg."
Sometimes, as when they explained consent in contract
formation, the jurists put cases that indicated distinct types of
situations to which a single concept would apply. Ulpian said:
It is obvious that in contracts of sale there must be consent. The sale is
invalid if there is disagreement either as to the fact of sale (in ipsa
emption) or the price or any other matter. If, therefore, I thought I was
buying the Cornelian estate and you that you were selling the
Sempronian, the sale is void on the ground that we were not at one as to
the physical thing sold {in corpore)
Of course, if we are merely in
disagreement over the name but at one on the actual thing, there is no
doubt that the sale is good; for if the thing is identified, a mistake over
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
D. 41.21.21.
D. 41.2.51.
D. 9.2.31.
D. 9.2.30.3.
D. 9.2.9.4.
D. 9.2.27.9.
D. 9.2.1 l.pr.
D. 9.2.28.pr.; 5eeD. 9.2.29.pr.
D. 9.2.8.1.
D. 9.2.27.33.
D. 9.2.7.8.
D. 9.2.8.pr.
2013]
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its name is irrelevant. Next comes the question whether there is a good
sale if there is no mistake as to the physical thing {in corpore), but there
is in regard to its substance {in substand), for example where vinegar is
sold for Wine, or copper for gold, or lead or something else resembling
silver for silver."
Ulpian concluded that consent had not validly been given, at least in
the case of the copper sold for gold and tiie lead sold for silver.
Curiously, he claimed that in the case ofthe vinegar sold for wine, the
parties had consented when the wine happened to sour, but not if it had
been deliberately soured to produce vinegar.
Sometimes the question was not the meaning of a single concept
but which of several concepts would apply to a given factual situation.
An example is the case of the gladiators in which the question was
whether the transaction was a sale or a lease. As that case illustrates,
the Roman jurists also answered this question by putting particular
cases. Suppose a goldsmith is paid to make a ring of a given weight
and design using their own gold. Cassius had said the transaction was
a sale ofthe material and a lease ofthe work,^* but according to Gaius,
most jurists regarded it as a sale unless the smith was given the gold
and a charge was fixed for his work, in which case it was a lease." But
suppose a contractor were to build for the owner of the building site,
acquiring all the materials and providing all the labor According to
Paiol, it was a lease ofthe contractor's services.^"
The way the jurists stated their cases was in one way concrete and
in another abstract. It was concrete in that each case concemed a
particular factual situation that might actually occur. It was abstract in
that among all the facts that might be encovmtered in real life, the
jurists mentioned only those that bore upon the legal problem they
wished to solve.
As we will see, this method was not that of later civil lawyers or
of common lawyers. But with it, the Roman jurists identified and
refined the concepts that are basic to the legal systems ofthe modem
world both in civil and in common law.
II.
D. 18.1.9.
G. 3.147.
Id
D. 19.2.22
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[Vol. 87:933
have seen, unlike the philosophers, the jurists drew their concepts from
ordinary experience. Unlike the philosophers, the jurists did not
define their concepts and work out the logical imphcations of the
definitions. They explained them by putting particular cases. They
leapt from a concept to a conclusion about how it applied in a
particular case without explaining how they had got there, a feature of
their method that can be unsettling to those famihar with intellectual
traditions such as Greek philosophy, modem physics, or economics in
which one is supposed to describe the logical path that leads from
premise to conclusion.
Perhaps because the method of the Roman jurists was so
different, modem scholars have had trouble seeing how it could have
taken them so far. Many scholars have thought that the jurists' success
must have been due not to a concem for particular cases but to an
effort to transcend this concem. Many have thought that they did so
by borrowing from the Greeks. Thus, according to Paul Jrs, the
Roman jurists succeeded because they advanced from an approach
based on particular cases (CauteJaifunsprudenz) toward one based on
rules {Reglarjurspruden)!^ According to Giorgio La Pira," Fritz
Pringsheim," Fritz Schulz, and Peter Stein, they did so by borrowing
the method of Greek philosophy, and particularly that of Aristotle.^"
According to Aldo Schiavone, their method came from a "delicate and
crucial process of integration [with Greek philosophy,] which managed
to project Roman legal loiowledge beyond previously attained
horizons."^'
In Stein's account:
By the end of the [second] century the whole field of private law was
covered by juristic opinions given piecemeal, and it became necessary
to organise the mass of material in some way. The material remained
Roman, but the methods by which it was organised were Greek. It was
31.
(Berlin, Franz Vahlen 1888). For criticism of Jrs' use of evidence, see STEIN, iujaranote 1, at
32-33.
32. Giorgio La Pira, La genesi del sistema nella giursprudenza romana, in STUDIA ET
DOCUMENTA HISTORIAE ET IUKIS 319 (Aemilius Albertario ed., 1935).
33. Fritz Pringsheim, Beryt und Boiogna, in JURISTISCHE FAKULTT, UNIVERSITT
FREIBURG
IM BREISGAU,
FESTSCHRIFT
FR OTTO
LENEL
ZUM
FNFZIGJHRIGEN
34. In contrast, Jrs thought that there was no evidence to support any conclusion
about Greek influence on the development of what he called Regulaijurisprudenz. JRS,
/7/anote 31, at 312-13.
35.
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941
But the jurists did not use such a method. To show that they did,
Schulz and Stein note that Q. Mucius Scaevola used a general term
when he might have used one that was more particulaL He spoke of
the thefr of an "object," whereas M. Junius Bmtus, forty years earlier.
36.
3 7.
38.
39.
40.
Id at 35.
Id at 36.
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[VoL 87:933
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JURJSrS
943
which tiiey did. Stein cited another seven. Certainly, the Roman
jurists sometimes found it useful to formulate general rulss. Stein may
even be right that "[t]hese propositions show a confident mastery of
tiie relevant material coupled v^tii an ability to pick out the universal
element from the mass of opinions and express it in precise terms."'^
Nevertheless, none of tiie rules that Schulz"' and Stein"' mention look
anything like an Aristotelian first principle. They were statements
about regularities that had been observed in particular cases. As the
jurist Paulus explained:
A rule (regula) briefly explains a res [a thing, event, or fact]. The law is
not taken from rules, but the rule^ comes from the law. Therefore the
rule is a brief statement of the res which is handed down (traditui). So,
as Sabinus says, it is a putting together (coniectid) of causae [meaning
cases or arguments and reasons"'] which loses its force as soon as it is
defective in any way.'
After a detailed analysis of this passage and others. Stein himself
concluded that some jurists thought that a mle "was merely a reflection
of tiie actual state of the law and had no independent normative force";
others recognized tiiat "[b]y his choice of terms the jurist who
formulated the rule made a positive contribution of his own."'' By
either view, "[i]n the classical period, the term regula connoted a
juristic rule, which summed up what had been handed down (tradit)
46.
STEIN, supra note 1, at 38.
47.
The only kind of work one could do on public holidays was work that would
prevent damage from occurring. MACROB. SAT. 1.16.10.2. The widow ofC. Gracchus could
not obtain the retum of her property from her husband's heirs after his murder for his political
activities on the grotind that a husband is responsible for damage caused by himself
intentionally or through negligence. D. 24.3.66.pr.; SCHULZ, supra note 11 at 65.
48.
An act is done by force and therefore a party's possession gaild by force is not
protected when the act is prohibited. D. 50.17.73.2. Whatever is not attached to the soil or
part of a building does not pass to the buyer of land. D. 50.16.241. Whaxver is written in a
testament, and cannot be understood, is treated as though it had not been written.
D. 50.17.73.3. One cannot provide a benefit for another by making an agreement or
stipulation in their favor. D. 50.17.73.4. No one can appoint a tutor except to one whom they
have as their heir. D. 50.17.73.1. Whoever is a tutor for a person has a tutor's power over
their estate (when he dies) except when the heirs are female. D. 50.17.73.pr. If C steals
goods from .5 that 5 had stolen from A, 5 cannot get them back because the actio Art/only
protects "the person whose interest it was that the thing which was taken should be
untouched." D. 47.2.77; STEIN, supranote 1, at 36-38,46.
49.
In context, causae seems to mean cases, but according to GaiiB, the parties would
summarize their case before the iudex, "and [t]his was called causae coniectio!' G. 4.17. The
parties were bringing together the arguments or reasons why they should prevail.
50.
D. 50.17.1.
51.
STEIN, supra note 1, at 73.
944
[Vol. 87:933
Id at no.
53.
54.
LTEREN RMISCHEN JURISTEN BIS LABEO 45-64 (1969); MAX KASER, ZUR METHODOLOGIE
DER RMISCHEN RECHTSQUELLENFORSCHUNG 53 (1972).
55.
(1978).
56.
Seidl
believes that they did so in only two cases: in interpreting the words of a testament and in
interpreting those ofthe edict ofthe praetor. In both cases, their reasoning began, of course,
with the word in question. But that would not show that their reasoning was deductive unless
they were treating the word as an abstract concept from which conclusions could be derived
by deductive logic. Instead, as his examples indicated, they were trying to determine what the
testator or the praetor meant by the word, a question that tumed on conventional usage and
common sense.
57.
2013]
945
skilled charioteer, then in general the skilled man is ttie best at his
particular task."^* As we have seen, however, the Roman jurists were
not reasoning from reputable opinions. They were giving their own
opinions as jurists as to how legal concepts applied to particular cases.
They were neither deducing the results in the cases from the concepts,
nor deriving general conclusions about the concepts from the results in
the cases. As Jrgen Blhdom has shown," to identify the method of
the Topics wh. that of the Roman jurists, Viehweg had to misread the
Topics.
Marcus Tullius Cicero understood how different ths work of the
jurists was from the treatises of the Greeks. He lived during the period
that Schulz called "[t]he heroic age of creative geniuses and daring
pioneers,"*" during which the jurists developed the method that
classical jurists were to perfect. If Sextus Pomponius is correct," the
civil law was "founded" in the half century before Cicero's birth. As a
young man, Cicero attended the legal consultations of Scaevola, the
first jurist to write a commentary on civil law. Cicero did not like what
he saw, especially as compared with Greek learning. The jurists
concemedtiiemselveswith trifles. According to Atticus, a character in
one of his dialogues, "[T]hough they have made great claims, [they]
have spent their time on unimportant details."*^ They write about "the
law of eaves and house-walls [de pan'etum]" and about "the formulae
for making a stipulatio or bringing a legal action.'"^ "[A]ll this
amounts to little so far as learning is concemed.'""
Moreover, according to Cicero, the method of the jurists was too
unsystematic to be intellectually respectable. In his dialogue De
oratore, Licinius Crassus explained that the reason that the study of
law was "a matter of great difficulty" was that "no one [had been] able
to distribute these matters into their kinds and arrange them as an
ar5."" By an ars, Cicero did not mean a science as Aristotle had
conceived it: an exercise of theoretical as opposed to practical reason
in which first principles are abstracted and conclusions follow
deductively. For him, an ars was an orderly and systematic
58.
63.
64.
Id.
Id
65.
CICERO,DEORATORE 1.41.185-.186.
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[Vol. 87:933
67.
68.
For the definitions of "Olympiodorus" and "Lucianus," see 1 STOICORUM
VE-TERUM FRAGMENTA, Supranote 66, at 21 11. 3-8.
69.
70.
71.
Id
/ d at 1.41.185.
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947
72.
AULIUSGELLIUS,NOCTESATTICAE 1.22.7.
73. In Brutus, Cicero praised his friend, the jurist Servius Sulpicius Rufus for using
dialectic and treating law as an ars. CiCERO, BRUTUS 41.152. Schulz calls that statement a
"gross exaggeration." SCHULZ, supra note 11, at 69. Even if it were true, it did not shape the
work of later jurists or even their use of Servius' work. As Stein noted, the surviving
references to Servius' writings do not suggest a systematic treatment of law. STEIN, supra
note I,at42.
74. STEIN, sz/pya note 1, at 102.
75.
Seel.2.\.
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[Vol. 87:933
5ee WATSON, supra note 1, at 169-70; J.A.C. THOMAS, TEXTBOOK OF ROMAN LAW
226(1976).
77. G.3.88.
78.
A.M. HONOR, GAIUS 100 (1962); MAX KASER, DAS RMISCHE PRTVATRECHT 522
(1959); REINHARD ZIMMERMANN, THE LAW OF OBLIGATIONS: ROMAN FOUNDATIONS OF THE
CIVILIAN TRADITION 10-11 (1990); Helmut Coing, Zum Einffu der Philosophie des
Aristoteles auf die Entwicklung des rmischen Rechts, 69 ZEITSCHRIFT DER SAVIGNYSTIFTUNG FR RECHTSGESCHICHTE 24,24-59 ( 1952).
79.
69-111 (1991); James Gordley, Contract, Property, and the WillThe Civil Law and
Common Law Tradition, in THE STATE AND FREEDOM OF CONTRACT 66 (Harry N. Scheiber
ed.,
Unjusdfed Enrichment, in
GEDCHTNISSCHRIFT FR ALEXANDER LDERITZ 213 (Haimo Schack et al. eds., 2000); James
2013]
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[Vol. 87:933
SIR HENRY SUMNER MAINE, DISSERTATIONS ON EARLY LAW AND CUSTOM 389
FREDERIC WILLIAM MAITLAND, Why the History of English Law Is Not Yet
Written, in 1 THE COLLECTED PAPERS OF FREDRIC WILLIAM MAITLAND 480, 484 (H.A.L.
6 (1986).
84. A.W.B. Simpson, Innovation in Nineteenth Century Contract Law, 91 L.Q.R. 247
(1975); see James Gordley, The Common Law in the Twentieth Century: Some Unfnished
Business, 88 CALIF. L. REV 1815 (2000).
85. James Gordley, Brendan Brown Lecture Series, lus Civile and Civil Codes:
Lessons irom the Romans, 54 LOY. L. REV 555,563-65 (2008).
86. (1865) 1 L.R. 1 (Q.B.) 6. The coiirt flip-flopped. It had held the opposite in Doe
ex dem. Carier v Barnard, ( 1849) 116 Eng. Rep. 1524 (Q.B.); 13 Q.B. 945.
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A FINAL QUESTION
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