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This article was presented in its original firm at the 7th Intl Conference on Harmonics and Quality of Power, Las
Vexas, Nevada. Pen(: is with Oak Ridge National Laboratory, P.0. Box 2009, Bldg. 91 02-1, Oak Ridge, T N
37831 -8038. He is a Stnior Member of the I E E E .
1077-2618/98/$10.00O1998 IEEE
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/L
AC Source
Current-SourceType
Harmonic Source
(b)
Fig. I . Typical current-source type of harmonic source. ( d j Thyristor rectifier
for dc drives, heater drive, etc. (b) Per-phase equivalent circuit of thyristor
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I , =GI,
(1)
z,
I, =
lGG
z,+- ZL
(3)
.I,,,
+-.
vs
z,+Z--I
1-G
1-G
(4)
VL
Voltage-SourceType
Harmonic Source
AC Source
(b)
Fig. 3, Typical voltage-source type of harmonic source. (a)Diode rectifier for
ac PWM drives, electronic equipment, etc. (b) Per-phase equivalent circuit of
where, the subscripts, h and f, represent the harmonic components and the fundamental components respectively. ''I'/'' represents the magnitude
of a transfer function.
Equation (6) shows that the source current becomes sinusoidal because of l-Glh=O for harmonics when ( 4 )is satisfied. Therefore, ( 4 )is the
required operating condition for the parallel active filter to cancel the load harmonic current.
From ( 4 ) , i t is seen t h a t only G can be
pre-designed and determined by the active filter
while Zs and ZLare determined by the system,
i.e., the ac source imprdance and the load charac;
teristics. Therefore, compensation characteristics
of the active filter are determined not only by the
active filter itself but also by the ac source and
load impedance just like the case of conventional
passive filters'. O n the other hand, we have
IZLI>>IZ~I
for a pure current-source type of harmonic source such as a thyristor rectifier with a
large dc inductance. So (2) and (4)can be reduced
to the following equations, respectively.
zs
's,
k
+
AC Source
1 LO
Equation (8)shows that compensation characteristics of the active filter are not influenced by the
Parallel AF
Harmonic Source
m September/O[tober
I 998
bl
I , =GI,
z,+-
(10)
L L
1-G
Fig. 6. Basic principle of parallel active filter for harmonic voltage source.
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lZ~l>>lZsl.
Equation (9) can be easily satisfied by
the active filter. G is determined by the active filter,
and mainly dominated by the detection circuit of
harmonics, delay time of the control circuit, and
current response of the PWM inverter of the active
filter. Ingeneral, ll-Glb=0.1-0.3, so the compensation rate of harmonics, which is defined as (1-11s
/I~0/).100%,
ranges over 90% - 70%.
However, the load impedance, ZL, will become
very low for harmonics when a parallel (or shunt)
passive filter or power-factor improvement capacitor bank is connected on the side of the thyristor
rectifier. Consequently, compensation characteristics of the active filter are influenced by the source
impedance, Zs, because the condition, ~ZLI>>1Zsl,
is no longer satisfied [13]. Moreover, it is clear
from (7) that the current flowing into the passive
filter 'connected on the load side is equal to ILhILOh=VSh/ZL. This current may be devastatingly
large when the ac source is stiff and has appreciable
voltage distortion, VJh. This means that ambient
harmonics upstream will flow into the passive fil,
be enter. The load harmonic current, I L O ~will
tirely compensated by the active filter but not by
the passive filter and the passive filter will absorb
all ambient harmonics upstream instead. Therefore, special considerations are needed when a parallel passive filter and a parallel active filter are
placed in the same power system. If one tries to use
a combined system of parallel active filter and parallel passive filter to compensate load harmonics,
the compensation responsibility of both the active
filter and passive filter should be clear and well
controlled. For example, using an active filter to
compensate for the fifth- and seventh-order harmonics and a passive filter for higher order harmonics is a good responsibility-sharing of
harmonic compensation, since an active filter is
better for lower order harmonic compensation and
a passive filter is better for higher order harmonic
compensation. In this case, only the fifth- and seventh-order harmonics of the load current should be
extracted as the reference of the active filter so that
the active filter would not inject higher order harmonic current into the line.
/E lndustry Applications Muguzine a Sepfember/Ottober I998
I,
=o
Equation (13) is the required operating condition that should be satisfied when a parallel active
filter compensates for a harmonic voltage source.
However, it is difficult for a parallel active filter to
satisfy (13 ) , because a harmonic voltage source usually presents a very low internal impedance, ZL.
For example, considering a diode rectifier with a
large smoothing electrolytic dc capacitor, we have
12,= 01 as long as no series reactor is placed on the
ac side of the rectifier. So (13) cannot be satisfied
only with the source impedance, Zs, which is usually under 10 percent (0.1 pu).
Providedthat lZjl=?%=O.O3pu,/l-G/h=O.l for
the fifth-order harmonic, a series reactor of o.06pu
(i.e., 6 percent) has to be placed on the ac side ofthe
diode rectifier to let lZs+ZL/(l-G)I=3pu.
Moreover, it is evident from (12), (14)and (16) that (i)
the parallel active filter makes the source impedance equivalent to zero as seen from the load side,
thus lowering ac impedance to the load, (ii) harmonic current injected by the parallel active filter
will flow into the load, and (iii) distortion of the
source voltage, vsb, also causes a large harmonic
V, =KGI, ,
where G is the equivalent transfer function of a detection circuit of harmonic current, including delay
time of the control circuit. G is supposed to equal
zero at the fundamental and approximately equal to
1 for harmonics, that is, IGk=O and / G / h = l .K is a
gain with the dimension of ohms inpu. Distortion
voltage of the ac source, V S h , usually is much
smaller than harmonic current of the harmonic
source. So when
is satisfied, we have
=o,
AC Source
Harmonic Source
(17)
Is
(21)
V, = K G I S ,
IFF IndustryApplications Mogozine
(22)
September/Ocfober I998
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in Fig. 9, can be adapted. In this case, we have almost K=-. Also, the ramp (or triangular wave)
comparison control method shown in Fig. 10 can
be used, where the reference of output voltage, Vi,
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is given by
Fig. 9. Hysteresis control method for series active filter.
V,* = G ( K I , - V L ) .
(27)
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I, =
V,
- (1-
G)V,
Z , + Z L +KG
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that is,
even with K= lpu and IZ~+ZLIK,
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(29)
I,
=o
(25)
Equation (24) is the required operating condition for the series active filter to compensate for a
harmonic voltage source. To realize a large gain, K ,
the hysteresis-comparator control method shown
Equation (29) is the required operating condition for the series active filter to compensate for a
harmonic voltage-source load, which depends only
on the series active filter itself. It is also clear from
(30) that the compensation characteristics of the series active filter are independent from the source imHence the
pedance Zs and the load impedance ZL.
series active filter can suppress harmonics of the
source current effectively.These conclusionsregarding the series active filter compensating for a
harmonic voltage-source load are completely
equivalent to those of the parallel active filter com-
Compensation Characteristics
Excellent and independent of the source impedance, Z, for current-source loads, but depend on Z, when the load impedance,
Z, , is IOW
Application Considerations
Iniected current flows into the load side and may cause
overcurrent when applied to a capacitive or voltage-source load
September/October 1998
pensating for a harmonic current-source load. Experimental verificationis shown two sectionshence.
40
(dB-pu)
0
-20
-49
I"Ll",=O
Iz,
+&I
September/Ortober I998
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due to the injected harmonic current from the active filter, which may cause overcurrent. When the
series inductance ZLis reduced to zero, the parallel
active filter will form a positive feedback, because
the injected current will completely flow into the
load side and then will be picked up by the active
filter itself as its current reference.
With the same conditions, experiments were
performed in the field. The experimental waveforms are shown in Fig. 14, which exactly agree
with the simulation waveforms shown in Fig. 13.
The FFT results of the experimental waveforms are
plotted as X in Fig. 12, which agree with the calculated results very well. In Fig. 14, the dc voltage
of the parallel active filter was 8OOV, the rms VA
rating and the peak VA rating of the active filter
were 76% and 123% of that of the load, respectively. (The peak VA rating is defined as the product of peak voltage value and peak current value,
divided by 2, that is, the peak VA rating =
(V, /
.(I, /
Therefore, it is not economi-
fi
(4
(b)
Fig. 14. Field testing results ofparallel active filter for a harmonic
voltage source (diode rectifier) w i t h ZL=0.24%, IS, IC, and IL: 2OOAldi6
time: Smsldiv.
Fig. 15. Field testing results of parallel active filter for a harmonic
voltage source (diode rectifier) w i t h ZL=7.30%, IS, IC, and IL: 2OOAldiv,
time: Smsldiv.
fi.
cal and practical for a parallel active filter to compensate for a harmonic voltage-source load,
especially when the load-side impedance is low,
because the required VA rating of the parallel active filter may be even larger than that ofrhe load.
In the case of applying a parallel active filter to a
harmonic voltage source, a large series reactor must
be placed on the load side to enhance the load impedance. Fig. 15 shows experimental waveforms
with larger series inductance, Z ~ = 7 . 3 %In
. this
case, the source current, Is, becomes sinusoidal,
and the rms and peak VA ratings of the parallel active filter were 33% and 49% of that of the diode
rectifier, respectively. To compensate for a harmonic voltage source, therefore, a minimum 6% of
series inductance should be placed on the load side
to meet the required operation conditions as mentioned previously in the discussion of parallel active filters for harmonic voltage sources.
September/October 1998
From the above-mentioned analytical and experimental results, it is evident that the injected harmonic current from a parallel active filter flows
into the load side rather than into the source side
for a harmonic voltage-source load, and is thus unable to cancel the harmonic current of the source
and enlarging harmonic current of the load instead. To solve the above problems, a large series
reactor should be placed on the load side. However,
a large series reactor is bulky, increases costs, and
causes a fundamental voltage drop, hence it is undesirable. Since it has been shown in the previous
analysis that series active filters are better suited for
harmonic compensation of a harmonic voltage
source, a series active filter is applied to harmonic
compensation of the diode rectifier in this section.
The validity is corroborated by experiment.
Fig. 16 shows the system configuration of a series active filter used to compensate for the diode
rectifier. The series active filter is placed between
the ac source and the load through a three-phase
transformer, the main circuit of which is the same
circuit used in the parallel active filter shown in
Fig. 11, composed of three-phase bridge PWM inverter. Lr, Cy, and R, form a switching ripple trap
just like the switching ripple filter used in the parallel active filter. The hysteresis control method
shown in Fig. 9 is usvd, the average switching frequency is 4 kHz, and the dc voltage of the series active filter is 340V, which is much lower than that
of the parallel active filter of Fig. 11.
Figs. 17, 18, and 19 show experimental and
simulated waveforms under the same conditions.
Note that no series reiwtor is placed on the rectifier
side, that is, ZL=O.After the series active filter was
started, the source current became sinusoidal. The
output voltage of the series active filter, Vc, was
65V. Without the aforementioned problems of the
parallel active filter, ]:he series active filter has excellent compensation characteristics. The rms VA
rating of the series active filter was 25% of that of
the load. Also, it is clear that since the current (in
this case, the source current is equal to the load current) becomes sinusoidal, the peak value of the load
current, and the tipples ofthe dc voltage of the rectifier, are minimized. In addition, the series active
filter and the diode rectifier can share the same dc
capacitor (source)by selecting an appropriate turns
ratio for the isolation rransformer [l8]. In this way,
the dc voltage control will become very easy.
Futher, the switching ripple filtering inductor, L,,
can be incorporated into the transformer to reduce
component count.
(b)
(a)
Fig. 17. Field testing results of series active filter, VTa: 635Vldiv, ISa:
ZOOAldiu, VCa: 254Vldiv, time: Smsldiv. (a) before being started, (b) aft6
being started.
Fig. 18. Field testing results of series active filter, upper trace=VLab:
63SVldiq middle trace=ISa:2OOAldiv, lower trace=VCa:254Vldiv, time:
Smsldiv.
I
Cctnclusions
In this article, comm'm nonlinear loads have been
characterized into two types of harmonic sources,
current-source type of harmonic source and voltage-source type of harmonic source. Compensation
characteristics of both parallel active filters and series active filters have been discussed analytically
and experimentally for these two types ofharmonic
sources. The corresponding required operation
conditions, features, application issues, and adaptive harmonic sources of both filters have been presented. The fact that the traditional active filter,
the parallel active filter, is not panacea to harmonic
compensation, and that and one cannot use it
blindly, has been clearly addressed. The parallel active filter will increase harmonic current and may
cause overcurrent of the load when the load is a harmonic voltage source. Instead, it has been verified
that the series active filter is better suited for compensation of a harmonic voltage source such as a diode rectifier with smoothing dc capacitor. The
conclusions of this article also imply that when a
parallel active filter is installed in a power system
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References
September/Ortober 1998
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