Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
DOI 10.3233/PRM-140300
IOS Press
295
Division of Plastic and Maxillofacial Surgery, Childrens Hospital, Los Angeles, CA, USA
Keck School of Medicine, University of Southern California, Los Angeles, CA, USA
Abstract. Facial paralysis remains a vexing problem in the treatment of posterior cranial fossa tumors in children. Fortunately,
current techniques are available to reconstruct the paralyzed face in restoring balance, symmetry, and amelioration of functional
sequelae. The restoration of structure and function of the paralyzed face is tantamount to proper social integration and psychosocial rehabilitation. In addition, the facial nerve is important in preventing drying of the eyes, drooling, and speech abnormalities,
among other functions. The most visible evidence of facial paralysis is stark asymmetry, especially with animation. This is perhaps the most troubling aspect of facial paralysis and the one that leads to the greatest amount of psychosocial stress for the child
and family members. Management strategies include early and late intervention. Early reconstructive goals focus on preservation
and strengthening of intact motor end plates through native stimulatory pathways. Late reconstructive efforts are centered on
surgically reconstructing permanently lost function based on each third of the face. Use of adjunct modalities such as chemical
or surgical denervation and myectomies are also critical tools in restoring symmetry. Physical therapy plays a large role in both
early and late facial nerve paralysis in optimizing cosmetic and functional outcome.
Keywords: Facial paralysis, facial nerve palsy, facial asymmetry, facial reanimation, brain tumors, smile reconstruction, oral
continence, speech pathology, permanent denervation, facial rehabilitation
1. Introduction
Neurological deficits occur frequently in children afflicted with brain tumors [1]. Surgery remains the treatment of choice in the majority of these patients. As
such, the incidence of neurological complications increases when considering operative intervention. Cranial nerve impairment is frequently an associated manifestation, both pre- and post-operatively. Even in those
patients experiencing some recovery of nerve function,
more than two thirds continue to experience persistent
deficits from preoperative levels [2].
Corresponding author: Andre Panossian, MD, Facial Paralysis
Center, Childrens Hospital Los Angeles, 4650 Sunset Blvd, MS
#96, Los Angeles, CA 90027, USA. Tel.: +1 323 361 2154; Fax: +1
323 361 4106; E-mail: apanossian@chla.usc.edu.
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A. Panossian / Facial paralysis reconstruction in children and adolescents with central nervous system tumors
ital or acquired etiologies. Implications for reconstruction follow along these two classifications. Brain tumors in the pediatric population are considered acquired in origin and indicate the presence, at one point
in time, of a functioning facial nerve. Westin and Zuker
give a logical classification system to effectively enumerate the various presentations and etiologies of facial paralysis [6]. Understanding the origins of a particular patients facial paralysis provides a roadmap for
implementing available reconstructive strategies.
The goal of facial paralysis reconstruction is to restore mimetic function as close as possible to the native state. Thorough preoperative history and physical
exam are vital in formulating proper timing and implementation of medical and/or surgical interventions.
Considerations include a preference for dynamic reanimation procedures, use of nerve sources with analogous function, and application of therapeutic modalities and ancillary procedures to achieve symmetry at
rest and with animation.
2. Evaluation
The initial patient history requires an inventory of
pre-morbid disorders and symptoms, including the
presence of syndromic conditions, birthing history,
trauma, neuromuscular diseases, inflammatory conditions, infections, tumors, and surgical interventions of
the head and neck. Additional aspects address temporal onset of symptoms and gradual versus sudden exacerbation.
In the setting of pediatric brain tumors, further subcategorization will include benign or malignant tumors
and intracranial versus extracranial extension. Additionally, tumors may contribute to facial paralysis via
intrinsic or extrinsic mechanisms. Intrinsic sources are
less common and implicate tumorigenesis within the
structure of the facial nerve, such as schwannoma. Extrinsic sources exert pressure and destruction of the facial nerve within a confined space in the context of
CNS tumors. These tumors include acoustic neuromas,
meningiomas, gliomas, medulloblastomas, sarcomas,
ependymomas, astrocytomas, vascular malformations,
among other types.
Iatrogenic injury in the treatment of posterior cranial fossa tumors occurs in cases of planned or inadvertent sacrifice of the facial nerve, given the characteristics of a particular tumor. The nature of iatrogenic injuries suggests a well-defined point in time from which
symptoms ensue. This temporal onset has direct bearing on the type of reconstruction used and the timing
for implementing the interventions.
A. Panossian / Facial paralysis reconstruction in children and adolescents with central nervous system tumors
lated with videography. The function of the remaining cranial nerves must be documented for purposes of
identifying sources of donor nerves. Additionally, facial pulses are noted in determining suitability of specific reconstructive options, namely free muscle transplantation. Nerve conduction studies and electromyography may be useful in determining type, severity, and
prognosis of denervation in patients experiencing some
form of facial nerve recovery. However, they have little
value in guiding reconstruction for patients with established facial paralysis [12,13]. Similarly, imaging studies are not useful for patients requiring reconstruction,
but are a necessary tool in evaluating and monitoring
the growth or recurrence of brain tumors and in ruling
out other anatomical causes of facial paralysis.
Several grading systems for facial nerve palsy exist
to describe the severity of symptoms [1416]. However, there is currently no grading system that is universally accepted to give valuable prognostic data or to
algorithmically guide the implementation of interventional strategies. The subjective nature of facial paralysis and the spectrum of presentations render grading systems difficult to employ reliably. Much of the
decision-making regarding reconstructive options occurs jointly between the treating surgeon and the patient. Options for reconstruction will vary given similar
clinical presentations and based on patient preferences.
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Fig. 1. Evaluation of the paralyzed face in thirds. (A) Brow. (B) Midface. (C) Lower face. This patient demonstrates the typical appearance of complete unilateral facial nerve palsy, including poor eye
closure, distortion of nasal base, unopposed smile, lack of nasolabial
fold, and overpowering lower lip depression.
mal to distal. Cases of axonotmesis resulted in average rates of regeneration of 1.9 mm per day in proximal segments of the nerve and 0.8 mm per day in distal
sites [18]. This implies that high peripheral nerve injuries take longer to arrive at the neuromuscular junction than lower lesions, leading to irreversible loss of
motor endplates and permanent disuse atrophy [18
20].
Intervention for early facial nerve injury is aimed
at restoring neural continuity as close to the time of
injury as possible. The most direct method is to perform primary surgical repair with the use of an operating microscope. Alternatively, bridging a segmental defect may be accomplished with interpositional
nerve grafting from autogenous sources or with processed allografts, such as decellularized human peripheral nerve [21,22]. However, preliminary studies suggest that autogenous nerve grafting remains a superior
option histologically for bridging long gaps than its allograft counterparts [23]. Nonetheless, lengths of nerve
injury up to and beyond five centimeters have been
successfully reconstructed using processed allografts
with clinically measurable results [24]. Alternatives to
nerve grafts include the use of conduits, such as autogenous vein grafts or artificial nerve conduits [25,26].
However, these modalities are less viable options [23,
27]. In the setting of pediatric brain tumors, the location of nerve damage is often too proximal for repair
in a primary fashion. Hence, the aforementioned use
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A. Panossian / Facial paralysis reconstruction in children and adolescents with central nervous system tumors
jured distal stump of the contralateral facial nerve results in delivery of inadequate power.
All options above imply a donor and recipient nerve.
As such, an ideal donor nerve should mimic normal
facial nerve function in an analogous fashion. After
the facial nerve, the masseter nerve (CN V) provides
the most similarity in this regard, especially for mid
and lower facial function. In addition, sacrifice of a
suitable donor nerve should minimize loss of function in its native site. For example, in the setting of a
masseter-to-facial nerve transfer, sacrifice of the masseter nerve does not diminish masseter function significantly due to a dual innervation pattern [35,36]. Additionally, masticatory function is composed of four
muscles as described above. A weakening or loss of the
masseter muscle will typically not produce a functional
deficit.
Early management of facial paralysis in the setting
of pediatric brain tumors is ideally initiated when there
is high suspicion of proximal facial nerve injury. Dialogue between the ablative and reconstructive surgeons should be initiated early, preferably preoperatively when nerve injury is anticipated. Often, the decision to intervene is delayed due to uncertainty of complete disruption of the nerve (i.e., neurotmesis) and the
hope of spontaneous recovery from a neurapraxic state.
One must also keep in mind that although a waiting
period is reasonable in most cases, there must be evidence of gradual objective improvement of paralysis.
Serial electromyography and nerve conduction studies
may be helpful in this situation to quantify progress.
In some instances, improvement may plateau and obscure the expectation of clinically meaningful recovery. In other words, there may be some return of facial
nerve function; however, considerable facial asymmetry and other symptoms of profound paralysis may persist into adulthood. The waiting period must also incorporate the possibility of proceeding with early surgical reconstruction, if indicated. Specifically, one must
consider the time required for achieving nerve regeneration from the point of nerve transfer to the target muscles. This process alone may take up to 34 months. A
multidisciplinary approach for the treatment of facial
paralysis will streamline this process and avoid much
of the uncertainty related to decision-making during
the early versus late phases of facial nerve injury.
A. Panossian / Facial paralysis reconstruction in children and adolescents with central nervous system tumors
junction or when there is poor recovery or severely impaired residual nerve function. In both instances, the
patient remains permanently paralyzed or hemiparetic,
causing varying degrees of cosmetic and functional
disturbance. Some symptoms include facial asymmetry at rest, speech abnormalities, oral incontinence, dry
eyes with reliance on lubrication, and loss of rhytids
and expressive ability. There is no consensus on when
facial nerve paralysis is considered permanent, but
some suggest 18 months as an approximate cutoff
point for any further recovery [13].
The decision to pursue reconstruction for established facial paralysis follows a systematic approach.
As mentioned above, the face is divided into thirds,
each with its own considerations regarding restoration
of vital mimetic functions.
4.1. Upper face (Brow)
Paralysis of the brow may result in ptosis and decreased ability to raise the forehead. Often there is minimal cosmetic or functional deformity. Asymmetry is
visualized with animation and rarely causes deformity
at rest. Procedures to restore symmetry are namely
static in nature and focus on purposeful defunctionalization of the contralateral frontalis muscle [13].
Chemodenervation of the contralateral frontalis muscle
with botulinum toxin will improve symmetry aesthetically, but requires multiple injections at 34 months intervals to maintain results [37]. Alternatively, surgical
denervation of the frontalis branch of the contralateral
facial nerve will achieve a more permanent solution,
although results are variable [38].
4.2. Midface
Paralysis of the midface most visibly affects periocular function, namely proper eye closure. Symptoms
of periocular mimetic dysfunction include lagophthalmos, lower eyelid malposition, and lacrimal duct obstruction, all of which may produce corneal dessication, exposure keratopathy, epiphora, and cosmetic deformity [39]. Reconstructive principles focus on repositioning of the upper and lower eyelids simultaneously
or sequentially, depending on variations and severity.
Dynamic and static procedures that address the
problems of eye closure are available. Dynamic options to restore blinking include regional and distant
muscle transfers including temporalis myoplasty, pedicled frontalis transfer, and vascularized muscle grafts
such as pectoralis minor, gracilis, and platysma mus-
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300
A. Panossian / Facial paralysis reconstruction in children and adolescents with central nervous system tumors
A. Panossian / Facial paralysis reconstruction in children and adolescents with central nervous system tumors
Fig. 3. Eight-year-old boy with complete left facial paralysis following resection of a medulloblastoma. Preop and 3-month postop
following gracilis free muscle transfer to face with neurorrhaphy to
masseter branch of CN V. This patient had also undergone repositioning of the lower eyelid using a palmaris longus tendon sling.
301
vantage is the development of, or lack thereof, spontaneous smiling, given the analogous pathway of action via CN V. This may be quite distressing to older
patients; however, recent evidence suggests excellent
cerebral adaptation and development of spontaneity in
both children and adults [29,69].
Restoration of mimetic functions of the lower face
is one of the most challenging goals in facial paralysis
reconstruction. This is likely due to the high level of
visibility and inherent expressivity that can stigmatize
an afflicted individual. However, much of patient and
surgeon gratification derives from the dramatic results
achieved in successfully reanimating the lower face.
4.4. Ancillary procedures
Achieving symmetry of form and function is the
goal of all strategies described in facial paralysis reconstruction. Often, it may be difficult to realize this
goal with a single procedure. In practice, multiple ancillary procedures help to restore symmetry in an incremental fashion.
Weakening contralateral facial movement is a common technique in adjusting final results from facial
paralysis reconstruction. Administration of botulinum
toxin is common practice for achieving this goal and
has numerous advantages, including ease of administration, controllability, and reproducibility. Botulinum
toxin acts at the neuromuscular junction by blocking
release of acetylcholine at the presynaptic nerve terminal [70]. Disadvantages include temporary effect (3
6 months), need for repeat injections, and high cost.
Common areas of injection include the contralateral
brow, the nasolabial fold, and the lower lip depressors.
However, many patients prefer a permanent solution
for facial asymmetry, especially in children who would
otherwise require a lifetime of botulinum toxin injections.
Surgical resection of muscles and nerves in the nonparalyzed half of the face provides a permanent solution. Denervation of the frontal branch of the facial
nerve will weaken frontalis muscle function most directly. This procedure may be performed alone or in
combination with contralateral browpexy as described
above. Overactive lower lip depression is perhaps the
most distressing aspect of post-reconstruction facial
asymmetry and may even diminish the affect of a transplanted muscle. Resection of the depressor labii inferioris (DLI) and depressor angularis oris (DAO) permanently disables the downward and lateral forces on
the lower lip and oral commissure [71]. Coupled with
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A. Panossian / Facial paralysis reconstruction in children and adolescents with central nervous system tumors
5. Rehabilitation
Physical therapy is a critical aspect of both preoperative and postoperative management of patients with
facial paralysis. Numerous modalities exist for stimulation of muscle and nerve units in the paretic or paralytic face. These modalities also apply to the treatment
of patients following reconstructive surgery with only
slight differences depending on type of reconstruction
employed.
Preoperative assessment is critical in measuring the
efficacy of treatment. Various facial grading systems
are described to record symmetry of voluntary movement and synkinesis [6]. Measurements using calipers
and rulers are made from facial landmarks, and the
amount of excursion and direction are recorded [11].
Timing for starting therapy following reconstruction
usually corresponds to evidence of re-innervation or
voluntary muscle activation. Depending on the type of
reconstruction, this may be anywhere between 3 and 9
months following distant muscle transfer procedures.
In the case of regional muscle transfer such as a temporalis myoplasty, therapy is started 3 weeks postoperatively [59].
Therapy involves controlled active range of motion
exercises of available neuromuscular units, with the
aim of strengthening and coordinating movement. Specific functions are stressed, such as smiling, swallowing, and speech articulation [76]. Biofeedback is critical in order for patients to experience the result of volitional movement, due to the loss of intrinsic feedback in affected facial muscles following facial paral-
ysis. This is especially important in patients undergoing dynamic reconstruction using analogous muscle or
nerve transfers where the facial nerve is unavailable.
Biofeedback allows patients to combine visual cues of
facial movement to sensory changes in the face during
movement. It allows for error correction and coordination to occur rapidly in order to avoid development
of pathological habits. Biofeedback may be performed
with a mirror by the patient as facial exercises are performed. This is also known as mime therapy, and has
been shown to improve facial muscular contractions
and limit synkinesis [77,78]. Cooperation with therapy
is a key element to success; therefore, children must
be of an appropriate age (typically over five years of
age) to follow instructions and to remain focused on directed tasks. EMG biofeedback is an additional method
to mirror biofeedback and has demonstrated efficacy in
reducing synkinesis [79]. Electrodes are placed on the
face, whereby the amount of muscle stimulation is visualized by the patient in wave form. With visual cues,
the patient increases stimulation of re-innervated muscles by voluntarily elevating the threshold of the waveform.
Massage therapy or tactile stimulation of the face
is an important aspect of therapy to intended reduce
edema and promote symmetry of facial muscular contraction. Proprioceptive neuromuscular facilitation, as
proposed by Kabat, has demonstrated usefulness in
early recovery following Bells palsy and iatrogenic facial nerve injury [76,80,81]. Using this technique, a
combination of stretching of muscle groups, resistance
against contralateral contraction, and manual pressure
are employed to increase contractile power and resistance in the residual muscles or a transferred muscle.
Electrical stimulation of the paralyzed face or following dynamic muscle reconstruction may provide
some benefit in improving re-innervation or promoting
the health of the transplanted muscle [82,83]. Opinions regarding this modality are mixed. Some opponents argue that electrostimulation may provoke synkinesis and contractures [84,85]. Various types of electrostimulatory muscle therapy are available. Stimulation of pain fibers may be a drawback, especially in
children. However, the use of high-voltage pulsed current (HVPC) is a promising modality in promotion
of healthy muscles in the face of denervation. Wellknown for its efficacy in the treatment of wounds,
HVPC improves facial edema, promotes denervated
muscle circulation during the re-innervation period,
and may commence soon after reconstruction [86,87].
Currently, no single modality is superior as a standalone therapy. An effective physical therapy regimen
A. Panossian / Facial paralysis reconstruction in children and adolescents with central nervous system tumors
6. Conclusion
Facial paralysis in children and adolescents with
brain tumors may be unavoidable in many instances.
Whether the cause is secondary to nerve involvement
or iatrogenic injury following resection of posterior
cranial fossa tumors, the social consequences are quite
severe to the patient and his or her family. Often,
prolonged psychological treatment is required. Fortunately, current advances in surgical reconstruction have
been shown to be effective in restoring movement in
the paralyzed face. Each reconstructive effort is tailored to the individual and may be categorized as an
early or late intervention. A discussion with the patient and family is critical in deciding whether or not to
proceed with reconstruction, as factors such as length
and intricacy of surgery, waiting period for results, and
compliance necessary for home therapy should all be
weighed. Finally, a multidisciplinary approach is crucial to maximizing success in the pediatric patient.
Interdepartmental communication within a designated
facial paralysis center is vital in treating children with
facial paralysis of any etiology. Identifying patients
early in the evolution of facial paralysis is key to preserving functioning muscle units that will activate facial expression naturally. Future directions will focus
on new rehabilitation strategies and other forms of dynamic reconstruction to improve spontaneity and symmetry simultaneously.
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Conflict of interest
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