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A Metacognitive Model of
Problem Drinking
Marcantonio M. Spada1* and Adrian Wells2,3
1
INTRODUCTION
Many researchers argue that affect regulation is a
key motive for alcohol use (e.g., Khantzian, 1997;
Wills & Shiffman, 1985; for a review, see Backer,
Piper, McCarthy, Majeskie, & Fiore, 2004). Research
has abundantly documented the link between negative affect and drinking behaviour (e.g., Frone,
384
reduction, motivational and expectancy models:
Cappell & Herman, 1972; Levenson, Sher, Grossman, Newman, & Newlin, 1980; Young, Oei, &
Knight, 1990). Alcohol-related cognition has been
proposed to play an important role in the development and maintenance of problem drinking. In
expectancy models of problem drinking, affective
states are believed to facilitate the activation of
expectancies concerning the reinforcing effects of
alcohol. For example, depressed mood is assumed
to trigger the anticipation of mood-enhancing
alcohol effects. By and large, the models based on
these constructs work well in accounting for variability in alcohol consumption (e.g., Goldman &
Darkes, 2004; Goldman, Del Boca, & Darkes, 1999;
Wiers, Hoogeeven, Sergeant, & Gunning, 1997). A
limitation of these models, however, is that they
do not explicitly address the role of cognitive
processes (such as attention) in the initiation and
maintenance of problematic alcohol use.
It is widely accepted that alcohol impacts cognitive processes. In particular, the impairment of
attentional functioning appears to play a fundamental role in determining alcohol effects. For example,
Steele and Josephs (1990) have argued that alcohols pharmacological properties disrupt attentional
processes (through the narrowing of perception to
immediate cues and reduction of cognitive abstracting capacity), and Hull (1981) has advocated that
alcohol use reduces self-awareness (corresponding to the encoding of information in term of selfrelevance). Both these processes are likely to play
a crucial role in the effective monitoring of internal
states during a drinking episode (Spada & Wells,
2006; Spada, Zandvoort, & Wells, 2007). The disruption of this monitoring process (termed metacognitive monitoring; Spada & Wells, 2006) is likely to
lead to a continuation in drinking because information on emotional change (e.g., feeling relaxed)
and proximity to goals of drinking (e.g., achieving
a greater degree of relaxation) is not attended to.
Indeed, evidence suggests that alcohol intoxication impairs neurological systems that underlie
meta-level processing (Nelson et al., 1998). Reductions in metacognitive monitoring can also contribute to alcohol use. Research has demonstrated
that problem drinkers have attentional biases for
alcohol-related stimuli, which reect their preoccupation with drinking alcohol (e.g., Bauer & Cox,
1998; Stormark, Laberg, Nordby, & Hugdahl, 2000).
Attentional orientation to alcohol-related cues, and
associated instrumental behaviours aimed at attaining and using alcohol, may also play a role in limiting resources available for monitoring internal
Copyright 2009 John Wiley & Sons, Ltd.
385
monitoring) may explain this nding. Consistent
with this explanation and in line with ndings
by other researchers (e.g., Hull, 1981), patients
reported reductions in self-consciousness during
a drinking episode. Patients in the same study
also reported that they held both positive and
negative metacognitive beliefs about alcohol use.
Positive metacognitive beliefs about alcohol use
(e.g., drinking helps me to control my thoughts)
can be conceptualized as a specic form of alcohol
outcome expectancy relating to the use of alcohol
as a means of controlling cognition and emotion
(Spada & Wells, 2008). From a metacognitive
standpoint, such beliefs are thought to play a
central role in motivating individuals to engage
in alcohol use as a means of affect regulation
(Spada & Wells, 2006). Negative metacognitive
beliefs about alcohol use concern the perception
of lack of executive control over alcohol use (e.g.,
my drinking persists no matter how I try to
control it) and the negative impact of alcohol use
on cognitive functioning (drinking will damage
my mind). These beliefs can be respectively
conceptualized as specic forms of cognitive selfefcacy and negative alcohol outcome expectancies (Spada & Wells, 2008). From a metacognitive
standpoint, such beliefs are thought to play a
crucial role in the perpetuation of alcohol use
by becoming activated during, and following a
drinking episode, and triggering negative emotional states that compel a person to drink more
(Spada & Wells, 2006).
Studies on monitoring internal states during
drinking episodes have used the Alcohol Metacognitive Monitoring Scale (AMMS; Spada, 2006).
Lower scores on this scale indicate lower levels of
monitoring of internal states (units to being drunk,
and attention to the effects of alcohol on emotion,
performance and thoughts). AMMS was found
to be negatively correlated with alcohol use and
problem drinking in both community and clinical
samples. These data support the assertion that the
less individuals monitor internal states, the more
they are likely to drink in general. More recently
Spada and Wells (2008) developed measures of
positive (Positive Alcohol Metacognitions Scale;
PAMS) and negative (Negative Alcohol Metacognitions Scale; NAMS) metacognitive beliefs about
alcohol use. Positive and negative metacognitive
beliefs were found to predict alcohol use and
problem drinking independently of negative affect
in both community and clinical samples (Spada &
Wells, 2008). Further research in a large community sample has also conrmed that both positive
Clin. Psychol. Psychother. 16, 383393 (2009)
DOI: 10.1002/cpp
386
and negative metacognitive beliefs about alcohol
use are constructs related to, but independent of,
alcohol outcome expectancies (Spada et al., 2007).
On the basis of these studies and the theoretical
framework of the S-REF theory, we put forward
a metacognitive model of problem drinking. The
salient feature of this model, which differentiates it from related expectancy and motivational
models that exclusively focus on belief systems, is
that it presents a combined cognitive attentional
conceptualization of problem drinking. In this
model, it is proposed that positive metacognitive
beliefs about alcohol use and negative affect lead
to alcohol use as a means of affect regulation. Positive metacognitive beliefs about alcohol use are
also associated with a reduction in metacognitive
monitoring which further contributes to alcohol
use. Once alcohol use is initiated, it leads to a disruption in metacognitive monitoring, leading to
a continuation in drinking. Following a drinking
episode, alcohol use is appraised as both uncontrollable and dangerous, which in turn strengthens
negative metacognitive beliefs about alcohol use.
These beliefs are associated with an escalation of
negative affect, which acts as a trigger for further
drinking. Central to this model is the tenet that
a combination of the activation of positive metacognitive beliefs about alcohol use and reduced
metacognitive monitoring leads to a pattern of
behaviour that is difcult to regulate as the person
loses sight of their objective for drinking (i.e., regulating affect). While the activation of positive metacognitive beliefs about alcohol use may contribute
to triggering alcohol use, reduced metacognitive
monitoring may contribute to the prolongation of
a drinking episode.
In this study, we aimed to examine the relationships between negative affect, metacognitive beliefs
about alcohol use, metacognitive monitoring and
problem drinking by testing the statistical t of
our metacognitive model in a sample of problem
drinkers. Hypothesized relationships among the
variables were examined and the statistical t of
a path model was then tested. For the purposes
of this study, problem drinking was conceptualized as the harmful or hazardous use of alcohol
that excludes severe alcohol dependence. This is
in line with Sobell and Sobbells (1993) review of
the literature, suggesting that relative to severely
alcohol dependent individuals, problem drinkers
have a shorter drinking history, greater social and
economic stability, and greater personal resources.
They also account for the vast majority of individuals experiencing problems with alcohol use.
Copyright 2009 John Wiley & Sons, Ltd.
METHOD
Participants and Procedure
Convenience sampling was used for selecting participants, consisting of both undergraduate and
postgraduate university students recruited from
large metropolitan universities during classes. For
purposes of inclusion in this study, the participants were required to speak English, use alcohol
regularly (at least once per week) and be at least
18 years of age. Four hundred and twenty individuals participated in the study between 2003
and 2006. Participants were included in the study
if they scored 5 or above and less than 20 on
the Alcohol Use Disorders Identication Test
(AUDIT; Babor, de la Fuente, Saunders, & Grant,
1992). A score of 5 on AUDIT is considered the
lowest acceptable cutoff point for problem drinking (Gual, Segura, Contel, Heather, & Colom,
2002; Piccinelli et al., 1997). A score of 20 or above
is considered a cutoff point for severe alcohol
dependence that warrants further diagnostic
evaluation (Babor, Higgins-Biddle, Saunders, &
Monteiro, 2001).
One hundred and seventy four individuals (107
females, 67 males) met criteria for problem drinking. The racial breakdown of the sample was as
follows: White 78%, Black 10%, Asian 8%, and
other or non-disclosed 6%. All participants completed the Hospital Anxiety and Depression Scale
(HADS; Zigmond & Snaith, 1983), the PAMS
(Spada & Wells, 2008), the NAMS (Spada & Wells,
2008), the AMMS (Spada, 2006), the Quantity
Frequency Scale (QFS; Cahalan, Cisin, & Crossley,
1969) and the AUDIT (Babor et al., 1992). The mean
age for the study sample was 23.5 years (standard
deviation [SD] = 2.8 years) and the age range was
1928 years. The participants reported drinking a
mean number of 29.3 units per week (SD = 24.5),
with males consuming 24.3 units (SD = 20.7) and
females consuming 37.2 units (SD = 27.9). Participants had been drinking for a mean number of 4.8
years (SD = 4.0). Their mean score on the AUDIT
was 11.2 (SD = 4.9), indicating moderate levels of
problem drinking.
Participants were approached and asked if they
were willing to take part in a research project
investigating the nature of thoughts, emotion and
alcohol use in student drinkers. Participation in
the research project was entirely voluntary. The
questionnaires were administered in paper-andpencil format with instructions given in writing.
The participants completed the questionnaires
in group format. All participants were debriefed
Clin. Psychol. Psychother. 16, 383393 (2009)
DOI: 10.1002/cpp
Measures
387
independently of anxiety and depression in a clinical population (n = 80) (Spada & Wells, 2008). PAMS
factor 2 has been found to predict classication as
a problem drinker independently of emotion in a
mixed community and clinical population (n = 163)
(Spada & Wells, 2008).
388
both community and clinical populations (Spada,
2006). AMMS has been found to predict problem
drinking independently of positive and negative
metacognitive beliefs about alcohol use in a community sample (n = 342) (Spada, 2006).
Analytic Approach
The software used to test the path model specied was PRELIS 2.30 and LISREL 8.8 (Jreskog
& Srbom, 1996a, 1996b). Lisrel 8.8 employs a
range of goodness of t indices to estimate the
Copyright 2009 John Wiley & Sons, Ltd.
RESULTS
Descriptive statistics for all questionnaire variables
are shown in Table 1. Cronbachs alpha coefcients
for most of the study measures exceeded 0.7, were
satisfactory and in line with previous studies. The
Cronbachs alpha coefcient for negative metacognitive beliefs about alcohol use (NAMS) was lower,
but still acceptable in consideration of the small
number of items contributing to the scale scores.
Skewness coefcients indicated that all measures
were normally distributed with the exception of
alcohol use (QFS), which was skewed towards high
values. The square root transformation (Tabachnick & Fidell, 1996) of the alcohol use scores was
symmetrical and was consequently used in all the
analyses.
Initially, we computed Pearson product-moment
correlation analyses to examine the basic patterns
of relationships between the various measures
(see Table 2). Of particular relevance to the metacognitive model in question, these data show that
Clin. Psychol. Psychother. 16, 383393 (2009)
DOI: 10.1002/cpp
389
Mean
SD
Range
Alpha
11.1
27.3
8.9
8.7
29.3
11.2
6.7
6.3
3.0
2.9
24.6
4.9
036
1544
618
416
2118
520
0.83
0.80
0.62
0.81
n/a
0.78
Note: n = 174.
Alpha = Cronbachs alpha. SD = standard deviation.
Table 2.
1
2
3
4
5
6
0.21**
0.37**
0.24**
0.00
0.32**
0.03
0.29**
0.45**
0.33**
0.30**
0.36**
0.42**
0.44**
0.24**
0.79**
Note: n = 174.
** p < 0.001.
DISCUSSION
The aim of this study was to test the statistical t
of a metacognitive model of problem drinking in
Copyright 2009 John Wiley & Sons, Ltd.
390
Figure 1. A path analysis of a metacognitive model of problem drinking. Note: n = 174. Negative affect as measured
by the Hospital Anxiety and Depression Scale, positive beliefs (positive metacognitive beliefs about alcohol use) as
measured by the Positive Alcohol Metacognitions Scale, negative beliefs (negative metacognitive beliefs about alcohol
use) as measured by the Negative Alcohol Metacognitions Scale, metacognitive monitoring as measured by the
Alcohol Metacognitive Monitoring Scale and alcohol use as measured by the Quantity Frequency Scale. **p < 0.001
episode, alcohol use is appraised as both uncontrollable and dangerous, which in turn strengthens
negative metacognitive beliefs about alcohol use.
These beliefs are associated with an escalation of
negative affect, which acts as a trigger for further
drinking. Hypothesized relationships between
these variables were found in the bivariate correlation analyses and were further examined by
testing the t of a path model. Results of the latter
analysis indicated a good model t consistent with
predictions. To determine additional paths which
could signicantly improve the t of the model,
we employed the LM test (Bentler, 1995). The LM
test did not suggest additional paths that could
signicantly improve the t of the model.
These ndings have a number of possible implications for the assessment, conceptualization and
interventions for moderate or at-risk problem
Copyright 2009 John Wiley & Sons, Ltd.
391
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