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No. 12-2123
BRIAN SAWYER,
Plaintiff - Appellee,
v.
JIM R. ASBURY, individually and in his capacity as a Deputy
with the Wood County Sheriff's Department,
Defendant Appellant,
and
WOOD COUNTY COMMISSION, a political subdivision in the State
of West Virginia,
Defendant.
Appeal from the United States District Court for the Southern
District of West Virginia, at Parkersburg.
Joseph R. Goodwin,
District Judge. (6:10-cv-01256)
Argued:
Decided:
the
appeal
concerns
events
that
occurred
at
the
Wood
following
disturbance.
his
arrest
in
connection
with
domestic
nose after Wood County Deputy Sheriff Jim Asbury used physical
force upon him.
pursuant
to
42
U.S.C.
1983,
claiming
(among
other
Concluding that
See
In
addition, the district court found that Asbury was not entitled
to qualified immunity.
I.
In October 2010, Sawyer filed suit against Deputy Asbury,
in
both
his
individual
and
official
capacities. 2
Sawyers
excessive
force,
in
of
the
Fourth
Amendment,
discovery,
the
district
court
granted
summary
and
Asbury,
as
well
as
Sergeant
Larry
D.
Kearns
and
incident, Asbury was not aware of the video camera in the room.
JA 171.
The
evidence
showed
that
Deputy
Asbury
proceeded
to
under
JA 115-16.
arrest,
Sawyer
to
kick
Asbury.
But,
during trial.
In undertaking this review, we look to the
trial record, not the pleadings nor the summary judgment
record. Id. (citation omitted).
4
As a result,
JA 208. 5
and
Asbury
testified
that,
during
the
drive
Both
to
the
Asbury that Asbury was a tough guy because he put his hands on
someone while theyre cuffed; claimed that Sawyer knew where
[Asbury]
lived;
stated
that
Sawyer
was
going
to
kick
JA 118-
stream
as
of
invective
detention center.
continued
Sawyer
proceeded
into
the
the
police
vehicle,
or
physically
resisting
the
deputies directives.
As reflected on the video and as described in the trial
testimony, the deputies escorted Sawyer, in handcuffs, into the
JA119.
In
Again, Sawyer
and place his hands on it, so that Asbury could perform a patdown.
down.
During
these
events,
Sawyer
continued
his
invective
JA 174.
hands
on
the
wall.
All
three
deputies
characterized
physically
aggressive
action
toward
the
deputies.
And,
despite the target glance, the deputies did not place Sawyer
back in handcuffs.
7
JA 176.
JA 176; JA 229.
apparent from the video, that while Sawyer was seated on the
bench and Asbury stood directly in front of him, the two engaged
in a heated verbal argument for about thirty seconds.
The other
JA 179.
Sawyer,
fingerprinted
three
and
times,
to
photographed,
stand
but
so
that
Sawyer
he
did
could
not
do
be
so,
Asbury is
seen on the video pointing repeatedly with his right hand at his
own left chest, in the area of his badge. The parties agree that
around this time, Sawyer stated that he would take [Asburys]
badge off [his] chest and shove it up [his] ass.
JA 178.
who
was
still
seated.
With
his
left
hand,
Asbury
With his
right hand, Asbury seized Sawyer by the throat, and forced him
back against the wall, pushing back and upward on Sawyers neck.
JA 183.
Id.
On cross-
JA 186.
Kearns
and
Lt.
Massey
both
testified
that
Asbury
and
denied
that
Asbury
was
choking
Sawyer.
JA
232
JA
pressure to cause pain and you must tell them what to do; and
when they comply, then you stop.
9
JA 233.
However, he could
Id.
to
strike
Sawyer,
but
what
did
with
his
hand
is
not
A
moment later, however, the video clearly shows that Asbury drew
his fist back a second time and struck Sawyer in the face.
Nevertheless,
Asbury
testified
that
he
did
not
punch
JA 106.
Mr.
The other
See JA 245-46
what
appears
to
be
punch
on
the
video
was
another
JA 266.
and
the
extremities.
other
two
deputies
laid
hands
upon
Sawyers
After another
moment, Sawyers head and body rose above the deputies heads.
7
During
this
throat.
entire
time,
Asbury
was
holding
Sawyer
by
the
was behind a corner and hidden from the view of the camera.
Deputy Asbury also was not visible to the video camera, although
the other deputies, who were grabbing and striking Sawyer in the
arms and legs, were visible.
Sawyer.
At trial, Sawyer claimed that Asbury punched him repeatedly
in the head while he was on the ground; Asbury denied it.
The
video
the
cannot
resolve
the
dispute
as
to
that
portion
of
incident.
The
video
restraining
and
Sawyer
the
on
trial
the
testimony
ground
for
showed
several
that,
after
seconds,
and
Eventually,
Sawyer
pulled
11
himself
to
seated
Sawyer was bleeding from the nose, see JA 192; JA 273, and
at some point he asked to be taken to the hospital.
JA 138.
and
extremities.
Plaintiffs
hospital
records
and
the
JA 145.
matter
of
law
as
to
liability,
and
Asbury
moved
for
Pursuant
Here
The
jury
Thereafter,
liability,
returned
Sawyer
which
verdict
renewed
the
his
district
in
favor
motion
court
of
for
Deputy
Asbury.
judgment
granted.
See
as
to
Sawyer
v.
his
opinion,
the
trial
judge
included
link
to
which
the
judge
also included in his opinion several still images taken from the
video.
depicted
the
video,
id.
at
739-43
(internal
citations,
granting
Sawyers
renewed
motion
for
judgment
as
to
This timely
appeal followed.
II.
We review de novo the district courts grant of Sawyers
Rule 50 motion, viewing the evidence in the light most favorable
to
Deputy
Asbury
as
the
non-moving
party
and
drawing
all
rule
in
favor
of
[Sawyer];
if
reasonable
minds
could
who,
acting
under
color
of
state
law,
subjects,
or
any
rights,
privileges,
or
immunities
secured
by
the
1983
is
not
itself
source
of
substantive
271 (1994) (quoting Baker v. McCollan, 443 U.S. 137, 144 n.3
(1979)).
under
constitutional
begins
right
with
identifying
allegedly
16
infringed
by
the
the
specific
challenged
application of force.
Cir. 2008) (quoting Graham v. Connor, 490 U.S. 386, 394 (1989)).
In Graham, the touchstone case with respect to excessive
force claims under 1983, the Supreme Court rejected the notion
that
all
excessive
force
claims
brought
under
1983
Id. at 393.
are
The Court
arrest
or
other
seizure
are
governed
by
the
Fourth
Eighth
Amendments
prohibition
of
cruel
and
unusual
605 (4th Cir. 2006) (citations and some internal quotation marks
omitted).
harm.
Id.
(quoting
Taylor,
155
F.3d
at
483)
(internal
no
particular
extent
of
physical
injury
is
Id. at 39.
see also Orem, 523 F.3d at 447-48; Carr, 453 F.3d at 605-06;
Riley v. Dorton, 115 F.3d 1159, 1166 (4th Cir.) (en banc), cert.
denied, 522 U.S. 1030 (1997). 10
10
In
applying
these
principles
to
the
facts,
we
must
of
which
contained
in
is
the
blatantly
record,
contradicted
so
that
no
by
video
reasonable
evidence
jury
could
believe it, a court should not adopt that version of the facts
. . . .
Id. at 380.
we
explained
in
Id. at 381.
Witt
v.
West
Virginia
State
Police,
Troop 2, 633 F.3d 272 (4th Cir. 2011), the principle articulated
in Scott does not license a court to reject one sides account
as a matter of law if the documentary evidence, such as a
video,
merely
version
of
offers
events.
some
Witt,
support
633
19
for
F.3d
at
[the
276
other
sides]
(emphasis
in
original).
relied
on
by
Id. (quoting
the
moving
party,
such
as
relevant
no
reasonable
juror
could
fail
to
believe
the
version
344, 371 (2d Cir. 2007) (applying Scott in context of motion for
judgment as a matter of law). 11
A review of applicable case law under 1983 leaves no
doubt that the district judge did not err in concluding that the
video irrefutably established that Asbury engaged in the use of
excessive force when he struck Sawyer in the face. 12
We explain.
11
In
Orem
v.
Rephann,
supra,
523
F.3d
442,
while
police
Id.
An
arrestee
to
calm
down
and
to
[s]top
it,
and
Id.
The
you,
youd
better
stop
it,
and
then
shocked
[the
Id. at 445.
The district
taser
unruly
gun
and
acknowledged
was
not
excessive
uncooperative.
that
some
because
Id.
action
was
at
[the
446.
necessary
arrestee]
was
Although
we
to
calm
[the
Id.
weighed about 100 pounds, . . . and was locked in the back seat
cage of [a police] car,; that the officer tasered the arrestee
immediately
after
she
used
profanity
toward
him;
that
the
Id. at 447.
prosecuted
under
18
U.S.C.
242
(the
criminal
force
against
detainee
who
was
being
held
in
Id. at
detainee] for almost two hours, insulting and ridiculing him the
entire time.
the attack.
officers.
We
Id.
upheld
excessive
the
force,
Amendment rights.
the
controlling
convictions
of
three
officers
violation
of
the
detainees
in
for
use
of
Fourteenth
id.
at
789-90,
the
trial
courts
22
jury
import
here,
we
said:
The
trial
court
was
entirely
rejected
the
officers
Id. at 789.
contention
that
mere
Accordingly,
words
by
Id.
In that case,
Id.
13
also
noted
that
testimony
that
the
officer
had
hit
Id.
Id.
In
Id. at
694.
Id.
He was transported to a
next
morning,
the
Id.
detainee
was
again
acting
Id.
five-man
cell
extraction
team
. . .
pinned
[the
Id.
The detainee
Id.
Id.
Id.
Id.
In light of the
Id. at 696.
25
Therefore, we determined
Due
Process
Clause
of
the
Fourteenth
Amendment.
Id.
(citation omitted).
Unlike Grayson, in this case the video clearly reveals that
Sawyer
did
not
attempt
any
violent,
unruly,
or
evasive
act
tirade
and/or
his
intransigence
and
failure
to
heed
instructions.
To be sure, the detainees in Orem, Carr, and Jones were all
in handcuffs when they were assaulted by officers, whereas in
this case, Sawyer was not handcuffed when Asbury struck him.
This
distinction
is
not
determinative,
however.
We
did
not
Nor did we
suggest that, but for the handcuffs, the force would not have
been excessive.
were
significant
if
[the
detainee]
was
handcuffed
In this case,
certain
degree
interests of society.
of
force
in
order
to
protect
the
(4th Cir. 1987) (en banc), vacd on other grounds, 490 U.S. 1087
(1989). In the Fourteenth Amendment context, an officer may use
the force needed in a good faith effort to maintain or restore
discipline, but the officer may not use force maliciously or
sadistically for the very purpose of causing harm.
Carr, 453
Asburys
lawful
order
to
stand,
and
Asbury
resorted
to
Even if
Asbury
A detainees
frisked
Sawyer.
Nor
did
the
deputies
testimony
that
Asbury
circumstances.
used
force
that
was
excessive
under
the
28
The
officers
doctrine
and
of
public
qualified
officials
from
immunity
claims
protects
of
police
constitutional
Saucier
___
v.
U.S.
Katz,
___,
533
U.S.
S.
Ct.
133
194,
789
206
(2001)),
(2012).
cert.
Qualified
Williams
v. Ozmint, 716 F.3d 801, 805 (4th Cir. 2013) (quoting Henry v.
Purnell, 652 F.3d 524, 531 (4th Cir.) (en banc), cert. denied,
___ U.S. ___, 132 S. Ct. 781 (2011)); accord Durham v. Horner,
690 F.3d 183, 188 (4th Cir. 2012).
The qualified immunity analysis involves two inquiries: (1)
whether the facts alleged, [t]aken in the light most favorable
to
the
party
asserting
the
injury,
. . .
show
the
officers
and
(2)
whether
the
right
at
issue
was
clearly
The
Id.
clearly
rules
that
established,
were
conduct at issue.
clearly
is
assessed
established
in
at
light
the
of
the
time
legal
of
the
In
Reichle v. Howards,
___ U.S. ___, 132 S. Ct. 2088, 2093 (2012) (quoting Ashcroft v.
al-Kidd, 563 U.S. ___, 131 S. Ct. 2074, 2078, 2083 (2011)) (some
internal quotation marks and citations omitted).
In determining whether a right was clearly established, we
ordinarily need not look beyond the decisions of the Supreme
Court, this court of appeals, and the highest court of the state
in which the case arose, 14 as of the date of the conduct in
14
The parties have not cited any pertinent case law from
the Supreme Court of Appeals of West Virginia, and our own
research has uncovered none.
30
issue.
F.3d 163, 176 (4th Cir.) (citation omitted), cert. denied, ___
U.S. ___, 131 S. Ct. 392 (2010).
not
prevent
denial
of
qualified
immunity,
because
from
the
responsibility
of
applying
familiar
legal
the
incident
at
the
detention
center
took
place
in
October 2009, and the Supreme Court did not decide Wilkins, 559
U.S. 34, until February 2010.
that
standard
was
readily
satisfied
here.
within
minimis.
shock,
the
range
of
injuries
considered
more
than
de
pain,
and
sunburn-like
31
scar
from
taser
application
and
was
scared
to
leave
his
home,
the
resulting
injury was more than de minimis); with Taylor, 155 F.3d at 484
(holding
temporary
swelling
and
irritation
of
the
jaw
and
Waterman v.
Batton, 393 F.3d 471, 47677 (4th Cir. 2005) (quoting Graham,
supra,
490
U.S.
at
397)
(internal
citations
omitted).
Not
peace
of
judges
chambers,
32
transgresses
clearly
qualified
immunity
does
not
protect
an
officer
established,
[a
qualified]
immunity
defense
ordinarily
should
444
n.2.
officers
use
perspective
of
In
evaluating
of
taser
whether
was
hypothetical
the
clearly
unlawfulness
established
reasonable
See id.
officer,
of
an
from
the
the
Orem
Court said: [W]e need not use hindsight or conjure up a pseudoreasonable officer because, two other presumably reasonable
officers were at the scene.
We noted
and
seized
him
by
the
neck,
two
other
officers
were
two seconds as Asbury seized Sawyer by the neck, and then they
walked without urgency to Sawyer and grabbed him, just as Asbury
struck Sawyer in the face.
substantive
analysis
of
Deputy
Asburys
conduct
in
It
not
justify
an
objectively
reasonable
police
officer
Jones,
supra,
325
F.3d
at
530.
Accordingly,
the
34