Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
2d 354 (1993)
62 Fair Empl.Prac.Cas. (BNA) 1451, 64 Empl. Prac. Dec. P 42,994
Iowa,
[2]
Civil Rights
Employment practices
Civil Rights
Employment practices
Absent constructive discharge, worker suffering
from discrimination in workplace had duty to
stay on job and mitigate damages. D.C.Code
1981, 12512(a).
Cases that cite this headnote
Affirmed.
[4]
West Headnotes (24)
[1]
Civil Rights
Employment practices
An employee alleging violation of District
of Columbia Human Rights Act must first
make prima facie showing of discrimination by
preponderance of evidence, after which burden
shifts to employer to rebut presumption by
articulating some legitimate, nondiscriminatory
reason for employment action at issue; if
employer articulates such reason, burden shifts
back to employee to prove by preponderance
of evidence that employer's stated justification
for its action was mere pretext to disguise
discriminatory practice. D.C.Code 1981, 1
2501 et seq.
Civil Rights
Purpose and construction in general
Civil Rights
Employment practices
Finding that female accounting firm employee's
resignation amounted to constructive discharge,
for purpose of establishing prima facie sex
discrimination claim, was supported by evidence
from which jury could find that employee had
reasonable expectation of promotion, that firm's
actions had essentially locked her into position
from which she could reasonably expect no relief
in form of promotion at any time in foreseeable
future, and that numerous sexist comments were
made and tolerated by supervisors.
Civil Rights
Constructive discharge
In constructive discharge cases based on failure
to promote, requisite intolerable conditions
are principally shown by proof that employee
had reasonable expectation of advancement and
that employer engaged in some discriminatory
conduct which established lack of promotion as
career-ending.
Civil Rights
Constructive discharge
Civil Rights
Constructive discharge
While discriminatory failure to promote,
without more, is insufficient to establish
constructive discharge, it may be basis
for finding of constructive discharge, for
purposes of establishing discrimination claim,
Judgment
Matters in Issue But Not Decided
Foreclosure judgment for employer was not
res judicata barring employee's claim, in
discrimination suit, that foreclosure action
was brought in retaliation for discrimination
claims; though employee attempted to interject
retaliation as equitable defense in foreclosure
Trial
Form and Language
Judgment
Matters in Issue But Not Decided
Trial
Weight and Effect of Evidence
Trial
Matters of law
No magic words were required so long as
instruction fairly and accurately informs jury of
applicable law and requirements of proof.
Cases that cite this headnote
Civil Rights
Causal connection; temporal proximity
Fact that employer had legal right to foreclose
on property which served as collateral on loan
to employee did not, as matter of law, preclude
finding that foreclosure suit was brought in
retaliation for employee's assertion of sex
discrimination; statute prohibiting retaliatory
acts contained no safe harbor for otherwise
lawful acts done for improper retaliatory
purpose. D.C.Code 1981, 12525(a).
Civil Rights
Practices prohibited or required in general;
elements
Civil Rights
Causal connection; temporal proximity
Under District of Columbia Human Rights
Act, plaintiff establishes prima facie case of
retaliation by showing that he or she was engaged
in statutorily protected activity, that his or her
employer took adverse action, and that there was
causal relationship between protected activity
and adverse action; causal connection may be
established by showing that an employer knew
of employee's protected activity, and that adverse
action took place shortly after that activity.
D.C.Code 1981, 12525(a).
Civil Rights
Exemplary or Punitive Damages
Mere finding of discriminatory action, without
more, will not support award of punitive
damages under District of Columbia Human
Rights Act; showing of evil motive or actual
malice is also required. D.C.Code 1981, 1
2556(b).
Civil Rights
Exemplary or Punitive Damages
Civil Rights
Employment practices
Award of punitive damages against accounting
firm, found to have sexually discriminated
against female employee, was supported by
evidence of malice or willfulness; there
was evidence that supervisory personnel both
participated in and otherwise condoned working
conditions in which women, including plaintiff,
were subject to sexist comments on regular basis.
D.C.Code 1981, 12556(b).
[21]
[22]
Civil Rights
Employment practices
Witnesses
Competency of impeaching evidence in
general
Opinion
Witnesses
Competency of impeaching evidence in
general
Even if employer's proffered evidence about
prior sex discrimination claim pursued by
employee was admissible in instant sex
discrimination suit, under exception to rule
excluding evidence designed to impeach witness
on collateral matter, trial court did not abuse its
discretion in excluding evidence; trial was long
and hard fought, and evidence would not have
had any appreciable effect on outcome.
Cases that cite this headnote
[24]
Pretrial Procedure
Payment of expenses
Trial court did not abuse its discretion, absent
determining that sex discrimination defendant
had been prejudiced by plaintiff's discovery
abuses, in imposing monetary sanctions instead
of ordering dismissal.
Cases that cite this headnote
10
11
Title VII decisions, 30 the fact that the employer may have
a valid legal claim does not preclude the employee from
establishing that the employer's motive in asserting the
claim was impermissible retaliation. Levi Strauss, supra, 515
F.Supp. at 644 (even though employer had a legal right to
bring the lawsuit, allegation of employer's retaliatory motive
is sufficient to defeat employer's motion to dismiss). We agree
with these federal cases and apply their rationale here to the
DCHRA. We hold, specifically, that the employer's filing
of a lawsuit in retaliation for the employee's complaints of
discrimination is a violation of D.C.Code 12525. Whether
the employer had such a retaliatory motive is a question of fact
for the jury (or the judge in a non-jury trial), and, like other
types of claims in which motive or intent is in issue, is not well
suited to disposition on a motion for summary judgment. See
Spellman v. American Security Bank, 504 A.2d 1119, 1122
(D.C.1986); Willis v. Cheek, 387 A.2d 716, 719 (D.C.1978);
Attorney General v. Irish People, Inc., 254 U.S.App.D.C.
229, 233, 796 F.2d 520, 524 (1986).
For these reasons we affirm the trial court's denial of Young's
motion for partial summary judgment on the retaliation claim.
12
Young
took
action
which
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14
15
V. OTHER ISSUES
Young challenges several other rulings by the trial court,
all of which involved matters within the court's broad
discretion. Specifically, Young argues that the trial court
abused its discretion by (1) admitting the testimony of
Sutherland's statistical expert, who testified that there was a
firm-wide disparity between the number of male and female
principals at Young, attributable to something other than
chance, 36 (2) refusing to allow it to call a witness to rebut
Sutherland's denial that she had hired a lawyer to pursue a
sex discrimination claim against a former employer, and (3)
failing to dismiss Sutherland's complaint on the ground that
she had abused the discovery process. We find no abuse of
discretion in any of these instances.
VI. CONCLUSION
[21] First, it is by now beyond dispute that statistics are
relevant evidence in the trial of an employee's discrimination
claim against his or her employer. E.g., Harris v. District of
Columbia Commission on Human Rights, 562 A.2d 625, 632
(D.C.1989); Cook v. Boorstin, 246 U.S.App.D.C. 201, 207,
763 F.2d 1462, 1468 (1985); Minority Employees at NASA
v. Beggs, 232 U.S.App.D.C. 432, 436, 723 F.2d 958, 962
(1983). We find no abuse of discretion in the trial court's
All Citations
631 A.2d 354, 62 Fair Empl.Prac.Cas. (BNA) 1451, 64 Empl.
Prac. Dec. P 42,994
16
Footnotes
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Arthur Young & Company was formerly one of the so-called Big Eight accounting firms in the United States. Since the
time of trial Arthur Young has merged with another Big Eight firm, Ernst & Whinney, to become Ernst & Young.
The two breach of contract claims involved different contracts. Sutherland's claim was based on Young's alleged breach
of an oral agreement to extend the time for payment of a promissory note for a year, from March 1987 to March 1988.
Young's counterclaim was for breach of the contract contained in the note itself, i.e., for failure to pay the note when it
fell due. (Young denied that the due date had been extended.)
Young does not challenge the judgment in favor of Sutherland on its counterclaim for abuse of process. Sutherland
likewise has not cross-appealed from the judgment in favor of Young on Young's breach of contract counterclaim.
Arthur Young, like many large accounting firms, is a partnership. Below the partners in the firm hierarchy are several tiers
of non-partnership positions. A manager, the position that Sutherland held, is two steps down from partner. The position
between partner and manager is called principal.
Sutherland put her New Hampshire property on the market in early August 1986, hoping to use the proceeds from its
sale to pay off the loan.
Camardese's supervisor, in turn, was David Wilson.
This statement turned out to be untrue; both men received raises and promotions later that year.
Young introduced evidence to the effect that many of these statements had been taken out of context, but the jury
apparently did not accept that explanation.
Wilson testified that he never agreed to such a provision. The loan agreement itself is silent as to whether Sutherland's
husband was obligated to sign this second deed of trust, but we assume, given the centuries-old legal rights that spouses
have in real property, that his signature was at least expected, if not required.
These categories were Effective engagement management, Firm and office activities, and Personal and professional
attributes.
These categories were Analytical ability and Business positioning in the community.
Time control, billing, and collecting.
Technical knowledge and skills, Understanding of clients' business needs, Development of assistants, and
Continuing education activities.
Client contact.
Wilson testified that he sent this demand letter on the advice of Young's counsel.
Young also sued in Virginia at the same time to impose a constructive trust on Sutherland's Reston home. That action
was stayed by the Virginia court, however, pending the outcome of this litigation.
This court has often looked to cases construing Title VII [of the Civil Rights Act of 1964, 42 U.S.C. 2000e et seq.
(1988),] to aid us in construing the D.C.Human Rights Act. Atlantic Richfield Co., supra, 515 A.2d at 1103 n. 6; accord,
e.g., United Planning Organization, supra, 530 A.2d at 676; Shaw Project Area Committee, supra, 500 A.2d at 253. The
anti-discrimination provisions of both statutes are substantially similar. See Howard University v. Best, 484 A.2d 958,
977 (D.C.1984). From time to time in the course of this opinion, therefore, we shall cite as authority federal cases arising
under the federal act in interpreting similar provisions of the DCHRA.
In partially reversing the Court of Appeals' first decision in Hopkins, the Supreme Court focused primarily on allocating the
various burdens of proof and defining the standard of proof (preponderance rather than clear and convincing). Price
Waterhouse v. Hopkins, 490 U.S. 228, 109 S.Ct. 1775, 104 L.Ed.2d 268 (1989). Neither the plurality nor the concurring
opinions in the Supreme Court addressed the Court of Appeals' holding on constructive discharge. That part of the latter
court's opinion, therefore, remains the established law of the circuit. Hopkins v. Price Waterhouse, 287 U.S.App.D.C.
173, 180, 920 F.2d 967, 974 (1990).
See also, e.g., Goss, supra, 747 F.2d at 888889 (supervisor asked female plaintiff about her family plans, expressed
doubt about her ability to combine a career and motherhood, was verbally abusive, and transferred her to less desirable
sales territory); Held v. Gulf Oil Co., 684 F.2d 427, 429 (6th Cir.1982) (female plaintiff was given the least desirable job,
was constantly subjected to offensive sex-based innuendos, and, unlike her male counterparts, was required to work
extremely long hours, unstop clogged toilets, and complete volumes of paperwork).
The amount of this award is not questioned on appeal.
See also, e.g., Wardwell v. School Board of Palm Beach County, 786 F.2d 1554, 1558 (11th Cir.1986) (humiliation and
increased workload suffered by plaintiff after denial of promotion did not result in constructive discharge); Muller v. United
States Steel Corp., 509 F.2d 923, 929 (10th Cir.) (reassignment of employee, which removed him from eligibility for
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promotion, did not amount to constructive discharge), cert. denied, 423 U.S. 825, 96 S.Ct. 39, 46 L.Ed.2d 41 (1975);
Nobler v. Beth Israel Medical Center, 702 F.Supp. 1023, 10301031 (S.D.N.Y.1988) (discriminatory denial of promotion,
without more, did not constitute constructive discharge); Lombardo v. Oppenheimer, 701 F.Supp. 29, 31 (D.Conn.1987)
(reduction or change in job duties did not amount to constructive discharge).
The trial judge noted that Sutherland had attempted to argue retaliation in the New Hampshire case, but that the New
Hampshire court had refused to hear her argument. The trial judge also ruled that the fact that Young had a legal right
to foreclose on the property did not preclude liability for retaliation if Young foreclosed because Sutherland had asserted
a protected right.
This portion of the damages also represented compensation on Sutherland's claim for breach of contract. The verdict
form instructed the jury that it should award such damages if it found that she proved either claim.
The single reference in the New Hampshire court's order to this contention was that [t]he plaintiff claims ... that this
foreclosure is retaliatory in nature as a result of plaintiff bringing a breach of contract action against defendant.
Foreclosure is an equitable remedy in New Hampshire. Meredith v. Fisher, 121 N.H. 856, 85758, 435 A.2d 536, 537
(1981). New Hampshire courts have the equitable power to enjoin a foreclosure if the equities of the situation warrant an
injunction. Ruotolo v. Benjamin Franklin Corp., 122 N.H. 149, 441 A.2d 1185 (1982). In addition, New Hampshire adheres
to the age-old precept that equitable relief will be denied if the party seeking it comes to the court with unclean hands.
Noddin v. Noddin, 123 N.H. 73, 76, 455 A.2d 1051, 1053 (1983) (citation omitted). This means that a court of equity will
not lend its aid in any manner to one ... who has been guilty of unlawful or inequitable conduct in the matter with relation
to which he seeks relief. 30A C.J.S. Equity 102, at 305 (1992) (footnote omitted). For the purposes of this appeal,
we assume that seeking foreclosure in retaliation for the filing of a sex discrimination claim would dirty the hands of the
foreclosing party and could, in the court's discretion, disentitle that party to equitable relief. See Cornwell v. Cornwell, 116
N.H. 205, 209, 356 A.2d 683, 686 (1976); Nashua Hospital Ass'n v. Gage, 85 N.H. 335, 342344, 159 A. 137, 141 (1932).
The judge told Sutherland's counsel, I'm not going to try the discrimination suit here. It could be arguedalthough we
need not decide the point herethat this remark may have been sufficient in itself to reserve Sutherland's right to maintain
her DCHRA retaliation claim below. See, e.g., Washington Medical Center v. Holle, 573 A.2d 1269, 1281 (D.C.1990).
Laufer, supra, 532 A.2d at 136 (quoting Bank of Montreal v. Kough, 612 F.2d 467, 473 (9th Cir.1980)).
To establish a prima facie case of unlawful retaliation under Title VII, a plaintiff must show: (1) that he or she engaged in
an activity protected by the statute; (2) that the employer engaged in conduct having an adverse impact on the plaintiff;
and (3) that this conduct was causally related to the plaintiff's exercise of protected rights. Passer v. American Chemical
Society, supra, 290 U.S.App D.C. at 165, 935 F.2d at 331. The showing required under section 12525(a) is substantially
the same. See Goos v. National Ass'n of Realtors, 715 F.Supp. 2, 3 (D.D.C.1989) (applying Title VII analysis to the
DCHRA).
See note 17, supra.
In some cases involving other anti-retaliation statutes, not related to unlawful discrimination, federal courts have ruled
differently. See Bill Johnson's Restaurants, Inc. v. NLRB, 461 U.S. 731, 744, 103 S.Ct. 2161, 2170, 76 L.Ed.2d 277
(1983) (holding that [t]he filing and prosecution of a well-founded lawsuit may not be enjoined [under the anti-retaliation
provisions of the National Labor Relations Act], even if it would not have been commenced but for the plaintiff's desire
to retaliate against the defendant for exercising rights protected by the Act); Martinez v. Deaf Smith County Grain
Processors, Inc., 583 F.Supp. 1200, 1209 (N.D.Tex.1984) (reaching same result under the Fair Labor Standards Act).
We need not decide how or whether these cases can be reconciled with the contrary precedents under Title VII, leaving
that task instead to the federal courts.
Although most of the cases on retaliation involve retaliatory personnel actions, such as firing or demotion, the prohibitions
of the statute are not limited to retaliatory actions affecting an employee's job status. Section 12525(a) provides very
broad protection against retaliation of any kind:
It shall be an unlawful discriminatory practice to ... retaliate against ... any person in the exercise or enjoyment of, or
on account of having exercised or enjoyed ... any right granted or protected under this chapter [the DCHRA].
[Emphasis added.]
Young requested the trial court to give an instruction which read, in pertinent part, as follows:
If the defendant [Young] has produced evidence of any reason other than sex for the acts complained of as retaliatory,
then you must find for the defendant on this issue, unless you findconsidering all the evidence in the casethat
the plaintiff has proven by a preponderance of the evidence that the reasons given by the defendant were not worthy
of belief, and that Arthur Young intentionally retaliated against Ms. Sutherland for filing charges of discrimination.
The court denied Young's request.
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This question has arisen occasionally in the United States District Court for the District of Columbia, where the decisions
have gone both ways. Compare, e.g., Green v. American Broadcasting Co., 647 F.Supp. 1359, 1366 (D.D.C.1986)
(allowing punitive damages under the DCHRA), with Thompson v. International Ass'n of Machinists, supra, 614 F.Supp.
at 1014 (holding that punitive damages are not available).
These provisions are mutually exclusive. An aggrieved party may seek relief from either the courts or the OHR, but
not both. Brown v. Capitol Hill Club, 425 A.2d 1309, 1313 (D.C.1981). However, nothing in either the Brown case or
the DCHRA, which Brown construed, precludes a person from filing simultaneous or successive complaints with both
the Equal Employment Opportunity Commission, a federal government agency, and the District of Columbia OHR, as
Sutherland did here. We reject as unfounded Young's argument to the contrary.
The OHR may also order the respondent to take affirmative action, such as hiring or reinstating a person who has been
the victim of discrimination.
We reject Young's contention that even if the trial court correctly admitted the statistical evidence, Sutherland failed to
prove that the firm-wide disparity reflected in the statistics has been caused by a particular discriminatory practice. Young's
reliance on Wards Cove Packing Co. v. Atonio, 490 U.S. 642, 109 S.Ct. 2115, 104 L.Ed.2d 733 (1989), for this proposition
is misplaced. Wards Cove is a disparate impact case, in which the plaintiffs alleged that certain of the defendant's facially
neutral employment practices had a disproportionately adverse impact on minorities. Under a disparate impact theory,
there is no need to prove discriminatory intent, but there is a need to show a causal connection between the disparity and
some identifiable employment practice. Id. at 656658, 109 S.Ct. at 21242125. The instant case is a disparate treatment
case, where the evidence of disparity is introduced to show discriminatory intent. Wards Cove has no application to a
disparate treatment case.
End of Document
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