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DASHWOOD
Inequality, leadership,
and the crisis in
Zimbabwe
IN A 1997 ARTICLE CO-AUTHORED with Cranford Pratt, we noted the
importance of the leadership in explaining how Zimbabwe (and
Tanzania) had been able to avoid a descent into military dictatorship or
civil war.' In that article, I pointed to the importance of Mugabe's policy of reconciliation towards whites in the uncertain period after 1980,
when the liberation struggle for black-majority rule ended. However,
given the economic power of whites in the economy, the policy of reconciliation has translated into whites maintaining their economic
dominance so that the gross inequalities in income and opportunity
inherited from the colonial past have persisted.
The implementation after 1990 of market-based reforms through
the Economic Structural Adjustment Programme (ESAP) reinforced
structural inequalities by ignoring the centrality of land redistribution
management: Zimbabwe and Tanzania,' in Robert O. Matthews and Taisier Ali, Civil
Wars in Africa (Montreal and Kingston: McGill-Queen's University Press 1999), 22454.
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Hevina S. Dashwood
loss of the ruling elite's earlier commitment to the welfare of the poor majority
was a further factor. See, Dashwood, Zimbabwe: The Political Economy of
Transformation (Toronto: University of Toronto Press 2000).
2 The
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From a short-term perspective, it might be understandable for an outside observer to conclude that the current lawlessness in Zimbabwe,
including land invasions of white-owned commercial farms, is directly
attributable to Mugabe's desire to stay in power. While this assessment
would be correct, it over-simplifies the situation, and ignores the need
to separate the issue of Mugabe's succession from the long-simmering
issue of equitable land reform. The two issues are entangled, though
separable, and are all the more complex because of the involvement of
external donors in land reform.
Contradictory societal pressures in a context of economic decline
meant that, from the late 1980s, the government has faced very difficult governance challenges.5 Although the government was still officially responding to the needs of the poor through land reform and
other social measures, it was facing strong pressure from middle class
blacks who wanted to play a greater role in the economy. Demands for
policies supporting black advancement or indigenization grew
stronger after the implementation of ESAP in the early 1990s, when it
quickly became apparent that the main beneficiaries of the reforms
were the mostly white economic elites who dominated the mining,
manufacturing, and commercial agricultural sectors.
After 1990, a number of groups promoting black empowerment
were formed, including the Indigenous Business Development Centre
(IBDC) and the Indigenous Business Women's Organization (IBWO).
These groups were interested in promoting a black bourgeois class, not
in income distribution or in lifting the black majority out of poverty.
Faced with well-connected and well-organized demands for more generous credit schemes to promote black entrepreneurs, the government
responded by diverting scarce resources to this group.
The introduction of the Commercial Farm Resettlement
Programme in the mid-1990s was a highly controversial example of
the government bowing to the demands of the better-off in society.
Faced with arguments from the Indigenous Commercial Farmers
Union (ICFU) that the government's original resettlement programme
merely perpetuated subsistence farming, the Commercial Farm
Resettlement Programme entailed leasing entire large-scale farms to
5 For more details, see Dashwood, 'Social welfarism, poverty alleviation and political stability in Zimbabwe,' Canadian Journal ofDevelopment Studies 2o(no 3,1999),
567-92.
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blacks for commercial farming. That many members of the ruling elite
were direct beneficiaries of the programme only highlighted their own
interest in responding to demands for indigenization. 6The scheme distracted the government away from the original redistributive goals of
land reform, and it entailed a serious diversion of resources away from
the resettlement of deserving farmers in the communal areas.
A further concern surrounding the government's land reform programme is that, in the early 1990s, the original criterion for deciding
who should be given land shifted from social need to economic efficiency. Faced with questionable evidence that existing resettlement
schemes had failed, pressure emerged to distribute land to proven
farmers, rather then to landless peasants, the rural unemployed, and
war veterans who had fought in the liberation struggle. The argument
that the resettlement areas (RAs) were just as impoverished as the communal areas (CAs) led the Zimbabwe Farmers' Union (ZFU) to insist
that only farmers who had succeeded in the CAs should be chosen for
resettlement. Although ZFU ostensibly represented all CA farmers, it
tended to represent the interests of the better-off farmers, those who
had managed to produce a surplus for the market. This constituency,
which account for approximately 20 per cent of all CA farmers, or
roughly 100,000 farmers, would very quickly have soaked up a large
portion of any land available for redistribution (even under the current
process).
The effect of this shift in orientation towards proven farmers was
similar to that of the Commercial Farm Resettlement Scheme; it
siphoned off already very limited resources to the better-off segments
of society. The Commercial Farmers' Union (CFU), which represented
the mostly white commercial farmers, was happy to see the resulting
near paralysis in the efforts at land reform and actively tried to obstruct
the government's efforts to acquire more land for redistribution.
The majority of peasant farmers had no effective representation. It
was, therefore, left to a more powerful group, the Zimbabwe National
Liberation War Veterans Association, to confront Mugabe in August
1997 on his government's land reform policies. As supposed beneficiaries of the land reform programme, they were specifically concerned
about the lack of progress on land redistribution and the way in which
6 For an excellent account of these diverse pressures, see B. Ikubolajeh Logan and
Daniel Tevera, 'Neoliberalism, regime survival, and the environment: economic
reform and agricultural transformation in Zimbabwe in the 199os,' Canadian Journal
ofAfrican Studies 35(no 1, 2001), 99-138.
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it had been captured by black political and economic elites. A wellorganized and powerful group, with members still active in the army
and police forces, they demanded that 20 per cent of all land earmarked for redistribution should go to war veterans. Faced with the
prospect of a bloodless coup, Mugabe gave in; in addition to the
promise of land, he offered the war vets a ZWD 50,000 lump-sum pension and a ZWD 2,000 monthly allowance.
The immediate impetus behind the war veterans' show-down with
Mugabe was the discovery earlier in 1997 that billions of dollars had
been looted from the War Victim's Compensation Fund by members
of the ruling and military elite. Many war veterans not lucky enough to
be in the army or the police were quite destitute, and news of this latest example of corruption proved to be the last straw. Although they
initially promoted their own interests, the war vets soon emerged as
self-proclaimed champions of subsistence farmers in the CAs.
The war vets appealed to those elements within Mugabe's
Zimbabwe African National Union-Patriotic Front (ZANU-PF) party
who supported a more radical and fast-paced land reform programme.
Their demands provided the back-drop for the government's
announcement in November 1997 that it planned to designate 1,471
commercial farms for compulsory acquisition. Incidents of land invasions by peasant farmers began to be reported early in 1998. At that
time, it was actually some ZANU-PF members of parliament from rural
constituencies who were instigating the squatting. Aware that the government's record on land reform was testing the patience of their peasant supporters, the members were prepared to add their pressure for
the government to move more quickly on land reform.
In short, Mugabe was facing pressure from the war vets and some
members of his own party to push the land reform agenda faster and in
a more radical form. At that time, the government did not yet appear
to be aware of the extent of its unpopularity. Obviously, in a country in
which elections are won or lost in the rural areas, politicians were concerned about the effect of the lack of progress over land reform on their
popularity. But the issue of land reform was not directly linked to the
electoral survival of Mugabe (and ZANU) until 1999.
In the late 1990s, a diverse group of opposition forces began to coalesce around a variety of issues. Based initially in the urban areas, these
opposition forces were not primarily concerned with the failure of the
government to make reasonable progress on land redistribution.
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There were numerous opportunities during the 1990s for the donor
community to take on a greater leadership role with respect to land
redistribution.7 Britain, which is mainly responsible for funding land
reform, was reluctant to provide further financing unless the programme was consistent with market principles. The government, on
the other hand, was moving away from market principles, through, for
example, compulsory acquisition of large-scale farms. Since the other
major donors followed Britain's lead, no foreign capital was forthcoming to finance land reform.
The unhelpful role of the international financial institutions (IFIs)
cannot be ignored. There were serious flaws in the design of ESAP
(1991-5), the most significant of which was the failure to incorporate
rural development, including land redistribution, as a necessary and
integral part of the structural adjustment exercise. The error of not
supporting land redistribution was acknowledged by the World Bank
in its own evaluation of the first phase of structural adjustment.
Although the IFIs claimed that they were committed to land redistribution, no resources were earmarked for that purpose. Since the government was asked to reduce its budget deficit substantially, it was
faced with serious resource constraints, which allowed it to allocate
only small amounts to land redistribution. By ignoring the centrality
of land redistribution to rural development and poverty alleviation,
ESAP failed to address a fundamental structural impediment to equitable growth in Zimbabwe. Instead, it helped to reinforce the politically, socially, economically, and morally unsustainable status quo.
The introduction of ESAP has added legitimacy to voices that argue
that blacks should be able to engage in commercial farming instead of
being relegated to 'peasant' production in the communal and resettlement areas. Thus, not only has structural adjustment benefited white
owners of capital, it has also helped a black elite more interested in
large-scale commercial farming than redistribution. The vision of the
large-scale commercial farming sector as essential to the maintenance
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2000), 5-28
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redistribution be squarely focused on poverty alleviation; strong opposition to the Commercial Farm Resettlement Programme, which has
benefited the black elite; and an insistence that land redistribution
respect market principles, a concern shared by the other donors."
In preparation for the second phase of land redistribution in 1998,
the government produced a major planning document, the Land
Reform and Resettlement Programme, Phase II (LRRP-II).' 2 A major
donors' conference was held from 9-11 September 1998, but was
clouded by the government's earlier decision to intervene in the
Congo. Furthermore, in consultations prior to the conference, the
donors had signalled serious reservations about the LRRP-II. The LRRPII document reflected a serious effort to respond to the deficiencies
identified in earlier resettlement efforts, by providing, for example, for
the right of private tenure over resettled land. However, the donors
objected to the top-down, centrally administered features of the programme, which they thought would make it inefficient and unsustainable. Donors favoured a bottom-up, community-driven approach that
was consistent with market principles. While donors were prepared to
support the need for land redistribution in principle, the consultations
leading up to the conference revealed serious disagreements between
the government and the donors over the process by which land redistribution should proceed.
At the donor conference, it appeared that a compromise had been
reached in a 24-month 'Inception Phase,' to be implemented immediately. The objective of the inception phase was to test 'complementary
approaches' preferred by the donors; a bottom-up, community driven,
market-friendly approach to land reform. The intention was that current government resettlement models should be implemented alongside alternative beneficiary-initiated models.' 3 Among the principles
agreed to were that the programme should be implemented in a transparent, fair, and sustainable manner.
The communiqu6 issued after the conference called for the 'immediate implementation of resettlement, beginning with the 118 farms
11 United Kingdom, Department of International Development, Land Resettlement
(2000).
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1999-2000
(Harare:
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The role that donors played in exacerbating the already volatile situation over land reform was eclipsed by the on-going political violence
18 Moyo, 'The political economy of land acquisition.'
19 Claims that the first phase of land reform was unsuccessful depend, in part, on
the criteria used to define 'success.' See Bill H. Kinsey, 'Land reform, growth and
equity: emerging evidence from Zimbabwe's resettlement programme,'Journal of
Southern African Studies 250une 1999), 173-96.
2o For a classic elaboration of the importance of attaching equal weight to both
subsistence rights and the right to physical security, see Henry Shue, Basic Rights,
Subsistence, Affluence and US Foreign Policy (Princeton NI: Princeton University
Press 1981).
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and deterioration in civil liberties that marked the run-up to the presidential elections held on 9 and 10 March 2002. International and
regional responses shifted from an initial concern over the 'Fast Track
Land Reform Programme' initiated after the June 2000 general elections to alarm over the widespread and systematic human rights abuses perpetrated in the run-up to those elections.
At the same time, a human tragedy is unfolding, as disruptions to
agricultural production brought about by the land invasions and the
serious deterioration in the economy as a whole have left many
Zimbabweans struggling to survive. In the vulnerable rural areas of
Matabeleland and Masvingo especially, hundreds of thousands of
Zimbabweans are now reported to be starving.2' Efforts by humanitarian agencies to provide food relief are being thwarted by the government, which fears that the opposition will take political advantage of
such deliveries.
THE SOUTH AFRICAN ROLE
South Africa has played a critical mediatory role at both the regional
and international levels in handling the political and economic crisis in
Zimbabwe. The president of South African, Thabo Mbeki, has been
actively seeking in diplomatic corridors to mediate between the conflicting interests over Zimbabwe. Initially, he attempted to pursue a
policy of quiet diplomacy in dealing with Mugabe. For his efforts, he
was roundly criticized, and a split was created within his government
over the issue.22
On a visit to Zimbabwe in August 2000, Mbeki privately appealed
to Mugabe to end the violence and lawlessness surrounding land invasions. He seemed to have left with the impression that his private
appeals had some impact, as he stated to the press that he was confident Mugabe would address the situation.P Instead, Mugabe stepped
up the invasions."4
25
May 2000.
23 'Mugabe says war vets to be removed from farms,' ibid, 3 August 2000.
24 'Mugabe misleads Mbeki,' Zimbabwe Independent (Harare), 4 August 2000.
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In response to criticisms of his 'soft' approach, and perhaps emboldened by the public attack on Zimbabwe the United States secretary of
state, Colin Powell, made when he was on South African soil in May
2001, Mbeki has openly raised the issue of the illegality surrounding
the land invasions. Yet, for economic and political reasons, South
Africa must tread carefully in how it handles the situation.
Of all the countries in the region, South Africa stands to lose the most
should Zimbabwe descend into chaos. For historic reasons, there is a significant amount of trade between the two countries. In 1964, when
Rhodesia was about to issue a unilateral declaration of independence
(UDI), a Preferential Trade Agreement was signed with South Africa.
During the UDI years, as a counter to international sanctions, Rhodesia
built up a substantial manufacturing base, and South Africa was the
major market. In turn, Zimbabwe is South Africa's largest regional market for its exports. Annual cross-border trade is valued at us$1.3 billion.25
From an economic standpoint, the importance to South Africa of
Zimbabwe as an export market reduces its leverage in negotiations
with Mugabe. When Zimbabwe could no longer afford to pay its fuel
and electricity bills, South Africa quietly began to pay them because it
does not want to see the complete collapse of the Zimbabwean economy. Nor is it anxious to encounter Zimbabwean refugees should the
food crisis render people desperate. The presence of Zimbabweans in
South Africa is a sensitive issue; the perception among locals is that
Zimbabweans take jobs when unemployment in South African is
already high. For decades, educated Zimbabweans have sought the
greater economic opportunities that (even apartheid) South Africa
could provide. Any significant influx of refugees could create political
difficulties for the South African government.
The main explanation for South Africa's careful approach, however,
relates to its own land problem. As in Zimbabwe, the pattern of land
ownership is skewed in favour of whites. The issue of equitable land
ownership is a politically sensitive one in South Africa, and there is
substantial support amongst poor blacks for the invasions of farms in
Zimbabwe.
South Africa has taken a different approach to its land problem then
Zimbabwe, preferring a process of land restitution, under which people
who can prove that land was taken from them by whites can seek restitution. This process has so slow that only a small number of claims have
25 'South Africa's anxious eyes on Zimbabwe,' Economist, 15 April 2000, 39.
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2001).
28
224
Munyaradzi Huni, 'Abuja: UK drags feet,' Sunday Mail (Harare), 14 October 2001.
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Sandra Nyaira, 'Mbeki calls for more pressure on Mugabe,' Herald (Harare), 1
December
2001.
30 Itaya Musengeyi, 'African leaders attack Blair over Zimbabwe,' Herald, 4 March
2002.
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sion was deferred until after the elections, pending the report of the
Commonwealth observer team. In the face of compelling evidence
that massive electoral fraud and intimidation had occurred, as detailed
in the Commonwealth report, the decision was reached to suspend
Zimbabwe from the Commonwealth for one year.
CONCLUSION
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November 2001.
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