Teoria e Anlise Poltica 2 (387550)

Crditos: 04
Perodo: Segundo Semestre de 2015
Horrio: quinta-feira, 8:00 11:50.
Professores:
Rebecca Abers (rebecca.abers@gmail.com)
Horrio de atendimento: a agendar por e-mail.
Denilson Bandeira Colho (denilsonbc@unb.br)
Horrio de atendimento: a agendar por e-mail.

Programa sujeito a modificaes

A disciplina Teoria e Anlise Poltica 2 ser voltada, fundamentalmente, para o estudo de
diferentes modelos analticos utilizados na cincia poltica contempornea, com nfase na
discusso sobre instituies polticas; seus incentivos e constries sobre o comportamento
poltico, sua dinmica de estabilidade e mudana e as possveis causas das continuidades e
inovaes. Alm disso, a disciplina comea com uma discusso sobre a possibilidade de identificar
(ou no) paradigmas atuais que orientam tanto os debates tericos quanto metodolgicos. Isso
feito a fim de identificar a centralidade do debate institucional na atualidade. Dessa forma, a
disciplina est dividida em trs mdulos. O primeiro se dedica a uma breve discusso sobre
paradigmas tericos e metodolgicas de pesquisa emprica na cincia poltica contempornea. O
segundo mdulo d foco na relao entre as instituies e as polticas pblicas, com foco em
temas como processo decisrio, controle, difuso, e relaes com a sociedade civil. O terceiro
examina a literatura sobre instituies polticas e mudana institucional.
O curso ser conduzido a partir de uma combinao de aulas expositivas e participao
intensa dos alunos em sala de aula e em seminrios externos promovidos pelo Programa de PsGraduao, IPOL e Grupos de Pesquisa. No inicio de cada aula, cada aluno dever falar por mais ou
menos trs minutos sobre as leituras do dia, levantando questes para discusso.
Os textos oriundos de livros sero disponibilizados previamente. Textos disponveis em
arquivos eletrnicos online (de revistas) devero ser obtidos diretamente pelos alunos na internet.
A avaliao do curso ser a mdia simples da nota em duas resenhas crticas da literatura
discutida nos dois ltimos mdulos do curso. Cada resenha crtica dever conter uma reviso de
literatura a partir de perguntas divulgadas pelos professores. A primeira resenha ser entregue at
o dia 8 de outubro de 2015 e a segunda at 3 de dezembro de 2015.
As resenhas devero respeitar a autoria das fontes, tomando o cuidado de citar
corretamente os autores utilizados, da forma mais precisa possvel. Fraude na elaborao dos
materiais escritos ser punida com a reprovao na disciplina e o encaminhamento a instncias
universitrias superiores para a aplicao de outras sanes cabveis (suspenso, expulso, etc.).

TEORIA E ANLISE POLTICA 2 2015 VERSO PRELIMINAR

Cronograma Preliminar e Leituras

Leituras obrigatrias so marcadas com (*)

Unidade 1. 20/08/2015. (Rebecca e Denilson)

Introduo disciplina
Parte 1: Teoria e Mtodo no Estudo da Poltica
Unidade 2. 27/08/2015 (Denilson)
Abordagens tericas na cincia poltica positiva
Monroe, Kristen R. 1997. Contemporary Empirical Political Theory. Berkeley: University of
California Press. Captulos 1 e 3 (*).
Peres, Paulo. (2008). Comportamento ou Instituies? A Evoluo Histrica do NeoInstitucionalismo da Cincia Poltica. Revista Brasileira de Cincias Sociais, 23:68. (*)
Krasner, Stephen. (1984). Approaches to the State: Alternative conceptions and historical
dynamics. Comparative Politics vol. 16, n. 2, p. 223-246. (*)
MARCH, James G and OLSEN, Johan P. Neo-institucionalismo: fatores organizacionais na vida
poltica. Rev. Sociol. Polit. [online]. 2008, vol.16, n.31, pp. 121-142. (*)

Unidade 3. 03/09/2015 (Denilson)

Teorias e Mtodos na Cincia Poltica Comparada
CARAMANI, Daniele. Introduction to comparative politics. In: CARAMANI, Daniele. Comparative
Politics, 2nd Edition. Oxford University Press, 2011.(*)
PETER, B. Guy. Approaches in comparative politics. In: CARAMANI, Daniele. Comparative Politics,
2nd Edition. Oxford University Press, 2011. (*)
Brady, Henry E.; Collier, David and Seawright, Jasohn, 2004. Refocusing the Discussion of
Methodology. In Rethinking Social Inquiry: Diverse Tools, Shared Standards, edited by
Henry E. Brady and David Collier. 15-32. Lanham, Maryland: Rowman & Littlefield.(*)
Hirschman, Albert O. 1970. The Search for Paradigms as a Hindrance to Understanding. World
Politics 22 (03): 329343.

Parte 2: Instituies, Controle e Polticas Pblicas

Unidade 4. 10/09/2015 (Denilson)
Estruturas, Burocracia e Controle Institucional
LOUGHLIN, John. Federal and local government institutions. In: CARAMANI, Daniele.
Comparative Politics, 2nd Edition. Oxford University Press, 2011. (*)
HAM, Cristopher; HILL Michael. O processo de elaborao de polticas no Estado capitalista
moderno. Londres, 1993. Captulo 9 (Discricionariedade no Processo de Elaborao de
Polticas). (*)
LANE, Jan-Erik. Public Administration and Public Management: The Principal-Agent Perspective.
Routledge: 2005, New York. Captulo 1. (*)
WATERMAN, Richard W. & MEIER, Kenneth J. 1998. Principal-Agent Models: An Expansion?
Journal of Public Administration Research and Theory, 8:173-202. (*)
TEORIA E ANLISE POLTICA 2 2015 VERSO PRELIMINAR

LUPIA, Arthur. & McCUBBINS, Mathew D. 1994. Designing Bureaucratic Accountability. Law and
Contemporary Problems, vol. 57, N 1. (*)
MILLER, Gary J. The Political Evolution of Principal-Agent Models. Annual Review of Political
Science. 2005. 8:203-225.
EISENHARDT, Kathleen M. Agency Theory: An Assessment and Review. The Academy of
Management Review, vol. 14. N 1 (Jan., 1989), pp. 57-74.
Kettl, Donald F. 2006. Public Bureaucracies. Rhodes, R.A.W., Sahah A. Binder e Bert A. Rockman.
The Oxford Handbook of Political Institutions. Oxford: Oxford University Press, p. 366-384
(disponvel em formato digital).

Unidade 5. 17/09/2015 (Denilson)

Instituies e o Policy-Making Process
KNILL, Christoph and TOSUN, Jale. Policy-Making. In: CARAMANI, Daniele. Comparative Politics,
2nd Edition. Oxford University Press, 2011. (*)
DYE, Thomas R. Understanding Public Policy (14th ed.). Pearson Education: New Jersey. 2013.
(Captulo 2).
PIERSON, P. Public policies as institutions. In: SHAPIRO, I.; SKOWRONEK, S.; GALVIN, D. (eds.).
Rethinking political institutions: the art of the state. New York University Press, 2006. (*)
STEIN, Ernesto et alli. A poltica das polticas pblicas: progresso econmico e social na Amrica
Latina. Relatrio 2006. Ed. Campus, 2 edio. (Captulos 2, 6 e 10). (*)

Unidade 6. 24/09/2015 (Denilson)

Difuso de Instituies no Sistema Poltico Contemporneo
Levi-Faur. D. Jack L. 2013. Walker and the Study of Diffusion. Jerusalem Papers in Regulation &
Governance. Working Paper n 60. (*)
ELKINS, Zachary and SIMMONS, Beth. 2005. On Waves, Clusters, and Diffusion: A Conceptual
Framework. Annals of the American Academy of Political and Social Science, 598(1),
pp.33-51. (*)
Shipan, Charles R., & Volden, Craig., 2012. Policy Diffusion: Seven Lessons for Scholars and
Practitioners. Public Administration Review, Vol. 72, Iss. 6, pp. 788796. (*)
MARSH, David. and SHARMAN, J.C. Policy Diffusion and Policy Transfer. In: EVANS, Mark. New
Directions in the Study of Policy Transfer. Routledge: Mew York. 2010.
Berry, Frances Stokes & Berry, William D., 1990. State Lottery Adoptions as Policy Innovations: An
Event History Analysis. American Political Science Review, 84(2), 395-415.
Colho, Denilson Bandeira. Cavalcante, Pedro e Turgeon, Mathieu., 2015. Mecanismos de difuso
de polticas sociais no Brasil: uma anlise do Programa Sade da Famlia. Revista de Sociologia
e Poltica (no prelo). (*)
Sugiyama, Natasha B., 2008. Theories of Policy Diffusion: Social Sector Reform in Brazil.
Comparative Political Studies, 41 (2), 193-216.

Unidade 7. 01/10/2015 (Rebecca).

Sociedade civil e sistema poltico
Putnam, Robert D. 1994. Comunidade e Democracia: A Experincia da Itlia Moderna. Rio de
Janeiro, Fundao Getlio Vargas. Captulo 6 (*)
Evans, Peter, 2004. Estados e transformao industrial. Autonomia e Parceria: Estados e
Transformao Industrial. Rio de Janeiro, Editora UFRJ, pginas 27-47. (*)
TEORIA E ANLISE POLTICA 2 2015 VERSO PRELIMINAR

Sidney Tarrow, 2009[1998], Oportunidades e Restries Polticas O Poder em Movimento:

Movimentos Sociais e confronto poltico, Petrpolis, Editora Vozes, 99-121(*)
Dagnino, Evelina, Olvera, Alberto J., and Panfichi, Aldo. 2006. Para Uma Outra Leitura Da Disputa
Pela Construo Democrtica Na Amrica Latina. In A Disputa Pela Construo
Democrtica Na Amrica Latina, edited by Dagnino, Evelina, Olvera, Alberto J., and
Panfichi, Aldo, 1343. So Paulo: Paz e Terra. (*) (Leia o capitulo inteiro se tiver tempo).
Diani, Mario. 2003. Introduction: Social Movements, Contentious Actions, and Social Networks:
From Mataphor to Substance? In Social Movements and Networks: Relational
Approaches to Collective Action: Relational Approaches to Collective Action, edited by
Mario Diani and Doug McAdam, 120. Oxford: Oxford University Press.

08/10/2014. Prazo de entrega da primeira atividade escrita.

No haver aula Participao dos professores nas provas orais da seleo de ps-graduao.

Parte 3: O Estudo das Instituies Polticas

Unidade 8. 15/10/2015 (Denilson)
Instituies na Perspectiva da Escolha Racional
March, James G. 2009. Como as decises realmente acontecem: princpios da tomada de deciso.
Editora Leopardo. Captulo 1 (Racionalidade Limitada). (*)
Ferejohn, John e Pasquale, Pasquino. 2001. A Teoria da Escolha Racional na Cincia Poltica:
conceitos de racionalidade em teoria poltica. Revista Brasileira de Cincias Sociais, vol. 16,
n. 45. (*)
Tsebelis, George. 1998. Jogos Ocultos: Escolha Racional no Campo da Poltica Comparada. Edusp.
Captulo 2 (Em defesa do enfoque da Escolha Racional). (*)
HALL, Peter & TAYLOR, Rosemary. (1996), Political Science and the three new institutionalism.
Political Studies, 44 (5): 936-957.(*)
SHEPSLE, Kenneth. (1995), Studying institutions: some lessons from the rational choice theory, in
John Dryzek, James Farr e Stephen Leonard (eds.), Political science in history: research
programs and political traditions. Cambridge, Cambridge University Press.

Unidade 9. 22/10/2015 (Rebecca)

Histria e Dependncia de Trajetria
Collier, Ruth Berins, and David Collier. 2002. Critical Junctures and Historical Legacies, Shaping
the Political Arena: Critical Junctures, the Labor Movement, and Regime Dynamics in Latin
America. 2nd ed. Notre Dame, Ind: University of Notre Dame Press, 27-39(*)
Mahoney, James. 2002. Chapter 1: Explaining Political Development in Central America. In The
Legacies of Liberalism: Path Dependence and Political Regimes in Central America, 328.
Baltimore: The Johns Hopkins University Press.(*)
Menicucci, Telma Maria Gonalves, 2007. "Os Argumentos Analticos: A Perspectiva Histrica e
Institucional". Pblico e Privado na Poltica de Assistncia Sade no Brasil: Atores,
processoe e trajetria. Rio de Janeiro, Editora Fiocruz., 21-56.(*)
Pierson, Paul, 2004. Positive Feedback and Path Dependence. Timing and Sequence, Politics in
Time: History, Institutions and Social Analysis. Princeton, Princeton University Press,
Pginas 17-78.
TEORIA E ANLISE POLTICA 2 2015 VERSO PRELIMINAR

Thelen, Kathleen; Steinmo, Sven 1992. Historical institutionalism in Comparative Politics. In

Steinmo, Sven; Thelen, Kathleen; Longstreth, Frank, eds. Structuring Politics: Historical
Institutionalism in Comparative Analysis. Cambridge: Cambridge University Press. Pp. 1-32

29/10/2015. No haver aula. Congresso da ANPOCS.

Unidade 10. 05/11/2015 (Rebecca)
Mudana gradual das instituies
Mahony, James; Thelen, Kathleen, 2010. A Theory of Gradual Institutional Change, IN: Mahony,
James; Thelen, Kathleen, orgs, Explaining Institutional Change: Ambiguity, Agency and
Power. Cambridge, Cambridge University Press, 1-37. (*)
Thelen, Kathleen, 1999; Historical Institutionalism in Comparative Politics. Annual Review of
Political Science 2:369-404. (*)
Da Cunha Rezende, Flvio. 2012. Da Exogeneidade Ao Gradualismo. Inovaes Na Teoria Da
Mudana Institucional. Revista Brasileira de Cincias Sociais 27 (78). (*)
Streek, Wolfgang; Thelen, Kathleen, 2005. Introduction: Institutional Change in Advanced Political
Economies. IN: Streek, Wolfgang; Thelen, Kathleen, orgs. Beyond Continuity: Institutional
Change in Advanced Political Economies. Oxford, Oxford University Press. Pagina 1-39
Faletti, Tulia G., Infiltrating the State: The Evolution of Health Care Reforms in Brazil, 1964-1988,
IN Mahony, James; Thelen, Kathleen, orgs, Explaining Institutional Change: Ambiguity,
Agency and Power. Cambridge, Cambridge University Press, 38-62.

Unidade 11. 12/11/2015 (Rebecca)

Organizaes e Instituies
Dimaggio, Paul. J; Powell, Walter, 1991. The Iron Cage Revisited: Institutional Isomorphism and
Collective Rationality in Organizational Fields. in Powell, Walter W. e Dimaggio, Paul J.
orgs. The New Institutionalism in Organizational Analysis. Chicago, University of Chicago
Press. Pp. 63-82. (*)
Lawrence, Thomas B., Roy Suddaby, and Bernard Leca. 2009. Introduction: Theorizing and
Studying Institutional Work. In Institutional Work Actors and Agency in Institutional Studies
of Organization, ed. Thomas B Lawrence, Roy Suddaby, and Bernard Leca, 1-27.
Cambridge; New York: Cambridge University Press. Berk and Galvan, Creative Syncretism.
(*)
Lin, Nan, 2001. Institutions, Networks and Capital Building: Societal Transformation In: Social
Capital, A Theory of Social Structure and Action. Cambridge, Cambridge Univesrity Press,
paginas 184-209.(*)
March, James G. and Olsen, Johan P. 1989. Rules and the Institucionalization of Action,
Rediscovering Institutions: The Organizational Basis of Politics. New York: The Free Press.
Rules and the Institutionalization of Action (pginas 21-38); Transforming Political
Institutions (pginas 53-67). Carpenter, Daniel P. 2010. Reputation and Power:
Organizational Image and Pharmaceutical Regulation at the FDA. Princeton University
Press, 33-72.
Dimaggio, Paul. J; Powell, Walter, 1991. Introduction, in Powell, Walter W. e Dimaggio, Paul J.
orgs. The New Institutionalism in Organizational Analysis. Chicago, University of Chicago
Press. Pp. 1-40.
Powell, Walter W. 1991. Expanding the Scope of Institutional Analysis in Powell, Walter W. e
TEORIA E ANLISE POLTICA 2 2015 VERSO PRELIMINAR

Dimaggio, Paul J. orgs. The New Institutionalism in Organizational Analysis. Chicago,

University of Chicago Press. pp. 184-203.

Unidade 12. 19/11/2015 (Rebecca)

Ideias e Instituies
Blythe, Mark, 2001. The Transformation of the Swedish Model: Economic Ideas, Distributional
Conflict and Institutional Change, World Politics, 54 (Oct. ) 1-26. (*)
Schmidt, Vivian, 2008. Discursive Institutionalism: The Explanatory Power of Ideas and
Discourse. Annual Review of Political Science, 11(303-326). (*)
Hall, Peter A., 1992. The movement from Keynesianism to monetarism: Institutional analysis and
British economic policy in the 1970s. In Steinmo, Sven; Thelen, Kathleen; Longstreth,
Frank, eds. Structuring Politics: Historical Institutionalism in Comparative Analysis.
Cambridge: Cambridge University Press, 90-113.(*)
Hay, Colin, 2006. Constructivist Institutionalism. Rhodes, R.A.W., Sahah A. Binder e Bert
A. Rockman. The Oxford Handbook of Political Institutions. Oxford: Oxford University Press,
p. 56-74 (disponvel em formato digital).
Sikkink, Katheryn. 1991.Introduction. Ideas and Institutions: Developmentalism in Brazil and
Argentina. Ithaca, Cornell University Press, pag. 1-28.

Unidade 13. 26/11/2015

Agncia e criao institucional. (Rebecca)
Berk, Gerald, and Dennis C. Galvan. 2013. Processes of Creative Syncretism: Experiential Origins
of Institutional Order and Change. In Political Creativity: Reconfiguring Institutional Order
and Change, edited by Gerald Berk, Dennis C. Galvan, and Victoria Hattam, 2954.
Philadelphia: University of Pennsylvania Press.(*)
Ansell, Chris. 2013. Ecological Explanation. In Political Creativity: Reconfiguring Institutional
Order and Change, edited by Gerald Berk, Dennis C. Galvan, and Victoria Hattam, 5577.
Philadelphia: University of Pennsylvania Press.(*)
Fligstein, Neil. Social Skill and the Theory of Fields. Sociological Theory 19, no. 2 (2001): 105125
(*).
Abers, Rebecca; Keck, Margaret. 2013. Practical Authority, Institution-building, and
Entanglement. Practical Authority: Agency and Institutional Change in Brazilian Water
Politics. New York, Oxford University Press, 1-29.(*) (a traduo em portugus ser
disponibilizada)
Clegg, Stewart. 2010. The State, Power, and Agency: Missing in Action in Institutional Theory?
Journal of Management Inquiry 19 (1) (March 1): 4 13.

Unidade 14. 03/12/2015 (Rebecca e Denilson)

Devoluo da segunda atividade escrita.
Encerramento da disciplina

TEORIA E ANLISE POLTICA 2 2015 VERSO PRELIMINAR