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including a maximum of $250,000 for cash claims. SIPC does not protect the
value of any security. For additional information regarding SIPC coverage,
including a brochure, I will contact SIPC at (202) 371-8300 or visit
www.sipc.org.
My excess cash balance is only eligible for FDIC coverage once it is in an
account at a Program Bank. Assets covered under FDIC insurance are
exempted from SIPC coverage. Therefore, SIPC coverage is not available for
deposits in the FDIC-Insured Sweep Program.
I may terminate My participation in the FDIC-Insured Sweep Program by
contacting You at support@robinhood.com after My brokerage account is
opened.
The foregoing summary of certain features of the FDIC-Insured Sweep
Program is solely prepared for My convenience, and must be read in
conjunction with the Robinhood Sweep Program Disclosure Documentand
the Apex Sweep Program Terms and Conditions. You provide no investment,
legal, or tax advice. I agree that I have carefully considered if this FDICInsured Sweep Program meets My investment objectives. I acknowledge that
I have read and agree to be bound by the Robinhood Sweep Program
Disclosure Document and the Apex Sweep Program Terms and Conditions.
RULE 14b-1(c)
I acknowledge that Rule 14b-1(c) of the Securities Exchange Act, unless I
object, requires You to disclose to an issuer, upon its request, the names,
addresses, and securities positions of Your customers who are beneficial
owners of the issuer's securities held by You in nominee name. The issuer
would be permitted to use My name and other related information for
corporation communication only. If I object, I will send an email
to support@robinhood.com with Rule 14b-1(c) objection in the subject.
W-9 CERTIFICATE
Under penalties of perjury, I certify that: (1) the number shown on this form is
My correct taxpayer identification number (or I am waiting for a number to be
issued to Me), and (2) I am not subject to backup withholding because: (a) I
am exempt from backup withholding, or (b) I have not been notified by the
All investments involve risk and the past performance of a security, or financial product does not guarantee
future results or returns. Keep in mind that while diversification may help spread risk it does not assure a profit,
or protect against loss, in a down market. There is always the potential of losing money when you invest in
securities, or other financial products. Investors should consider their investment objectives and risks carefully
before investing.
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