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Griffith University
ABSTRACT
I am grateful to Mary Laughren, Michael Harrington, Kevin Durkin and the two
anonymous reviewers for their very useful comments. Address for correspondence:
Spanish & Applied Linguistics, School of Languages and Linguistics, Griffith
University, Nathan, Qld 4111, Australia. E-mail: S.Eisenchlas@griffith.gu.edu.au
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[1] The following abbreviations are used in this paper: 1 = first person, 2 = second
person, 3 = third person, AGR = Agreement, DO = Direct Object, DP =
Determiner Phrase, F = Feminine, FUT = Future, Infl = Inflection, IMPERF
= Imperfect IO = Indirect Object, LF = Logical Form, M = Masculine, NP =
Noun Phrase, PL = Plural, PRES = Present, REFL = Reflexive, SG = Singular,
S = Subject, TNS = Tense.
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(5) Quiero
comer=lo.
want:PRES:1SG eat=3SG.M.DO
I want to eat it.
Probably the feature that has generated most debate in the literature is
that clitics appear in a position other than the one favoured by their noncliticized counterpart, as shown in (6) to (8).
(6) Vi
a Juan.
see:PAST:1SG to John
I saw John.
(7) Lo
vi.
3SG.M.DO see:PAST:1SG
I saw him.
(8) *Vi
lo.
see:PAST:1SG 3SG.M.DO
Syntactic approaches to clitics
Syntactic approaches to account for clitic position at spell-out have
developed in two main directions: base generation, according to which
clitics are base-generated in their surface position (proclitic) and stand
in some relation (coindexed with) to the position typically occupied by
the non-clitic argument (Borer 1986, Jaeggli 1982, Strozer 1976, Suer
1989), and movement, according to which clitics are generated in the
appropriate argument position to satisfy the verbs argument structure,
and moved to the unmarked pre-verbal clitic position to satisfy
morphological requirements (Belletti 1990, Cardinaletti 1994, Kayne
1975 and subsequent work, Uriagereka 1995).
Recent versions of the base generation position treat the clitic as an
agreement marker (Borer 1986, Lyons 1990, Suer 1988), identifying a
phonologically null pronominal in argument position. From this
perspective, subject-verb agreement and object clitics represent exactly
the same phenomenon, namely agreement between a head and its
governees. In neither case does the affix have a pronominal character. Just
as the governor of the subject, Infl, assumes subject agreement features,
so the governor of the object, V, assumes object agreement features in
the form of a clitic. This clitic is a spell-out of the features for number,
gender and case copied from a complement onto its governing head. It
should be noted that while in standard Spanish only a null object
occasions agreement, subject agreement takes place whether the
subject is null or overt.
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I sing
We sing
c. cantndo
singing
d. cantndo=te
singing to you
e. cantndo=te=la singing it (the song) to you
Another problem with this proposal is that clitics may optionally
appear in postverbal position following nonfinite verbal complements,
as shown in Example 4. Some mechanism has to be postulated to
account for the postverbal placement of clitics.
Many of these problems are avoided by adopting the movement
hypothesis, which postulates obligatory clitic movement in the syntax
triggered by the strength of the morphological features encoded in the
clitic. Checking Theory explains how clitic movement obtains. Since
Chomsky (1995), it is generally accepted that the morphological features
associated with functional heads (person, gender, number, case, specificity
and the like) must be checked in a local configuration (Corder &
Delfitto 1999). Given that the clitic heads a defective DP (Cardinaletti
1994), it cannot check the phi-features within the NP domain. The clitic
cannot stay in its base position but has to undergo syntactic movement
to adjoin to a functional head that contains the relevant features (Kayne
1991). Strong pronouns and full DPs, on the other hand, which contain
a NP projection, do not need to move.
One final point concerns the final landing site of cliticization.
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Experimental task
The data for this study were collected using an Elicited Imitation Task.
The basic idea underlying this test is that, if the participants grammar
corresponds to the grammar of the stimulus sentence, the imitation is
likely to be accurate. Inaccurate answers, on the other hand, may reveal
specific differences between the participants grammar and the grammar
of the target stimulus sentence, or even the steps followed in the
derivation of sentences with clitics, as will be proposed in the
Discussion section. The rationale for this technique is based on the
assumption that imitation is not a passive copying of the stimulus, but
rather that it involves a reconstructive process by which the stimulus
might be altered in some ways (Lust, Chien & Flynn 1987, Menyuk
1963). It has been observed that when children are asked to repeat a
sentence that is beyond their short-term memory ability, they alter the
sentence not randomly but in ways that conform to their grammatical
system at the time (Ingram 1989: 2567). These responses could
therefore be treated as analogues of grammaticality judgements.
Procedure
The tests were administered by the researcher, a native speaker of
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TABLE 1.
Postverbal
Age group
DO
IO
DO
IO
Group means*
SD
1
2
3
4
5
6
7
Mean
47
65
65
85
77
85
90
73
15
45
50
75
100
82
80
80
73
19
0
5
30
40
64
45
85
39
30
26
15
44
65
59
40
65
45
20
30a
34a
54a
73b
71b
63b
80b
58b
19b
23
24
23
30
12
22
10
18
SD
* The subscripts indicate the pattern of differences between the age groups. Thus, the
groups that do not share the same subscripts differ significantly.
RESULTS
Accurate responses
The overall percentage of accurate responses in this study was 58%.
Table 1 shows the percentage of accurate responses for Type of
determiner and Position of the clitic pronouns as a function of Age. The
analysis indicates that the interactions between Age and Position, Type
and Position, and Age and Type did not significantly affect the success
rate of imitation. Significant main effects were found for the factors
Position (F (1,6) = 60.18, p = 0.0002) and Age (F (6,6) = 13.47, p =
0.003). With respect to the main effect of Position, results for sentences
with postverbal clitic pronouns (M = 42, SD = 25) were much lower
than those for sentences with preverbal clitics (M = 73, SD = 17). With
respect to the main effect for Age, post-hoc tests (see Table 1) indicated
that groups 1 to 3 performed significantly lower than the older groups.
Among groups 4 to 7 there were no significant pairwise differences,
and this suggests that their responses have become stable. The effect
for the Type factor was not significant (F (1,6) = 1.92 p = 0.215), i.e.,
childrens responses for DO and IO pronouns were comparable in overall
number of accurate responses, as can be seen in Table 1.
Thus far, the results point to the following conclusions that will be
discussed later in the paper: that the Type of determiner is irrelevant,
that there is a developmental curve which stabilizes at around age 4,
and that preverbal clitics are easier for children than postverbal clitics.
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70%
Preverbal
Postverbal
60%
50%
40%
30%
20%
10%
0%
Clitic
omission
Clitic
Clitic insertion
repositioning
Clitic phi
features
Other
Ungrammatical
Overall
Error types
Fig. 1. Percentage of inaccurate responses by error types and by position
of the clitic pronoun
Inaccurate responses
The overall percentage of inaccurate responses for this study was 42%.
Of all errors, 73% were directly related to the clitic pronouns in the
stimulus sentences, and include clitic repositioning, mainly from postverbal to preverbal position (46%), clitic omission (16%), phi-feature
changes (7%) and clitic copying (4%).
A detailed breakdown of error types, as differentiated by the main
factor Position, is given in Fig. 1. As can be seen, the distribution of
errors varies greatly according to the position of the clitic pronoun,
with 69% of the inaccurate responses occurring in sentences with the
clitic in postverbal position. The following sections examine in more
detail some of the error types produced.
Clitic repositioning
Clitic repositioning is used in this paper as a descriptive term to
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DISCUSSION
The main goal of the study described above was to examine whether
children ever make mistakes that indicate discontinuity between the
child and the adult grammar, or whether there is early convergence
between the two systems. To answer this question, three hypotheses
were formulated, concerning childrens knowledge of the argumental
status of clitics (hypothesis 1), of the morpho-lexical differences
between clitic and non-clitic pronouns (hypothesis 2), and of the rules
that regulate clitic placement (hypothesis 3).
With regard to hypothesis 1, the data showed a high percentage of
clitic retention (84%). A higher rate of omissions could be expected
under alternative analyses (such as Radford 1990, Slobin 1973) that
predict late acquisition based on the fact that clitics are functional
categories and lack phonological stress. The low incidence of clitic
omission serves as counter-evidence to one of Slobins Operating
Principles, according to which children are expected to pay attention to
stressed words and ignore unstressed elements. The fact that children
omitted relatively few unstressed clitics suggests that explanations
based on phonological or purely cognitive mechanisms are insufficient
in this case. Rather, children seem to be aware of the argument structure
of the verbs and the syntactic requirements on their expression from a
very young age.
As described under clitic omission, 65% of the omissions occurred
in the two youngest groups. Yet, the same children that showed the
highest rate of omissions produced responses with clitics more often
than not. These data suggest the possibility that these children have
knowledge of the relevant categories, but they do not always link them
to a phonological form. This interpretation is consistent with crosslinguistic studies, such as Schaeffer (2000), McKee and Emiliani (1992),
and Guasti (1994) for Italian, Kaiser (1994) and Hamann et al. (1996) for
French, which indicate early knowledge of clitics, despite performance
limitations.
With regard to hypothesis 2, we have to refer to the mistakes that
children did not make, even when these were logically possible errors.
The results indicate that children have already mastered the morpholexical distinction between clitics and full pronominal expressions by
the youngest age tested. Although there were substitutions of phi-features,
including case, these were restricted to dative-accusative. Not one single
response was found where a clitic was replaced with a strong pronoun,
an error frequently reported in the interlanguage of both bilingual
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This paper has examined the knowledge that young children have
regarding the properties of single clitics. The results of the study show
that children have already mastered the morpho-lexical distinction
between clitics and full pronominal expressions by the youngest age
tested (i.e., three years), and have knowledge of the syntactic implications
of this distinction. The study has also shown that the errors made by
children acquiring Spanish as a first language are few and limited in
kind, as would be expected if UG constrains the set of possible
hypotheses that the child formulates, speeding up the acquisition
process. The results have shown that, for the structures tested, there is
early convergence between the child and the adult grammar, and that
the acquisition curve stabilizes at around age four. It still remains to be
seen whether clitics are available from the very beginning, or whether
they emerge after other functional categories, such as Tense, are
instantiated. To settle this issue, data from children younger than those
tested in this study would have to be collected.
REFERENCES
Baker, M. (1988). Incorporation. A Theory of Grammatical Function Changing
(Chicago: Chicago University Press).
Belletti, A. (1990). Generalized Verb Movement: Aspects of Verb Syntax (Torino:
Rosenberg & Sellier).
Borer, H. (ed.) (1986). Syntax and Semantics, Vol. 19. The Syntax of Pronominal
Clitics (New York: Academic Press).
Cardinaletti, A. (1994). On the internal structure of pronominal DPs. The Linguistic
Review, 11, 195219.
Chomsky, N. (1988). Language and Problems of Knowledge: The Managua Lectures
(Cambridge, MA: MIT Press).
Chomsky, N. (1995). The Minimalist Program (Cambridge, MA: MIT Press).
Clark, E. V. (1985). The acquisition of Romance with special reference to French. In
D. Slobin (ed.), The Crosslinguistic Study of Language Acquisition, Vol. 1
(Hillsdale: Lawrence Erlbaum Associates), 687782.
Corder, N. & Delfitto, D. (1999). On the nature of pronoun movement. In H. van
Riemsdijk (ed.), Clitics in the Languages of Europe (Berlin, New York: Mouton
de Gruyter), 799861.
Crain, S. & Thornton, R. (1997). Investigations in Universal Grammar: A guide to
experiments on the acquisition of syntax and semantics (Cambridge, MA: MIT
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APPENDIX
Stimulus sentences tested in this study
DO pre-verbal clitic
(1a) La linda sirenita la quiere invitar esta noche.
The pretty little mermaid 3SG.F.DO wants invite tonight
The pretty little mermaid wants to invite her tonight.
(1b) La princesa Jasmn lo puede ver esta noche.
The princess Jasmine 3SG.M.DO can see tonight
Princess Jasmine can see him tonight.
IO pre-verbal clitic
(2a) Aladn le puede contar un secreto esta tarde.
Aladin 3SG.IO can tell a secret this afternoon
Aladin can tell her/him a secret this afternoon.
(2b) Hrcules le quiere dar un regalo esta noche.
Hercules 3SG.IO wants give a present tonight
Hercules wants to give her/him a present tonight.
DO post-verbal clitic
(3a) Despus de jugar Mickey puede verlo en el parque.
After of play Mickey can see=3SG.M.DO in the park
After playing Mickey can see him in the park.
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