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The United States is successfully employing a strategy of
containment in the status quo to limit Chinese
expansionism
Etzioni 16 (Amitai, professor of international affairs at George Washington
University, The Asian Infrastructure Investment Bank: A Case Study of
Multifaceted Containment, Asian Perspective, 40(2), p. 187-188)
US officials often state that the United States does not seek to contain China (Carpenter 2011). In April
2014, for example, President Obama stated, Our goal is not to counter China. Our goal is not to contain
China (Manesca 2014). Secretary of State John Kerry repeated the sentiment a month later, stating that
the U.S. does not seek to contain China (BBC News 2014a). However, there are often great discrepancies
between the statements made by top officials and the conduct of the states they speak for.
The
that involving regional states in various military alliances raises the risk that the United States and China
will engage in war due to reckless actions taken by one of the allies (Mearsheimer 2014). Barry Posen
concurs and points out that an alliance with the United States gives allies a false sense of security and
encourages them to challenge more powerful states, confident that Washington will save them in the
end (Posen 2013). (This point also applies to China in its relations with North Korea.) At the same time,
one may argue that the most basic foundation of the international order, supported even by many who do
not necessarily accept the liberal elements of that order, is that states may not use force to change the
status quo and must not invade other states. Thus, one might argue that for the United States to position
its military forces or allied forces in places into which China might expand would help stabilize the
international order. However, the same cannot be said of other elements of US policy toward China, as
highlighted by the US response to the AIIBs launch, which itself was of limited import. To proceed, I must
introduce a distinction between a strategy of all-encompassing containment and a strategy that combines
some forms of containment (especially military) with competition (especially economic and ideational) and
integration (especially the governance of international institutions). To distinguish between these two kinds
of containment, I refer to the first kind as multifaceted containment and the second as aggression-limiting
containment. Multifaceted containment seeks to block practically any and all gains by another power,
whether territorial, economic, or status (such as voting rights). By contrast, aggression-limiting
containment seeks to block only those advances that are made through the use of force, while granting
room for competition and cooperation. It is useful to think about aggression-limiting containment as a
flashing red light in some lanes and a green one in others, as opposed to a barrier that blocks all lanes. In a
previous book I examined the ways the United States sought to contain the USSR during the Cold War and
showed that the United States practiced multifaceted containment (Etzioni 1964). Thus, if the USSR sought
landing rights for its civilian aviation in Bolivia, the United States sought to block it. If the USSR granted
foreign aid to Ghana, the United States pressured Ghana to reject it. The United States sought to suppress
USSR ideological and cultural outreach. The USSR treated the United States the same, and the result was
high levels of tension that led several times to the brink of nuclear war. When President John F. Kennedy
unveiled his Strategy of Peace, he scaled back these nonmilitary forms of containment, which resulted in
building military alliances, conducting more military exercises, or ordering major weapons systems to
respond to a possible attack from China.
block China in nonmilitary sectors. For example, the United States pressured
states on Chinas borders to resist Chinas economic overtures, blocked Chinese
efforts to begin negotiations on a free trade zone spanning the Pacific (Davis 2014),
cautioned regional states against depending too strongly on China for humanitarian aid, and pledged $187
million to Cambodia, Laos, Thailand, and Vietnam in an effort to decrease Chinas influence over those
Africa (Sun and Olin-Ammentorp 2014) and Latin America (Noesselt and Landivar 2013)
Relations; the diplomat; the myth of a US-China grand bargain; August 6 th, 2015;
https://mail.google.com/mail/u/0/#inbox/155dfb3b07fc07de
Uniqueness Extensions
weakness after the 2008 financial crisis and the 2009 continental shelf submissions by Vietnam, Malaysia and the Philippines under the United Nations Convention on the
Liberation Army Navy (PLAN) has actively defended those claims, and China ostentatiously deployed an oil platform in 2014 in an area of the SCS claimed by Vietnam and
built seven massive outposts with military facilities, including airstrips, in 2015 in areas claimed by the Philippines and Vietnam. As a result of Chinas growing power and
United States may eventually be unable to ensure FoN and open skies and assure allies and partners. The United States announced a rebalance to Asia in November
2011. Part of there balance was intended to deal with Chinas rise and assertive actions in the SCS and East China Sea (ECS). The rebalance also included increased
engagement with China through a strategic and economic dialogue. This article analyses the pressures from China that are creating bipolarity and stressing American
alliances and partnerships in the SCS and driving regional instability; it also determines how China might be influenced to change its behaviour from expansion to
cooperation and the role that the American rebalance and its allies and partners might play. In their book, Regional Disorder: The South China Sea Disputes, Sarah Raine
and Christian Le Mire outline four different scenarios for the SCS: (1) Nobodys sea: stable cohabitation (bipolarity). (2) Somebodys sea: regional hegemony (US
hegemony or Chinese hegemony). (3) Everybodys sea: managed mistrust (UNCLOS). (4) Sea of conflict (unplanned or planned).2
Competition Now
Competition characterizes the relationship now
cooperation disincentivized
Yan Xuetong* and Qi Haixia; 2012; Yan Xuetong is Professor of
International Relations and Director of Institute of Modern International
Relations, Tsinghua University. Qi Haixia is Lecturer at Department of
International Relations, Tsinghua University. They are the co-authors of
Football Game Rather Than Boxing Match: ChinaUS Intensifying Rivalry Does
not Amount to Cold War; The Chinese journal of international politics;
Football Game Rather Than Boxing Match: ChinaUS Intensifying Rivalry
Does not Amount to Cold War; April 6th, 2012;
file:///C:/Users/Kenney/Dropbox/Appeasement%20Generic/Emma/Football
%20Game.pdf
the character of SinoUS relations as
that of superficial friendship determines that conflicts of interests between
the two states will continue to be intensified , and that there will be an increasing
trend wherein the two compete more than they cooperate. Obamas strategy
of pivoting towards the Asia Pacific Region is a product of relative decline in
US power and of the increased pace of Chinas rise. It is only natural for
structural conflict between China and the United States to deepen as the relative gap in
As the comprehensive power of China and the United States continues towards parity,
their national power narrows. As conflicts of interests between the two states grow at a rate faster than that of shared interests, regardless of the outcome of the US
Furthermore, as its comprehensive national power decreases, United States will as a matter of necessity narrow its strategy, and apply its strategic resources to the
globes most vital strategic areas.
Chinas rise has gradually made the Asia Pacific the center of
the world, and by narrowing the scope of its strategy, United States can enhance its domination in the Western Pacific. In 2011, when announcing the US naval
strategy for the next 1015 years, US Chief of Naval Operations Jonathan Greenert stated that in the future the United States would place more than one-third of its
warships in the Western Pacific.54 Such a deployment will undoubtedly increase strategic conflict between the United States and China.
Containment Now/Shift
Status quo is a clear shift away from engagement it
hasnt changed China politically and short-lived
cooperation isnt pulling the relationship away from
containment now
Shambaugh 6-15 (David Shambaugh, David Shambaugh is professor of
political science and international affairs at George Washington University,
and a nonresident senior fellow at the Brookings Institution. This is excerpted
from a lecture he gave at the American Chamber of Commerce in Hong Kong
on Wednesday. 6-11-15 "In a fundamental shift, China and the US are now
engaged in all-out competition," http://www.scmp.com/comment/insightopinion/article/1819980/fundamental-shift-china-and-us-are-now-engaged-allout. Date Accessesd 7-15-16. DDI-AC)
The relationship between the United States and China has rightly
been described as the most important relationship in world affairs . It
is also the most complex and fraught one. These two titans are the world's two
leading powers and are interconnected in numerous ways bilaterally,
regionally, and globally. It is therefore of vital importance to
understand the dynamics that underlie and drive this relationship at
present, which are shifting. While Washington and Beijing cooperate where they can, there
has also been steadily rising competition in the relationship. This balance has now shifted, with
competition being the dominant factor. There are several reasons for it - but one is that security now
trumps economics in the relationship. The competition is not only strategic competition, it is actually
comprehensive competition: commercial, ideological, political, diplomatic, technological, even in the
academic world where China has banned a number of American scholars and is beginning to bring
pressure to bear on university joint ventures in China.
both governments, and is also evident at the popular level. The last Pew global attitudes data on
this, in 2013, found distrust rising in both countries. Roughly two-thirds of both public view US-China
relations as "competitive" and "untrustworthy" - a significant change since 2010 when a majority of people
in both nations still had positive views of the other. One senses that the sands are fundamentally shifting in
the relationship. Viewed from Washington, it is increasingly difficult to find a positive narrative and
trajectory into the future.
falsification of applications to US universities), legal (China's draft NGO and national security laws), human
rights (convictions of rights lawyers and the general repression in China since 2009), cyber-hacking (of the
US Office of Personnel Management most recently) and problems in trade and investment. Hardly a day
passes when one does not open the newspaper to read of more - and serious - friction. This is the "new
normal" and both sides had better get used to it - rather than naively professing a harmonious relationship
that is not achievable. This has given impetus to an unprecedented outpouring of commentary and reports
by Washington think tanks in recent months. I have lived and worked there a long time, and cannot recall
such a tsunami of publications on US-China relations - and they are all, with one exception (Kevin Rudd's
Asia Society report), negative in nature, calling for a re-evaluation of US policy towards China, as well as a
hardening of policy towards China across the board. A qualitative shift in American thinking about China is
frontal assaults by China on these regional and global institutional architectures. But we are witnessing
Beijing establishing a range of alternative institutions that clearly signal China's discomfort with the US-led
postwar order. Make no mistake: China is methodically trying to construct an alternative international
order.
opportunity to attack China and win praise from ASEAN members involved in
islands row,
also
While the recently held US-ASEAN summit was another important occasion for the U.S. for attacking China for making military
advances in South China Sea, the disputed islands are far from the focus of their bi-lateral tussle. Although the joint statement of the summit did not mention China directly, enough had already been said about the increased militarization of the
region, the crucial need for lowering tensions and implementation of international norms. The end of the summit saw U.S. and China making claims and counter-claims regarding deployment of missile system by China on a disputed island.
Simply put, the US-China bilateral tussle is about one hegemon resisting the emergence of another in the
global hierarchy of states.
While the summit was literally littered with explosive content of China threat theory, the roots of this imaginary or real threat lie somewhere else.
Although the U.S. is undergoing the crucial hegemonic fatigue, its resistance against Chinas emergence is not merely aimed at denying the latter enough
breathing space within the IMF/World Bank controlled global economic system. Nor is the occasional mention of disputed territory in South and East China seas the only anti-China strategy the U.S. is following. As some of the recent
through.
A relatively recent example of this was when the US Ambassador to Thailand Glyn Davies berated the Thai government for not adding its voice to calls for China to
peacefully resolve conflicts over its appropriation of islands in the South China Sea. Similar messages and accompanying political and economic threats have been delivered by U.S. to other capitals across Southeast Asia. As far as wooing China
into the IMF/World Bank programed economic system is concerned, the passage of 2010 IMF reform package by the U.S. Congress in December 2015, and the consequent increase of Chinas share from a meagre 3% to 8% stand out-standing.
Not only this, the December 18 US approval of the long-awaited IMF reforms followed another decision of Washington to vote in favor of Chinas membership in the select IMF basket of currencies called Special Drawing Rights. The IMF official
statement then declared, The Board today decided that the RMB met all existing criteria and, effective October 1, 2016 the RMB is determined to be a freely usable currency and will be included in the SDR basket as a fifth currency, along with
the U.S. dollar, the euro, the Japanese yen and the British Pound. Can this be called the much-awaited change of heart from the U.S.? Not really, since Washington is wooing China into the post Second World War system only to foil Beijings
own drive towards establishing an alternative system, or at least limit its scale. Although we cannot predict at this stage how alternative and different this system would be, a number of recent developments clearly indicate its formation.
China-led developments, especially the establishment of AIIB, have much to do with Asias need for financial resources to develop the much required infrastructure. The Asian Development Bank (ADB) estimates that Asia will need $8 trillion
over the next decade for energy, transportation, telecommunication and water sanitation. Now private investment in infrastructure runs a mere $13 billion a year, most in low-risk projects. Official development assistance adds another $11 billion
a year. There is thus an annual shortfall of almost $700 billion. This is where Chinas alternative system becomes relevant; and this is precisely where this system also becomes China threat theory, as far as the U.S. and its regional allies
position is concerned. The announcement for the establishment of an alternative system, which came earlier this year, has since been followed by some important projections regarding the flow of loans from AIIB to the potential target
countries of the region. On December 4, at an annual China-South Korea Banking Development Forum in Shanghai, Chen Huan, head of the AIIBs Multilateral Interim Secretariat, announced that when it begins raising capital on international
bond markets beginning January, 2016, the new bank will concentrate on energy, transportation, rural development, urban development and logistics. Jin Liqun, the president-designate of the AIIB, has stated that the AIIB plans to lend $10
billion to $15 billion a year for the first five or six years, a modest contribution to an $8 trillion infrastructure deficit. While the pronouncements in themselves look promising, there are some grey areas that certainly seem to dampen the knightin-the-shining-armor status of this alternative system. For instance, while Jin Liqun, who was once Chinas Alternative Executive Director of China to the World Bank and the Vice-President of the Asian Development Bank, a Japan led byproduct of the World Bank, seems to have in his possession enough knowledge about the nature of the IMF/World Bank dominated system and its in-built flaws, what is exceedingly ambiguous about his selection by Beijing is what Beijing
actually wants to achieve through him: a system truly different from the IMF/World Bank or a tacit approval for AIIB from the erstwhile masters? Chinas economic growth notwithstanding, its various initiatives and the response it has received
from some European countries such as Germany (read: Germanys annual $4.5 billion contribution to AIIB, making it the fourth largest supplier of capital to AIIB) do not in themselves constitute enough strength to challenge the Brettonwood
system. China cannot afford to turn on a virtual confrontation mode vis--vis the old system. The reason is not difficult to understand. Consider this, for instance: In recent years, through a state policy called go global, Chinese state-owned
companies have sought investment opportunities in the United States. In one of the splashiest recent deals, Ambang Insurance Group, a firm with connections to Chinas leadership ranks, bought New Yorks Waldorf Astoria Hotel. Indeed,
President Xi will be staying at the luxury hotel when he visits the United Nations, displacing its usual occupant, the U.S. President Barack Obama. Besides it, China is also the fastest-growing national investor in the U.S., targeting real estate,
for
the U.S., China is a rising giant that it needs to contain in order to limit its
influence
hospitality and technology services, in particular.The Chinese investment is growing in the U.S. though prospects of success in securing a bi-lateral investment treaty are becoming elusive. For China, the U.S. is an attractive market;
. The development of AIIB, its potential impact and its area of operation are limited, as the name indicates, to Asia only. But Chinas own target market exists well beyond Asia. The U.S. is one of the most important of
all. This is where the U.S. wooing strategy becomes relevant. By wooing China into tacitly increasing its share in the IMF/World Bank, the U.S. is actually aiming at filtering Chinas billion dollar investments in the U.S. (as also in Europe)
through a system that the U.S. has complete control over. While China cannot, therefore, afford to adopt a confrontation mode, it can certainly use its presence inside IMF/World Bank system to consolidate its own geo-political position in Asia. It
is, perhaps, for this reason China had no problem in raising its contribution to 8%. The U.S. is wooing China. To an extent, this policy of the U.S. is in Chinese interest as far as the latters access to the Western market is concerned.
Robert Blackwill, one of the most distinguished American diplomats of his generation, signifies a major shift
in establishment thinking about China. And the conclusion is, as these things go, astonishing: The U.S. should place "less strategic emphasis on the
goal of integrating China into the international system, and more on balancing China's rise. Which is to say, we should basically chuck what has been
U.S. policy for the past three decades, and try something that sounds almost (but not quite)
like containment. The report comes amidst whispers that senior foreign policy grandees of former administrationsboth Democratic and Republicanhave started to sour on hopes
on U.S.-China relations, co-authored by
that Beijing could be brought without much rancor into the existing international order. They worry that President Xi Jinping is more interested in becoming No. 1, as opposed to co-existing with the U.S. at the apex
of the international pecking order. It also comes amidst the Obama administrations so-called pivot to Asia, which it goes to great lengths to insist is not about containing China. The only problem with that claim is
that there isn't anybody among traditional U.S. allies in the region who believes it. And the China as rival and not strategic partnerwhich is what the Obama administration used to call itis increasingly evident.
Pushing for support for the Trans Pacific Partnershipa broad free trade deal
with 12 Pacific nationsObama recently told The Wall Street Journal that if
we don't write the rules, China will write the rules out in that region. As that
kind of us-or-them rhetoric indicates, even the economic relationship between the two
countrieswhich is its fundamental coreis under some strain. In their recently released annual survey of business conditions in China, the American chambers
of commerce in both Shanghai and Beijing recently reported an uptick in the number of their members concerned about increasing regulatory and legal scrutiny from the government in Beijing. The conventional
wisdom is that the current leadership in Beijing watches all this and, unified, sets an ever more defiant course both abroad and at home. Beijing, it is said, suspects the U.S. of trying to encircle Chinaof trying to
blunt if not reverse its rise. So it flexes its muscles in the east and south China seas, and moves to exert ever more influence to its west through massive government-led investment plans to create a new silk road.
(On April 21, Xi was in Islamabad hawking an aid and investment deal with Pakistan with a headline number$46 billionthat drew attention around the world.) There is, to be sure, an element of truth in all that.
But it's also more complicated. No one at any level of the Chinese leadership ever draws attention to himself by publicly questioning the party line; but there remain people in the Beijing government who can safely
be called pro-Western, and who believe a strong relationship with the United States is in the countrys best interest. And they are watching, with increasing (if still muted) concern, the tide go out on what has been an
era of bipartisan policy in Washington toward Beijing: one that accentuated the economic benefits to both sides in the short run, with the hope that in longer run, increasing prosperity in China would bring about
some form of political liberalization. Those daysand hopesare gone. And the day may be drawing near when a behind-the-scenes debate breaks out in Beijing that poses a straightforward question: Who lost
Washington? In the U.S., of course, "Who lost China?" was a rancorous Cold Warera debate in the wake of the 1949 Communist takeover in Beijing. The second-guessing in China over current foreign policy will
not, of course, be so public, but that doesn't mean it won't come. A scholar at a government-affiliated think tank with close ties to several senior party officials acknowledges that there are some questions in the wind
now, certainly. No one quite says, Who lost Washington?we're not there yetbut people I would call internationalists with a pro-Western bias wonder where this is headed, and whether we've played our hand
intelligently both in terms of relations with Washington but also in our own backyard. Those questions have to do with the perception that Beijing over the past few years has bullied small neighbors like the
Philippines and Vietnam, as well as whether it needed to pick a fight with Japan over the Senkaku Islands. (China refers to them as the Diaoyu Islands and calls them disputed; Tokyo denies theres any doubt they
belong to Japan.) Beijing points outand diplomats in Tokyo concurthat the two countries worked hard over the last year to drain some of the poison out of the islands dispute, which had alarmed Washington,
and, as one former U.S. diplomat says, put the pro-China crowd at the State Department very much on the defensive. For now, the issue has receded, and foreign ministry officials in Beijing say the effort shows
that the notion that nationalistic hawks are running wild in the Chinese capital, as the government think tank scholar puts it, is overblown. But theres little question that any measure of trust between Beijing and
Washington has diminished; a foreign ministry official late last year told Newsweek that there is "no question" that relations between the two countries were better when George W. Bush was president than they are
today. The question is, to what extent does that matter to Beijing? Foreign diplomats there seem increasingly to think its not that big a deal to Xi & Co.; Beijing is increasingly suspicious of the U.S. as a rival in
There is
increasing talk in Washington that the U.S. needs to reverse the shrinkage in
its Navy. Most of the leading Republican presidential candidates support an increase in the number of aircraft carriers in the U.S. fleet, as well as a modernized version of the so-called Ohio class of
nuclear submarines, which are slated to go out of business in just over a decade. Nor is it unthinkable that Hillary Clinton, should
she be Barack Obamas successor in less than two years, would add more military heft to the
so-called pivot to Asiaparticularly if U.S. policy is to balance Chinas rise . There
Asia and increasingly convinced that its own ascendancy is irreversible. The quest for supremacy in the Pacific, therefore, is likely to intensify. If true, those attitudes will have consequences.
is also growing anger over Beijings purported cyber offensive against both the U.S. government and big U.S. corporations. (And lets face it, the Fortune 500 is the core of Beijings constituency in the United
States.) If China, in fact, doesnt care that it's losing Washington, that only makes it more likely that it will lose it. And at the moment, that appears to be the road Beijing is on
The Pivot to Asia essentially means containing what is now probably the biggest economy and second
biggest military power in the world in its own back yard, and is drawing the USA further and further into territorial disputes involving China.
Clintons own speeches and writings when Secretary of State made this abundantly clear: By virtue of our unique geography, the United States is both an Atlantic
and a Pacific power. We are proud of our European partnerships and all that they deliver. Our challenge now is to build a web of partnerships and institutions
across the Pacific that is as durable and as consistent with American interests and values as the web we have built across the Atlantic. That is the touchstone of
our efforts in all these areas. Our treaty alliances with Japan, South Korea, Australia, the Philippines, and Thailand are the fulcrum for our strategic turn to the AsiaPacific. (Hillary Clinton, Americas Pacific Century, Foreign Policy October 11th 2011) Viewed from from Chinas point of view, Americas Pacific Century
means a continued commitment to unilateral US hegemony in East Asia; working relationships means treating China not as a great power
but on the same basis as Japan, Vietnam, Philippines; Bilateral security alliances are with potential enemies of China; references to the US
position in Europe suggests creation of a NATO in East Asia; democracy promotion threatens China with same fate as USSR.
The
hostility to China has been made clear by subsequent US actions, especially in economic field: The TransPacific Partnership, and even more the crude and unsuccessful attempt to block Chinas creation of Asia Infrastructure Investment Bank. It is true that some of
has a good claim to the whole of the Senkaku/Diaoyu islands, a good claim to share the Paracels 50:50 with Vietnam, but no legitimate claim at all to the Spratlys
Cam Ranh Bay from Vietnam as a US naval base which would risk tying USA inextricably to Vietnamese territorial claims; and the US proposal that India
participate in naval patrols in South China Sea. India wisely refuses because China can hit back very hard in Himalayas, and by support for Pakistan and would
do so if challenged by India in the South China Sea. Such moves may be too detailed for the President to take a personal hand but they illustrate whole tendency
of US establishment to maintain US dominance, and not to seek compromise with other powers unless absolutely unavoidable, as in Syria. In the case of China,
the US may well be forced to acquiesce in Chinese faits accompli; but may also be drawn into Vietnamese war to defend what Hanoi sees as its territory, with
results of US actions; they fail the fundamental realist test of accurately judging the power available to both sides and their willingness to use it; and they fail Hans
Morgenthaus test of a true statesman, which is the ability to put himself into the shoes of his opposite numbers from rival countries: not necessarily in order to
agree with them, but to judge how important a given issue is to them, and therefore what resources they will commit and how much they will risk over the issue. In
Ukraine, Russia has clearly been willing to commit far more than the USA, and the USA has only avoided a much more dangerous conflict because President Putin
is in the end a cautious and pragmatic former secret service official, not a reckless militarist. In failing to seek compromise with China, the USA may be running
infinitely greater risks. This failing however is that of the US establishment in general. US ideological nationalism (euphemistically known as Exceptionalism)
means that in the end, very few US policymakers or analysts can accord any legitimacy to views or interests that seriously conflict with those of the USA, and
above all, cannot grant any real legitimacy to political systems that are neither democracies nor subservient to US wishes). In conclusion however, it is only fair to
add two things: On what Obama has called and what obviously is - by far the biggest threat facing the USA and mankind in the foreseeable future, Obama has
been entirely correct, while most of the US political establishment (including all the Republican Party though not, it must be noted Hilary Clinton) has been wrong:
this is the need to take serious action to combat climate change. Here, I think one can say that he has gone as far as the US constitution and present political
configuration will allow him to go. Tragically, that is not very far as evidenced by the impossibility of passing legislation through Republican-dominated Congress
(or even for that matter when Democrats in a majority) and latest Supreme Court decision blocking the Presidents Clean Power plan. But at least he has tried, and
tried hard. For this and other reasons, I would say that in many ways Obama is the best foreign policy president the USA has had since George Bush senior or the
Nixon-Kissinger combination (which is admittedly not saying much); but despite some of his statements in the Atlantic Monthly, he has not been able to free himself
sufficiently from the Washington foreign policy elites and the shibboleths to which they became addicted during the long years of American global dominance, and
achieve a truly realistic US world policy which corresponds to the new world and Americas new relative position in it. Then again, he has at least tried, which is
more than his likely successor Hillary Clinton has tried to do. Whoever wins in November, we are likely to look back on Obamas foreign policy with considerable
nostalgia.
meant as much for Washington as for Tokyo, Hanoi, Manila, Jakarta, and New Delhi. While exploring oil in
the disputed waters, the $1 billion oil rig is supposedly drilling a big hole in Washingtons pivot strategy
nor Chinas weak and small neighbors would respond with force to counter Chinese incremental efforts to
turn the South China Sea (SCS) into a Chinese lake. China is known for doing things in small steps and
piecemeal, quietly, patiently, eventually bringing the pieces together when the conditions are ripe. The
key reason for Chinas aggressive posturing on the seas is the tectonic shift in Beijings strategic
environment that occurred following the collapse of the Soviet Union in 1991. For the first time in its long
history, China no longer faces any threat whatsoever on its northern frontiers and this immense
geopolitical development largely explains Chinese militarys expansionist moves on its eastern seaboard
and southwestern frontiers. It is worth recalling that the successive Chinese dynasties built the Great Wall
to keep out the troublesome northern Mongol and Manchu tribes that repeatedly overran Han China. In
1433, faced with increasingly bold raids made by Mongols and a growing threat from other Central Asian
peoples to its land borders in the northwest, Chinas Ming rulers halted Admiral Zheng Hes expensive
ocean voyages so as to concentrate their resources on securing the Middle Kingdoms land borders. From
the 18th to 20th centuries, threats first from the ever-expanding Czarist Russia and then the Soviet Union
kept the focus of Chinese military planners on their northern frontiers. Except for a very brief period of
bonhomie in the 1950s, Beijing was preoccupied throughout the Cold War with the threat from the north
until the Soviet collapse in 1991. Enjoying this article? Click here to subscribe for full access. Just $5 a
month. Despite Moscows geopolitical concerns about Chinese encroachments in Russias Far East and the
loss of Central Asia to Chinas growing influence, President Vladimir Putin faced with isolation by Europe
and the United States following Russias annexation of Crimea and continuing unrest in eastern Ukraine
has accepted unpalatable terms from China to clinch a massive gas pipeline deal that will diversify Russian
energy export markets away from Europe, and make China Russias major ally. On a whole range of issues,
Russia, along with China, is challenging the postwar international order. Even though China has backed
Russia neither on Georgia nor on Crimea, Putin believes the ties between Moscow and Beijing are at their
peak. If a Sino-Russian alliance is being resurrected, then in a complete reversal of roles from the early
Cold War era, China not an economically and demographically shrinking Russia is the stronger partner
in this alliance. As in the past, entanglements in the West have once again led Russia to make concessions
in the East.
emboldening revisionist powers China and Russia. The Obama Administrations efforts to rebalance the
U.S. role in the Asia-Pacific were influenced by public perceptions of strategic imbalance and rapidly
changing geopolitical equations. The struggle for dominance over contested commons (maritime, cyber
and outer space) is intensifying. Strategic concerns loom large as Chinas growing ambition, power and
reach run up against the interests of old, established powers. The Diplomats Zackary Keck and Chen
Dingding have started a debate on whether China will be a different kind of a global hegemon or behave
just like the United States and other hegemonic powers in the past. Chinese leaders, of course, leave no
opportunity to eschew any hegemonic aspirations or superpower behavior. Yet, official claims to the
contrary notwithstanding, China is behaving just as other rising powers have behaved in history: it is laying
down new markers, drawing new lines in the land, air, water, sand and snow all around its periphery,
seeking to expand its territorial and maritime frontiers, forming and reforming institutions, and coercing
others to fall in line. Map-making seems to be a growth industry in China. Beijings international behavior
(i.e., its exercise of power) is not and wont be different from other great powers. The Asia-Pacific region
is thus on the threshold of change the known and unknown; challenges and uncertainties abound. I argue
that seven major strategic shifts will determine Chinas strategic behavior and Asias geopolitical
landscape in the years and decades to come. Rising Versus Retiring Powers Power in the international
system is relative and ever-shifting. Over the past three decades, China has demonstrated tremendous
ability to plan and mobilize national resources to implement goal-oriented, timely action strategies in
economic, diplomatic, and military arenas. The global impact of Chinas success will be Chigantic (amend
the Oxford Dictionary). If China can sustain its growth, Chinas gross domestic product (GDP), military, and
R&D spending could rival those of the United States, albeit not in terms of quality but quantity. China has
the potential to emerge as a peer competitor far more powerful than the Soviet Union. No rising power is
ever a status quo power. Power is, by nature, expansionist. It is actually intoxicating. In 2009, the
bide policy to seizing opportunities, taking lead and showing off capabilities to shape others choices in
beneficiary of the postwar order no longer sees U.S. primacy as serving its interests. One Chinese
military officer observed: American forward presence and alliances constrain Chinas future growth and
goals in the region. Beijing dubs U.S. alliances relics of the Cold War which must be dismantled to
restore what it calls natural power balance in the region (translation: a Sino-centric hierarchical order of
pre-modern Asia). It is not in Chinas DNA to play second fiddle to any other power. Moscow learned this
the hard way in the 1950s. Now its the turn of those Americans who have long dreamt of co-opting China
as a junior partner. Many would argue that regimes that do not share power or abide by the rule of law in
domestic politics do not abide by the rule of law in international politics or share power in world politics.
Chinas Asia strategy is to undermine the United States credibility as regional security guarantor. Beijings
diplomatic rhetoric notwithstanding, the New Type of Great Power Relations seeks U.S. recognition of
Chinas primacy in Asia in a geopolitical deal that limits Washingtons regional role and presence, and
relegates traditional U.S. allies (especially Japan) to the sidelines. This push and shove will continue for
decades because the Chinese see the U.S. as in irreversible decline, and growing weaker as China grows
stronger. From Beijings perspective, the main issue is how to manage, and profit from, Americas decline.
The challenge, from Washingtons perspective, is how to manage Chinas rise within the U.S.-led order
without diluting American role and presence. Who emerges at the top in this poker game will ultimately
determine the future of world order. It is against this backdrop that the Obama administration officials have
been visiting Asian capitals to reassure U.S. friends and allies about security commitments, and reaffirm
Washingtons determination to rebalancing to Asia. Significantly, China is not rising in a vacuum. Under
Shinzo Abes leadership, Japan is becoming a normal nation with the lifting of restrictions on collective
self-defense and arms transfers. India has been economically and strategically rebalancing toward the
Asia-Pacific for nearly two decades under its Look East policy. With the victory of Narendra Modi-led BJP
government in May 2014 elections, India may well be back in the reckoning. Since Beijing will not abandon
its policy of engaging India economically while strangulating it geopolitically, a revitalized India will form
the southern anchor of an Asian balance of power and frustrate Chinese efforts to establish supremacy.
Small and middle powers (Singapore, South Korea, Indonesia, Vietnam, the Philippines, and Australia) are
also maneuvering for balance and advantage. Indonesia and Vietnam, in particular, are upgrading their
naval power, as territorial disputes in the South China Sea escalate. For its part, Russia is using its vast
energy resources to stage a comeback on the world stage. Though it pre-dates the Ukraine crisis, the
Russian pivot to Asia is set to deepen given Western isolation under sanctions, Gazproms 30-year gas deal
worth $400 billion with China, and growing demand for Russian weaponry and energy by Chinas
neighbors. Russia is unlikely to slide into the role of Chinas Canada without resistance. It is indeed a
very complex and crowded geopolitical space out there. These Asia-Pacific powers are today where
Germany, France, Britain, and Italy were at the beginning of the 20th century. They are looking outward
globally in search of markets, resources and bases, jockeying for power and influence, outmaneuvering
and outbidding each other in different parts of the world, and forming natural resources-based
partnerships characterized by hedging strategies. The major power competition is between China and the
United States, but in the maritime and continental domains, it is between China and Japan and between
China and India. Indian and Chinese navies are showing the flag in the Pacific and Indian oceans with
greater frequency. The logic of geopolitics that is, Japans and Indias worries about their place in a Sinocentric Asia will forge a closer bond under the Abe-Modi leadership. It will intensify Beijings strategic
competition with both Tokyo and New Delhi. Much like Europe in the late 19th and early 20th centuries, the
Asia-Pacific of the early 21st century is thus home to several rising, contending powers and some fragile or
failing states. As new powers rise in Asia, new strategic balances are emerging as partnerships and
alliances among states shift. Simply put, the Asia-Pacific of the early 21st century bears more resemblance
to Europe of the late 19th and early 20th centuries, not Europe of the old, retiring powers of the 21st
century. Russias moves against Ukraine may have unnerved European powers but there is no sign of a
major strategic pushback by European countries against Moscow. That is certainly not the case in Asia. For
the first time in modern history, Asians are now spending more on defense than Europeans. The rise of
nationalist leaders in Japan, the Philippines and India is in part because of their predecessors perceived
failure to deal strongly with Chinese transgressions. Geopolitical Discomfort, not Containment This is the
decade of power transitions in Asia. For small and weak states in Chinas neighborhood, this is the decade
of living dangerously. Among regional countries, China arouses unease because of its size, history,
proximity, power, and, more importantly, because memories of the Middle Kingdom syndrome or
tributary state system have not dimmed. Historically, there has never been a time when China has
coexisted on equal terms with another power of similar or lesser stature. As in the past, a rich and powerful
China demands obeisance and deference from other countries. What has changed is that Beijings
economic interests have now displaced the ideological fervor of the past. In Asian capitals, there are hardly
any takers of Chinas peaceful rise (ask Mongolia, Japan, Vietnam, the Philippines or India) or of noninterference in internal affairs rhetoric (ask North Korea, Cambodia, Laos, Malaysia, Indonesia, Myanmar,
Indias Look East, ASEANs Look West, Australias Look North policies, and Japans defense
cooperation with Australia, the Philippines, Vietnam and India are signs of the times. Territorial integrity is
the core interest of all nations: weak or strong, big or small. The mounting tensions between China and its
neighbors from India to Japan over land and maritime disputes have geopolitical implications. Chinas
unresolved land and maritime disputes and the Middle Kingdom syndrome work to Beijings
disadvantage, and to Washingtons advantage. Referring to heightened tensions over territorial disputes,
Chinas Defense Minister, General Chang Wanquan, told U.S Secretary of Defense Chuck Hagel in April
2014 that Beijing would make no compromise, no concession, [and] no trading in the fight for what he
called his countrys territorial sovereignty. Chang warned Hagel: The Chinese military can assemble as
soon as summoned, fight any battle, and win. The Chinese are genuinely aghast at the defiance and
insolence displayed by their smaller and weaker neighbors. Beijing expects its neighbors to respect Chinas
core interests by placing them over and above their national interests a sort of tributary relationship that
acknowledges China as the lord of Asia. In this context, the U.S. military support is seen as the biggest
hurdle in inducing Asians to accommodate and acquiesce to Chinese power.
Beijings
aggressive posturing since 2007 on land and maritime disputes all along its periphery has
driven Chinas neighbors into Washingtons embrace . So, I would argue that
much like everything else these days, Washingtons pivot or rebalance strategy is also made-inChina. Chinas unresolved territorial disputes with neighbors are creating allegiances where they never
existed before. Examples include Canberra-Tokyo, Manila-Hanoi, Manila-Tokyo, Tokyo-Hanoi, Hanoi-New
Delhi, and Tokyo-New Delhi strategic partnerships. The target of everyones balancing in Asia is China, not
Russia or the United States. In fact, those balancing China (India, Vietnam, the Philippines, and Indonesia
to name a few) are being armed by both Russian and American weaponry. Historically, the rise of a
continental power has always led to the formation of a coalition of maritime powers to counterbalance it.
This is particularly so if that continental power happens to have an authoritarian regime nursing historical
grievances with active territorial disputes and/or happens to be a polarizing power. China is no exception
to this rule. Being a distant hegemon, the United States remains the balancing power of choice for most
countries on Chinas periphery. All want to benefit from economic ties with China, but none want the region
dominated by Beijing or their policy options constrained by China. Put simply, there is no desire to replace
the fading American hegemony with Chinese hegemony. Enjoying this article? Click here to subscribe for
full access. Just $5 a month. Much as Beijing would like to restore Chinas primacy that prevailed in premodern Asia, Chinas territorial expansion and structural changes in Asian geopolitics over the last 300
years rule out a return to the Sino-centric hierarchical tributary state system of the past. Since geography
defines a countrys role and power, there is no turning back the clock. A major reason the United States is
a global superpower is its unique geography. China does not have Canada and Mexico on its borders, but
large powerful states Russia, Japan, Vietnam, Indonesia, Australia and India that will do everything to
counterbalance Chinas growing power for historical, civilizational, geopolitical, and geo-economic reasons.
This gap or disconnect between Chinas ambitions in Asia and the changed geopolitics which works against
the restoration of Chinese supremacy is what the Chinese ruefully call the containment of China.
Objectively speaking, this is Chinas geopolitical discomfort, not containment. For containment, in the
classic George Kennans multidimensional concept (economic, diplomatic, military and political), is largely
counter-productive in a globalized economy. Managing Chinas rise and molding its behavior is the biggest
diplomatic challenge facing the region and the world in the coming years. The Old New Great Game
Economic expansion creates overseas interests, fuels grandiose geopolitical ambitions, and inevitably
leads to military expansion. It was the search for natural resources to fuel industrial growth; markets to
dump manufactured goods; and bases (coaling stations) to protect both that led to the colonization of Asia,
Africa and Latin America by industrializing European powers in the 18th and 19th centuries. These three
resources, markets and bases usually go together. Trade, markets, resource extraction, port and
infrastructure development are also the key ingredients of Chinas foreign policy today. China is pivoting to
the West (toward Africa, the Middle East, Russia, Southwest and Central Asia) for resources, markets, and
diplomatic space. As in the past, the new great game is essentially about having pliant and friendly
regimes in resource supplier nations and port access. The game of world politics does not change much,
only players do. Global Dominance Is Pass No single power can dominate in the future, no matter how
much soft and hard power it has. Nor can G-2 manage the world. What kind of a power you are actually
matters more than how powerful you are. The Chinese seem convinced that once their country acquires
comprehensive national power, everything will fall into its proper place and everybody will fall in line.
However, the acquisition of comprehensive national power alone will not make China a global
superpower. Major powers become great powers with the support of small and middle powers. In terms of
number of allies (58) and potential partners (41) worldwide, the United States still remains an unrivalled
superpower. The support of small and middle powers, or lack of it, makes all the difference between great
power dominance and defeat. You cannot be a leader if you dont have followers. During the Cold War,
China and Egypt were two middle powers and swing states. When China and Egypt shifted their support
from the Soviet Union to the United States, they became pivotal players in the Asian and Middle Eastern
balance of power respectively. That tilted the scales against the Soviet Union and the rest is history. In a
geopolitical replay, Washington is courting the new swing states India, Indonesia and Vietnam to balance
China. Mackinder Matters as Much as Mahan Asias geopolitical center of gravity is shifting inland, with
implications for the maritime powers. Mahan matters but so do Mackinder, Spykman, Kautilya and Sun Zi.
Notwithstanding the focus on maritime rivalries, new economic hubs, institutions, transport corridors, highspeed railways, expressways, and pipelines networks are changing the geopolitics of Eurasia. During the
Cold War, much of the economic growth took place within the U.S. hub-and-spokes alliance network in
maritime Asia. Post-Cold War, economic growth has taken place in China, India, and continental Southeast
Asia, outside of the U.S. Pacific alliance network. China, much like Britain and Russia in the past, is now
employing modern transportation technology, high-speed railways, expressways, pipeline networks to redraw the geopolitical map of Eurasia. As part of its Go West strategy, Beijing is spending hundreds of
billions to create its economic hub-and-spokes system in continental Asia via pipelines, highways, railway
networks linking China with Central, Southwest and Southeast Asia. These spokes or arteries will bring in
raw materials and energy resources and export Chinese manufactured goods to those regions and beyond.
However, not enough attention is being paid to Eurasia because three centuries of Anglo-American
maritime dominance seem to have caused a certain degree of land-blindness among policymakers.
Technology: the Great Equalizer Technology is a game changer. In war and peace, technology shapes
relations among nations. Technology determines hierarchy in international relations. Few economists
predicted the rise of China as an economic powerhouse. Why? Because economists cannot foresee the
impact of technologies of the future. Just as no one could foresee in 1990 how Internet will change
everything, the rapid diffusion of disruptive technologies such as 3D/4D printing, advances in
biotechnology, robotics, and quantum computing will be a game changer. What would a revolution in
manufacturing based on 3D/4D printing mean for made-in-China? Tomorrows technological breakthroughs
will create new winners and losers and offer new opportunities and challenges. Geopolitics and geology are
closely interlinked. Just when China and the rest were writing off America as a declining power, the country
finds itself on the cusp of achieving energy self-sufficiency, thanks to a breakthrough in fracking
technology. The shale revolution could help the United States rejuvenate itself and prolong American
dominance of the international order. The energy boom in the U.S. and Canada if exploited fully has the
potential to change the power dynamics among great powers and revitalize U.S. alliances. It could turn
American diplomatic leverage, it will also make the world oil market more diversified and more stable for
oil prices, and will reduce consumers over-dependence on the volatile Middle East, the OPEC cartel, and
Putins Russia. The Future of Asian Geopolitics These strategic trends will shape the future of Asian
geopolitics, in particular the interactions among the United States, China, Russia, Japan and India. Power
asymmetry among major powers means that each will form flexible ad hoc partnerships with the others
where their interests converge, mobilize the support of one against the other when their interests collide,
and checkmate the other two from forming an alignment against it as they compete, coalesce and collude
with each other when their objectives coincide. China is, of course, the most important piece of the
geopolitical puzzle. No country threatens China today as it is presently constituted. As the largest (in terms
of territory) and the most powerful (economically and militarily) country in Asia, should Beijing agree to
freeze and accept territorial status quo all along its land and maritime boundaries, it could unravel the Cold
War-era U.S. alliances and undermine the raison dtre of the U.S. forward presence. But dont put your
money on that: as one Chinese strategist (essentially echoing Defense Minister General Chang) said:
Giving up claims to lands lost to othersIts unthinkable. Its inconceivable. Since the prospects of the
waters. Peace and stability will prevail if major powers work for a multipolar Asia with inclusive multilateral
institutions and dispute resolution mechanisms. However, competition, rivalry, and even conflict will result
should bipolarity re-emerge or should Beijing seek to re-establish a unipolar Sino-centric hierarchical order
wherein the Middle Kingdom behaves in a hegemonic manner expecting obeisance and tribute from its
neighbors. Last but not least, nothing is inevitable in life and politics domestic or world. The future is not
a straight line. It is full of crossroads, shocks, setbacks, surprises, discontinuities, non-linearity and
reverses. The Soviet Union and Japan illustrate that nothing is inevitable about the rise of China.
Historically, rising powers, expecting too much too soon, have often shown an uncanny knack for being
their own worst enemies. Contrary to what International Relations textbooks teach us, a countrys foreign
policy is not a cold calculation of costs and benefits or pros and cons alone. Its a mix of five Ps: passion,
power, profit, pride and prejudice. That is what makes the task of predicting Chinas future or the future of
beyond the First Island Chain, which would allow them to control all of the waters in between that First
Island Chain and the Chinese mainland. And then, of course, if they push the Americans out beyond the
Second Island Chain, theyd control most of the West Pacific. Theyd control the waters off their
coastline.On the inevitably of conflict between the US and China, its roots lie in the necessity of adopting a
containment strategy much as the US had to do with the Soviet Union during the Cold War. Says
that we pursued with the Soviet Union during the Cold War. There will be some people who will argue for
preventive war or for a rollback strategy, but it would be remarkably foolish, in my opinion, to pursue that
It makes much more sense for the United States just to work with Chinas
neighbors to try and contain it and to prevent it from becoming a
regional hegemon. The problem that we face, however, is that as we move towards
a containment strategy now, we almost certainly guarantee that
there will be an intense security competition between the United
States and China. One might say to me: John, the argument youre making for containment now,
option.
basically creates a situation where you have a self-fulfilling prophecy, where it guarantees that China and
the United States will compete for security and they will always be a danger of war. My response to that is
example is the conflict in the East China Sea between Japan and China, over the Diaoyu or Senkaku
Islands. It is possible to imagine those two countries, China and Japan, actually ending up in a shooting
match over a bunch of rocks in the East China Sea. How can this possibly be because it would threaten the
But
the fact is, from the Chinese point of view and the Japanese point of
view, these rocks are sacred territory. The politics of the situation
are such that it is conceivable that should a conflict arise, it will
escalate into a war because politics will trump economics.
economic prosperity of both countries? It would have all sorts of negative economic consequences.
Link Extensions
Diplomatic Engagement
Diplomatic engagement with China increases their
economic growth and emboldens them to takeover the
SCS
Hendrix 16, (Jerry Hendrix, a retired Navy Captain, a former director of the
Naval History and Heritage Command, and a senior fellow and director of the
Defense Strategies and Assessments program at the Center for a New
American Security, 5/24/16, Is war with China now inevitable,
http://www.nationalreview.com/article/435749/us-china-war-obama-weaknesseast-asia)
China is acting like it wants a war. It probably doesnt, but it doesnt want the
United States to know that. Chinas communist leaders know they must keep
growing the economy and improving the lives of their citizens, or risk
revolution and the loss of power. They also know that they are on a clock:
Within the next ten years, Chinas recently amended one-child policy will
invert the countrys economy, forcing that one child to pay the medical and
retirement costs of his two parents and four grandparents. Under these
circumstances, the state will need to begin allocating additional resources
toward the care of its citizens and away from its burgeoning national-security
apparatus. China has to lock down its sphere of influence soon, becoming
great before becoming old. Its time for Chinese leaders to go big or go home,
and theyre slowly growing desperate. The United States, for its own part, has
not helped ward off the regional threat that desperation poses. Its policy of
strategic patience and its prioritizing of Chinese cooperation on nuclear
issues to the exclusion of local security concerns have created an almost
palpable sense of growing confidence in the Chinese among nervous U.S.
allies nearby. The lack of credible Freedom of Navigation operations since
2012 and the Obama administrations failure to offer any significant
resistance in the face of Chinas construction of artificial islands in the South
China Sea have emboldened the Chinese to press ahead with their planned
campaign to claim sovereignty over those waters. Such claims threaten the
national interests of the United States and directly impinge upon the security
of treaty allies and partners in the region. Chinas actions are representative
of a new phenomenon that is increasingly characterizing the foreign policies
of authoritarian states around the world. Like states such as North Korea,
Iran, and Russia, China has recognized that America is trapped by its
doctrinal adherence to phasing, the method by which it goes to war as
delineated in Joint Publication 3-0, Joint Operations, first published in the
early 1990s. As its name suggests, the method lays out six major phases of
war: phase 0 (shaping the environment), phase I (deterring the enemy),
phase II (seizing the initiative), phase III (dominating the enemy), phase IV
(stabilizing the environment), and phase V (enabling civil authority). Its a
step-by-step approach that has come to dominate American tactical and
strategic thought. The problem is that when you write the book on modern
warfare, someone is going to read it, and those that seek to challenge the
United States most certainly have. They know that U.S. war planners are all
focused on phase III the Dominate the Enemy phase and treat the
separation between phases as impermeable barriers. Americas concentration
on phase III has allowed rising competitors to expand their influence through
maneuvers that thwart U.S. interests in the preceding three phases,
maneuvers cumulatively grouped in a category known as Hybrid warfare.
Authoritarian states have mastered the art of walking right up to the border
of phase III without penetrating it, slowly eroding American credibility without
triggering a kinetic response. Nations work out their differences through
consistent and credible interactions. Exercises and real-world operations
allow states to define their interests and then defend them. Competitor
nations take these opportunities to test the will of states they are
challenging. The consistency of these activities allows tensions between
states to be released at a constant rate, so that pressures never rise to
dangerous levels. But when a nation vacates the arena of competition for too
long or fails to conduct credible exercises, as the United States has done in
the Western Pacific over the past five years, strains begin to warp the fabric
of the international order. Chinas construction of artificial islands as a means
of extending its claims of sovereignty over the South China Sea have left the
United States with few options. The U.S. can continue its policy of sending
mixed messages, dispatching individual warships on innocent-passage
profiles that come within twelve miles of the islands while avoiding normal
military operations, but this will only play into Chinas plan to slowly boil the
frog as it continues arming the islands, establishing a new security status quo
in the region. Chinas strategy mirrors Russias actions in Georgia, the
Crimea, and Ukraine. There, Russian forces operated below the U.S.s radar,
conducting phase I and II operations and standing pat in the face of
international sanctions, confident that neither the United States nor its NATO
allies really wanted to risk war to re-institute the regional order that had just
been upended. China clearly feels that time is on its side so long as it only
incrementally expands its influence, avoiding direct confrontation with the
United States. Such an approach will, of course, leave the United States no
choice but to suddenly and directly confront China at some critical point in
the future. Americas adherence to its founding principles of free navigation
and free trade, not to mention its belief in a free sea, will not allow it to
tolerate a Chinese assertion of sovereignty over such a large swath of
heretofore-open water. Perhaps when the time comes the United States could
simply land an international force of marines on one of the artificial islands as
part of an amphibious exercise. As the islands are not Chinese sovereign
territory, there is no reason not to use them as the staging ground for an
international exercise. And such an exercise would force Chinas hand,
making it choose between resisting the assembled international marines with
armed force or acknowledging the illegitimacy of its own claims. While some
might view such American action as too confrontational, it was made
necessary by the Obama administrations failure to nip Chinas ambitions in
the bud. America will now have to skip a phase, taking strong and abrupt
action to reset the status quo. As things stand, should China suddenly move
to militarize the Scarborough Shoals just off of the Philippines, it is unclear if
the United States would defend its ally, in keeping with its treaty
commitments, or simply dispatch Secretary of State John Kerry to insist on
one thing while his bosses actions demonstrate the opposite. Such
continuous, systematic acts of accommodation as have been demonstrated
with Iran, Syria, and Russia invite conflict and ultimately lead to large-scale
major war. Maintenance of a strong military and the upholding of our
founding core principles remain the surest guarantee of peace.
Economic Engagement
Facilitating economic growth in China increases
competitiveness and counter-balancing. Economic
containment is preferable.
Navarro 3-16
(Peter Navarro, Peter Navarro is a Professor of Economics and Public Policy at
the Paul Merage School of Business, University of California, Irvine and holds
a Ph.D. in Economics from Harvard University. 3-10-2016, Huffington Post,
http://www.huffingtonpost.com/peter-navarro-and-greg-autry/mearsheimeron-strangling_b_9417476.html DDI-AC)<
As part of the research for my Crouching Tiger book on the rise of Chinas military and its companion
documentary film, I interviewed 35 of the top experts in the world from all sides of the China issue. These
are key edited excerpts from my sit-down at the University of Chicago with Professor John Mearsheimer,
if
China continues to grow economically over the next 30 years, much
the way it has over the past 30 years, that it will translate that
wealth into military might. And it will try to dominate Asia, the way
the United States dominates the Western Hemisphere. And my argument is that this
makes good strategic sense for China. Of course, the United States will not allow that to happen if it can .
And the United States will, therefore, form a balancing coalition in Asia,
which will include most of Chinas neighbors and the United States.
And they will work overtime to try to contain China and prevent it from
dominating Asia. This will lead to a very intense security competition
between the United States and Chinas neighbors on one hand, and
China on the other hand. And there will be an ever-present danger of
war. Of course from this observation rises the imperative if not to strangle
Chinas economy then to certainly slow it down. Theres no question that
author of the realist classic work The Tragedy of Great Power Politics. My argument, in a nutshell, is that
preventive war makes no sense at all, but a much more attractive strategy would be to do whatever we
people and its also becoming an incredibly wealthy country. Our great fear is that China will turn into a
you prevent it from becoming a giant Hong Kong? My great hope is that Chinas economy will slow down
1941. And for the previous two years, Germany and the Soviet Union this is Nazi Germany and Stalins
Soviet Union had been close allies in Europe. In fact, in September 1939 they had invaded Poland
And, in fact, there are all sorts of stories about the German forces invading the Soviet Union and passing
trains that were going into the Soviet Union that were carrying German goods, and trains coming from the
Soviet Union towards Germany that were carrying Soviet raw materials and some Soviet goods as well.
politics and
who support economic engagement with China must recognize it for what
it is appeasement. . . .We must have a new approach.4
foreign exchange reserves), substantially increased its technological capabilities (thanks to both legitimate
and illegitimate acquisitions of proprietary knowledge), andmost importanthas tied the wider global
neighbors, asymmetrically dependent on China and thus reluctant to voice opposition even when Chinas
created the awkward situation in which Washington has contributed toward hastening Beijings economic
growth and, by extension, accelerated its rise as a geopolitical rival. Furthermore, Chinas growing
economic ties have nurtured and encouraged various internal constituencies within Chinas trading
partners to pursue parochial interests that often diverge from their countries larger national interests with
Engagement
Engagement is bad it facilitates Chinas ascendancy and
challenges to the U.S., guaranteeing uncontrolled
competing interests
Cai 15 (Peter Cai, Business spectator, 5/15/15, From engagement to
containment, a shifting strategy on China,
http://www.theaustralian.com.au/business/business-spectator/fromengagement-to-containment-a-shifting-strategy-on-china/newsstory/7b4b62aaae12ea96430f2b479adf7f25)
However, the consensus on the need to engage with China seems to be
cracking. Some leading US foreign policy experts have started to doubt the
usefulness of engaging with China and are questioning the past bi-partisan
China policy. Robert Blackwill, a former deputy national security advisor under
President George W. Bush and Ashley Tellis, a former senior advisor to the
undersecretary of state for political affairs, have just published a thoughtprovoking and controversial policy paper that calls for the systematic
containment of China. Because the American effort to integrate China into
the liberal international order has now generated new threats to U.S. primacy
in Asia -- and could eventually result in a consequential challenge to
American power globally --Washington needs a new grand strategy toward
China that centres on balancing the rise of Chinese power rather than
continuing to assist its ascendancy, Blackwill and Tellis write in Revising US
Grand Strategy Toward China, published by Council on Foreign Relations.
Their argument rests on two simple premises: the previous policy of
engagement is a failure and it has helped to create a Frankenstein
that the US now has to deal with, and that Beijing wants to replace
the US as the undisputed leader of Asia. Consider this first -- Blackwell
and Tellis, two seasoned US foreign policy veterans, believe the US support
for Chinas entry into the global trading system is bad and that it has helped
to create a geopolitical rival for the US. Instead of looking at the Chinese
economic miracle as a positive outcome for hundreds of millions around the
world, including Australia, they see it as a strategic blunder on the part of the
US. Beijing has used the benign US approach to the rise of Chinese power to
strengthen its domestic economy and thus the CCPs hold on power, they
argue in their policy paper. Blackwill and Tellis also view Chinas long-term
ambition with deep suspicion and they believe Chinas goal is to challenge
the USs supremacy in Asia, which is not acceptable for Washington and its
allies. They cite Chinese president Xi Jinpings speech at the Conference on
Interaction and Confidence Building Measures in Asia in early 2014 as one of
many pieces of evidence. Asias problems ultimately must be resolved by
Asians and Asias security ultimately must be protected by Asians, Xi said. In
light of their analysis of past US policy and Chinas long term ambition, the
duo advocate for a systematic containment of China. They want the US to
adopt a pro-active strategy to roll back or contain China on every front from
and letting unpleasant people have their way. Appeasement actually had a coherent logic. The
elites believed that aggressive, authoritarian regimes act the way they do out of fear,
insecurity, and at least partly legitimate grievances such as German resentment of the harsh
Treaty of Versailles. Understand and address these issue, remove their fears, and the regimes
will become less aggressive and transform into responsible members of the international
elites argued.
Challenging these regimes could dangerously isolate them and even
needlessly provoke them into miscalculations. The elites thought
community and operate under international norms. Or so the
engagement and transparency were beneficial in their own right, as only good things
could come from familiarity with one another. In the 1930s, the major Western powers all
attended each others war games. The US Marine Corps even took the German World War I
fighter ace, Ernst Udet on a ride in a USMC dive bomber. This engagement and
transparency did not make the Nazis nicer, but perhaps gave them some ideas about dive
bombing and Blitzkreig. Even the Soviets and Germans had close ties with joint training,
military technology development, and raw material shipments to Germany. There was also
extensive political and diplomatic interaction. Close economic ties were believed to be a
further hedge against conflict breaking out, and companies such as Ford, IBM, and many
others did profitable business in Germany. The elites believed anything was better than war.
Preserving peace, even if sacrificing principles and certain small nations was considered
wise and statesmanlike. People who criticized appeasement policy in the 1930s, most notably
Winston Churchill, were ridiculed as dolts and war mongers. We know how this turned out.
Curiously, appeasement (by another name) reappeared even before the end of the war in calls
to address Stalins fears and allow him to dominate Eastern Europe. And throughout the Cold
War, in Western academic and government circles it was argued that Soviet behavior was
simply a reaction to fears of Western containment. The appeasers protested the peacetime
draft as threatening the Russians. They also pushed for unilateral nuclear disarmament, and
opposed the Pershing missile deployment and the neutron bomb well into the 1980s. Ads by
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argue that letting the PRC see US military power will dissuade it from challenging us. Perhaps,
they should cut their own deals with the PRC. Some revisionist historians argue that Neville
Chamberlains 1930s era appeasement was in fact a wise stratagem to buy time to rearm.
This overlooks that even as late as 1939 when Hitler seized all of Czechoslovakia, the Western
democracies still had the military advantage. One can appease oneself into a corner. And the
beneficiary of the appeasement usually strengthens to the point it is too hard to restrain
without great sacrifice. One worries that the Chinese seizure of Philippine territory at
Scarborough Shoal in 2012 and the US Governments unwillingness to even verbally
challenge the PRC - might turn out to be this generations Rhineland. Had the West resisted
Hitler in 1936 when he made this first major demand, there would have been no World War II,
no Holocaust, and no Cold War. Our choice about how to deal with the PRC is not simply
signs of transforming to a freer, less repressive society. Ads by Adblade Trending Offers and
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history are a useful guide to where appeasement (by whatever name) leads. And they also
Today, Washington is confronting the dreadful realization that with each passing year,
is the worst it has been in the twenty-five years since Tiananmen. So what went wrong? After a decade of reaping the benefits of a soft-power offensive, Chinas peaceful rise took an abrupt turn in the late 2000s. The country that emerged
from a unique confluence of events beginning in 2008 has proven a more assertive, authoritarian and nationalistic rising power. While the precise causes for this shift are still being debated, we know the 2008 global financial crisis was
(mis)interpreted by much of Chinas elite as symbolic of long-term U.S. decline and retreat from the Western Pacific. For some in Beijing, the crisisand Chinas hosting of the Olympics that yearreinforced the coalescing perception that Chinas
long wait to reclaim its position atop the Asian hierarchy had come to an end. Second, in 2009, Vietnam and Malaysia submitted proposals to a UN commission outlining expanded sovereignty claims in the disputed South China Sea. A surge in
provocative Chinese posturing there followed, culminating most recently in an unprecedented artificial island-building spree that is inflaming regional tensions. In 2012, China assumed an equally combative posture in the East China Sea after
China
witnessed the precipitous rise of a new strain of nationalism, cultivated and
magnified by a new media and technology landscap
Japan nationalized the disputed Senkaku/Diaoyu islands, with Chinese naval and air forays into the territorial waters of the disputed islands now a regular occurrence. As these events unfolded,
public space has expanded rapidly in the digital age. While liberal commentary has been heavily restricted, hawkish rhetoric and nationalist outlets like the Global Times have been permitted to fill the void. This
of Chinas avowedly nationalist and politically powerful president, Xi Jinping, has produced a material rise in domestic repression and tensions with the United States and Chinas neighbors.
while efforts at engagement and integration have been met with more brazen challenges to the status quo.
Human Rights
China never obeys agreements, human rights will never
solve and only creates more concession in China
Boxwell 16 (Robert Boxwell, director of the consultancy Opera Advisors,
4/5/16, South China Morning Post, By making too many concession to China,
the West has given Wings to the Tiger,
http://www.scmp.com/comment/insight-opinion/article/1933643/making-toomany-concessions-china-west-has-given-wings-tiger, date accessed: 7/16/16,
BC)
In his 2011 book, On China, Henry Kissinger recounted a discussion between US national security adviser
Zbigniew Brzezinski and Deng Xiaoping () in 1978 as the US and China sought to normalise relations,
a rapprochement driven largely by both sides desires to check the Soviet Union. Deng chided Brzezinski
friends. They called it engagement. At least back then Chinas leaders played along, making vague
socialism with Chinese characteristics. Watching Mark Zuckerberg humiliate himself sucking up to Beijing
Thanks to Western
investment and markets, China now has the worlds second-largest
economy and largest military, yet doesnt seem to quite like the
rules that got it there. The West helped transform a China that is
massively stronger than a generation ago and appears to be less
interested in human rights than ever. Watching Facebooks Mark Zuckerberg humiliate
is watching a rich guy give away something money cant buy
himself sucking up to Beijing is watching a rich guy give away something money cant buy. Its
entertaining, but its also a reminder that fools with money and short-term views continue to drive the
Wests politics. If you run a tech business in Silicon Valley, you can have a state dinner with Barack Obama
and Xi Jinping (). If you run a bookstore in Hong Kong, you can have a state dinner with the guards.
Facebooks Mark Zuckerberg meets Chinas propaganda chief in Beijing During Brzezinskis meeting with
Deng, foreign minister Huang Hua () summed up the situation by invoking an old Chinese proverb:
Appeasement of Moscow, he said, was like giving wings to a tiger to strengthen it. Through decades of
doing just that with China, Western leaders have given plenty of wings to the tigers in Beijing. Perhaps no
promise was more hopefully accepted than that of one country, two systems. When Margaret Thatcher,
meeting Deng for the first time, indicated Britain would like to stick around in Hong Kong, the old man set
the tone for negotiations by threatening to invade. I could walk in and take the whole lot this afternoon,
he told her bluntly. There is nothing I could do to stop you, she replied, but the eyes of the world would
now know what China is like. If Deng had invaded Hong Kong, or simply turned off its water, he would
have made China a pariah in the West, weakened his hand with the Soviets and aborted Chinas gestating
era of economic transformation. Yet Britain blinked rather than call his bluff, like the rest of the West since.
Its hard to imagine today that Beijing could have ever intended to honour the Sino-British Joint
Declaration. Theres no way they could ever turn on democracy in Hong Kong because there is no way they
would be able to turn it off in 2047. Imagine: decades of democracy, books, media, speech freedom all
gone one day without a peep? Not likely. Beijing was never going to put itself in that position. No longer a
shining example, what good is an intellectually bankrupt Hong Kong to China? But if the democracy waffle
werent proof enough that Beijing will do as it wishes with Hong Kong, the saga of the booksellers
punctuates the fruitlessness of hoping for the best. The bookseller story could have turned out just the
opposite. If mainland authorities had sent the booksellers home and made a statement that taking them
was wrong, the guys who did it will be reprimanded, it wont happen again, and the mainland respects
Hong Kongs rights, they could have scored a major propaganda victory. But they didnt. And the story just
keeps growing stranger, as if someone in Beijing were having fun concocting events that will generate the
biggest laugh at a humiliated West. A smiling Lee Po, reassuring all that he is fine and, by the way,
renouncing his British passport. Gui Minhai, sneaking into China from a Pattaya condo to report to prison
for an old drink-driving offence. Sure. Then Lee and two of the others slipping back into Hong Kong just to
tell the police theyre not missing before returning to the mainland. I dont know about you, but if I were
under arrest on the mainland and got one foot over the border, Id make like Usain Bolt for the nearest US
embassy and try out my story on the receptionist. But five booksellers are easy to ignore, even the two
with Western passports, especially, as in Britains case, when government plans to fix an ailing economy
include investment from new BFF China. Less easy to ignore, and coming to a refugee camp near you, will
be the tens of thousands of Hongkongers who dont want to live under Beijings oppression after 2047 and
want to get out before mainland agents start taking names, or worse. The US should extend its hand to
Hongkongers The US should extend its hand to these Hongkongers. This will annoy Beijing, but who cares?
The Communist Partys propaganda machine is already in overdrive on Donald Trump, calling him a racist,
among other things. He could confound them, and many of his detractors at home, by announcing hell
make a path to US citizenship, now, for pre-handover Hongkongers who want to emigrate. Hillary Clinton
could announce the same and begin to wind back the human rights sell-out in which her husband
participated. Bernie Sanders needs no announcement hes the type who will let the persecuted bunk in
his living room if they need temporary accommodation. As for the rest of the relationship with Beijing, the
only thing more fatuous than hoping Beijing would change a generation ago is hoping it will now. In 20
years in Asia, Ive never heard as much talk about rethinking China as I do today. Its overdue. Though
China needs all the economic help it can get, Beijing isnt interested in playing by the Wests rules, despite
The Wests
choice is to snap out of the combination of naivety, wilful ignorance and
short-term greed called engagement, or continue the appeasement, giving
wings to the tiger. And we all know where appeasement leads.
those rules lifting hundreds of millions of Chinese out of poverty. Thats their choice.
Taiwan
There is no give on Taiwan any pro-China policy will be
considered a concession and unravel US credibility in the
region
Li, Thianhok 9/18/2002 (Li Thian-hok is a freelance writer based in
Pennsylvania.), Dont Appease Chinese Expansionism, Taiwan Times.
Retrieved from
http://www.taipeitimes.com/News/editorials/archives/2002/09/18/0000168514
/2 July 13 // DDI - CS
There are several million Chinese-Americans residing in the US and half a
million Taiwanese-Americans. The number of Chinese-Americans is growing
rapidly because many Chinese graduate students manage to remain in the
US after their studies and because of the smuggling of workers from China.
Although a minority of Chinese-Americans, typically of Cantonese descent
whose forebears emigrated to the US in the 19th century, still support the
ROC, a growing number of Chinese-Americans support the PRC, particularly in
regards to its claim of sovereignty over Taiwan. Prominent Chinese-Americans
sometimes write opinion pieces in the US papers to support Beijing's
positions. A common refrain is that the US should promote peaceful
unification of Taiwan with China, without selling out the interests of the
people of Taiwan. This is an oxymoron and an impossible task. Over 85
percent of the 23 million Taiwanese are against unification. They
prefer the status quo of a de facto independent nation. After decades of
struggle against the KMT's rule, the people of Taiwan have built a
thriving free market economy and a democracy which respects
human rights. China is a repressive authoritarian state governed by
the monolithic Chinese Communist Party (CCP). For the US to pressure
Taiwan to forfeit its hard-won freedom and accept the CCP's harsh rule
would violate a cardinal goal of US foreign policy -- to promote the
universal values of democracy. Such perfidy would ruin US credibility,
scuttle the US-Japan security alliance, and create dangerous
instability in East Asia. Another misinformed claim is that Taiwan has
historically been an integral part of China's sacred territory which should
never be allowed to split from China. To claim Taiwan is an indivisible part of
China is to merely parrot Beijing's propaganda. In the past 400 years, Taiwan
was ruled by the Dutch, the Koxinga Kingdom, the Qing Dynasty, Japan and
Chiang Kai-shek's KMT, but never by the PRC. As a result of its defeat in the
Sino-Japanese War, the Qing Dynasty ceded Taiwan to Japan in 1895, in
perpetuity. Since 1895, Taiwan has been ruled by a central government in
China for only four years, from 1945 to 1949. In 1945, Chiang's troops
occupied Taiwan on behalf of the allied powers but the ROC never took title to
Taiwan. In the 1951 San Francisco Peace Treaty, Japan merely gave up its
sovereignty over Taiwan, without specifying any beneficiary. Taiwan's history
may be characterized as an incessant struggle for liberty against alien rulers.
Taiwan has been separated from China for long periods of time. The reality is
that Taiwan is a sovereign state, separate from China. To quote President
Chen Shui-bian (), "only the people of Taiwan have the right to decide
the future, fate and status of Taiwan." The Taiwan Relations Act, the basic
law which governs US-Taiwan relations, says the objective of the US
is to preserve and expand the human rights of the people of Taiwan.
The right to self-determination is a basic human right enshrined in the UN
Charter and in the 1966 International Covenant on Human Rights, to which
both the US and China are signatories. Chinese-Americans are fully aware of
the Beijing's govern-ment's violation of human rights. These include the
killing of hun-dreds of Falun Gong practitioners through torture, imprisonment
of hundreds of thousands of dissidents in labor reform camps, mistreatment
of Tibetans, system-atic harvesting of human organs from executed prisoners
for profit and the slaughter of thousands of students at Tiananmen Square in
1989. Yet there are entirely too many unconscionable Chinese-Americans who
would be happy to have such a government imposed on the Taiwanese from
the safe perch of their far away life in the US. Still another theme is that the
US should not treat China as an enemy lest it becomes one. But the US has
always been friendly and polite to China. It is China which is baring its fangs.
China's mass media is tightly controlled by the security agencies. Yet there is
widespread, virulent anti-American rhetoric. On Sept. 11 last year a group of
Chinese reporters visiting the US were overwhelmed with glee over the
terrorist attacks on the US. They were promptly sent back to China by their
irate hosts. China has helped Iraqi President Saddam Hussein in building a
better air defense to shoot down US jet fighters. China's proliferation of
weapons of mass destruction to rogue states in the "axis of evil" is well
documented. China is actively developing the capability to launch a blitzkrieg
against Taiwan. China is expanding the number of ICBMs targeted at the US
homeland and testing new ICBMs with multiple nuclear warheads. Should the
US blithely help China build its economy and its military power, hoping China
will become a peace-loving nation? That would be a foolhardy policy. After
150 years of humiliation by Western powers, China has a deep sense
of aggrieved nationalism, compulsively driving it to first become the
hegemon of Asia and then to challenge the US for its "rightful" place
as the Middle Kingdom, to become the undisputed superpower under the
heavens. It is in the interest of the US to resolutely discourage such
ambitions and to steer China toward the path of democracy and
peaceful economic development. To earn the respect so badly coveted by
the Chinese, China needs to learn to respect human rights and join the ranks
of civilized nations. Chauvinism and military aggrandizement will only lead
the Chinese people to calamity. Chinese-Americans should be careful, lest in
unthinkingly supporting Beijing's belligerent expansionism, they end up
grievously harming the national interests of the US, Taiwan and yes, China.
A decision to
jettison Taiwan, or even cut back significantly on U.S. support, would
prove to an increasingly confident China that Washington has
become weak, vacillating, and unreliable. The 2009 U.S.China Joint Statement
Chinas power grows, its allegiance to Dengs maxim becomes more dated and stale.
reflected Beijings estimate that Washington could be intimidated or misled, as it juxtaposed a reference to
Taiwan as a Chinese core interest with concurrence that the two sides agreed that respecting each others
Analysts
who argue that Washington can safely appease Beijing because
territorial concessions are not always bound to fail are, without
evidence, assuming improbably modest Chinese objectives (emphasis
core interests is extremely important to ensure steady progress in U.SChina relations.4
added).5 Relying on the sacrifice of Taiwan to fulfill Chinese ambitions ignores more than intentions, it also
overlooks internal dynamics in China. Beijing confronts constant domestic turmoil. Corruption, income
inequality, and environmental degradation have tarnished the accomplishments of the government and
party. Fears among the leadership concerning mounting social unrest, spurred by the Jasmine Revolutions
in the Middle East, produced harsh restrictions of the media and the Internet along with the imprisonment
of artists, underground church members, protesting peasants, lawyers, and human rights activists.
close neighbor and ally North Korea would continue to prevent China from increasing pressure on
Unconditional/Concessions
US Engagement with China because they are a
superpower increases Chinas aggression
Erickson & Liff 14 (Andrew and Adam are writers for foreign affairs
magazine, Foreign Affairs, 10/9/14, Not-So-Empty Talk,
https://www.foreignaffairs.com/articles/china/2014-10-09/not-so-empty-talk )
Ever since his February 2012 visit to Washington, Chinese President Xi Jinping
has championed his vision for a new type of great-power relations between
China and the United States. The Obama administration, in an apparent
desire to avoid conflict with a rising China, seems to have embraced Xis
formulation. In a major speech last November, U.S. National Security Adviser
Susan Rice called on both sides to operationalize the concept. And during a
March 2014 summit with Xi, U.S. President Barack Obama declared his
commitment to continuing to strengthen and build a new model of
relations. In uncritically signing on to the new type of great-power relations
slogan at the Obama-Xi Sunnylands summit in June 2013, the Obama
administration fell into a trap. It has what is most likely its last major chance
to dig itself out when Obama visits Beijing next month for a follow-up summit.
And he should make use of the opportunity. Although some U.S. officials
dismiss rhetoric as insignificant and see this particular formulation as
innocuous, Beijing understands things very differently. At best, U.S.
acceptance of the new type of great-power relations concept offers
ammunition for those in Beijing and beyond who promote a false narrative of
the United States weakness and Chinas inevitable rise. After all, the
phrasing grants China great-power status without placing any
conditions on its behavior -- behavior that has unnerved U.S.
security allies and partners in the Asia-Pacific. At worst, the formulation
risks setting U.S.-Chinese relations on a dangerous course: implicitly
committing Washington to unilateral concessions that are anathema to vital
and bipartisan U.S. foreign policy values, principles, and interests. Already
troubling, each additional invocation of a new type of great-power relations
grows more costly. Instead of reactively parroting this Chinese formulation,
Washington must proactively shape the narrative. It should explicitly
articulate and champion its own positive vision for U.S.-Chinese relations,
which should accord China international status conditionally -- in return for
Beijing abiding by twenty-first-century international norms, behaving
responsibly toward its neighbors, and contributing positively to the very
international order that has enabled Chinas meteoric rise. TROUBLING
TERMINOLOGY The Obama administrations continued flirtation with the
new type of great-power relations concept appears to have been
misunderstood in Beijing and beyond, and risks being misperceived as
a precipitous change in U.S. power and policy. First, the terminology
paints an absurd picture of a United States too feeble to articulate, much less
defend, its own vision for promoting peace, stability, and prosperity in Asia -only furthering perceptions of U.S. decline in China and its neighbors. The
the Chinese have behaved, over time, much like the European great powers, the
United States, and the Japanese. They have behaved very aggressively whenever they
can; and when they have not behaved aggressively, its largely because
they didnt have the military capability to behave aggressively. But the idea that
see is that
China is a country that has not acted according to the dictates of realpolitik and has always been the
victim, not the victimizer, is clearly contradicted by the historical record. China is like everybody else. As
hard as Professor Mearsheimer is on Chinas hegemonic intentions, he is equally critical of an American
pattern of aggression that has, in his view, helped give rise to Chinas own increasingly militaristic
think that the rest of the world should view the Americans in those terms. They should see us as a benign
But thats not the way most other countries around the world see us, and its
the Chinese see us. The United States has fought six
separate wars since the Cold War ended in 1989, the first of which was against
hegemon.
Saddam Husseins Iraq in 1991. Then we fought against Serbia over Bosnia in 1995, and again, in 1999
against Serbia, but this time over Kosovo. And then we went to war against Afghanistan in the wake of
September 11th, and then in 2003, March 2003, we invaded Iraq. And in 2011 we went to war against
Libya. So anyone who makes the argument that the United States is a peaceful country because its
democratic, right, is confronted immediately with evidence that contradicts that basic claim. Its not an
exaggeration to say that the United States is addicted to war. We are not reluctant at all to reach for our
about the Korean War - most Americans dont realize this, but we were not fighting the North Koreans
the Korean War, we were fighting the Chinese from 1950 to 1953. We had a major war, not
China remembers all these things. So
they do not view the United States as a benign hegemon . They view
during
with the Soviet Union during the Cold War, but with China.
the United States as a very dangerous foe that is moving more and
more forces to Asia and is forming close alliances with Chinas
neighbors. From Beijings point of view, this is a terrible situation.
Impact Extensions
Expansionism
China Will Take Advantage of US and Continue Chinese
Expansionism Causing the Next World War
Thomas E. Ricks, 6-11-2015, "One cheer for appeasement, especially in dealing with
tensions in the Pacific," Foreign Policy, http://foreignpolicy.com/2015/06/11/one-cheer-forappeasement-especially-in-dealing-with-tensions-in-the-pacific/ [KKC]
Recently a headline advised, Heres How to Avoid World War Three. As I read the article I recalled the
collective behavior and patterns prior to the second of the 20th Century World Wars. We are fortunate to
have these examples because they highlight some significant elements. First, prior to the Second World
War, we saw the example of two cases of so-called appeasement, one on each side of the globe, both with
with
Chinas expansionist maritime moves in the Pacific . Both prior to WWII and today, in
Europe and in the Pacific, these events posed (and pose) major challenges to the
existing global system of collective security designed to avoid another world
war. The insights we get from the two cases prior to WWII could not be more different, but they have
similarities to the issues at play with Russian and Ukraine (and Georgia for that matter) and
great value for today because they force us to pose probably the right sorts of general questions.
Appeasement. It is such an ugly word, at least for Westerners socialists, liberals, and
conservatives alike. It brings up images of Hitler, Banzai cheers at Nanking (Nanjing)
in 1937, and Italian planes gassing Ethiopian tribesmen in the period between World
Wars I and II. It also brings up images of (maybe) the Japanese Delegation walking out of the League of
Nations in 1933; the Emperor Halie Selassie famously speaking at that same League three years later; and
most of all British Prime Minister Neville Chamberlain waving a scrap of paper after returning from
Munich in 1938 and triumphantly proclaiming peace in our time. Appeasement at one time seemed the
best choice to avoid World War, or some other moderate form of it.
Chinas aggressive
territorial claims against U.S. allies. Meanwhile, widespread defense cuts
have led, inevitably, to a depletion of American military power in the region.
obsession with the Middle East. There has been little meaningful response to
Chinas a tough issue, no doubt, but thats no excuse for not having a coherent policy. Americas interests
move was to announce that all foreign fishing boats must obtain clearance from Beijing before sailing in
China essentially is
laying claim to the entire South China Sea , putting it at odds with Washington and with our
areas of the South China Sea that we recognize as international waters.
ally the Philippines, as well as Taiwan, Vietnam, Brunei and Malaysia. This move follows an even more
declared an
air-defense identification zone over a large swath of the East China Sea that
brazen assertion in November. Amid tension with Japan over the Senkaku islands, China
it claims as a maritime exclusive economic zone. China also angered South Korea by incorporating an
undersea mountain.
to force us to decide between it and our allies. Its looking for that sweet spot of
confrontation in which we abandon an ally, which Beijing knows will send shock waves throughout the
region.
Much of diplomacy
rests on public perceptions, however trivial . We are now in a great waiting game, as
regional hegemons, wishing to redraw the existing landscape whether China, Venezuela, Iran,
North Korea, Pakistan, Syria, etc. are just waiting to see whos going to be the first to
try Obama and whether Obama really will be as tenuous as they expect. If he slips once, it
will be 1979 redux, when we saw the rise of radical Islam, the Iranian hostage
mess, the communist inroads in Central America, the Soviet invasion of
Afghanistan, etc.
to China that regional disputes are approached only through peaceful negotiation and that conflict not
break out at any level. These things, I should stress, would definitely not seem friendly to Beijing, as
Chinese behavior.
This may be a counter-intuitive conclusion, but I think it follows. (To be sure, it will
also be our challenge to ensure that the support and reassurance given to friends in the region concerned
about Chinas rise and its taste for regional bullying does not encourage provocative actions by these
friends. It would do little good to reinforce caution in Beijing only to see a tense regional standoff burst into
flame because one of Chinas neighbors discovers a taste for incautiousness. Everyone will need to show
challenge will then be to sustain the things which accomplished this, foremost among them a forwardleaning and deeply engaged diplomatic, politico-military, and economic strategy that seeks to support and
sustain the open political order there for another generation. Such work will require ongoing and deeper
involvement with and cultivation of regional friends especially regional democracies and those willing to
move more toward democracy, for it is cooperation among them that Beijing particularly fears and indeed
all who share an interest in preventing the region from falling under the sway of any regional hegemon. It
will require not just a showy pivot of diplomatic attention, but also corresponding shifts of emphasis in
Taiwan
Chinese Appeasement Leads to Taking Control of Taiwan,
additionally this Would Signal Weakness of the global
Hegemon Causing Global Chaos
Damon Linker, a senior correspondent at TheWeek.com He is also a consulting editor at the
University of Pennsylvania Press, 3-21-2014, "What would America do if China invaded
Taiwan?," TheWeek.com, http://theweek.com/articles/448962/what-america-china-invadedtaiwan [KKC]
Earlier this week, President Obama stated explicitly what everyone already knew: The U.S. is not prepared
to go to war with Russia over its annexation of Crimea. We'll impose some tough sanctions, we'll say some
mean things about Vladimir Putin, and John McCain will fulminate for a while longer on Sunday-morning
talk shows. But the current situation on the ground isn't going to change because Putin successfully
showed that the American president never had any intention of backing up his warnings and threats with
military force. Since I don't think the United States has much of a strategic interest in preventing Russia
from swallowing parts of eastern Ukraine any more than Russia would be especially concerned if we
annexed a chunk of northern Mexico I have a hard time getting worked up about recent developments.
But that doesn't mean the events of the past few weeks won't have dangerous geopolitical consequences.
Every time the president allows a stated line to be crossed as he did in Syria last
year over Bashar al-Assad's use of chemical weapons, and now again with Russia's actions in Ukraine
On one level,
going to war with a major world power of 1.35 billion people in order to
defend an island on the other side of the planet sounds crazy a quintessential act
unwillingness to challenge Moscow militarily, decides to test us by taking Taiwan?
of imperial overreach. That's certainly my initial reaction, since I'd prefer to see the U.S. playing a more
modest role in world affairs more generally. What better way to downscale our global commitments than to
back away from this East Asian relic of Cold War brinksmanship? But before we make that move, we need
to be clear about the stakes and the likely consequences. The United States has made a lot of blunders
and done a fair amount of geopolitical mischief over the years. But all told and weighed against the
realistic alternatives, our military hegemony since the end of World War II has been salutary, minimizing
cross-border conflicts and enforcing order across large swaths of the globe. The Pax Americana isn't just a
against Taiwan? At the moment, not very. Relations between Beijing and Taipei have improved since Taiwan
elected Ma Ying-jeou as president in 2008. On the other hand, China has recently started flexing its
military muscles in unprecedented ways. And earlier this week hundreds of Taiwanese university students
stormed and occupied the national legislature in Taipei to protest a trade pact with the mainland, a
reminder that nationalist sentiment remains strong in Taiwan. How might Beijing respond if the opposition
gains the upper hand, threatening to scuttle its plans for slow-motion reunification with an island it still
considers a breakaway province? The fact is that we just don't know. (Last spring no one would have
predicted that a year later Crimea would be a part of Russia.) What we do know is that, if China does make
a move in the Taiwan Straits, the future of the geopolitical order will depend on how America responds. Or
doesn't.
Taiwan: Escalates/Likely
Taiwan is the most likely spark for war would catch the
US flat-footed and go nuclear
Lowther 8/11/2015
(Dr. Adam Lowther is Director, School of Advanced Nuclear Deterrence
Studies, Air Force Global Strike Command. Alex Littlefield is a professor at
Feng Chia University.) Taiwan and the Prospects for War Between China and
America, The Diplomat. Retrieved
from http://thediplomat.com/2015/08/taiwan-and-the-prospects-for-warbetween-china-and-america/July 13 // DDI - AC,CS)
For the United States and its allies and partners in Asia, Chinas aggressive efforts to assert questionable
claims in the South and East China Sea, enforce a disputed Air Defense Identification Zone (ADIZ), build
the rocket/missile and naval capabilities needed to invade Taiwan, and build a substantial ballistic missile
capability all work to create a situation where conflict between the U.S. and the PRC could occur and
arsenal is only limited by its dwindling stock of weapons grade plutonium. This raises the question; to what
end is China developing and deploying its nuclear arsenal? Chinese Motivation The textbook answer is
straightforward. China seeks a secure second (retaliatory) strike capability that will serve to deter an
American first strike. As China argues, it has a no-nuclear-first policy which makes its arsenal purely
defensive while its other capabilities such as cyber are offensive. Potential nuclear adversaries including
Russia, India, and the United States are fully aware that Chinas investment in advanced warheads and
ballistic missile delivery systems bring Delhi, Moscow, and, soon, Washington within reach of the East
China is rapidly
catching up as it builds an estimated 30-50 new nuclear warheads
each year. While American leaders may find such a sentiment
unfounded, the PRC has a strong fear that the United States will use
its nuclear arsenal as a tool to blackmail (coerce) China into taking or
Wind. While not a nuclear peer competitor to either Russia or the U.S.,
Chinas
fears are not unfounded. Unlike China, the United States maintains an ambiguous use-policy in order to
provide maximum flexibility. As declassified government documents from the 1970s clearly show, the
United States certainly planned to use overwhelming nuclear force early in a European conflict with the
Soviet Union. Given American nuclear superiority and its positioning of ballistic missile defenses in Asia,
accept its political domination could incur the wrath of the United States. To prevent the U.S. from
intervening in the region, China will certainly turn to its anti-access/area-denial (A2/AD) strategy, beginning
with non-lethal means and non-lethal threats to discourage the American public from supporting the use of
force in support of Taiwan.
forgotten the humiliation it faced in 1996 and will be certain no U.S. carrier groups have access to the
Strait during the next crisis. The Second Artillery Corps nuclear capabilities exist to help secure the results
China seeks when the U.S. is caught off-guard, overwhelmed, and forced to either escalate a crisis or
capitulate. While the scenario described is certainly not inevitable, the fact than many American readers
will see it as implausible if not impossible is an example of the mirror-imaging that often occurs when
attempting to understand an adversary. China is not the United States nor do Chinese leaders think like
their counterparts in the United States .
War/Conflict
Appeasement increases Chinese demands culminates in
war
Jacobs 15 (Bruce Jacobs, 11-1-2015, "Appeasement will only encourage
China," Sydney Morning Herald,
http://www.smh.com.au/comment/appeasement-will-only-encourageexpansionist-china-20151101-gknz2l.html)
World attention has again focused on our region of the globe, with the
American navy asserting its "freedom of navigation" near Chineseconstructed artificial islands World attention has again focused on our region
of the globe, with the American navy asserting its "freedom of navigation"
near Chinese-constructed artificial islands in the so-called South China Sea. In
less than 80 days, in the midst of threats from China, Taiwan's voters will vote
for their president and legislature. Polls suggest the opposition will win, thus
giving Taiwan its third transition of power from opposition to government in
the six presidential elections since democratisation.third transition of power
from opposition to government in the six presidential elections since
democratisation.The tensions in Asia today have only one cause: China. On
the basis of false "history", China claims the South China Sea, the East
China Sea and Taiwan. Yet China has no historical claims to the
South and East China seas. Historically, south-east Asian states conducted
the great trade in the South China Sea. China had almost no role.
Furthermore, geographically, the contested areas are close to Vietnam,
Malaysia, Indonesia, Brunei and the Philippines, while they are more than
1000 kilometres south of China. China's claims for sovereignty in these
areas have no historical basis and its constructing of "islands" on
submerged reefs only demonstrates China's expansionism.Similarly, in
the East China Sea, China's claims to the Senkaku Islands (which China calls
the Diaoyutai) have no historical foundation. The People's Daily of January 8,
1953, stated that the "Senkaku" Islands belonged to the Ryukyu Archipelago,
and a World Atlas published in China in 1958 showed that these islands
belong to Japan. China's claims that Taiwan belongs to it also have no
historical basis. Mao Zedong, in his famous 1936 interview with Edgar Snow,
stated that Taiwan should be independent. Only in 1942 did the Chinese
Nationalist Party (the Kuomintang) and the Chinese Communist Party
separately claim that Taiwan was Chinese. In Taiwan's history, a Han Chinese
regime based in China has only controlled Taiwan for four years, from 1945 to
1949. These four years were perhaps the saddest in all of Taiwan's history
because Chiang Kai-shek's government killed tens of thousands of Taiwanese
in the infamous 2.28 (February 28, 1947) massacres. The dictatorship of
Chiang Kai-shek and his son and successor, Chiang Ching-kuo, ruled Taiwan
from 1945 until the latter's death in early 1988. Their rule was a Chinese
colonial project that privileged Chinese who had come with Chiang Kai-shek
and systematically discriminated against native Taiwanese. Only with the
accession of Lee Teng-hui to the presidency after the death of Chiang Ching-
kuo in 1988 could Taiwan begin its democratisation process. Now Taiwan, a
country with a population the size of Australia, has become a democratic
middle power. The so-called "one China" policy of many countries including
the United States and Australia is a relic of the old Chiang Kai-shek/Chiang
Ching-kuo dictatorship, which pushed a "one China" policy without consulting
Taiwan's population. All the major Western democracies, as well as Japan and
India, now have substantial if unofficial diplomatic offices in Taiwan. And,
although these nations do not publicise the point, all have de facto "One
China, one Taiwan" policies. The arguments of people such as Age columnist
Hugh White are dangerous. They ignore the cause of tension in Asia and say
we have to be careful about becoming involved in a war. History has taught
us that "appeasement" of such expansionist powers as China does not
stop war. Rather, it only temporarily postpones armed conflict and
ultimately leads to a much larger war later. Appeasement of China
only enhances Chinese perceptions that the US is a toothless paper
tiger. It creates a sense among China's generals and political leaders
that they can pursue expansionist policies without international
protest. The pretence that Taiwan's vote for its own president and legislature
can lead to war is false. Both main candidates, Tsai Ing-wen and Eric Chu,
want to maintain the status quo that Taiwan is de facto an independent
state but that it will not announce this. Australians would be appalled if we
were told by a foreign power that voting for either Malcolm Turnbull or Bill
Shorten would lead to war and that we should vote accordingly. We must be
clear that China is the only country threatening anyone else in Asia. The close
talks between leaders of such countries as the US, Japan, India and Australia
demonstrate that Asia's democratic countries have become aware of the
risks. In classical balance-of-power theory, the rise of one expansionist power
creates a coalition among other powers. China's expansionist actions have
already created a substantial democratic coalition in Asia prepared to prevent
China from starting a major war.
into a closer alliance with the United States.10 A recent Pew poll demonstrated that 70 percent of
respondents in the Philippines, Japan, Vietnam, South Korea, and India expressed concern over potential
conflict with China.11 The Chinese, said Rob Taylor, a close advisor to Australian Prime Minister Tony
Abbott, with their current foreign policy, as distinct from what they were doing over a decade agois [sic]
genuinely counterproductive.12 Given the Western consensus that, as The Economist wrote, it would be
hard to construct a foreign policy better designed to undermine Chinas long-term interests,13 and that
fundamentally China has no wish to be branded an international outlaw,14 as Wall Street Journal
columnist Andrew Browne pointed out, many are waiting for a reversion to previous policies. 152 THE
WASHINGTON QUARTERLY & WINTER 2015 Why Chinese Assertiveness is Here to Stay Unfortunately,
influential and loud voices in China that believe such a strategy has been working, and is better than the
alternatives. Such arguments are not without merit. While a few countries view of China is worsening, a
median of 49 percent of the worlds publics surveyed in a 2014 poll still hold a positive view of China
overall.16 Xi Jinping himself has articulated more hardline policies concerning territorial disputes, and
Chinese assertiveness has noticeably increased under his watch. Additionally, the costs of any negative
perceptions are uncleareven Australia has been hesitant to be drawn into the diplomatic fray given its
close economic relationship with China.17 And even if countries are unhappy, it is hard to ignore the fact
that Chinas tactic of exploit[ing] perceived provocations in disputed areas by other countries...to change
the status quo in its favour, as the International Crisis Group puts it, has been largely successful in
Cold War-era concepts that the United States needs to jettison if it hopes to protect regional interests and
avoid conflict if possible. Asias Own Balancing Most U.S. strategists and scholars argue that Chinese
muscular behavior in its territorial disputes has been counterproductive in that Chinas relations with its
neighbors, and therefore Beijings security environment, have deteriorated as a result. Many concluded that
Beijing was learning similar lessons and would adjust its foreign policy accordingly. Chinas relentless
pursuit of its territorial Unfortunately, a shift back from Chinese coercion is unlikely for two reasons.
THE WASHINGTON QUARTERLY & WINTER 2015 153 154 THE WASHINGTON QUARTERLY & WINTER 2015
Oriana Skylar Mastro claims has hardened the position of its neighbors and hurt its international image.19
According to a 2014 Center for Strategic and International Studies (CSIS) poll of strategic elites in eleven
countries, 61 percent of respondents felt China had a negative impact on regional security.20 More and
more, regional actors anxiety about Beijings long-term intentions is encouraging them to conduct their
own balancing. Such behavior includes external balancing, such as improving ties with the United States
and other major players in the region, as well as internally strengthening and modernizing their own
militaries.21 We can see this internal balancing in the defense spending of Asian countries, which spent a
total of $287.4 billion on defense in 2012. This total represents the first time that Asian defense spending
exceeded total European defense spending, including both NATO and non-NATO countries.22 Further, from
20082012, Asia and Oceania accounted for 47 percent of global imports of major conventional weapons,
with India, South Korea, and Singaporefirst, fourth, and fifth, respectivelyall in the top five of importers
of major conventional weapons worldwide.23 Real (inflation-adjusted) defense spending in India, Japan, and
South Korea increased from 2000 to 2011 by 47, 46, and 67 percent, respectively, an increase too large to
be explained by natural modernization trends.24 Moreover, the reversal of downward spending trends in
2008 and subsequent accelerated increases, coupled with focus on investment in naval and air forces,
suggest such spending trends are partly in response to China.25 The AsiaPacific will comprise 26 percent
nearly $200 billionof global maritime security builds in the next 20 years, represented largely by
shipbuilding.26 India has been the largest importer of weapons for the past five years and has more active
duty military personnel than any other Asian country except China. Indias defense budget rose to $46.8
billion in 2012, and it is projected that by 2020 India will become the fourth-greatest defense spender in the
world, overtaking Japan, France, and Britain.27 Even South Korea, a much smaller country, boosted its
defense budget by 67 percent from $17.1 billion in 2000 to $28.6 billion in 2011.28 In terms of external
balancing, many countries are strengthening their ties with the United States. In 2013, the United States
and Vietnam established a comprehensive partnership, and subsequently have frequently worked together,
for example to mobilize a multinational response in 2010 to Chinas perceived attempts to promote its
maritime claims in the South China Sea.29 In April 2014, the Philippines and the United States signed an
Enhanced Defense Cooperation Agreement that, among other things, allows the United States to base
troops there on a rotational basis for the first time in 20 years.30 Later in 2014, Australia and the United
States signed a 25-year agreement allowing 2500 U.S. Marines and USAF personnel to train there and interoperate with Australian forces.31 Why Chinese Assertiveness is Here to Stay Japan has perhaps
made the greatest changes by incrementally raising its defense budget, extending its security perimeter,
improving its armaments, and considering boosting the status of the Self-Defense Forces (SDF) by
extending its operational range. Japanese defense spending in 2013 increased for the first time in eleven
years by 40 billion yen from the previous fiscal year to 4.7358 trillion yen.32 Japanese Prime Minister Shinzo
Abe announced in July 2014 a reinterpretation of the Peace Constitution to allow, for the first time in sixty
years, collective self-defense. This means that Japans military may engage in hostilities to come to the aid
of friendly countries, such as the United States, even when Japan itself has not been attacked.33 In addition
to strengthening relations with the United States, Asian countries are also expanding their ties with one
another. To cite just a few examples, South Korea and Japan are gradually moving from security dialogue
toward closer intelligence and defense cooperation. While a painful history limits the level of trust between
the two countries, officials in Seoul and Tokyo are quietly moving ahead with strengthening both bilateral
relations and trilateral cooperation with the United States. Korea is also becoming a major economic
partner, arms provider, and trainer for select Southeast Asian states including Indonesia and Vietnam. Japan
and India have also upgraded bilateral defense ties and have pledged to enhance cooperation, especially in
the realm of maritime security; to that end, the two countries held the first purely bilateral joint naval
exercise off the Bay of Tokyo in June 2012. Japan and Australia have signed an accord to cross-service
logistics for military platforms. Japan has also moved to improve defense relations with Vietnam and the
Philippines. Due to Chinas sensitivities, Australia tends to downplay its cooperation with Japan, but it is far
more vocal about strengthening ties with India, Indonesia, Singapore, Vietnam, and Thailand. Japan,
Australia, and ASEAN members increasingly seek after India, with its Look East policy, recast in November
2014 by Prime Minister Modi as its Act East policy, and blue-water naval power. India provides arms and
professional military training, especially of junior officers, to Vietnam, and Hanoi has granted India berthing
rights at its Nha Trang port.34 A Deliberate Strategy Chinese assertive behavior is here to stay because it is
the manifestation of a deliberate long-term strategy. Many scholars are more comfortable arguing that a
rogue military, a need to cater to Chinese nationalism, or individual leadership traits explain Chinese
assertiveness because those explanations suggest Chinas dangerous and Chinas assertive behavior is the
manifestation of a deliberate long-term strategy. THE WASHINGTON QUARTERLY & WINTER 2015 155
156 THE WASHINGTON QUARTERLY & WINTER 2015 Oriana Skylar Mastro provocative behavior is a
temporary paroxysm.35 But the speeches of Chinese President Xi Jinping, Chinese Premier Li Keqiang, and
Chinese Foreign Minister Wang Yi highlight the belief that unfriendly, and even hostile, powers are
besieging China, especially in the maritime sphere. Wang Yi has emphasized that China periodically
exercises restraint, but must stand its ground when provoked in territorial disputes.36 In a May 2013
speech in Germany, Li Keqiang suggested that Chinese assertiveness is even in defense of the post- World
War II international system. Though a tenuous connection, Li basically insinuates that Chinas active pursuit
of its East China Sea claims supports the world order laid out in the Potsdam Declaration of 1945.37 And in
recent months, Xi himself has publicly stressed the critical importance of a strong military to a successful
foreign policy and dismissed the option of passivity.38 Remaining firm is the preferred official Chinese
approach. Xi Jinping has also emphasized the importance of prioritizing the economic interests of countries
that support Chinese core interests, even if it comes at a relative cost economically.39 Past economic goals
solely prioritized making money, with little consideration to strategic factorsbut today, Chinese leaders
are starting to think about how they can use the immense economic benefit of doing business with China in
order to gain political influence. The political priority seems to be defending maritime sovereignty above all
else. Historically, upholding maritime sovereignty has been critical to a nations success, and therefore
China should follow a similar trajectory of building a powerful navy that can protect its commercial
interests.40 Researchers at Peking University pulled together extensive statistics to demonstrate how
important maritime territory is for Chinese economic, and therefore national, interests. They argue that
China must utilize available resources to defend vital sea lanes, which include military, diplomatic, and
economic wherewithal.41 Meanwhile, Chinas top leadership stresses that in spite of Chinas assertiveness
in maritime disputes, other countries need not worry about Chinas rise because it does not seek hegemony
or promote imperialism. An anonymous analysis published in the Hong Kong Economic Times of Xi Jinpings
November speech concludes that his foreign policy approach is tough and unyielding, though not
unnecessarily aggressive.42 China is unlikely to shift strategies away from relying on coercion and
manipulating risk to achieve its territorial objectives not only because the top leadership publicly promotes
them, but also because they correspond well with Chinas overarching strategy of active defense (jiji
fangyu). Active defense is the operational component of Jiang Zemins National Military Strategic Guidelines
for the New Period (xin shiqi guojia junshi zhanlue fangzhen), which serves as the highest level of strategic
guidance for all PLA military operations during war and preparation for war during peacetime.43
Specifically, the guidelines Why Chinese Assertiveness is Here to Stay necessitate developing
capabilities to deter, deny, disrupt, and delay the deployment of U.S. forces into the Chinese theaterhence
the Western nomenclature A2/AD. These can be leveraged to accomplish Chinese goals in its maritime
disputes through four distinct but interrelated pathways: 1. geographic: increasing the distance and time
required for U.S. forces to arrive in theater from areas of safety before China achieves its political
objectives; 2. kinetic: degrading the U.S. militarys ability to penetrate anti-access environments with an
enhanced conventional precision strike system, consisting mainly of cruise and ballistic missiles as well as
attacks on key enabling capabilities such as space-based networks that enable C4ISR (Command, Control,
Communications, Computers, Intelligence, Surveillance, and Reconnaissance) missions; 3. political:
exploiting perceived weaknesses in political support and resolve of U.S. allies and friends, thereby keeping
the United States out because countries will not allow it to base there; and 4. deterrent: making
involvement so costly that the United States opts out of responding, or responds minimally, in a given
contingency.44 Assertiveness is therefore, in many ways, the logical extension of this Chinese strategy as it
grows more confident in the capabilities it has been developing over the last twenty years as part of this
active defense strategy. While the strategic objective is the same for each of the pillars, the theory of
victory of the first two pillars is significantly different from that of the latter two. Kinetic and geographic
aspects rely largely on brute force in that China could theoretically accomplish its goals by force alone,
without any collaboration from the United States.45 Take this hypothetical exampleif in the early stages of
a conflict, China attacks U.S. bases in Japan, cratering runaways and burying aircraft, no amount of U.S.
resolve will make those planes fly. In this case, the United States may want to support a Taiwan contingency
but be unable to do so. Coercive strategies, meanwhile, rely on the collaboration of the opponent; one can
only succeed if the other side concedes. If China instead lobs missiles at U.S. bases every other day until the
United States agrees to halt surveillance operations in the South China Sea, this is coercion. The political
and deterrent (third and fourth) pillars are thus harder to grasp because their theory of victory relies on
compliance. They are premised on the belief that China can convince countries not to put up a fight by
manipulating risk and imposing costs. Chinese Assertiveness is the logical extension of Chinas active
defense strategy. THE WASHINGTON QUARTERLY & WINTER 2015 157 158 THE WASHINGTON
QUARTERLY & WINTER 2015 Oriana Skylar Mastro assertiveness in maritime disputes since 2009 is largely
convincingly argues, To threaten regional bases and logistics points, China could employ SRBM/MRBMs
[short- range and medium-range ballistic missiles], land-attack cruise missiles, special operations forces,
and computer network attack (CNA). Strike aircraft, when enabled by aerial refueling, could simultaneously
engage distant targets using air-launched cruise missiles equipped with a variety of terminal-homing
in the region to a certain degree. An example of such efforts came from Chinese defense strategist and
retired senior military officer Song Xiaojun. In a May 2012 opinion piece, Song warned Australia that it could
not reconcile its close economic relationship with China with the fact that it relies on the United States for
security, and would have to, at some point, choose which country to prioritize in its foreign-policy decision
making. He argued that Australia has to find a godfather sooner or later, and whom Canberra chooses
depends on who is more powerful based on the strategic environment.47 An editorial in a nationalist
Chinese state-run newspaper also responded to the news that the United States will station 2500 Marines in
Darwin with the warning that Canberra is risking getting itself caught in the cross fire between China and
the United States.48 The deterrent A2/AD pillarperhaps the most important and most difficult to counter
posits that Washington may opt out of responding in a number of contingencies, for example maritime
disputes, given that Chinas active defense initiatives exceed the political costs for the United States. This
could involve deterring a U.S. intervention decision altogether, or involve a Beijing-directed preemptive
strike on U.S. forces attempting to deploy to the region, in the hopes of delivering the necessary
psychological shock to the United States, its allies, and friends in the region. Why Chinese
Assertiveness is Here to Stay Chinas public response to the 2012 U.S. declaration that it will rebalance
wants to protect vital regional interests in East Asia, its desire to do so at an acceptable cost trumps all
other considerations. Concordant with this view, China believes it can increase the real and perceived costs
of intervention and successfully convince the United States to restrain itself in maritime disputes and other
regional contingencies. The ultimate aim of Chinas assertiveness, therefore, is effectively to convince the
United States to self-impose an anti-access doctrine in any conflict involving Chinese territorial interests.
Chinas Positive Assessment of Assertiveness The positive internal assessment of Chinas assertiveness
strategy is the second reason why Beijing is unlikely to change course. In part because of all this evident
reaction to Chinese behavior, Chinese scholars and strategists themselves are debating the relative merits
and risks associated with Chinese assertiveness, a strategy that Xi Jinping himself articulated in an October
2013 speech at the foreign affairs conference of the Chinese Communist Party as striving for achievement
(fenfayouwei).51 Since 1990, China had adhered to Deng Xiaopings maxim of keeping a low profile while
still getting Even scholars loyal to Dengs maxim say its time to stress actively getting something done.
things done (taoguangyouhui, yousuozuowei). Many Chinese scholars warn against jettisoning this
strategy.52 But domestic support for a more assertive, confident, proactive foreign policy is growing. Even
scholars that prefer to stay loyal to Dengs maxim say its time to stress the second part, actively getting
something done (yousuozuowei). Chinese proponents rely on two main rationales supporting the shift in
foreign policy approach that provide insight into what lies ahead. First, the previous policy of
taoguangyouhui was insufficient to protect national interests because it did not persuade others to respect
THE WASHINGTON QUARTERLY & WINTER 2015 159 160 THE WASHINGTON QUARTERLY & WINTER
2015 Oriana Skylar Mastro Chinas interests in the region. Second, while some admit that the United
States and neighboring countries are uncomfortable with the new approach, they argue it is more practical
and effective than reverting to a China that suffers disgraces and insults in order to bide time. As Chinas
power grows, its leaders are prioritizing strategies that they think command respect and will persuade
others to increasingly accommodate Chinese preferences. Many Chinese thinkers complain that the
potential benefits of keeping a low profilea positive international image or greater support and friendship
from neighboring countrieshave failed to come to fruition.53 Neighboring powers were suspicious of
Chinas rise long before the foreign policy shift, and the behavior of other South China Sea claimants during
that period suggest that an unprincipled strategy like biding time does not command respect.54
According to Fudan University researcher Zhao Huasheng, while China will promote policies that resolve
disputes in a reasonable way, core interests cannot be shelved to be dealt with at a later date, regardless
of how much turmoil they cause now.55 Other voices add that placating others did not keep Vietnam and
the Philippines from violating Chinas sovereignty, or Japanese Prime Minister Shinzo Abe from visiting the
Yasukuni shrine.56 One prominent scholar from the Chinese Academy of Social Sciences (CASS) commented
in a recent interview that China had tensions with its neighbors even when its strategy was pliant, flexible,
and gentle, because contemporary security issues result from Chinas rise.57 As one Chinese major general
argued, principles of harmonious co-existence and peaceful development do not resonate with many
countries, and Chinas promotion of these ideas was like playing the zither to a cowineffective.58 While
Chinese strategists recognize that other regional actors are unhappy with the shift, they also argue that
both China domestically and other countries internationally are still in the process of acclimating to Chinas
new foreign policy approach. These strategists argue that the palpable anxiety of the United States and
some neighboring countries is completely understandable, but does not suggest the strategy is ineffective.
The argument goes something like this: countries are used to a weak and accommodating (renru fuzhong)
China, so they are understandably startled by Chinas recent tendency to push back.59 In other words, they
will adjust, but the strategy should not change. According to an article in the Chinese nationalistic
newspaper The Global Times, Chinas comprehensive national power has reached a point where it is time
to actively get something done, the latter part of Dengs biding time maxim.60 Many pair their support
for this more proactive foreign policy approach with words of cautionChina needs to learn how to use its
power so as to command respect without being unnecessarily quarrelsome or prideful. This is a critical
period for Chinas rise, and the last thing the country needs is to provoke robust balancing designed to
thwart Chinas rise.61 Why Chinese Assertiveness is Here to Stay One of the greatest proponents of
the striving for achievement strategy, Tsinghua University professor Yan Xuetong, argues that the
When
China was laying low, focusing on economic development and
attempting to expand its soft power, countries were still anxious
about Chinese intentions and increasingly saw China as a threat.
But, Yan argues, countries like the United States and Japan will inevitably
see China as a threat, because China will likely replace them as the
regions strongest and richest country, respectively. Contrary to Western arguments,
strategy has actually contributed greatly to improvements in Chinas international situation.62
Yan believes that major competitors have been accommodating Chinas preferences more and more, largely
due to Chinas increased assertiveness. He cites U.S. acceptance of the November 2013 announcement of an
Air Defense Identification Zone (ADIZ); Washingtons moderate reaction to the December 2013 Cowpens
incident, in which a PLAN Amphibious Dock Ship maneuvered dangerously close to the U.S. ship; and
President Obamas downgrading of his February 2014 visit with the Dalai Lama to the Map Room instead of
the Oval office as examples of the strategys success.63 He also argues that bilateral relations are more
stable with the United States because both Beijing and Washington now admit to a structural conflict, and
therefore preclude unreasonable expectations for favorable actions that then lead to overreaction and
disappointment.64 The key for continued success, he argues, is to seek strategic partnerships with
countries not based on where China can make the most money, but on which countries have the most clout
strategically. There are differing opinions on the relative merits of various strategies, but as one Chinese
scholar warned, China must show a united front so as not to send the wrong message of confusion or lack of
consensus to the outside world.65 As an opinion piece in Chinas nationalist newspaper The Global Times
argues, the international community wants China to be a responsible stakeholder and proactive in some
areas, but swallow its anger in others. It goes on to say that even if China tried to adhere to these
expectations, this would only convince the international community that China is weak and can be bullied,
the wrong message to send and the wrong strategy to implement if the goal is protecting Chinese
sovereignty and territorial integrity.66 This suggests that even if some Chinese thinkers disagreed with this
interpretation of assertiveness leading to great foreign policy achievements, Chinese leaders may bury this
dissent and double down on its preferred methods of promoting foreign policy interests regardless. U.S.
Strategic Response: What More Can Be Done? If Chinas tendency to rely on coercive diplomacy to promote
its territorial claims indeed persists, as I have argued, what does that mean for U.S. policy? Many THE
WASHINGTON QUARTERLY & WINTER 2015 161 162 THE WASHINGTON QUARTERLY & WINTER 2015 Oriana
Skylar Mastro officials are hoping that balancing within Asia and positive trends in other aspects of the
bilateral relationship will prove sufficient to manage Chinas abrasive behavior in territorial disputes.
Secretary of State John Kerry argued that creating sustainable growth, enhancing economic ties, and
empowering the individual to improve their communities will ensure peace and prosperity in the Asia
Pacific.67 The idea that engagement and partnership will shape Chinas choices and change how the
leadership defines its national interests and the best way to promote them is also a strong theme among
U.S. officials. The current ambassador to China, Max Baucus, put forth his plan to partner with China as it
emerges as a global power and encourage it to act responsibly in resolving international disputes,
respecting human rights, and protecting the environment.68 Everyone agrees that engagement should not
be abandoned. Former Undersecretary of Defense for Policy Miche`le Flournoy argued, abandoning efforts
to engage with China would likely accelerate Beijings assertiveness and run counter to a wide range of U.S.
economic and security interests.69 Thomas Christensen posits that the United States can empower
moderate elites in China by consistently offer[ing] China an active role in multilateral cooperative
efforts.70 George Washington University professor Robert Sutter argues, through
greater risk without being reckless. Military power alone does not guarantee a credible deterrent. U.S.
efforts to bolster its military presence in the AsiaPacifica central pillar of the rebalancing strategy
counter the geographic, kinetic and political pillars of Chinas A2/AD strategy. For example, the United
States is forward-deploying more assets in the region, such as the Marine Air Ground Task Force Why
Chinese Assertiveness is Here to Stay Detachment already deployed to Australia as well as the stated goal
of positioning 60 percent of all U.S. warships to the AsiaPacific by 2020. This addresses the geographic
pillar. Attempts to address the kinetic pillar include new operational concepts such as Air-Sea Battle, which
relies on highly integrated and tightly coordinated operations across war-fighting domains in order to
disrupt and destroy enemy A2-AD networks and their defensive and offensive guided weapons systems in
Bolstering
U.S. alliances with Japan, South Korea, Australia, the Philippines,
and Thailand, as well as partnerships with Indonesia, Malaysia,
India, Singapore, Vietnam, and New Zealand are critical components
to U.S. efforts to ensure political access and support in the region .
order to enable US freedom of action to conduct concurrent and follow-on operations.73
These efforts are commendablethe United States rightly works to preserve its military superiority and
retain its ability to project power in the region. During the Cold War, when the greatest pacing threats were
land conflicts, forward deploying U.S. forces in Europe and Asia were sufficient to demonstrate the
credibility of the U.S. commitment to peace in those regions. But China is currently testing the waters not
because its leaders are uncertain about the balance of power, but because they are probing the balance of
resolve. This means that staying ahead in terms of military might is insufficient in contemporary East Asia.
Chinas strategists are betting that the side with the strongest military does not necessarily win the war
the foundation of the deterrent pillar of its A2/AD strategy. Indeed, Chinas experience in fighting the
Korean War proves that a country willing to sacrifice blood and treasure can overcome a technologically
superior opponent. The belief that balance of resolve drives outcomes more so than the balance of power is
the foundation of Chinas new, more assertive strategy; but U.S. responses to date have failed to account
for it. Canned demonstrations of U.S. power fail to address the fundamental uncertainty concerning U.S.
willingness, not ability, to fight. The U.S. focus on de-escalation in all situations only exacerbates this issue.
The Cold War experience solidified the Western narrative stemming from World War I that inadvertent
escalation causes major war, and therefore crisis management is the key to maintaining peace.74 This has
created a situation in which the main U.S. goal has been de-escalation in each crisis or incident with The
U.S. mindset needs to shift to accept greater risk without being reckless. China is testing the balance of
resolve, not power. This means that military might is insufficient. THE WASHINGTON QUARTERLY &
WINTER 2015 163 Oriana Skylar Mastro Beijing. But Chinese leaders do not share this mindsetthey
believe leaders deliberately control the escalation process and therefore wars happen because leaders
decide at a given juncture that the best option is to fight.75
be difficult to dislodge, given the tendency among U.S. military ranks to focus on worst-case great battle
scenarios. While realistic in Cold War operational planning, decision makers should consider instead the less
violent and prolonged engagements that characterize Chinese coercive diplomacy when evaluating risk and
proven to be more risk-acceptant than the United States (or perhaps more accurately, to assess the risks to
be less than those perceived by U.S. strategists),
conflict at this stage. In his November 2014 keynote address at the Central Foreign Affairs Work
Conference, he noted that China remains in a period of strategic opportunity The U.S. focus on
de-escalation will, if anything, only encourage greater Chinese
provocations. 164 THE WASHINGTON QUARTERLY & WINTER 2015 Why Chinese
Assertiveness is Here to Stay in which efforts should be made to maintain the benign strategic
environment so as to focus on internal development.77 Ultimately, the U.S. regional objective must be
peace and stability at an acceptable cost. Given this, it is critical to understand the four components of
Chinas A2/AD strategy, the strategic foundation for Chinas recent assertiveness, and how best to maintain
the U.S. position as a Pacific power. In addition to regularly attending meetings in the region and developing
new technology, new platforms, and new operational concepts designed to defeat Chinas A2/AD strategy,
the United States needs to break free of its Cold War- based paradigm paralysis and rethink conceptions of
limited war, escalation, and risk. Scolding China and imposing symbolic costs for each maritime incident is
balance, especially given the need to avoid emboldening U.S. allies to take actions that run contrary to U.S.
No matter how hard we try and no matter how much outreach we do, we
probably lack the power to make Chinese leaders like us and trust us, not least
because the CCPs modern legitimacy narrative essentially requires us to be
depicted and treated as an international foil and threat-figure. If we work together
with our friends and use our available resources prudently, however, we can probably persuade Beijing
that there is still reason to remain strategically cautious.
Aff Answers
the Obama offensive? Is it propelled by US domestic politics in the run-up to the 2012 election or by the
apprehension of the Obama foreign policy team over Chinas rise and Americas decline? Does the
offensive herald a fundamental change of US policy towards China or simply indicate the Obama
administrations frustration with Chinas rising nationalist sentiment, lack of substantial cooperation over
North Korea, Afghanistan and Pakistan, and Chinas desire to throw its weight in East Asia? These questions
are unanswerable for now. The Obama offensive is the alignment of reality and rhetoric. The reality is that
the United States wants to build a strategic and economic coalition of allies and partners to resist the
expansion of Chinese influence in the region. The rhetoric is that the United States intends to redraw its
Asia-Pacific strategic periphery and manage the context of Chinas rise. However, faced with the regional
turmoil in the Middle East and a lingering domestic economic crisis, the White House seems devoid of
enough power to actually contain Chinaa booming economy second only to America and the most
successful business partner in the world. Secretary Clintons bold pronouncement that the twenty-first
century will be Americas Asia-Pacific century is destined to be an empty promise without substantive
engagement between the United States and China. There is little reason for the US and Japan to overstate
the China threat. Since Chinas military modernization has not quantifiably altered the power disparity
between Washington and Beijing,
policy bureaucracy, have damaged the international image of Chinas peaceful rise and deepened the
United States suspicions and regional countries discontent. Chinas diplomatic blunders have generated
leeway for the White House to reap a China bonus in the region. How Should China Respond? The most
important question is how China will ultimately respond to this new wave of the US strategic offensive, and
how far the United States is prepared to advance its new type of leadership on geostrategic issues in
it is
unlikely that China will now dare to start a standoff with the United States . In
resisting Chinas challenge. Chinese foreign policy is traditionally pragmatic and risk-averse, and thus
light of this, the trend of Sino-US relations seems worrisome. Despite Secretary Clintons proclamation that
the twenty-first century will be Americas Pacific century, the reality is that the United States never left
Asia. The United States is a long-term stakeholder in the Asia-Pacific, but the Obama offensive portends a
worrying trajectory for the Sino-American strategic relationship. Diplomatically, the Obama administration
has continually sought to keep China cornered and subdued with regard to the South China Sea issue by
allying with Vietnam and excluding China from the Trans-Pacific Partnership. From a military perspective,
the United States has sought to increase its combative preparedness for Air-Sea Battle, a response to
Chinas A2/AD strategy, by selling advanced F-16 C/D jet fighters to Indonesia and establishing a new
military base at Darwin Port in Australia. The Sino-American relationship of today includes a new aspect
never before seen since normalization in 1979power competition over geopolitical influence in East Asia.
This power competition is highlighted by Secretary Clintons historic visit to Myanmar at the beginning of
December. Beijing is fearful that its commercial ties with Yangon will be at stake in the face of the US
offensive and that the United States strong push for Burmese political liberalization might ignite a new
Color Revolution on Chinas periphery. Undoubtedly, the most damaging aspect of the Obama offensive is
not the fundamental change to Beijing-Washington relations but the deepening of the perceived security
dilemma. What matters more are not the frayed ties but the growing strategic distrust between the two
capitals. Therefore, there is an increasing likelihood for escalating geostrategic tension between the two
countries. Beijing has been highly vigilant of the negative consequences of the Obama offensive for
Chinas role in East Asia. On December 6, Chinese President Hu Jintao unambiguously asserted that China
should accelerate the transformation of its naval force structure and promote combative readiness. His
remarks are likely not only an attempt to placate his Chinese domestic audience but also the start of a
counter-offensive against the United States. In order to mitigate security concerns for both countries,
Washington should clearly explain to what extent the United States will respect Chinas legal interests
while not at the cost of American primacy, and Beijing should work to increase strategic trust between
China and its neighbors as well as the United States. In addition, how can the United States better
influence China, and how can China change itself from within? These questions remain far from answered.
Avoiding a new Cold War is a common goal for the United States and China,
as well as the rest of the world. To a large extent, this depends on whether the United States
adopts a balanced China policynamely, a policy of hedging against the power aspirations of China, while
also actively influencing and positively encouraging China to innovate itself. Of course, this also depends
on whether China itself can clearly and accurately reset its foreign and security policy toward the United
States and the region. Chinas Global Times newspaper fiercely criticized the direction of US strategy,
saying the United States return to the Asia Pacific is the foundation for an anti-China alliance.
Regardless of how academics or government officials bitterly debate the future direction of the SinoAmerican relationship, neither country will take substantial steps towards a strategic confrontation in the
Asia-Pacific region. China cannot confront the United States head-on over this wave of its strategic
offensive, and the prospect of a new Cold War is quite unlikely to come to fruition. Currently, Beijing
remains stuck in this round of Sino-American power-wrestling and seems puzzled by the worsening
strategic environment along its periphery. Yet, Chinese officials will not independently seek answers to
some crucial questions. Chinas rise has brought the East Asian region economic development and
prosperity, and China has become nearly every East Asian countrys largest trading partner. China is
sincere in its desire for a peaceful rise and in its desire to enhance its image as a major power through a
win-win strategy. However, why is a rising China still unable to command the level of respect it deserves?
Why is China, whose economic contribution to the region far surpasses that of the United States, losing its
strategic clout? At the same time, the Chinese people must ask themselves why China declared a litany of
core interests but instead again and again was thwarted in its pursuit of these interests? Why has the last
10 years of Chinas foreign policy been unable to safeguard Chinas interests? Chinese foreign policy has
truly reached a moment for introspection and is in need of a complete overhaul. From 1990 to the 2008
global financial crisis, China was far weaker and held only a few cards in its hand. However, through
Beijings charm offensive and smile diplomacy, Chinas international prestige and status have been on
a steady rise, and Chinas relations with states in the region have substantially improved. Now that China
has a good hand, stacked with useful cards, it seems that Beijing does not know whether to stand pat or to
play its cards. For this confusion, the Chinese should stop blaming the United States, Japan, Vietnam and
the Philippines, and instead reflect on their own diplomatic blunders. As Beijing faces a crucial period in its
transition to the fifth generation of political leadership, Chinese foreign policy will have difficulty
substantially altering its current course. This means that China will likely not stand up to the US offensive
and ratchet up Sino-American geopolitical competition in the region. Beijings current low-key response
demonstrates that China does not desire a standoff with the United States and instead seeks to deflect the
impact of the Obama offensive. The twelfth round of defense consultations between the United States and
China, held in Beijing on December 7, is the best example of Beijings pragmatic stance. On November 16,
Cui Tiankai, Chinese Vice Foreign Minister, said that China wants to prevent US-China relations from being
hijacked by domestic politics or electoral demands, reflecting Beijings search for a way out of the
shadows of an escalating US-China confrontation. However, Beijings official response still oscillates
between finding excuses to gloss over Chinas loss in this round of US-China competition and indulging the
induced by its fast-paced economic growth and international influence? Although the strong-weak
dichotomy is even more pronounced, it is still not enough. If this wave of the United States Obama
offensive can actually serve as an excuse for the Chinese foreign policy bureaucracy to avoid engaging in
introspection of its numerous problems and seeking to increase its real appeal, then this certainly is a lucky
thing for China. Otherwise, we will soon see a fierce battle of wills between Beijing and Washington.
in the U.S. market, but throughout the world. This combination of rising
prices in the U.S. and slower price increases in strong currency
countries over time offsets any short-term benefit that may be
gained by devaluing the dollar. Thats why Lexus and BMWs do not cost
three times more than American produced luxury cars even though the value
of the German and Japanese currencies has more than tripled against the
dollar over the past 40 years. But the harm inflicted by a falling dollar on
the U.S. economy remains. A weak dollar chases capital out of the
U.S. as investors seek to protect themselves against losses
associated with a falling currency. Such outflows hurt capital
intensive U.S. companies and destroy U.S. manufacturing jobs
relative to the less capital intensive service sector. For example, from
2000 to 2007 under the weak dollar policy of President George W. Bush, the
10% increase in industrial production was a full 8 percentage points less than
the expansion of real GDP.
Chinas CO2 emissions, which are causing massive health problems because
of the smog they generate as well as social discontent. In June, Chinese
Premier Li Keqiang submitted a carbon-curbing plan to the UN, pledging to
cut Chinas greenhouse gas emissions per unit of gross domestic product by
60-65 percent from 2005 levels. However, even with the right incentives,
supply does not always meet demand. Good policies are necessary to
capitalize on opportunities. As Hart points out, foreign companies operating in
the United States are disadvantaged. U.S. tax credits for residents and
corporations that generate energy through renewable sources primarily help
large and well-established companies that can pay the high upfront costs for
renewable projects. Foreign and smaller companies with less operational
capacity need investment incentives that can help reduce considerably high
upfront costs and risk from the start. Another clean energy incentive, loan
guarantees issued by the U.S. Department of Energy, would be especially
hard for a Chinese company to obtain given the political controversies of U.S.
government benefits to a Chinese company. Meanwhile, companies like
Apple, Google, and even Goldman Sachs have been trailblazing investment in
solar energy. In February, Apple Chief Executive, Tim Cooke announced an
$850 million agreement to buy enough solar energy from lead developer,
First Solar, to power all of its California operations. Though Cook certainly
deserves credit for proactively decreasing the companys carbon footprint,
U.S. tax policies and creative financing techniques have also made this
commercially profitable. In a Wall Street Journal interview with Lisa Jackson,
the woman overseeing Apples environmental policy, she commented, The
difference in what were going to pay for the power through this deal and
what we would pay commercially is hundreds of millions of dollars. On the
other side of the Pacific, China is creating financial incentives for clean
energy too, though by providing free or low-cost loans and artificially cheap
input components, land, and energy designated to promote the renewables
sector. In April, Apple made forays into the China arena, agreeing to back two
larger solar farms in China. Both sides have recognized the need to adjust
domestic policy and provide government support, but can the two countries
work together? Few companies have been able to help capture clean energys
positive externality, and the U.S. and China have yet to figure out how to
make collaboration happen at the international policy level. Financial support
for clean energy does not measure up to the tax breaks and other policies
propping up fossil fuels. An IMF study estimated that the cost of global fossil
fuel subsidies in 2015 would amount to $5.3 trillion or $14.5 billion a day.
Chinas energy hungry domestic market could help validate new technologies
that burn coal more cleanly. The U.S. demand for residential solar has also
risen dramatically and stands to benefit from Chinese investments that could
help finance more clean energy jobs. As the two biggest carbon emitters
globally, the United States and China have the most to gain from allowing
clean energy to access international markets of scale. The United States has
the opportunity to set a new tone before Xis state visit to the White House
this September and seize upon this opportunity where interests align. The
visit could perpetuate economic tensions and frictions that have lasted since
the US
proposals. Some aim to slow what the authors see as an escalating arms race. (Thus, they suggest that
China should level off military spending once its budget approaches 50 percent of the U.S. level and limit
development and deployment of antiship ballistic missiles, while the United States should restrain
modernization and deployment of long-range strike systems, especially precision conventional strike, and
commit not to develop a national missile defense [system] capable of neutralizing the Chinese
dedicated military-to-military hotline and provide advance notice of military exercises and deployments
in the South China Sea and the East China Sea.13)
world, but it was recognized as the world's leading power. Its economic practices, political system, and conceptions of
international law provided the models and set the standards for numerous other powers. And at the core of its power, and
backing up its models, was a special form of military powerthe greatest navy in the worldand a special form of
economic power, the greatest financial system in the world. That great power was Great Britain, that navy was the Royal
Navy, that financial system was centered in the City of London, and that era was just a century ago. However, the
greatness of British power had been established almost a century before that, after Britain's victory in the Napoleonic
Wars. That victory had largely been won with the advantages provided by the Royal Navy and the Bank of England. The
Old Great Power and the New I: Britain, Germany, and America But at the beginning of the 20th century, the old
established great power was challenged and confronted by two rising ones. One of these was Germany, and the other was
the United States.1 Britain responded to the challenges posed by these two quite different rising powers in two very
different ways. Toward Germany, Britain essentially pursued a policy of containment. As the Germans rapidly built a large
and advanced navy and deployed it in their two adjacent seas, the Baltic Sea and the North Sea, the British responded by
building up their own navy, so that it was even larger and more advanced than it had been before. The tensions and
alarms produced by this naval arms race spilt over into other arenas where there were disputes diplomatic (e.g.,
alliances), colonial (e.g., the Boer War), and economic (e.g., trade competition). Britain's actions in all of these arenas
were shaped by its containment policy toward Germany, and Germany's actions in all of these arenas were shaped by its
determination to break out of this containment. In the end (1914), Germany did break out, Britain did try once more to
contain it, but this time with military force, which resulted in the greatest war in Western history (called at the time the
Great War). In contrast, toward the United States, Britain essentially pursued a policy of appeasement. As the Americans
rapidly built up a large and advanced navy and deployed it in two of their adjacent seas, the Gulf of Mexico and the
Caribbean Sea, a number of incidents and disputes occurred between Britain and the United States with respect to this
region, culminating in the Venezuelan Crisis of 1895. In this case, however, Britain backed down, and, over the course of
the next decade, it steadily withdrew its military forces and ceded its leading role in the region to the United States. The
mentality of accommodation provided by this military appeasement spilt over into other arenas where there had been
disputesdiplomatic (e.g., new treaties), colonial (e.g., the new Panama Canal project), and economic (e.g., a new
preponderant role for American trade and finance in the region). In the end (1917), the United States had come to such a
mutuality of interests with Britain that it came to its aid not only in the Great War or First World War, but also in the
Second World War. The Old Power and the New II: America and China Of course, in our own time, there is once again a
long-established and world-leading great power, indeed superpower. Its economic practices, political system, and
conceptions of international order have provided the models for numerous other powers. And at the core of this power,
and backing up its models, has been a special form of military power: the greatest navy in the world and a special form of
economic power: the greatest financial system in the world. That power has been the United States, that navy has been
the U.S. Navy, that financial system has been centered in Wall Street, and that time has been the past 70 years, or ever
since America's victory in the Second World War. But now, in the second decade of the 21st century, the old established
great power is challenged and confronted by a rising one, China.2 The big question for U.S. foreign-policy and nationalsecurity officials is how should the United States respond to this challenge. And to this question, foreign-policy and
these two
answers for the U.S. policy response toward the rising power of
China today correspond to the two different policy responses of Britain toward the two rising great powers of a
century ago. In essence (although, of course, not in name), these responses are a policy of
containment versus a policy of appeasement. The Two Views from the West and the
national-security analysts and advisors have given two very different answers. As it happens,
View from China From a different, more academic angle, these two answers or policies also correspond to two different
theories or schools of international relations, the Realist School, which thinks in terms of military power and of
containment policies, and the Liberal Internationalist (now really liberal globalist) School, which thinks in terms of
economic interdependence and accommodation policies. The Realists and containment advocates often point to pre-1914
Germany as a prototype for contemporary China. Conversely, the Liberal Internationalists and accommodation advocates
often point to 20th-century Anglo-American cooperation as a prototype for contemporary Sino-American relations.
Whatever their differences, however, the two theories and the two policies agree on one big thing, and that is that as
China becomes even more powerfulboth in economic strength and in military strength, it will become more Western, i.e.,
it will become more like some Western power of the past. For whatever their differences, both Germany and the United
States were both Western powers, as was, of course, Great Britain itself, which, as we have seen, had provided the very
models of what a Western power should be (including both the naval model and the financial one). In particular, the
Realists and containment advocates see China becoming a naval power (and serious threat), like other Western nations
(and Japan) once did, but unlike China in the past, which had always focused upon land forces and ignored naval ones.3
On their part, the Liberal Internationalists and accommodation advocates see China becoming a financial center (and
responsible stakeholder), like other Western nations (and Japan) have been, but unlike China in the past, which had
always focused upon trade relations and ignored financial ones. But of course, there is a third academic school which only
deals with China, consisting of the professional China specialists or experts, be their formal academic Ph.D. degree in
history, political science, or economics. These China experts often insist that, whatever the level of economic and military
development that China achieves, it will essentially remain Chinese. Western intrusions and influences have come and
gone, but Chinese identity and behavior has endured. When some China experts turn their attention to military forces,
they often emphasize China's tradition as a land power, and indeed as a defensive one (the Great Wall mentality).4
When other China experts turn their attention to economic relations, they often emphasize China's tradition as a trading
economy, indeed one engaged in cooperative exchange. There is, however, a possible variation on this view of what
China's already-great economic power and its consequent rising military power might mean for its conception of itself. It is
that China's new power will enable it to become even more like its old self. In particular, earlier historical and traditional
Chinese conceptions of her place in the world, and of the strategies and tactics which can maintain or advance this place,
will return and will provide the guidelines for China's objectives, strategies, and tactics in the future. The interpretation in
this article will largely conform to views held by China experts, that as China continues to gain in economic and military
power, it will remain Chinese. Indeed China will be able to become even more Chinese than it was able to be anytime
during the past 170 years, or since the First Opium War. But as China becomes more Chinese in some ways, it will also be
a China with Western characteristics in other ways. And with regard to these latter ways, the two schools that see China
becoming Western will also have something to add. The Discrediting of the Western Model and the Crediting of the
Chinese Model There are good reasons that have become especially strong in the past two or three years, to believe that
something like this development is now underway. The global economic crisis, which began in the United States in 2008
and which quickly spread to the rest of the West, has thoroughly discredited the Washington Consensus American
economic model. The ensuing partisan polarization and policy paralysis in the United States has similarly discredited the
American political model of liberal democracy. And the recent U.S. budget crisis and reduced military spending portend a
period of military austerity and diminished U.S. military strength. At the same time, however, China's response to the
economic crisis (a kind of Keynesian policy of vast spending on infrastructure and capital projects) has made it the most
robust large economy in the world. Since the world depends upon it even more than before, the attractiveness of the
Chinese alternative economic model, the Beijing Consensus, has been enhanced.5 Moreover, China's continuing political
stability (including the impending transition in 2012 from the fourth generation of political leadership to the fifth
generation) and policy effectiveness has also increased the attractiveness to developing countries of the Chinese political
model of an authoritarian regime ruling a market economy, a sort of market-Leninism as the successor to MarxistLeninism. Further, China's continuing increase in military spending and procurement of advanced weapons systems is
producing impressive Chinese military strength that must now be taken into account. Finally, the conjunction of all of
these recent changes means that, from a Chinese perspective, the contemporary global crisis has produced an
auspicious moment, perhaps a tipping point and strategic opportunity in the grand historical drama of the decline of
Western, and particularly of American, power and the supplanting rise of Chinese power.6 The Chinese Conception of
Space: The Central State and the World Order As is well known, China's traditional conception of itself (and one that
largely corresponded to reality for two thousand years from the 210s B.C.E. to the 1700s C.E.) was as the Central
Kingdom or Central State. China was by far the largest country, the most powerful state, and the most advanced
civilization in the world which was seen by the Chinese (even if that world was largely the region of East Asia and South
East Asia). Surrounding the Central State was a series of much smaller countries or tributary states, several of which
were also smaller versions of the political and cultural model provided by China; these were Korea; Lu-Chu (the Ryukyu
Islands, including Okinawa); and Annam (Vietnam). Together, these tributary states composed a sort of string of pearls
around the Central State.7 At the center of this Central State and Chinese world order was the capital city of Beijing
(Northern Capital), at the center of Beijing was the imperial palace compound (the Forbidden City), and at the center
of the imperial palace was the Emperor. The Emperor radiated authority and power, right and might, out of the imperial
palace through the Gate of Heavenly Peace to Beijing, to China, and to the rest of the world. However, although Beijing
was normally the imperial capital and center of China and the Chinese world order, the original capital and center was
Xian, some 600 miles to the southwest of Beijing. Xian was established as the capital by Qin Shohuang, the original Qin
(or Chin) Emperor, from whom China took its name. If one draws a great circle with Xian at its center, it nicely includes
all the lands which the Chinese traditionally saw as part of their world order. As it happens, this circle largely corresponds
to the boundary of China plus its tributary states during the late Qing or Manchu dynasty, i.e., the late 18th century (see
Figure 1). Figure 1. Political map of Asia in 1890, showing late-Qing China. Figure 1. Political map of Asia in 1890, showing
late-Qing China. The Chinese Conception of Time: Historical Cycles and China's Destiny The Western conception of
Western history (at least since the Enlightment's doctrine of progress) has largely been linear. Western history begins in
a primitive state followed by a Dark Age and then advances steadily upward, (admittedly with occasional setbacks such
as the Thirty Years War or the two World Wars), through successive stages of higher technological, economic, and political
development. The Western conception of Chinese history has been somewhat similar: Chinese history begins with an
impressive level of culture, but also with an authoritarian political system, one characterized by extensive cruelties,
frequent turmoil, and periodic civil wars. The early Chinese encounters with the West issue in a long period of especially
acute turmoil and war for China, but in the endespecially when America became the undisputed leading Western power
Western ideas and practices have at last put China on an upward path, similar to that which the West itself has taken. In
contrast, the traditional Chinese conception of its history has largely been cyclical (as in the theory of the dynastic
cycle). Chinese history begins at an already civilized level and after a period of political turmoil and Warring States (475221 B.C.E.), the Qin Emperor unites China into one great Central State (221 B.C.E.). Forever after, China's destiny is to
remain one great state and one great civilization. Particular dynasties will rise and fall, according to the dynastic cycle,
and there will be periods of schism and disunion. But, in the end, the unity of China's state and of China's central place in
the world will be restored. These two conceptions of historythe Western and the Chinesehave several elements in
common, but, in essence, they are different and even contradictory. They can be combined, however, into a new one,
which might be described as the Chinese historical conception with Western characteristics. That is, there has indeed
been a long series of dynastic cycles, but successive cycles have, in large part, played out at successively higher levels of
development. At its height (the 18th century), the Qing (Ching) dynasty reached a stage even higher than that reached
by its predecessor, the Ming (the 15th century). The subsequent decline of the Qing was so deep and the ensuing time of
troubles was so grave that it could accurately be called the 100 Years of Humiliation. However, in 1949, China under the
leadership of the Communist Party, began a new period of unity and advance, and this period is taking China to the
highest level of development in its entire two-and-a-half millennial history. The culmination of China's dynasties and the
fulfillment of China's destiny means that the China of the 21st century will not only become more like the China of the
18th century and before, but that China will become even more Chinese than it was before, because China will be
realizing its potential more fully. Moreover, it will be doing so by incorporating all the benefits of Western science and
technology, and on an even wider scale by extending the Chinese definition of the world order from East Asia to the world
beyonda world order which ultimately will include, in some still indistinct sense, the West itself. The Chinese Conception
of Military Power and Strategy: Power Projection over Land In the traditional Chinese conception of military power, a strong
and effective military force was indeed at the core of the Central State and of imperial power.8 However, the idea was that
the military should rarely be used in addressing a strategic problem, and never as the first resort. Rather it was best held
in reserve, and used as a last resort. Again however, it would be best if other rulers and potential adversaries knew that
this reserve of military power actually existed and could be deployed when the Chinese rulers deemed it necessary. In the
meantime, it would also be best if the actual realities of unequal power were clothed with a symbolic veil of reciprocal
respect and cooperation. The imperial military was a sort of cannon behind the curtain, which every party knew was
there, but which was discreetly covered. In the fullest realization of this conception, military power was a center of gravity,
a solid and weighty mass which radiated outward gravitational lines of force, which gently, but firmly and steadily, bent
the will of other rulersand of potential adversariesso that they would more and more be inclined and conformed to
Chinese designs and priorities. In the long course of China's history, this concept of military power was, for the most part,
only applied to the use of armies, i.e., the gravitational force lines were only projected across land. However, there had
been a few rare exceptions when that power was also projected across the sea. The most important of these cases was
Taiwan. (There were also two abortive invasions of Japan, undertaken by the Yuan or Mongol dynasty, and the epic, but
temporary, voyages of Admiral Zheng He, undertaken during the Ming dynasty). The Chinese Conception of Military
Operations and Tactics: Encirclement and the Sudden Blow These ideas about the center of gravity, the last resort, and
the cannon behind the curtain were elements of the traditional Chinese conception of strategy. But the Chinese also have
had a traditional conception of what might be seen as operations and tactics. Here, the focus has been on the steady and
persistent accumulation of positions of strength, of peripheral bases of gravity in addition to the above mentioned core
center of gravity.9 Over time, these accumulated bases add up and amount to an encirclement of the diminishing
positions of strength of a potential adversary or target. Finally, there comes a time when the Chinese positions or bases
are so strong vis--vis those of the opponent that everyone, including the opponent, can draw the obvious and sensible
conclusion that the opponent should accept the realities and conform to the Chinese design, i.e., to accept his appropriate
place within the Chinese world order. This acceptance of military realities is also clothed with the appearance that the
opponent submits willingly, because he sees this to be the course that is most reasonable and in conformity with the
world order, an order that is best for all. Of course, there will also be occasions when the opponent does not act upon
these obvious military realities. In such cases, the Chinese tactic has been to await an auspicious moment, one in which
the opponent is especially vulnerable, and then to strike a sudden blow, one that is both dramatic and effective. This in
itself creates a new reality so that everyone, including of course the opponent, can draw the same obvious and sensible
conclusion that the opponent could, and should, have accepted before. The realities have now been demonstrated with a
stark clarity that could leave the opponent humiliated, but the Chinese tactic will often include some element (such as the
quick withdrawal of the victorious Chinese military force to nearby positions) which will allow the opponent to retain some
degree of respect (i.e., face). The Chinese Conception of Economic Power and Strategy: Exchange of Goods through
Trade The traditional Chinese conception of economic power was analogous. A healthy and productive economic base was
also at the core of the Central State and of imperial power. But here, the idea was that the economy should frequently be
used in addressing a strategic problem, and often as a first resort. It would be best if other rulers and potential
adversaries were well aware of the advantages to them of peaceful economic relations with China, particularly the
exchange of goods through trade. However, the foreign rulers, with their small economies and inferior cultures, would
need Chinese goods far more than the Chinese rulers would need theirs. Therefore, it would also be best if the actual
realities of unequal attractiveness were balanced with foreign rulers also giving the Chinese signs and symbols of
deference to the Chinese conception of the world order, with the Chinese Emperor at its center. This was important to the
Chinese notion of imperial legitimacy, thus the famous kowtow ritual at the imperial court in Beijing. In the fullest
realization of this conception, economic power was also a center of gravity, a solid and weighty mass which radiated
outward gravitation lines of force, which gently but firmly and steadily shaped the will of other rulersand of potential
adversariesso that they would more and more be inclined and conformed to Chinese designs and priorities. In the long
course of imperial history, this Chinese conception of economic power was, for the most part, only applied to the
exchange of goods, i.e., the gravitational force lines were only projected through trade. However, there had been
occasional exceptions, when that power was also projected through China's supply of precious metals, i.e., through
finance. This review of traditional Chinese conceptions of China's geography, history, and destiny can be useful in
interpreting contemporary perspectives and objectives in the minds of Chinese leaders and, indeed, of some of the wider
Chinese population. And the similar review of traditional Chinese conceptions of the strategy, operations, and tactics
needed to achieve Chinese objectives can be particularly useful in explaining recent actions of the Chinese government
and anticipating its future moves. Current events require a special focus on actions and moves in two arenas: The naval
arena of China's three littoral seasthe Yellow Sea, the East China Sea, and the South China Seaand the financial arena
of China's massive holdings of U.S. currency and debt and the resulting status of being the world's leading creditor state.
These are the very arenas which many scholars think have no real precedents in China's history and which are supposed
to be arenas of Western history. The Three China Seas and Chinese Naval Power China has not been a dominant naval
presence in its three littoral seasthe Yellow Sea, the East China Sea, and the South China Seafor more than 170 years,
i.e., ever since the arrival of the British navy in force during the First Opium War. Instead, a succession of foreign navies
has dominated these seas, first the British, then the Japanese, then ever since World War II, the American. Moreover, even
before the arrival of foreign navies to dominate these seas, China itself for centuries had not operated much of a navy
there. It has been natural, therefore, for historians of Chinese strategy and its military to not only think that China is a
land power, but that it is only a land power. And this view has been largely accurateup until now. However, there is an
alternative interpretation of the place of these three littoral seas in the Chinese mind. The reason that China for centuries
did not deploy a significant navy in them was that in those times there was no significant foreign navy which posed a
threat there. A Chinese naval presence was therefore unnecessary. Then, when the British navy arrived, it immediately
overwhelmed Chinese forces and established a dominant presence. This dominance by foreign navies continued in an
unbroken chain down until contemporary times. A Chinese naval presence was therefore impossible. However, the three
littoral seas have never been excluded from the Chinese conception of the Central State and the world order. (For
example, they are included within the great circle's delineation of China's proper realm Figure 1.) The Chinese have
always assumed that these three seas should be understood to be Chinese lakes, as much dominated and secured by
Chinese power as is Chinese land. Of course, Taiwan the large island which connects two of these seas, the East China Sea
and the South China Sea must be Chinese because it is both Chinese land and central to the Chinese lakes. And so, it is
natural for the contemporary Chinese leadership to think that the proper destiny of these three seas, the seas between
the Chinese mainland and the First Island Chain, will only be fulfilled when they are dominated by Chinese military
power. This will include not only naval power narrowly defined, but also land-based aircraft and missiles which can project
power and denial capability over these seas. It is therefore only a matter of timea time that could arrive with an
auspicious moment and strategic opportunityuntil China's destiny in these seas will be realized. In the meantime, China
will steadily and persistently seek to accumulate positions of strength in these seas, and some of these positions will add
up to a kind of encirclement of sections within them. These positions will include islands, even very tiny ones, which are
scattered around the seas. Such islands might appear trivial from a practical perspective, although some are in or
adjacent to deep sea oil fields, such as the Spratly (or Nansha) Islands, in the South China Sea. However, from a strategic
perspective, they are important symbols and can become markers or even bases for encirclement of the seas. This is
particularly the case, given the vigorous Chinese use of the international law concept of the Exclusive Economic Zone
(EEZ), which extends 200 miles out from recognized land territory. This is one way to interpret the series of recent Chinese
naval and diplomatic actions over such islands in each of the three seas. Beginning in the Spring of 2009 (and at the time
when the global economic crisis had put the United States into substantial disarray), China created a succession of naval
and diplomatic incidents, and these have continued down through the Summer of 2011. These incidents have occurred
over (1) U.S. naval maneuvers in support of South Korea in the Yellow Sea; (2) the Senkaku Islands claimed by Japan in the
East China Sea; and (3) the Paracel (Xisha) and Spratly (Nansha) Islands in the South China Sea. Each of these encounters
has directly challenged some state which also claims jurisdiction over the island or surrounding section of the sea. By now,
the list of these challenged states adds up to (from north to south) South Korea, Japan, Taiwan, Vietnam, and the
Philippines, i.e., every state which borders on the vast maritime realm stretching from the southern part of the Yellow Sea
through the East China Sea, to the northern part of the South China Sea. However, also it is evident that each of these
encounters has indirectly challenged the United States, as a formal ally of most of these states (South Korea, Japan, the
purposes. The islands and the waters around them remain disputed, and, because of its generally firm statements and
consistent support, the United States remains a plausible ally or protector. At the present time, it seems that the period
2009-2011 has not been an auspicious moment for China after all. However, the traditional Chinese response to such
developments (or lack of them) is to simply return to being patient, while awaiting the eventual arrival of the next
auspicious moment. In the meantime, China is building other kinds of positions of strength with a massive build-up of
advanced weapons systems which can project power over, and deny access to, the three littoral seas. These include, most
dramatically, procurement and deployment of a large fleet of surface vessels, including China's first aircraft carrier.
However, although this surface fleet has a good deal of symbolic meaning, it does not have much substantive importance.
China's surface fleet by itself will not pose a significant threat to the U.S. Navy for many years if ever. Instead, the real,
substantive, threat to the U.S. Navy comes first from China's large number of advanced attack submarines and second,
and even more ominous, from the thousands of surface-to-sea missiles which the Chinese are deploying. The most
threatening of these is the rapid development by the Chinese of an anti-ship ballistic missile (ASBM).10 The U.S. surface
fleet including its magnificent and splendid aircraft carriers now has no effective defense against an ASBM threat, and
there is no such defense in the now-foreseeable future. Given China's future objectives and capabilities in its three littoral
seas and over Taiwan, what can be the U.S. policy response? Here, we will consider three strategic options: (1)
containment, likely turning into confrontation; (2) appeasement, likely turning into marginalization; and (3) a conjunction
of regional appeasement and global containment. Containment and Confrontation The obvious, or at least the
conventional, response for the United States to China's challenge in the three littoral seas and Taiwan is to simply
the policy of containment, which it has pursued there for more than 60 years, in
one form or another, ever since the outbreak of the Korean War. Just as China modernized its
military forces in the region, so too would the United States
modernize its military forces there. In particular, this would entail enhanced anti-missile
continue and update
defenses for the U.S. surface fleet, especially the aircraft carriers; enhanced capabilities to destroy Chinese missiles at
their land locations; and, most importantly, enhanced capabilities to conduct and prevail in cyberwar conflict with the
Chinese. Although the weapons systems would be new, the strategic objectivecontainmentwould remain the same.
The U.S. would deny China the capability to exercise dominance over
these three seas, as well as over Taiwan, and it would deny China
the capability to deny U.S. free military and commercial access to
and through the three seas (what can be termed Denial 2). This containment policy obviously evokes
the experience of other maritime containment policies in the past. Some were successful, i.e., they achieved their
objective of denying dominance to a rising challenger without ending in war. These cases include not only the successful
U.S. maritime containment of China up until nowdespite several tense confrontations and crises over the yearsbut
also the successful U.S. maritime containment of the Soviet Union in the late 1970s, and 1980s. It then seemed that the
Soviets build-up of their own maritime forces might enable them to dominate not only their own littoral seas, the Baltic
Sea, the Barents Sea, and the Black Sea, but also to deny U.S. access to adjacent seas, the North Sea, the Norwegian Sea,
and the Eastern Mediterranean Sea. When the U.S. Navy confronted this threat, it developed a comprehensive and
systematic Maritime Strategy and also built toward a 600-ship Navy to back-up the strategy.11 Other maritime
containment policies, however, were less successful as the previously mentioned British containment policy toward
Germany before 1914, which ended in a catastrophic war (although the immediate causes of that war did not involve
maritime issues and naval forces). However, the impending maritime confrontation between the United States and China
will be shaped by the distinctive features of both of these powers in the contemporary era. In other words, it would
probably be U.S. containment with Chinese characteristics. Given the earlier analysis, China's conception of its proper
destiny and its acquisition of a formidable naval capability probably means that China will see itself as an irresistible force,
one which moves patiently but persistently and which anticipates an auspicious moment and strategic opportunity. At the
same time, America's diminished military and economic capability to sustain a successful maritime containment policy
probably means that the United States and its Navy are ceasing to be an immovable object. However, Americans, or at
In
such a conjunction of rising Chinese capabilities and expanding
ambitions on the one hand, and declining American capabilities but
stubborn positions on the other, misperceptions and miscalculations
are inevitable. A small confrontation could easily and quickly
escalate into a major crisis, and then escalate into a big war. Earlier in the
least important elements amongst them, may still think of themselves as strong and resolute, i.e., as immovable.
outbreak of this war, we would likely see something like the sudden blow against the U.S. Navy. The most dramatic
possibility would be an attack by Chinese conventional anti-ship missiles against one or more U.S. aircraft carriers.12 The
destruction of one of these magnificent ships would mean not only the decapitation of an entire U.S. naval battle group,
but also the death of more than 5000 American sailors. And this disasterlike the Japanese carrier-aircraft attack on the
magnificent U.S. battleships at Pearl Harbor 70 years agowould be only the first tragedy in what would then probably
become a great war, a war which would be mutually catastrophic. Appeasement and Marginalization Hypothetically, one
could imagine a very different policy response for the United States to China's challenge in the three littoral seas and
Taiwan, and that is the classic alternative to containment, its very opposite i.e., appeasement (although it might be
termed accommodation). As we have seen, this was the policy which Britain followed toward the United States in its two
adjacent seas of the Gulf of Mexico and the Caribbean in the 1890s-1900s. The policy was an ambiguous success, issuing
on the one hand in alliance with the United States during World War I and after, and on the other hand not only the end of
British power in the Western Hemisphere, but also, after World War II, effectively the world-wide end of British power. (Of
course, the most notorious case of appeasement was that of Britain against Germany in the 1930s, which issued in World
War II). If the United States adopted a policy of appeasement or accommodation toward China in the three littoral seas
and Taiwan, it would gradually but discernibly reduce both its actual naval operations and its formal security commitments
there. The pace and direction of this reduction might be understood by China to be consistent with its own conceptions of
patience and persistence. In other words, it could possibly be U.S. appeasement with Chinese characteristics. Again,
however, some Americans would still think of themselves as strong and resolute, and they would always be contesting
this policy, making its application inconsistent and confusing and therefore again making for misconceptions and
miscalculations. However,
expect the Chinese to draw the developing economies and neighboring states of Southeast Asia into a dense network of
debt dependency. The debt network could even extend beyond to other regions, where historically the United States has
been the major creditor state. Indeed, this is already beginning to happen in Africa and Latin America, and given the
current great financial instability and vulnerability of countries in Southern Europe, it is even beginning to happen there. A
Passive U.S. Strategic Option: Waiting Out the Chinese Regime The discussion thus far has assumed a continuing rise in
Chinese poweron both its economic and its military dimensionsfar into the future, or at least for the next two or three
decades. But of course, the Chinese themselves have traditionally thought in terms of Yin and Yang, and of the
simultaneous coexistence and continuing interplay between both strength and weakness. (A contemporary version is
thinking in terms of the dialectic.) And the contemporary Chinese leadership is very much focused upon China's
weaknesses, as well as its strengths.14 In particular, they are concerned about the three inequalitiesinequality
between the rich and the poor, between the cities and the countryside, and between the Eastern coastal areas and the
Western hinterlands. These three inequalities obviously overlap and reinforce each other; together, they give rise to much
social discontent and numerous mass demonstrations (more than 70,000 annually, by official count). The Chinese
leadership believes that this discontent can best be met with economic benefits, i.e., a continuing rise in China's economic
growth with special attention to broadening the scope of the benefits (to include more of the poor, the countryside, and
the Western hinterlands) and to controlling the rate of inflation. However, effective government management of the
benefits and burdens, of the opportunities and risks, of China's complex and dynamic economy poses its own serious
challenges. Consequently, one strategic option for the United States would be to adopt a feature of the Chinese strategic
considerable experience and success with this approach. Patience and persistence in containment was essentially how a
succession of U.S. policymakers dealt with the Soviet Union, even though it required 40 years before unambiguous
China's own social tensions, the Chinese leadership is seeking to reinforce its strategy of increased economic benefits with
a strategy of increased political legitimacy. Given the obvious fact that the old source of political legitimacyCommunism,
including Maoismis now believed by very few in China (including in the leadership itself), the regime has tried to come
up with a new ideology or philosophy that will give it a new legitimacy. And here, it has turned to two alternatives, and
particularly to a combination of them. One of these alternatives is actually very old, Confucianism, or more accurately a
modernized version of traditional Chinese conceptions of identity, history, geography, and China's destiny. These are the
very conceptions addressed in this essay, and the regime's turn to and reinvention of these traditional conceptions is a
major reason why they are important today. The second alternative is much newer and is actually Western in origin,
nationalism. But Chinese nationalism is Western nationalism very much altered by Chinese characteristics. Many Chinese
think of China as a nation which should become even greater. However, since China is a nation already so much greater
than its neighboring nations and states, it is a nation that is like no other. Indeed, it has been said that China is a
civilization pretending to be a nation.15 Chinese nationalism seems to be a perfect case of a big enough quantitative
difference becoming a qualitative difference. In any event, the strategies, operations, and tactics that contemporary China
now deploys to advance its national interests and purposes are very much like those traditional ones that imperial China
once deployed to advance its imperial, and civilizational, interests and purposes. The combination of a modernized
Confucianism and a nationalism with Chinese characteristics has provided a robust identity and a convincing ideology or
philosophy for many Chinese, particularly among the educated and professional classes. It has therefore provided a potent
legitimizing formula for the Chinese regime at least up until now. And this means that the regime will be driven all the
more to fulfill its objectives and China's destiny in the three littoral seas, and beyond. The Real U.S. Strategic Option:
Reinventing and Reviving the American Economy Underneath most of the strategic options of the United States lies a
fundamental assumption and perhaps a fatal flaw and that is that somehow the United States will be able to maintain
and modernize its military forces, particularly its naval forces, so that they can serve as a creditable counterpart to the
rising Chinese military. For this assumption to remain sound, however, the United States must also maintain and
modernize its economy, and particularly its industry, so that it can provide the necessary weapons systems and budgetary
expenditures to support its military. After all, the dramatic growth of the Chinese economy, and particularly of Chinese
industry, has been the real cause for the growing strength of the Chinese military. If over the past two decades, the
Chinese economic and industrial growth rates had only been equal to those of, say, Japan or Western Europe, there would
now be very little discussion of the Chinese military threat. Conversely, if over the past decade (the 2000s), the American
economic and industrial growth rates had been equal to those of the previous decade (the 1990s, when the economic
growth was led by the computer and telecommunications industries), there would be much more confidence that the
United States would be able to address the Chinese challenge. The real U.S. strategic option indeed, the fundamental
U.S. strategic necessity therefore, is to bring about a reinvention and revival of the American economy, particularly one
based upon the development of new American industries.16 This crucially was the path not taken by the United States in
the 2000s. It would require a reduction in the economic role and political power of the American financial sector and a
restoration of the economic role and political power of American industrial sectors, particularly new industries based upon
innovative technologies (e.g., biotechnology and clean energy), but also older industries which remain essential for a
strong military (e.g., aerospace, computers, and telecommunications). Of course, this path would be rather like the path
which China itself has taken over the past two decades. In other words, the United States would move more toward an
American economy with Chinese characteristics. These economic considerations obviously apply to those U.S. strategic
options centered upon some kind of containment. However, they also apply to the more passive strategic option of
waiting out the Chinese regime. Any great power which has had both a passive national strategy and a weak economy has
soon ceased to be a great power (e.g., both Britain and France in the 1930s, when each was characterized by an
appeasement policy and a depressed economy). This is because a weak economy usually produces a divisive and
paralyzed political system, and this kind of system cannot take advantage of any strategic opportunities against an
adversary which could arise in the course of waiting him out. In short, whatever might be a good strategic option for the
next decade or so, America's real solution to the Chinese challenge for the next several decadesfor the 21st centuryis
in one sense to become more like the Chinese have become in recent decades. But in another and more real sense, it is
for America to become more like what it was in the 20th centurythe American Century. In other words, America needs
to become more American.
be moving towards nobodys sea in which China will continue to assertively press its claims and confront the United States, the Philippines,
it is possible that
a sea of conflictprobably unplannedwill transpire if China moves too
assertively and does not draw back when confrontation escalates towards
war.3 Ultimately, China wants to move towards somebodys sea in which it eventually becomes the regional hegemon. SEA claimants
Vietnam and Malaysia with its security forces, while trying to avoid escalation to war. In a worst case scenario,
would like to move towards a scenario of everybodys sea: managed mistrust in which UNCLOS, the Association of Southeast Asian Nations
(ASEAN) Code of Conduct (CoC) and American presence are used to move China away from expansion and towards cooperation. The United
States and its allies and partners are increasingly working together to dissuade China from further pressing its claims and move it to accept
everybodys sea. However, Chinas rejection of the CoC and UNCLOS, harassment of American warships and aircraft, and continued
expansion have so far precluded such a scenario. In regard to the establishment of stable cohabitation and a bipolar balance of power, this
would require a negotiated settlement of some of Chinas more vital claims as well as those of the Philippines, Malaysia and Vietnam and
acceptance of continued American military engagement to maintain FoN and open skies. In the rebalance to Asia, the United States has
increased its diplomatic efforts and sought to increase economic influence through the Trans-Pacific Partnership (TPP). Washington is also
stepping up its backing of the ASEAN CoC and multilateral diplomacy and international law through UNCLOS, as well as conducting more
military exercises with Southeast Asian states. Engagement has been one American response to Chinas rise, combined with measures to
dissuade Beijing from being overly assertive. In regard to the American rebalance to Asia, the argument here is that a combination of
American engagement with and balancing against China is the best way to influence China to fully accept the status quo and prevent it from
trying to revise the rules governing the seas and violate the sovereignty of smaller states. Neither pure engagement nor balancing will prevent
to the high degree of economic interdependence among the actors. While excessive coercive measures, such as blockading or occupying
Chinas outposts, risk escalation to conflict and generate the security dilemma, carefully calibrated coercion and shaming and offers of
cooperation may help moderate behaviour. Building alliances and partnerships to balance against a challenger involves accurately calculating
the potential and tendencies of the countries involved. Using relatively weak allies and partners can help in working to moderate the assertive
behaviour of a stronger neighbour but can prove useful in multilateral diplomacy and shaming. Of note is the fact that China changed its
position on Darfur in 2007 after threats were made by non-governmental organizations to the 2008 Olympics and after considerable
engagement and persuasion by the international community.6 Balancing can produce unintended consequences, such as weak neighbours
acting provocatively with the hope that their stronger ally will be dragged into conflict.7 Multilateral diplomacy, particularly through the ASEAN
diplomacy and the possibility of punishment. It is likely that China will continue to rise and its power and interests will grow more rapidly than
those of the United States and its allies and partners, especially in the SCS. Power transition literature that focuses on rising powers and the
status quo contends that rising powers will challenge the status quo until conflict ensues. Over time, a power transition will occur in the region,
which will make efforts to balance power more liable to provoke conflict. Allies and partners may switch sides and bandwagon with China.
Therefore, the combination of measures and instruments of power that might work in 2020 may not be effective in 2030.8 Much depends on
how fast China and its neighbours grow and how much more coercive power the United States and its allies and partners are willing and able
to apply in balancing. The preceding discussion has generated propositions that will be examined in this article. First, it will be less difficult to
induce a rising power such as China to moderate its behaviour in the SCS if it is driven mainly by the defense of its interests rather than by
power maximization that challenges the status quo or by an expansive strategic culture and nationalism. Second, soft balancing9the use of
mainly multilateral diplomatic and economic instruments, backed by military poweris more likely to dissuade China from expanding its
claims in the SCS than hard balancing with mainly the military instrument or pure engagement. Third, soft balancing is the optimal strategy in
the short to medium term to moderate the behaviour of a strong regional state such as China in the SCS by the United States and weak
Southeast Asian states, given the challenges of developing the regional forces that can stand up to China and devising strategy to stop
expansion. The first proposition is examined through an analysis of Chinas behaviour and intentions, using the prisms of defensive realism,
constructivism and offensive realism. The second and third propositions are scrutinized
No Spillover: Military
No spillover between trade or economic engagement and
Chinas military capabilities
Segal 4 (Adam Segal, Ira A. Lipman Chair in Emerging Technologies and
National Security and Director of the Digital and Cyberspace Policy Program,
5/28/04, Practical Engagement: Drawing A Fine-Line For US-China Trade
http://www.cfr.org/china/practical-engagement-drawing-fine-line-us-chinatrade/p7063)
Although such trends give U.S. defense analysts legitimate reason to fear the
impact of engagement with China, there are in fact few gains tied explicitly to
bilateral U.S.-China trade that facilitate critical growth in Chinas military
capabilities. As the 2002 U.S.-China Security Review Commission report
notes, It is difficult to document any direct connection between Chinas
bilateral trade surplus and the PRC military budget.10 Part of the
misconception about the potential military impact of U.S. trade derives from
the focus on bilateral numbers. To come to conclusions fairly about what
security benefits China derives from trade, bilateral trade between the United
States and China must be placed in the context of the PRCs participation in
the wider global economy. China has a large trade surplus with the United
States but not with the world as a whole, running deficits with Taiwan, Korea,
Thailand, and Malaysia. Chinas overall global trade surplus is not especially
large, approximately $25 billion in 2003, and it has fluctuated from year to
year. Limiting or denying access to the U.S. market may cause some
economic damage but probably less than might be imagined. For example,
such restrictions will have relatively little impact on Chinas overall trade
balance. Because China imports the machine tools needed to manufacture
export products, if China exports fewer sneakers to the United States, it will
import fewer stamping machines and less rubber from other countries, so
Chinas overall trade balance would remain about the same. In addition,
given Chinas increasingly central place in global supply net-works and its
role as the final assembly point for many exports originating throughout the
region, the pain inflicted by trade sanctions is bound to be felt by more
countries than just China.11 Japan, Taiwan, and Korea produce many of the
higher-value capital goods used to produce Chinese exports, and these
countries would thus also be hurt by U.S. trade restrictions. Chinese defense
planners clearly are trying to acquire civilian technologies, such as
microprocessors and telecommunication equipment, and to convert them to
military use, but it is not clear that there is much the United States can do to
prevent spin on. Commercial dual-use technologies are not unique to
the United States, and currently, only Washington considers the
transfer of these technologies to China to be a potential security
threat. The Europeans have few direct security interests in a potential
conflict in Asia, especially across the Taiwan Strait. Some defense analysts in
Tokyo see the rise of China as a potential threat, but Japan continues to
develop commercial and political ties with Beijing and to see its own
could be managed with relative ease. As regards the Spratly Islands, Ross
argued that China had neither the ability nor the strategic interest to
challenge the status quo in the U.S.-dominated South China Sea.19 While
Washingtons alliance relationship with South Korea was a valuable U.S.
asset, it did not constitute a vital interest and, in the long run, Korean
unification and closer relations between Beijing and Seoul would not make
the United States significantly less secure or the balance of power less
stable.20 Only Taiwan truly sat on the seam between the two spheres.
Although Ross did not believe that its occupation by China would
significantly alter the regional military balance, he concluded that,
assuming Taiwans leaders did not make a move toward formal
independence, the United States could help the island to preserve
its physical autonomy for another quarter century by retaining its
security commitment and providing modest levels of support.21
Ongoing shifts in the military balance have caused some realists to revise
their assessment of the likely dimensions of a spheres-of-influence
arrangement, but not by much. In an article published in 2011, Charles Glaser
argues that, for a mixture of geographic and technological reasons, the
United States and China need not find themselves enmeshed in an intense
security dilemma. In Glasers assessment, the stabilising effect of the natural
geographic division of Asia is reinforced by the fact that both the US and
China possess secure second-strike nuclear forces. Although the United
States also has massive conventional capabilities, China should not find
these deeply threatening, thanks to the reassuring presence of its nuclear
deterrent, and because the bulk of U.S. forces, logistics and support lie
across the Pacific.22 Still, while the prospects for avoiding escalating military
competition and open conflict are generally good, the growth in Chinese
power may require some changes in U.S. foreign policy that Washington will
find disagreeable particularly regarding Taiwan.23 Glaser concludes that
the United States should consider backing away from its commitment to
Taiwan because doing so would remove the most obvious and contentious
flash point between the United States and China and smooth the way for
better relations between them in the decades to come.24 The goal of
American diplomacy should be to find a way to make this one,
comparatively minor adjustment in the existing dispensation.
bilateral trade agreement. And it is often pointed out that not a single problem in the world, from piracy to pollution, can
adversarial postures on China. In trying to push a massive Asia-Pacific free-trade zone through a resistant Congress, he
has been invoking a China threat. If we dont write the rules, China will write the rules out in
that region, he told The Wall Street Journal in April. He also has pursued a campaignultimately futile
to prevent allies such as Britain and Australia from signing on to a
Chinese regional development bank. Although the bank will help deliver much-needed
infrastructure, the White House interpreted it as part of a bid to undermine Americas leadership in global finance. For its
China believes that the U.S. will never accept the legitimacy of a
communist government. Mr. Xi has proposed a new model of great-power relations, designed to break a
part,
pattern of wars through the ages that occur when a rising power challenges the incumbent one. But America has turned
him down, unwilling to accept a formula that not only assumes that the two countries are peers but seems to place them
on the same moral plane. Appropriately, perhaps, tensions are coming to a head in the Spratly Islands, an archipelago of
reefs and sandbars in the South China Sea so hazardous that old British Admiralty sailing charts marked the entire area as
Dangerous Ground. In this mariners graveyard, China has massively expanded several reefs through dredging; one
boasts a runway long enough to land Chinas largest military planes. Chinas neighbors regard them as outposts for an
eventual Chinese takeover of the whole South China Sea. The Pentagon presents them as a threat to the U.S. Navys
unchallenged right to sail the oceans. U.S. Defense Secretary Ash Carter is considering a show of forceand is under
political pressure to do so. Last month, Sen. Bob Corker, the Republican chairman of the Senate Committee on Foreign
Relations, complained that the U.S. response to the island-building has been too passive. I see no price whatsoever that
China is paying for their activities in the South and East China Seas, Mr. Corker said. None. In fact, I see us paying a
price. Neither side wants a war. Mr. Xi is not anti-West in the manner of Russian President Vladimir Putin, and so far, he
has not acted rashly, as Mr. Putin has by grabbing territory in Ukraine. China still needs U.S. markets and know-how to
rise. A war against America would be an economic catastrophe for China. The U.S.-China relationship has weathered
storms before. Recall the days following the Chinese armys 1989 assault on pro-democracy students in Tiananmen
Square, when cooperation between the countries went into a deep freeze. But President George H.W. Bush calculated that
the U.S.-China relationship was too important to sacrifice, and he quickly sent emissaries to Beijing to ensure that it
sailing through somebody elses EEZ in transit; it involves conducting purely military operations that have
no commercial or scientific dimension (which would invoke the economic rights of the EEZ claimant):
shooting off guns for practice, conducting training maneuvers and, most importantly, conducting
surveillance, maybe mapping the sea floor for classified military charts and maybe tracking the PRCs
matter, the navy second most likely after the United States to exercise its FoS rights to operate inside the
EEZs of suspicious and aggrieved nations surrounding the South China Sea is the PLA Navy; so it is
perhaps understandable that Freedom of the Seas for military vessels was not a surefire propaganda
Now that the PRC is big & scary and the United States looks
ready to overtly challenge the PRC in the SCS as a matter of military
national security, maybe FoN and FoS can be discarded in favor of a
straight resisting Chinese aggression play. China hawks in the US Navy have
point.
been itching for such a policy for some while, and I would say their opportunity is at hand. Now, of course,
the DoD has a new bossSecretary of Defense Ash Carter; and PACCOM has a new commanderAdmiral
Sam Harris, and the general consensus is that the muscular defense sector has wrestled China policy away
from the milquetoastian White House. Interestingly, Admiral Harris was previously the Pentagons liaison to
to the State Department under Hillary Clinton as well as John Kerry, which reinforces my impression that
Hillary Clinton and her foreign policy advisors have pre-loaded China policy with her supporters, and I
expect things to get ugly quickly so that the nasty and awkward business of starting the confrontation can
be done under Obama before Clinton enters office. As I put it elsewhere: Hillary wants to inherit her China
crisis from Obama, not foment it herself. It may give heartache to the Chinese aggression is the root of all
evil crowd but anybody who doesnt see a crash US program to escalate what the PRC would like to limit
to a contained and manageable local friction in the SCS simply isnt paying attention. Right now, I would
say the goal is to escalate the crisis steeply enough to stampede Japanese public opinion to support the
enabling legislation for the new defense guidelines, which is now struggling in the legislature; and lock in
the civilian leadership of our Australian and Philippine allies, especially in anticipation of important
elections looming in the Philippines and Taiwan. The barrage of leaks and bellicose declarations from the
military quadrant in Australia, the Philippines, and Japan (typified by the Yomiuri article) with the apparent
objective of bucking up or boxing in the civilian leadership is a sight to behold. My apparently distinctly
marginal view is that this policy is not going to work very well (though its difficulties will be the source of
America
is not striving for the goal of regional security; it is chasing the
chimera of continued American leadership even as the strength of all
the Asian powersVietnam, Japan, Indonesia, Malaysia, and the
Philippines as well as the PRCgrow, and US relative strength
declines. In other words, China will spend the next ten years
grabbing what it can; and the United States will be struggling to
keep what it cant.
much occupation and profit for the milsec fixer-uppers and explainers). As I see the problem,
For one
thing, China has deep economic ties with the United States and the
international community, and all countries enmeshed in these
economic interactions profit from themeven if China accrues
greater gains than most. No state, therefore, would willingly forego its own
growth by isolating Beijing from its neighbors and the worldcannot work, for several reasons.
absolute gains deriving from trade with China. Even though Chinas neighbors in particular
recognize that they are contributing to growing Chinese power, and consequently are most anxious about
neighbors seeking to avoid any stark choices between China and the United Statesa preference that
could persist even in the event of conflict between these two powers. A Cold War-style containment
strategy is therefore likely to find little traction with key Asian states, and could in fact backfire if they are
presented with the intolerable binary of aligning with either Washington or Beijing. The net result of
globalization, therefore, is that rising, more powerful states, such as China, can exploit the phenomenon of
interdependence to increase their power and autonomy, even as their weaker partners become more
reluctant to cut off their trading ties for fear of losing out in absolute terms. This dynamic will persist so
long as U.S. military might suffices to protect the Asian security system, a system that U.S. power has long
underwritten. It is not clear, however, whether this will continue to be the case once Beijing acquires the
capacity to The U.S. benefits from its ties to China in absolute terms, but loses in relative terms. Ashley J.
Tellis 110 THE WASHINGTON QUARTERLY & FALL 2013 decisively undermine Washingtons extended
United States thus finds itself locked in a conundrum: it is tied to China through dense economic links that
have value because of their absolute gains, but it is threatened by the fact that the relative gains from this
relationship are arguably greater for Beijing and are increasingly used to build up Chinese military forces in
a way that threatens the security of the United States and its closest Asian allies. This problem has no easy
solutions. What alone is certain is that containment is infeasible today, even if it may be most needed as a
device for limiting Chinese power. This is why balancing becomes essential Chinas
rising
power cannot go unchecked. Even if Beijings intentions are peaceful today, there is no
assurance that they will remain so in perpetuity. Chinas rapid growth has already
elevated regional anxieties because of the dramatic shifts in the local correlation of
forces; it has weakened the credibility of U.S. security guarantees to the
littoral states, thanks to its ability to produce strategic instruments
capable of inflicting great damage on U.S. military assets deployed around
the IndoPacific; and it has threatened the traditional U.S. command of the
commons as a result of its growing capacity to deny the United States
unfettered use of the seas, space, cyberspace, and the
electromagnetic spectrum. These realities combine to generate a serious and deepening
challenge to U.S. power projection in Asia and, by extended implication, to U.S. primacy itself. If the United
States is to protect its global position amidst these challenges, it cannot afford not to balance China, even
if it must implement this response subtly and politely, garbed in the language of strategic partnership.
the Chinese state and its governing regime. Safeguarding U.S. hegemony requires instead a fourpronged strategy A trading relationship was completely absent between the United States and the Soviet
Union. If the U.S. is to protect its global position, it cannot afford not to balance China. Balancing without
Containment: A U.S. Strategy for Confronting Chinas Rise THE WASHINGTON QUARTERLY & FALL 2013 111
that Washington must pursue concertedly in order to balance against growing Chinese power: first, it must
support the rise of other Asian powers located along Chinas periphery; second, it must deepen
globalization in specific ways to procure enhanced gains for itself and its friends; third, it must invest in
preserving its extant military superiority; and, finally, it must revitalize the U.S. economy to sustain its
dominance in the new leading sectors of the global economy. Dont Push China Down, Raise Others Up First
initiated by President George W. Bush but now continued purposefully by Barack Obama, the first prong of
the evolving U.S. strategy for balancing Beijing aims not at keeping China down, but raising others upor,
to put it differently, to propel the growth of other nations along Chinas periphery as a way of weaving the
net that produces a moderating effect on [Chinese] behavior.4 The logic of the strategy is simple and
aptly suited to present circumstances. If the consequential states abutting Chinasuch as Japan, India,
Vietnam, Singapore, Indonesia, and Australia, among otherscan be aided by U.S. power to realize their
strategic potential and to increase their mutual cooperation while deepening their partnership with the
United States, the net effect would be to create objective constraints that limit the misuse of Chinese
power in Asia. These checks would not materialize because the Asian partners necessarily bandwagon with
the United States or even champion all its policies vis-a`-vis Beijing. Rather, they would be produced by
the growing capabilities of these key nationsaided by the United Statesand their increased incentives
for collaboration both among themselves and with Washington. These elements, driven by the regional
actors own concerns about Chinas increasing power, would position the key Asian states in ways
fundamentally congruent with U.S. interests, especially the core objective of restraining the potential for
Chinese aggressiveness, while at the same time providing the necessary cushion that prevents [their]
tightened commercial interdependence [with China] from disrupting the delicate balance between
success of this approach, however, hinges on the ability of the United States to pay consistent attention to
the critical states abutting China, while at the same time keeping diplomatic relations with Beijing on an
even keel.6 Consequently, the United States (and its friends) ought to engage China at multiple levels,
Disagreement
over issues like human rights, political freedoms, the treatment of
minorities, nonproliferation, or military modernization should be
handled tactfully. Such an approach does not require the West to paper over what may be
both bilaterally and multilaterally, avoiding single-issue politics whenever possible.
troublesome Chinese domestic, foreign, or strategic policies, nor to shy away from visible and public
confrontations if egregious Chinese lapses demand it, but rather to ensure that all such responses are
sensitive to context, proportionality, and effectiveness. Put simply, the goal of deepened political
engagement with China ought to be encouraging it to stay committed to peaceful development both within
and without. To the degree that such engagement requires creating new inter-societal linkages or new fora
for bilateral and regional cooperation, these avenues should be explored. Ashley J. Tellis 112 THE
a special effort to transform its ties with India, the other rising Asian giant whose large continental size,
great economic and demographic potential, significant military capabilities, and sturdy commitment to
democracynot to mention its own ongoing rivalry with Chinamake it a particularly attractive partner for
Washington. This rapprochement with India should extend to other critical Southeast Asian states. Such an
effort will require considerable political attention at high levels in Washingtonand a remarkable degree of
consistency that in the past has often been the exception, not the norm. The endeavor is admittedly
challenging: the number of states that Washington must engage successfully is large; the partners
themselves are remarkably diverse in national capabilities and differ in alliance status; they each pursue
varying strategic objectives; and their capacity to respond to U.S. overtures is dissimilar as well.
Because they are all individually weaker than China, they are at
times easy to overlook; nevertheless, their role cannot go
globalization created a strategic need for superficial friendship between China and the United States. While scholars
disagree over exactly when economic globalization began, all agree that it sped up after the end of the Cold War. This is because the Council
for Mutual Economic Assistance ended after the collapse of the Soviet Union, resulting in a global market. Meanwhile, the pace of information-
. Levels of
interdependence have increased along with the growing proximity of
international economic relations. That a strategy of complete confrontation
can no longer effectively protect national interests is now obvious. It is for this reason that certain
scholars argue that there has been a qualitative change in the nature of the security dilemma since end of the Cold War.35 Under the
conditions of globalization, interdependence between China and the United
States has continued to grow, and for the sake of economic interests, neither
is willing to adopt a strategy of all-out confrontation . Economic interdependence, however, will not
flow increased among states, shrinking the size of the globe and leading to popularization of the expression global village
diffuse the political and security conflicts between the two states. Different interests in different spheres have thus created a foundation for
superficial friendship between the United States and China. Involvement in the globalization process has rapidly expanded Chinas
involvement in international organizations in ever-growing fields,36 within many of which China accepts West-led international norms.37 The
country has thus shifted from opposing the international order to reforming the international order to maintaining the international
context of economic globalization, China has also developed economic interdependence with United States allies. This has reduced incentives
to participate in containment of China and also dampened United States resolve to maintain a policy of complete containment. As a result,
maintain a superficial friendship strategy. Chinas unilateral maintenance of such a strategy is not sufficient as well as not sustainable. One
reason why the United States has maintained a strategy of superficial friendship towards China over the long term is that of liberalist US
academics emphases on economic interdependence between China and the United States under the context of globalization. Some US
Nye said that the United States does not need to adopt a policy of containment towards China, and nor is it possible to contain it. The only
chance is for China to contain itself. For example, over the past two years, disputes in the South China Seas and over the ChinaIndia border
have worsened Chinas relations with its neighbors, resulting in their bringing in US military might to hedge against China.
(and its allies and friends in the region) may evolve into mutual
distrust and turn their healthy rivalry into conflict and unnecessary
war. Interesting in this analysis is that Chi- nas increasing assertiveness
regarding issues like the South China Sea is Strategic Studies Quarterly
Summer 2015 [ 117 ] Jihyun Kim not as important in itself as a sign of things
to comethat being the potential danger of China, the United States, and
other claimants in the disputes falling into dangerous and destructive
zero-sum competition. At present, Americas strategic concerns include
losing its hegemonic status and being gradually pushed out of Asia. On the
one hand, there is Chinas fear of being militarily encircled by an outside
power aligned with inside powers, capable of impinging on Chinas territory or
intervening in its own regional affairs. Under the circumstances, just as
Chinese influence in surrounding countries may spur fears of dominance, so
ef- forts to pursue traditional American national interests can be perceived as
a form of military encirclement.29 The clash between these forces could
make concerns about those powers falling into the Thucydides trap more
than just an illusion. The critical question is whether, and if so under what
conditions, Chinas pragmatic realism would steer it to be more conducive to
peaceful conflict resolution instead of choos- ing a hostile revision of the
status quo. What follows is an analysis of the assumptions discussed above to
examine whether the United States and China, along with other Asian
nations, can avoid the Thucydides trap by letting their seemingly
irreconcilable objectives coexist with- out resorting to violence. In a larger
sense, this case has produced only partially known outcomes as tensions
over the contested waters of the South China Sea continue with sluggish
multilateral diplomatic efforts to institutionalize a binding code of conduct
(COC). ... As for Washington, the core task is to make it clear that the
nations pivot to Asia is not designed as a zero-sum game to target
and isolate China but to fulfill the US role as a reliable provider of
Asian secu- ritystill powerful enough to maintain its vital alliance
relationships and keep regional tensions at bay. In case of any regional
conflict over the disputed territories, the United States has a responsibility to
defend its long-standing ally, the Philippines, and to support its regional partners such as Indonesia and Malaysia. To do otherwise would undermine
Americas credibility not only in Southeast Asia but in the Asia-Pacific and
elsewhere. At the same time, it is important to embrace the real- ity
that encouraging restraint from all parties and peacefully resolving
these disputes will be in Americas best interests. In fact, direct
American intervention could be counterproductive, given the risk of
damaging [134] Strategic Studies Quarterly Summer 2015 Territorial
Disputes in the South China Sea its critically important ties with China in
the name of defending US allies and friends even if Chinese actions
might not directly threaten core American interests, including freedom
of navigation in the South China Sea. Nonetheless, Washington must pay
close attention to Bei- jings perception of American decline and maintain
comprehensive na- tional power in order to keep healthy and balanced
relations with a ris- ing China. Despite the significance of Sino-US
not as a threat but a powerful, yet respected and proud, member of the
regional and inter- national communities. The specific issue of South China
Sea disputes, though deemed as a major geopolitical flashpoint, can still be
turned into an opportunity for creating a better future. Especially if China
wants to be recognized not merely as a rising power but also as a valued
leader in Asia and beyond, that nation must not miss this chance to mitigate
the ongoing tensions by assuaging its neighbors concerns about its aggressive expansionism and by promoting inclusive region-wide commercial
benefits and strategic partnerships.
reminders of the dire consequences of great-power conflicts. It follows that all responsible major countries
should avoid actions that increase the risk of needless confrontations. Unfortunately, the level of danger
from such conduct appears to be rising rather than declining. National pride and domestic political
pressure to show the flag and demonstrate credibility can sometimes overwhelm common sense in the
conduct of foreign policy. Recent actions by several major powers are reminiscent of playground posturing
by middle-school male students. For example, Russia has repeatedly engaged in provocative military
flights near the airspace of NATO members, especially the three Baltic republics. On one occasion, Russian
bombers even flew near Great Britains airspace. The foolish nature of that maneuver was underscored,
given that the bombers were obsolescent, propeller-powered aircraft. British and NATO military
commanders were not likely to be intimidated by weaponry embodying technology from the 1940s. Thus,
the flights had the unique combination of being annoying and ineffectualthe epitome of a needless
provocation. Flights by modern Russian fighter planes and surveillance aircraft in the Baltic region are
more serious, as are incidents involving Russian naval vessels operating near the territorial waters of
various European countries. U.S. and NATO officials have repeatedly denounced such conduct. But NATO
members have also engaged in foolishly provocative actions. In February 2015, the alliance conducted
exercises with tanks and 1,400 troops near Narva, Estonia, barely 300 yards from the Russian border. In
late May, Russian aircraft scrambled to intercept a U.S. destroyer that was operating in the Black Sea
adjacent to Russias territorial waters near the crucial naval base on the Crimean Peninsula. Such gestures
provide meager tangible military benefits. Conducting maneuvers with ground forces in the Baltic republics
is almost entirely a matter of symbolism. A high-ranking NATO military official candidly conceded that
Russia could occupy all three Baltic states in a matter of days, if Moscow chose to take that step. Unless
NATO is willing to fight a full-scale war with a nuclear-armed Russia, there is little that the alliance could do
to prevent such an outcome. And battalion-scale military maneuvers are not likely to weigh decisively in
the Kremlins assessment of whether NATO would honor its Article 5 pledge that an attack on one member
is considered an attack on all. Vladimir Putin and his cohorts either believe that commitment or they
consider it a bluff. Symbolic military gestures probably do not alter their calculation in any meaningful way.
On the other side of the world, major powers also exhibit an increasing
tendency to engage in risky, provocative gestures. That is especially true
regarding the ongoing territorial dispute between China and Japan over the
Senkaku/Diaoyu islands in the East China Sea. Chinese fishing boats and naval vessels
frequently enter the waters around those small islands, and Chinese military aircraft fly near them. In
November 2013, Beijing proclaimed an air defense identification zone (ADIZ) over the disputed region,
despite vehement objections from both Tokyo and Washington. U.S. planes promptly defied the new ADIZ,
conducting military flights through the airspace without notifying China. Tensions are clearly on the rise.
Japan scrambled its fighter planes to intercept Chinese aircraft over the East China Sea some 415 times
between March 2013 and March 2014, and the pace has not noticeably diminished since then. For its part,
China has repeatedly intercepted U.S. and Japanese surveillance flights in or near the disputed territories.
currently engaged in risky posturing regarding the South China Sea. Beijing flirts with the idea of
proclaiming an ADIZ in that region, despite the ongoing, multisided territorial disputes with its neighbors.
Washington is deepening its involvement in the underlying tensions, including by conducting air and sea
patrols in the area. It is bad enough if a conflict between major powers erupts because of intractable
grievances over crucial substantive issues. But it is even worse if such a tragedy occurs because rivals
engage in ill-considered, symbolic posturing. Unfortunately, that appears to be the trend in both East Asia
and Eastern Europe. It would be wise for all parties involved to reduce the level of risk and renounce such
conduct.
China as an equal for any deal to stand a chance, and Americans have never treated any country as an equal before. But the United States has never dealt with a
country as powerful as China before, either. And the United States would still need to back any deal with its power. Ultimately, China could only be held to an
AT: Yan
US- China cooperation leads to more stabilization,
countries wont escalate into conflict.
Johnston 11, (Alastair Lain Johnston, Chinese Journal of International
Politics, Vol. 4, 2011, Stability and Instability in SinoUS Relations: A
Response to Yan Xuetongs Superficial Friendship Theory,
http://cjip.oxfordjournals.org/)
Yans argument, and the sketch of a security dilemma argument above, has
focused on the different explanations for instability in the USChina
relationship. But to avoid selecting on the dependent variable, we need to
acknowledge the stabilizing elements in the relations (elements that I think
Yan discounts), despite an emerging security dilemma. There are at least four
of them. First, I think there is evidence that the very top levels on both sides
actually have a better understanding of each others interests and red lines
than is implied by the public debates.56 There is evidence of an ability to selfreflect, and to correct behaviours that appear to contribute to security
dilemma dynamics.57 Indeed, much of the evidence of security dilemma
dynamics comes from outside the core decision-making units on both sides,
and is mostly found in some government-connected analytical communities,
in the media, and in think-tank communities. When leaderships are weak or
distracted by other issues, the narratives and conventional wisdoms of these
communities might contribute to security dilemma dynamics in the policy
process itself. The exception might be the mindsets behind military
programmes and policies aimed at countering the other side. Here, even
strong civilian leaderships probably struggle to monitor the practices of their
militaries, and to ensure that these are consistent with political policy. All of
this means, however, that a critical indicator of an intensifying security
dilemma will be the degree to which leaders can control, and insulate
themselves from, hardliner pressures, or can mobilize counter-hard-line
voices and interests. Second, it may well be that deterrence (including nuclear)
works. Both leaderships appear to realize the military, economic, and political
costs of major conflict. Thus, an indicator of an intensifying security dilemma
will be the degree to which key actors on both sides begin to discount these
costs. Third, ideological competition between the two sides is relatively low
compared with USSoviet rivalry. Ideological differences are important, since
these underscore perceptions of identity difference on both sides. But these
ideological differences affect how each society views the other, and do not
feature centrally in competition to win supporters abroad. Thus, another
indicator of an intensifying security dilemma might be just how much traction
the US liberal critique of the so-called China model gets, and to what degree
the notion of a China model begins to guide Chinese economic, military, and
political practices in the developing world. Finally, economic integration
appears to be mutually beneficial for sizeable constituencies on both sides.
Chinas economic rise has benefited from US policy (e.g. markets,
investment, entrance into the WTO). The US benefits overall from Chinas
cheap manufactures and its buying of American debt. Thus, yet another
indicator of an intensifying security dilemma will be the degree to which
advocates of de-integration and restricted economic interaction are able to
make their cases politically.58 The discussion above about an emerging US
China security dilemma explanation is clearly based on anecdotal evidence,
and awaits a more systematic testing of its three main hypotheses against a
clearer and more rigorously derived set of hypotheses from Yans superficial
friendship model. Probing the plausibility of an argument is a legitimate
reason for preliminary scholarly research, but I would encourage Yan to
develop further the theoretical micro-foundations and empirical implications
of his model beyond his current assessments of instability in the USChina
relationship.