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Energy Field of Study, School of Environment, Resources and Development, Asian Institute of Technology, Pathumthani 12120, Thailand
Department of Mechanical Engineering, Rajshahi University of Engineering & Technology, Rajshahi 6204, Bangladesh
a r t i c l e i n f o
a b s t r a c t
Article history:
Received 30 August 2013
Received in revised form
27 November 2013
Accepted 26 January 2014
Available online 3 February 2014
Wind turbine used for electricity generation is known as clean and renewable energy technology. The
worldwide increasing trend of wind turbine installation present and future projection addressing the
issue of energy required for manufacture and environmental impact due to energy consumption. The life
cycle energy and environmental impact of wind turbine has been studied in many literature, but some
studies are based on average data, the life cycle stages are incomplete of some study, most of the
literature are horizontal axis type and the literature for Asian developing countries are rare. In addition,
the life cycle study of vertical axis wind turbine is unusual. Since, the life cycle assessment (LCA) study
varied from location to location due to industrial performance, countries energy mix and related issues, a
life cycle embodied energy, emissions and environmental impacts analysis were undertaken for two grid
connected rooftop wind turbines (vertical axis and horizontal axis) considering the industrial performance, applications and related issues in Thailand. The life cycle assessment was done using SimaPro
7.3.3 software from cradle to grave for base case and for alternative cases. The result showed that, wind
turbine installation in Thailand at Chiangmai is reliable to deliver wind energy over the year compared to
Phuket and Surat Thani Island. The vertical axis wind turbine is energy and emission intensive per kWh/
year energy delivered compared to horizontal axis wind turbine for base case system. The embodied
energy and environmental impact could be possible to reduce by more than 60% and 50% respectively
using reuse of materials strategy. The embodied energy of vertical axis wind turbine could be possible to
reduce by 36% with thermoplastic and 40% with berglass plastic turbine instead of aluminum turbine,
while the environmental impact reduction more than 15% has been observed. The energy intensity, CO2
emission intensity and energy payback time found to be lower when compared with literature.
2014 Elsevier Ltd. All rights reserved.
Keywords:
Wind turbine
Life cycle approach
Energy
Emission
Environmental impact
Comparative study
1. Introduction
The energy availability and environmental threat due to combustion of fossil fuel (Natural gas, oil and coal) is the exciting issues
for the researchers now a day. The world population in 2007 was
6.6 billion and is expected to about 8.2 billion in 2030, which indicates the importance of energy requirements in near future
(World Nuclear Association, 2012). Currently, fossil fuels are the
major sources of energy and its share is about 87% of global total
energy consumption in 2011. The present reserve of fossil resources
are limited (gas 29,400 billion m3, oil 260,000 million barrels and
* Corresponding author. Department of Mechanical Engineering, Rajshahi University of Engineering & Technology, Rajshahi 6204, Bangladesh. Tel.: 88 (0)
1782369498; fax: 88 (0)721750319.
E-mail
addresses:
shazib0397@gmail.com,
p_k_m_shazib@yahoo.com,
msu0397@yahoo.com (Md.S. Uddin).
0959-6526/$ e see front matter 2014 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.jclepro.2014.01.073
154
155
Fig. 1. Vertical axis wind turbine (taken from Energy Park at AIT).
Fig. 2. Horizontal axis wind turbine (taken from Energy Park at AIT).
2.2.3. Stage 3:
The component parts are then transported to supplier or
distributor at an average distance of 25 km from the industry. The
suppliers are supplied the individual parts to the customer installation site. No production is considered in this stage. Handling and
cleaning of the parts in this stage is assumed to be manual.
2.2.4. Stage 4:
The individual parts are then assembled at the installation site
for operation. Assembly the component parts are assumed to be
Table 2
Specications of horizontal axis wind turbine.a
Table 1
Specications of vertical axis wind turbine.a
Parameters
Values
Type
Rated power
Rated wind speed
Start wind speed
Safe wind speed
Life time
Vertical axis
300 W
12 m/s
1.5 m/s
40 m/s
20 years
2.2.2. Stage 2:
The component parts are manufactured using the raw materials
and industrial processes. The component parts manufacture industries in Thailand related to studied wind turbine are mostly
recycling. It should be noted that, 99% recycling in steel industry,
50% recycling in aluminum industry, 80% recycling in copper industry, 30% recycling in plastic industry and 30% recycling in
berglass plastic industry are observed as per manufacturer
considered in Thailand. The recycling ratios were selected as per
government policy, industries rules and regulations for quality
product. The component parts manufacture industry in Thailand
received the raw materials from local and abroad. The local transportations were considered small trucks (16 ton) and delivery vans
(<3.5 ton). Transoceanic freight ship was considered for the
transportation from abroad. The transportation inside the industry
assumed to be negligible.
Parameters
Values
Type
Rated power
Rated wind speed
Rated rotate speed
Rotor diameter
Start-up wind speed
Life time
Horizontal axis
500 W
12 m/s
650 rev/min
1.7 m
2.5 m/s
20 years
156
per requirements. The data were then veried checking the consistency and neutrality with industries annual report, available
literature, etc (KME-EPD, 2011; Rankin, 2012). The raw materials for
the extraction were estimated based on the quantities required in
the component materials manufacture industry. The quantities
required for the component materials manufacture industry were
estimated based on the mass allocation of the materials for one unit
wind turbine system. Three types of transportation mode namely,
trucks, vans and ships were considered for the estimation of
embodied energy, emissions and environmental impacts. The
quantities of component materials allocation for the selected vertical axis (Table 3) and horizontal axis (Table 4) wind turbines are
given as follows:
SimaPro 7.3.3 software (PRe Sustainability, 2012) was used to
estimate the embodied energy, emissions and environmental impacts for the given quantities of input data. The steps/approach for
the estimation is shown in Fig. 4. At the end of data collection and
verication, the preparation of input data and assumption is
required. The data is then input in the software for the calculation.
The calculation requires the selection of method available in the
software and analyze. The estimated values of energy consumption,
emissions and environmental impacts for the given input data are
available in the inventory list of the software. The values are then
drawn from the inventory list to estimate the life cycle results. The
Table 3
Component materials and transportation for one unit vertical
axis wind turbine system.a
Materials
Quantity
Aluminum (kg)
Galvanized steel (kg)
13.5
42.5
Transportation:
Trucks (t km)
Van (t km)
Ships (t km)
3.1
2.9
44.6
Quantity
Plastic (kg)a
Aluminum (kg)a
Galvanized steel (kg)a
Permanent Magnet (kg) (Ancona and Veigh, 2001)
Copper (kg) (Ancona and Veigh, 2001)
1.2
12
42.1
1.6
0.9
Transportation:
Trucks (t km)a
Van (t km)a
Ships (t km)a
3.1
5.6
42.8
157
consumption (Michigan Techs Research Group, 2011). The emissions were estimated using the available values in the database for
the given quantities of input raw materials, operating energy and
t km. The emissions for the operating energy were estimated based
on Thailand electricity mix are 71% gas, 12% coal, 8% hydro and 9%
renewable (Thailand Ministry of Energy, 2012). The emissions from
extraction, transportations, operating energy were then summed to
estimate the life cycle total emission.
Life cycle environmental impact estimation
The environmental impacts (GWP, acidication and eutrophication) due to emissions in the environment were estimated using
the available method CML-2001 in the SimaPro software. The
impacts are presented in terms of kg-eq. The emissions those are
responsible for the impacts are classied. Each emission has a potential to contribute on several impact categories at the same time.
The impact potential of an emission is characterized by a numerical
value is called impact coefcient. The characterization values are
available for varieties of emissions in the software database. The
impact of a particular emission is calculated multiplying the characterization value with the quantity emission. The numbers of
emissions falls within the categories are summed by multiplying
their characterization values to obtain the total impact (Goedkoop,
2012). The life cycle environmental impacts were calculated
considering all the emissions within the boundary system.
Wind power estimation
The power generation characteristics by the vertical axis wind
turbine for different wind speed (m/s) are shown in Fig. 5 provided
by the selling company (instruction manual) in Thailand. It is seen
that the power generation characteristics for vertical axis wind
turbine at different wind speed is quite proportional.
The monthly electricity generation for vertical axis wind turbine
was calculated using the power generation characteristics curve
(Fig. 5) for the selected locations.
The power generation for horizontal axis wind turbine at the
selected locations was calculated using the Betz law of wind power
(RWE Npower Renewable). According to Betz law, the wind power
is calculated using the equation as follows:
P 1=2 r A V 3
(1)
where, r air density (1.23 kg/m3 at standard atmospheric condition), A Swept area of turbine blade (m2), V wind velocity (m/s)
158
Table 5
Monthly mean wind speed at three potential locations in Thailand.
Average wind speed (m/s)
Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec
(Phuket Island
at 36 m above
ground level)
(EGAT, 2006)
(Surat Thani
Island at 30 m
above ground level)
(PEA, 2010)
(Chiangmai at 30 m
above ground level)
(Chaichana and Chaitep, 2010)
4.9
5
5
4.2
6
4
5.7
6
6.8
5.5
4
4.7
5.73
5.12
5.20
3.97
5.99
6.27
5.70
6.66
6.16
4.51
4.58
6.64
7.6
8.5
9.3
11.9
12.7
11.4
10.8
10.8
10
9.2
8.1
7.7
Wind availability
P 1=2 r A V 3 Cp
Life cycle energy analysis of renewable energy technologies requires the quantity of energy generation by the system. The electricity generations of wind turbines were estimated considering the
wind velocity of three potential sites namely, Phuket Island, Surat
Thani Island and Chiangmai in Thailand. The sites were selected
based on the wind data availability (Thailand Electricity Generation
Authority, 2006). The estimation of electricity generations are
described as follows:
(2)
The mean wind speed of Thailand usually varies from 2.5 m/s to
4 m/s from the northern part to southern part respectively
(Thailand Electricity Generation Authority, 2006). The annual
monthly average wind velocities (m/s) for the selected sites are
given in Table 5. It is seen that the wind velocity for Chiangmai is
higher and Phuket Island is lower at the same elevation.
The characteristics of wind velocity at three selected locations
over the year are shown in Fig. 6. The wind velocity at Chiangmai is
quite uniform over the year and higher wind velocity is observed
from April to June. The wind velocity for Phuket and Surat Thani
Island are almost similar characteristics and uniform over the year
but lower in magnitude compared to Chiangmai.
Electricity generations
The electricity generations for vertical axis and horizontal axis
wind turbine at the selected sites are given in Table 6. The estimation was done using 35% load hour of wind per year (Oebels and
Pacca, 2013; Crawford, 2009). It is seen that the total electricity
generation per year for Chiangmai is higher and for Phuket Island is
lower at the same elevation among the selected sites. This is due to
the availability of wind velocity for Chiangmai is higher than that of
Phuket and Surat Thani Island over the year.
The characteristics of electricity generation of wind turbines
over the year for the selected sites are shown in Fig. 7. The electricity generation of vertical axis and horizontal axis wind turbine
for Chiangmai is higher compared to Phuket and Surat Thani Island.
The generation is higher from April to September a year and is quite
uniform. The electricity generation characteristics for Phuket and
Surat Thani Island are similar for two types of wind turbine. The
electricity generation for Surat Thani Island is higher from May to
September and December to January. During the other months of
the year, the wind turbines will not be able to deliver electricity
satisfactorily. The Phuket Island is only able to generate higher
electricity from JulyeSeptember and May.
Hence, the installation of wind turbine in Chiangmai is better
and reliable to deliver wind energy over the year compared to
Phuket Island and Surat Thani Island.
3.2. LCA results for base case
The life cycle estimation of embodied energy, emissions and
environmental impacts for base case was considered from raw
materials extraction to disposal (stages 1e5) of wind turbine
without recovery of materials (Fig. 3). It was assumed that, 100%
materials of wind turbine at the end of life sent to landll. The
results of the base case are described as follows.
3.2.1. Life cycle total embodied energy
The life cycle total embodied energy is the sum of energy
required at all the life cycle stages consists, extraction, manufacture, transportation, installation, maintenance and disposal of wind
159
Fig. 6. Wind velocity characteristics over the year for the selected sites.
turbine. The life cycle total estimated embodied energy for vertical
axis and horizontal axis wind turbine systems are 532 MJ and
590 MJ equivalent (MJeq) respectively. The embodied energy for
vertical axis and horizontal axis wind turbine per functional unit
are 0.98 MJeq and 0.33 MJeq respectively. Hence, vertical axis wind
turbine is energy intensive compared to horizontal axis wind
turbine.
3.2.2. Life cycle embodied energy distribution
Wind turbine construction is required varieties of component
materials have a diversied characteristics. The distinguish
contribution of materials on embodied energy draw an importance
of energy distribution. In addition, the entire life cycle of wind
turbine consists several stages (Fig. 3). Hence, to investigate the
energy intensive stages, the study of life cycle embodied energy
distribution is important. Table 7 shows the breakdown of
embodied energy for major parts and stages per functional unit.
The embodied energy characteristics over the life cycle stages for
vertical axis and horizontal axis wind turbine are shown in Fig. 8. The
stage 3 (supplier) was not included as there is no production and
internal transportation is negligible. The characteristics of distributions are similar for two types of wind turbine. The area occupied
under the trend for vertical axis wind turbine is higher than that of
horizontal axis wind turbine. It implies that the embodied energy
required for vertical axis wind turbine is higher than that of horizontal axis wind turbine. It is seen that, the energy requires for the
Table 6
Electricity generation per unit wind turbine per month.
Electricity generation per unit wind turbine per month (kWh)
Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec
Total/yr
Phuket Island at
36 m above ground
level
Chiangmai at 30 m
above ground level
Vertical
Horizontal
Vertical
Horizontal
Vertical
Horizontal
8
8
8
3
15
2
14
15
20
11
2
7
113
17
18
18
11
31
9
27
31
46
24
9
15
256
14
8
9
2
15
16
13
19
15
5
6
18
140
27
19
20
9
31
36
27
43
34
13
14
42
315
23
32
42
63
71
59
55
55
50
39
25
24
539
63
89
116
243
295
214
182
182
144
112
77
66
1782
160
Fig. 7. Electricity generation characteristics of wind turbine over the year for selected sites.
Table 7
Life cycle embodied energy distribution at different life cycle stages of wind turbine (MJeq/kWh/year).
Vertical axis wind turbine
Stage
Stage
Stage
Stage
1
2
4
5
(Extraction)
(Manufacture of component parts)
(Installation and use)
(Disposal)
Turbine
Frame
Tower
Auxiliary
Blade
Turbine head
Tail
Tower
Auxiliary
0.17
0.32
0.001
1 104
0.07
0.13
0.002
0.17
3.7 105
0.10
1.6 104
0.03
1.4 103
1.4 104
0.05
0.10
0.01
0.02
8.4 104
0.05
1.5 103
0.05
161
Table 8
Life cycle total emissions and environmental impacts of wind turbine per unit energy delivered per year.
Emissions/impacts
Horizontal axis
Air emissions:
CO2 (kg)
CH4 (gm)
CO (gm)
Nox (gm)
SOx (gm)
0.24
0.70
1.06
0.64
1.40
0.08
0.37
0.31
0.24
0.46
Water emissions:
COD (gm)
DOC (gm)
Suspended solids (gm)
PO4 (gm)
SO4 (gm)
0.71
0.49
0.15
0.38
9.55
0.28
0.15
0.10
0.13
3.39
Environmental impact:
GWP, 100a (kg CO2 eq)
0.27
0.09
Fig. 8. Life cycle embodied energy characteristics over the life cycle stages.
vertical axis wind turbine is more than 50%, while SO4 emission
reduction is more than 5%. The potential reduction of CO2 emission
and GWP for horizontal axis wind turbine is more than 50%, while
SO4 emission reduction is more than 10%. The potential reduction of
emission for horizontal axis wind turbine is higher than that of
vertical axis wind turbine for reuse case. Hence, the reuse case is
attractive for the reduction of emissions signicantly.
Fig. 10. Embodied energy for base case and reuse of material cases.
Fig. 11. Embodied energy of vertical axis wind turbine for alternative materials.
162
Table 9
Emissions and environmental impact of wind turbine for reuse scenario.
Emissions/impacts
CO2 (kg)
SO4 (kg)
GWP, 100a (kg CO2 eq)
Vertical
Horizontal
Vertical
Horizontal
Vertical
Horizontal
64
9
68
61
13
63
58
8
62
56
12
59
52
7
56
50
11
55
EPBT
The life cycle total embodied energy for grid connected vertical
axis wind turbine is 532 MJeq. The annual total energy delivered by
the vertical axis wind turbine is 1940 MJeq at Chiangmai. The capacity factor was considered 0.35 (Oebels and Pacca, 2013;
Crawford, 2009). Hence, the energy payback time is 3 month.
The life cycle total embodied energy for grid connected horizontal axis wind turbine is 590 MJeq. The annual total energy
delivered by the horizontal axis wind turbine is 6415 MJeq at
Chiangmai. Hence, the energy payback time is 1.10 month.
3.5. Comparative analysis
Fig. 12. Energy intensity of wind turbines for base case and for alternative materials.
CO2 (kg)
SO4 (gm)
GWP, 100a (kg CO2 eq)
Aluminum fan
(Base case)
Thermoplastic
fan
Fiberglass
plastic fan
0.24
9.5
0.27
0.20
10
0.22
0.20
9.5
0.21
Fig. 13. CO2 emission intensity of wind turbines for base case and alternative
materials.
4. Conclusions
Table 11
Life cycle energy and emission comparison of some wind turbines.
g CO2-eq/KWh MJeq/KWh MJeq/KWh/yr EPBT
(years)
179
(Mithraratne, 2009)
Location: New Zealand
Wind speed: >5.5 m/s
Capacity: 1.5 kW
Type: Horizontal axis
Life time: 20 years
11
(Crawford, 2009)
Location: Australia
Wind speed: 7.75 m/s
Capacity: 850 kW
Type: Horizontal axis
Life time: 20 years
46
(Tremeac and Meunier,
2009)
Location: France
Capacity: 250 W
Type: Vertical axis
Life time: 20 years
16
(Tremeac and Meunier,
2009)
Location: France
Capacity: 4.5 MW
Type: Horizontal axis
Life time: 20 years
9
(Guezuraga et al., 2012)
Location: Austria
Wind speed: 6 m/s
Capacity: 1.8 MW
Type: Horizontal
axis gearless
Life time: 20 years
12
(Present study)
Location: Thailand
Wind speed: 7e12 m/s
Capacity: 300 W
Type: Vertical axis
Life time: 20 years
5
(Present study)
Location: Thailand
Wind speed: 7e12 m/s
Capacity: 500 W
Type: Horizontal axis
Life time: 20 years
1.5
0.18
30
3.6
1.2
23
6.5
0.3
1.7
0.11
2.3
0.6
0.05
0.98
163
0.25
The purpose of the study was to evaluate the life cycle embodied
energy, emissions (air, water), environmental impacts, energy
payback time and performance indexes of vertical axis and horizontal axis grid connected wind turbine using life cycle assessment
technique. The applications were considered at three potential locations (Phuket Island, Surat Thani Island and Chiangmai) in
Thailand. The base case and alternative improvement cases were
studied. The result showed that the wind turbine installation at
Chiangmai is reliable to deliver wind energy satisfactorily over the
year than that of Phuket Island and Surat Thani Island in Thailand.
The vertical axis wind turbine is energy and emission intensive
compared to horizontal axis wind turbine for base case system. The
reductions of embodied energy and environmental impacts are
more than 60% and 50% respectively for reuse of materials scenarios. The embodied energy of vertical axis wind turbine could be
reduced to 36% with thermoplastic turbine and 40% with berglass
turbine, while the environmental impacts reduced to more than
15% average. The energy intensity, CO2 emission intensity and energy payback time found to be lower when compared with
literature.
Acknowledgment
Uddin would like to thank the Asian Development Bank-Japan
Scholarship Program (ADB-JSP) for nancial support of this study.
Thanks to the Asian Institute of Technology provided the platform
and technical support of this research work. Thanks to the industries in Thailand, where the primary data were collected to
carried out this work.
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