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Abstract
Even though empathy plays a central role in inter-religious imagination, the notion of
empathy has become all but anathema in the study of religions, associated as it is with
Romantic hermeneutics and with the early phenomenology of religion. This article revisits
some of the early phenomenological approaches to the problem of empathy in order to
explore their continuing import for the question of the possibility of entering imaginatively
into the religious worldview and experience of another tradition and understanding it from
within. Even though the religious experience of the other always remains beyond the purview of someone not belonging to that tradition, the notion of empathy continues to
emphasize the epistemic priority of that experience in the process of inter-religious dialogue, thus stretching the imagination to resonate with new and possibly enriching forms
of religious life.
Keywords
empathy, experience, life-entering, participation, sympathy, transposition
lthough Simone Weils words may ring perfectly true, the role and
status of empathy in inter-religious imagination and understanding
has been subject to considerable debate. Very few scholars of religion have
in fact ventured into systematic reection on the role of empathy in the
Koninklijke Brill NV, Leiden, 2008
DOI: 10.1163/156852908X270944
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study of other religions. The term has generally been associated with the
bygone days of romantic hermeneutics and with pretences to understanding the religious other better than this other understands itself. However,
every attempt to go beyond the purely descriptive account of the religious
life of the other and to understand the meaning of symbols, beliefs, and
rituals involves some capacity to resonate with the aective dimension of
another tradition and to grasp the experiential import of a particular teaching, ritual, or symbol. Just as a purely historical discussion of the Christian
devotion to the Sacred Heart can only begin to oer insight into its meaning for Christians, a purely external description of the ritual motions of a
Ganesha puja allows little or no access to the meaning of such gestures in
the life of a Hindu. Any attempt to enter imaginatively into the religious
life of another thus requires some degree of empathy. And empathy itself,
in turn, presupposes considerable religious imagination. Though empathy
remains an elusive capacity, dicult to fully grasp, verify, or control, I wish
to oer some reections on the nature of empathy and its role in interreligious imagination.
Empathy as Transposition
The term empathy (einfhlung) emerged in the late nineteenth century from
a conuence of romantic hermeneutics and philosophical aesthetics. It was
rst used as a psychological category by Theodore Lipps who described
empathy as a form of inner imitation, or as a complete identication with
the object of aesthetic enjoyment (376, 380). In empathy, the feelings and
experiences associated with this imitation are projected onto the other as
their source. When used in a strictly interpersonal context, empathy came to
be understood as a process of transposition (Diltheys Transposition, Hineinversetzen) into the life world of the other in order to grasp the intentions and
the mindset of the other. The ultimate nature and goal of empathy is then,
as Edith Stein puts it, the experience of foreign consciousnesses (11) or
the comprehension of mental persons (83). In his Idees II, a text which is
believed to have been inuenced by Stein, Husserl describes the process of
transposition in some detail:
I put myself in the place of another subject, and by empathy I grasp
what motivates him and how strongly it does so, with what power.
And I learn to understand inwardly how he behaves, and how he would
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into ones own. In some passages, he refers to the importance of transposing oneself into the object and re-experiencing it or of entering into a
coherent stream of consciousness (Some Recent Achievements 401).
But in describing the various stages of the phenomenological method, he
also speaks of the interpolation of the phenomenon into our own lives
(Religion in Essence 674). In the process of empathy, the distinction between
putting oneself into the experience of the other and bringing the experience of the other into ones own life is often vague and uid. Even though
the religious life of the other remains the goal of empathy, ones own life
experience typically forms the basis and source from which one may come
to identify with the other.
It must be pointed out that neither Husserl, Stein, nor van der Leeuw
believed in the possibility of reliving the experience of the other. Husserl
emphasizes the dierence between the primordial and the non-primordial
event, and the fact that all empathic understanding of the motivations of
others always lack the spontaneity of the original event. Van der Leeuw, for
example, points out that the immediate is never and nowhere given, and
that the primal experience upon which our experiences are grounded, has
always passed irrevocably away by the time our attention is directed to it.
That being the case, however, he also believed that it was in principle not
more dicult for him to understand the experience of an Egyptian scribe
who wrote his note on papyrus four thousand years ago than it was to
understand the experience of having himself written some lines in a school
essay thirty years ago. That he was another than myself he states, makes
no dierence whatever, since the boy who prepared the school work thirty
years ago is also, to my own contemplation another, and I must objectify
myself in my experience of those bygone days. All empathic understanding of the other thus involves a process of reconstruction or reconstitution
of that experience. Quoting Terrentius Afers famous maxim homo sum,
humani nil a me alienum puto (I am human and nothing human can be
alien to me) van der Leeuw states that this is no key to the deepest comprehension of the remotest experience, but is nevertheless the triumphant
assertion that the essentially human always remains essentially human, and
is, as such, comprehensible.1
1)
Religion in Essence and Manifestation 675. Van der Leeuw was also strongly inspired by
Eduard Sprangers notion of universal mental structures developed in Types of Men.
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and in general reproducing (emotionally) the experiences of others, including their states of feeling (8). Both terms, however, remain closely related
as empathy requires sympathy and sympathy builds upon empathy. Sympathy is here understood not merely as the aective quality of personal
warmth and concern for the other but also as the attitude of generosity
with regard to the intelligibility and the meaningfulness of the religious life
of the other. Any a priori rejection of the presence of truth and coherence
in the other religion will generally restrict empathic understanding, if only
by diminishing any desire to enter into the experiences of the other.
In the context of the relationship between religions or between believers, the attitude of sympathy (or antipathy) for the religious other is generally grounded in religious or theological attitudes toward the religious
other. It is not surprising that growth and deepening of understanding of
other religions in the West has developed in consonance with a growing
theological openness toward the presence of truth in other religions. This
is of course not to deny the possibility of attaining a certain empathic
understanding of the other in a climate of religious exclusivism and intolerance, as the many insightful accounts of other religions by traditional
missionaries bear out. It is also not to suggest that empathy must necessarily involve a positive valuation of the religious symbols, teachings and
practices of other religions. One may indeed come to a profound experiential understanding of the meaning of a particular teaching while rejecting
its validity or truth. But the more religious openness toward other religions, the greater the energy and desire to immerse oneself in their symbols, teachings and practices and to understand their meaning and role in
the life of believers. Such openness removes taboos about entering the
places of worship of other religions and contemplating its images or objects
of worship. For centuries, the worship of Hindu Gods was considered rote
idolatry and Christians were forbidden from even glancing at Hindu deities. Within such a theological atmosphere, an empathic understanding of
the meaning of Krishna in the lives of Hindu believers would be virtually
unimaginable. Empathy thus presupposes an absence of fear and a relative
freedom of religious conscience, which from a Christian point of view is a
relatively recent achievement.
Even though sympathy for the beliefs and practices of other religions
may no longer be inhibited by theological strictures, one still cannot but
wonder to which extent rm commitment to the truth of one religion
impedes the religious imagination, or the empathic understanding of the
meaning of particular symbols and rituals in the life of another religion.
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After all, the truth claims of dierent religions remain to various degrees
mutually exclusive, and feelings of sympathy for the religious beliefs of the
other may be experienced as a betrayal of ones own faith and commitment.
Commitment to ones own tradition may thus naturally temper ones sympathy for the contradictory or irreconcilable beliefs of the other. If, for
example, ones own religious life is permeated by faith in the unique and full
revelation of God in Jesus Christ, ones sympathy for a gure like Krishna
might be somewhat hampered. Within the context of inter-religious imagination, sympathy thus involves more than mere tolerance, and may constitute an important challenge for empathic understanding of the other.
While too little sympathy may impede empathy, too much of it may
also distort proper understanding. In compensation for the negative attitudes of the past, some may come to develop an exaggerated sympathy for
beliefs and practices of other religions. This may lead to a well-willing tendency to downplay elements which might clash with ones own religious
and cultural values and orientations, or to project ones own personal experience and meaning upon the other, as the critiques of Orientalism clearly
reveal. The attitude of sympathy required for empathy thus involves a willingness to be touched by the other, without outspoken negative or positive
presuppositions, and with permanent attention to the self-understanding
of the other.
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the capacity for empathy with religious others depends on the nature and
degree of intensity of ones own religious life. As such, individuals with little
or no experience of or tendency toward religious enthusiasm may nd it
dicult to empathize with the religious life of Hare Krishna members, just
as person inclined toward a devotional relation to the divine may nd a
non-theistic experience of ultimate reality unimaginable or inaccessible.
For the inter-religious imagination, this raises the question whether
empathic understanding of the religious other is limited to those experiences which are already part of ones own religious repertoire, thus allowing for little or no genuinely new experiences. In spite of Lippss early
conception of empathy as inference by analogy, most discussions of empathy suggest the possibility of empathizing with experiences which are not
already part of ones own life experiences. Dilthey himself, who emphasizes
the importance of past experience, recognizes the possibility of being lifted
beyond that experience when, in reading the letters of Luther, he states:
The possibilities of experiencing religious states in ones own life is narrowly limited for me as for most contemporaries. But when I read
through the letters and writings of Luther . . . I experience a religious
process, in which life and death are at issue, of such eruptive power and
energy as is beyond the possibility of direct experience for a man of our
time. (227)
These lines thus clearly suggest the possibility of resonating with experiences which are beyond ones own, at least in intensity and depth. Max
Scheler is very explicit in arguing for the possibility of empathy with mental states and experiences which have not been encountered before. Whereas
he admits that empathy with sensory or physical experiences of pain or
pleasure may require prior experience of the same, he believes that the
more purely internal, or, as he puts it, the more vital the experience, the
higher our innate capacity for empathy without prior experience. He states
that we can have a lively and immediate participation in joy or sorrow,
can share with others their appreciation of value, and can even enter into
another commiseration for a third party, without ever having sampled that
particular quality of experience before. A person who has never felt mortal
danger can still understand and envisage it, just as he can also share in it.
Scheler uses the example of Jesus experience of despair in the garden of
Gethsemane, suggesting that for every candid heart which steeps itself in
that desolation it operates not as a reminder or revival of personal suerings,
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tradition and the mythology associated with Ganesha, I felt quite at home in
the temple, recognizing much of what I had been taughtuntil my attention was caught by a woman oering owers to the god with the elephant
head. At once, my illusion of understanding devotional Hinduism was shattered, and I became powerfully aware of the distance separating my own
religious life from that of the other. While I might be able to identify with
the abstract feelings of adoration, or with the particular human and religious
needs motivating any particular instance of worship, the concrete object of
worshipthat which for the devotee is arguably the most important part of
the experiencewould always remain beyond my empathic understanding,
unless, of course, I became a devotee myself.
Theories of ritual have come to emphasize the performative function of
ritual and the ways in which ritual gestures shape or mold the bodies of
participants according to the dominant values of a particular religion or
culture. Participation in the ritual life of a tradition and imitation of the
ritual gestures may thus also be seen to stimulate awareness of the experiences associated with particular beliefs and practices. While one may know
that surrender to God denes the term Islam, participation in the performance of Muslim prayer or Muslim fast oers a chance for a deeper understanding of the particular meaning and experience of surrender for
Muslims. And whereas the Jewish and Christian understanding of God
may be close, participation in the celebration of Jewish ritual life may give
Christians a greater awareness of the distinctive sense of majesty and holiness characteristic of the Jewish relationship to the divine.
Cultural dierences may at times also play a role in inter-religious empathy. As religious traditions are increasingly moving out of their cultures of
origin, and as even non-universalistic religions are establishing themselves in
dierent parts of the world and adapting to their new environment, these
traditional cultural barriers to inter-religious empathy are slowly decreasing.
Hindus may attend Catholic mass where familiar ritual gestures such as arati
are performed, and American Christians may participate in Zen meditation
seated on chairs and hearing Buddhist sutras chanted in English. While some
may bemoan the dissolution of the distinctive cultural colors of dierent
religions, and while the exotic dimension of the other religion might itself at
times be a point of appeal and fascination, the fading of cultural barriers cannot but facilitate inter-religious empathy and imagination.
Time also plays an important role in the cultivation of inter-religious
imagination and empathy. Symbols and rituals of other religions are by
denition alien and even alienating upon initial encounter. Few Christians
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creatively. Even his own external aspect is not really accessible to man,
he cannot interpret it as a whole; mirrors and photographs prove of no
help; a mans real external aspect can be seen and understood only by
other persons, thanks to their spatial exotopy, and thanks to the fact
that they are other. In the realm of culture, exotopy is the most powerful level of understanding. It is only through the eyes of an other culture
that the alien culture reveals itself more completely and more deeply,
but never exhaustively, because there will come other cultures, that will
see and understand even more. (qtd. in Todorov 109)
Bakhtin explicitly moves away from the term empathy, replacing it with the
notion of life-entering, pointing to the more hermeneutical and dynamic
nature of all forms of interpersonal and intercultural understanding.3
While the impossibility of perfect empathic understanding of the other
may thus be regarded as a blessing and a source of growth for all involved
in the dialogue between religions, the notion of empathy continues to
fulll an important critical function in inter-religious imagination. Where
the religious imagination is unbound and free to project any meaning
upon the religious symbols and images of the other, empathy still points to
the experience of the other as the ultimate goal and norm of understanding. It is indeed by remaining focused on the religious universe of the other
that ones own religious imagination may be stretched and deepened, and
put to the service of genuine dialogue between religions.
Works Cited
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University Press, 1976.
Flood, Gavin. Beyond Phenomenology: Rethinking the Study of Religion. London: Cassell,
1999.
Heidegger, Martin. Being and Time. Trans. Joan Stambaugh. New York: State University of
New York Press, 1966.
Husserl, Edmund. Ideas Pertaining to a Pure Phenomenology and to a Phenomenological Philosophy II. Dordrecht, the Netherlands: Kluwer Academic Publishers, 1989.
Lipps, Theodore. Empathy, Inner Imitation, and Sense-Feelings. A Modern Book of Esthetics.
Ed. Melvin Rader. New York: Holt, Rinehart and Winston, 1979. 37482.
3)
For an in-depth discussion of Bakhtins notion of life-entering in contrast with empathy, see Flood 15966.
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Ricoeur, Paul. Oneself as Another. Chicago IL: The University of Chicago Press, 1992.
Scheler, Max. The Nature of Sympathy. London: Routledge and Kegan Paul, 1954.
Spranger, Eduard. Types of Men: The Psychology and Ethics of Personality. Halle, Germany:
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