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Physiology in Medicine
Autophagy encloses cytosolic materials by isolation membranes (phagophores) to form double membrane-bound vesicles
The aim of this series is to provide practicing MDs and researchers an
up-to-date physiological understanding of disease. Articles published in this
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(http://www.the-aps.org/mm/Publications/Journals/PIM).
Address for reprint requests and other correspondence: A. M. K. Choi,
Division of Pulmonary and Critical Care Medicine, Brigham and Womens
Hospital, Harvard Medical School, 75 Francis St., Boston, MA 02115 (e-mail:
amchoi@rics.bwh.harvard.edu).
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Lysosome
ULK1 complex
Phagophore
3-MA
Autolysosome
Autophagosome
Class III
PI3K
Beclin 1
BCL-2
Initiation,
isolation membrane
BH3 mimetics
LC3II
Elongation
Completion
Autophagosome and
Lysosome fusion
Degradation
Spautin 1
Atg5-Atg12-Atg16L
Acid hydrolase
Cargos
Chloroquine
Cystatin B
Bafilomycin A
Pepstatin A
Azithromycin
Autophagy activator
Autophagy inhibitor
Fig. 1. Autophagy process and potential targets for modulating autophagy. Activation of UNC51-like kinase (ULK) complex in response to certain signals
initiates isolation membrane and the formation of phagophore. (Upstream pathway of ULK1 complex is depicted in Fig. 2.) Class III phosphoinositide 3-kinase
(PI3K) complex composed of Beclin 1, class III PI3K, PIK3R4, and activating molecule in BECN1-regulated autophagy protein 1 (AMBRA1) is also required
for the phagophore formation. The Atg-Atg12-Atg16L complex and LC3-II phosphatidylethanolamine (PE) conjugate promote the elongation and enwrap the
cytosolic cargos including mitochondria, leading to the formation of autophagosome. Subsequently, lysosome fuses with the autophagosome (the formation of
autolysosome) and releases acid hydrases into the interiors to degrade the cytosolic cargos. Autophagy can be activated by drugs such as BCL-2 homology 3
(BH3) mimetics that prevent the formation of autophagy inhibitory complex of Beclin 1 and BCL-2. In contrast, ubiquitin-mediated decrease of Beclin 1 protein
by Spautin-1 and inhibition of class III PI3K by 3-methyladenine (3-MA) can inhibit autophagy. In addition, there are drugs to inhibit the late phase of autophagy
process. Lysosomotropic agents that enhance lysosomal pH such as chloroquine inhibit lysosomal enzymes and also prevent the fusion of autophagosome and
lysosome, resulting in inhibition of autophagy. Bafilomycin A1 inhibits the fusion of autophagosome and lysosome by inhibiting vacuolar ATPase (V-ATPase)
located in the lysosomal membrane. Compounds such as pepstatin A and cystatin B are inhibitors for lysosomal protease. (Please also see Table 4.)
autophagy machinery contributes to the replication and survival of microbes in the host cells. The list of pathogens
exploiting autophagy machinery includes clinically important
microbes, e.g., bacterial agents such as Brucella abortus (99)
and Coxiella burnetii (99) and viruses such as HIV (99),
hepatitis B virus (HBV) (54, 99), and avian influenza A H5N1
(H5N1) (109). Of note, autophagy exerts both killing and
prosurvival properties for HIV (60, 99). Autophagy has diverse
effects on both innate and adaptive immune systems (54, 60).
Atg5 is involved with the production of type I interferons in
response to single-stranded RNA viruses (54, 60). Autophagy
proteins are also involved in the regulation of inflammasome,
cytosolic multiprotein complexes responsible for activation of
caspase-1 and its downstream signaling including secretion of
IL-1 and IL-18 (20, 79). Beclin 1 and LC3B negatively
regulate inflammasome activation by preserving mitochondrial
homeostasis (79). The roles of autophagy in adaptive immunity
include antigen presentation and antibody production. Autophagy is required for presenting antigen on both major
histocompatibility complex class I and II molecules and activating CD8 and CD4 T lymphocytes, respectively (60).
Autophagy is also required for B cell differentiation (19) and
for sustainable antibody production in plasma cells (88). Thus
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Cell membrane
Cytoplasm
Clonidine
Ca2+ channel
I1R
Receptor
tyrosine kinase
AC
Class I
PI3K
Gs
25ddA
cAMP
ATP
Akt
Epac
Metformin
Calpastatin,
calpeptin
Calpain
PI103
Rap2B
TSC1/2
AMPK
Xestospongin B
PLC-
IP3 receptor
PIP2
IP3
Rheb
ER
IP2
Ca2+
Rapamycin and
analogues, Torin 1
Ins
IMPase
mTOR
Lithium, L-960,330
Autophagy activator
Autophagy activator
IP1
Valproic acid,
Carbamazepine
ULK1 complex
via cleavage of Atg5
Autophagy inhibitor
Autophagy
Fig. 2. Overview of the regulation of autophagy pathways and targets for modulating autophagy by drugs/compounds. Two major signaling pathways to regulate
autophagy are depicted in this figure: mammalian target of rapamycin (mTOR) signaling pathways and mTOR-independent signaling pathways. Autophagy is
modulated by mTOR in response to certain nutritional stimulations. Insulin or growth factors activate class I PI3K pathway, leading to activation of mTOR and
inhibition of autophagy. Glucose starvation activates AMPK and inhibits mTOR, followed by activating of ULK1 complex and activating autophagy. mTOR can
be pharmacologically inhibited by activating AMPK (e.g., metformin) or inhibiting class I PI3K (e.g., EGFR antagonist). Recent new drugs such as PI-103 can
activate autophagy by inhibiting both class I PI3K and mTOR. In the mTOR-independent pathway, increase of intracellular cAMP level and Ca2 inhibits
autophagy. Intracellular level of cAMP is upregulated by adenylyl cyclase (AC) and the calpain-Gs pathway, which is activated by intracellular Ca2 level.
The inhibitory effect of cAMP on autophagy is mediated by increase of synthesis of inositol-(1,4,5)-trisphosphate (IP3) and inositol. Increased level of IP3
activates IP3 receptor in endoplasmic reticulum (ER) and release Ca2 into cytosol, leading to inhibition of autophagy. Activation of L-type Ca2 channel triggers
Ca2 influx and elevates intracellular Ca2 level, which activates cysteine protease called calpain. In addition to elevating cAMP by the calpain-Gs pathway,
calpain inhibits autophagy by cleavage of Atg5. However, the concise mechanism by which cytosolic cAMP, Ca2, inositol, and IP3 regulate autophagy is still
unclear. In this cyclical mTOR-independent pathway, autophagy can be modulated by mainly targeting intracellular levels of cAMP or Ca2. L-type Ca2
receptor blockers such as verapamil inhibit Ca2 influx, which leads inhibition of calpain activity and cAMP synthesis. Activation of autophagy by drugs such
as lithium or carbamazepine is mediated by at least reduction of Ca2 release by IP3 receptor (IP3R). EGFR, epidermal growth factor receptor; IGF, insulin-like
growth; TSC, tuberous sclerosis 2; AMPK, AMP-activated protein kinase; V-ATPase, vacuolar ATPase; I1R, imidazoline-1 receptor; PLC, phospholipase C
epsilon; 2=5=ddA, 2=,5=-dideoxyadenosine; PIP2, phosphatidylinositol-4,5-bisphosphate; cAMP, cyclic AMP; Ins, inositol; IP2, inositol-(1,4)-bisphosphate; IP3,
Inositol-(1,4,5)-trisphosphate; IMPase, inositol monophosphatase.
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diseases such as Parkinson disease (68, 80, 81, 118). Thus the
autophagy process is critically involved in not only physiological but also pathological metabolic responses.
MEASUREMENT OF AUTOPHAGY
Methods
Key Points
Electron microscopy
Western blot
Immunofluorescence
microscopy
Western blot
Turnover of p62/SQSTMI
Western blot
Western blot
References
110
75
72, 74
38, 41
10, 38
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Table 2. The functional role of autophagic proteins in experimental models of lung diseases
Lung Diseases
COPD
IPF
PH (PAH)
CF
Lung cancer
LAM
HALI
Sepsis
Nanoparticle-induced ALI
References
LC3B and Beclin 1 deficiency inhibits CSE-induced cell death in pulmonary epithelial cells.
LC3B-deficient mice display inhibition of airspace enlargement and apoptosis in lungs after cigarette smoke
exposure.
LC3 deficiency promotes CSE-induced IL-8 secretion in HBEC.
Autophagy inhibition by bafilomycin A enhances CSE-induced IL-8 secretion in HBEC.
Autophagy activation by rapamycin inhibits IL-17A-induced collagen production in lung epithelial cells.
Autophagy inhibition by 3-MA suppresses degradation of collagen in epithelial cells.
3-MA reverses the therapeutic effect of IL-17 antagonism on bleomycin-induced lung fibrosis and mortality
of mice.
LC3B and Beclin 1 deficiency promotes TGF--induced activation of lung fibroblast in vitro.
Autophagy activation by rapamycin inhibits TGF--induced fibronectin and -SMA expression in lung
fibroblast.
Rapamycin inhibits bleomycin-induced lung fibrosis in mice.
Rapamycin inhibits anti-TLR4 antibody-induced lung fibrosis in mice.
Atg5 and LC3 deficiency promotes TGF--induced fibroblast activation in vitro.
Inhibition of mTOR by Torin1 inhibits tunicamycin (ER stress inducer)-induced senescence in HBEC.
Atg5 and LC3 deficiency promotes tunicamycin-induced senescence in HBEC.
LC3B deficiency promotes hypoxia-induced pulmonary hypertension in mice.
LC3B deficiency promotes cell proliferation in pulmonary artery endothelial cells and vascular smooth
muscle cells.
Autophagy inhibition by 3-MA and chloroquine increase angiogenesis in PAEC from fetal lambs with
persistent pulmonary hypertension (PPHN-PAEC).
Beclin-1 knockdown promotes angiogenesis in PPHN-PAEC.
Beclin 1 deficiency promotes aggresome accumulation in CF epithelia.
Beclin 1 deficiency promotes macrophage infiltration and MPO activity in nasal mucosa of CF.
Autophagy inhibition by 3-MA abrogates CF phenotype in nasal mucosa.
LC3 deficiency promotes growth of B. cepacia and IL-1 secretion in macrophages.
Autophagy activation by rapamycin inhibits growth of B. cepacia and IL-1 secretion in macrophages.
Autophagy activation reduces bacterial burden of lung and inflammation in lung of CF mice after B.
cepacia infection.
Overexpression of SQSTM1/p62 inhibits intracellular survival of B. cepacia in macrophages.
Deficiency of SQSTM1/p62 promotes intracellular survival of B. cepacia in macrophages.
Blocking chaperone-mediated autophagy by LAMP-2A depletion suppresses cell proliferation and
increases cell death in lung cancer cells.
Injection of lung cancer cells with LAMP-2A deficiency reduces tumor formation in xenograft mouse
model.
Autophagy inhibition by chloroquine enhances cytotoxicity of gefinitib and erlotinib in lung cancer cells.
Atg5 and Atg7 deficiency enhances cytotoxicity of gefinitib and erlotinib in lung cancer cells.
Atg7 deficiency reduces cancer cell proliferation in NSCLC cell lines.
Atg7 deficiency sensitizes the cancer cells to cisplatin-induced apoptosis in NSCLC cell lines.
Atg3 deficiency reverses erlotinib resistance in erlotinib-resistant lung cancer cells.
TSC2 knockdown increases autophagy-dependent cell survival in mouse embryonic fibroblasts.
Atg5 deficiency inhibits TSC2-null xenograft tumor cell survival.
Autophagy inhibition by chloroquine inhibits xenograft tumor size in mice of TSC2-null xenograft tumor.
LC3B knockdown promotes hyperoxia-induced cell death in lung epithelial cells.
Depletion of LC3B and Beclin 1 leads mitochondrial dysfunction and enhances NLRP3 inflammasomemediated IL-1 and IL-18 secretion in macrophages.
LC3B knockdown increases serum level of IL-1 and IL-18 production in CLP-induced polymicrobial
sepsis and sensitizes mice to endotoxic shock.
Autophagy activation by rapamycin restores CLP-induced myocardial dysfunction in mice.
LC3 overexpression ameliorates acute lung injury and survival in CLP-induced polymicrobial model of
sepsis.
Knockdown of VPS34 increases cell death and liver injury in CLP-induced polymicrobial models of
sepsis.
Autophagy inhibition suppresses releases of neutrophil extracellular trap (NET) induced by E. coli in
human neutrophils.
Knockdown of Atg6 improves nanoparticle-induced cell death in lung epithelial cells.
Autophagy inhibition by 3-MA ameliorates nanoparticle-induced ALI in mice.
15, 16, 47
28
71
85
124
7
59
114
65
2
53
36
46
57
84
112
79
40
64
14
45
61, 62
COPD, chronic obstructive pulmonary disease; CSE, cigarette smoke extract; HBEC, human bronchial epithelial cells; IPF, idiopathic pulmonary fibrosis;
TGF-, transforming growth factor-; -SMA, -smooth muscle actin; 3-MA, 3-methyladenine; TLR4, Toll-like receptor 4; ER, endoplasmic reticulum; P(A)H,
pulmonary (artery) hypertension; PAEC, pulmonary artery endothelial cells; CF, cystic fibrosis; MPO, myeloperoxidase; B. cepacia, Burkholderia cenocepacia;
NSCLC, nonsmall cell lung cancer; LAMP2, lysosome-associated membrane protein 2; LAM, Lymphangioleiomyomatosis; TSC, tuberous sclerosis; HALI,
hyperoxia-induced acute lung injury; NLRP3, NOD-like receptor family, pyrin domain containing 3; CLP, cecal ligation and puncture; E. coli, Escherichia coli;
ALI, acute lung injury.
AJP-Lung Cell Mol Physiol doi:10.1152/ajplung.00072.2013 www.ajplung.org
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Table 3. The functional role of autophagic proteins on pathogen(s) causing respiratory tract infection
Pathogens
References
34
P. aeruginosa
M. abscessus
Human rhinovirus 2
37
42
128
49
109
127
96
50
44
105
78
M. tuberculosis, Mycobacterium tuberculosis; P. aeruginosa, Pseudomonas aeruginosa; M. abscessus, Mycobacterium abscessus; S. aureus, Staphylococcus
aureus.
mal studies (90, 111), the current strategy for cancer therapy is
more likely to be based on inhibition of autophagy (17, 120,
125).
This paradox may be due to the differential roles of autophagy in different stages of tumorigenesis (99, 120). Although initiation of tumorigenesis in normal cells is associated
with defect of autophagy, autophagy subsequently may exert
prosurvival effect in tumor cells (99, 120). Lymphangioleiomyomatosis (LAM), a progressive lung disease caused by
mutation in the tuberous sclerosis genes (tsc), is associated
with inappropriate activation of mTOR signaling, which regulates cellular growth and lymphangiogenesis (39). The pathogenesis of LAM is in part similar with those of tumorigenesis
including inappropriate cell growth and survival (39). Chloroquine is also used with rapamycin for patients with LAM
(phase 1). This clinical trial is based on the rationale that
rapamycin blocks mTOR of downstream kinases and restores
homeostasis in cells with defective tsc function (39, 69, 84).
The use of chloroquine aims to inhibit autophagy-mediated
survival of LAM cells induced by rapamycin (39, 84). A recent
clinical study concludes chloroquine does not prevent infection
with influenza including H1N1 strain (86). Interestingly, autophagy is involved in infection with H5N1, rather than H1N1
(109). Therefore, it is possible that chloroquine has a differential effect on infection with H5N1 vs. H1N1, with genetic and
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Cystic fibrosis
Clearance of protein aggregate
and regulating oxidative stress
LAM
Promoting survival and
proliferation of LAM cells
Lung infection
Promoting or inhibiting
replication of microbes in host
cells
Lung cancer
Xenophagy
Aggrephagy
Sepsis
Tumor suppression
Mitophagy
Regulating inflammatory
response (i.e. inflammasome)
Lipophagy
COPD
Promoting apoptosis
PAH
IPF
Regulating fibroblast
activation and proliferation
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Autophagy inducers
Rapamycin and analogs
Amidarone
Nicosamide
Antiparasitic
Anticancer
Metformin
Antidiabetic
Vasodilator
Clonidine
Rilmenidine
Mood-stabilizing drug
Carbamazepine
Tamoxifen (estrogen receptor
antagonist)
Statin (HMG-CoA reductase
inhibitor)
Vitamin D3
Antiepileptics
Anti-breast cancer and anti-bipolar disorder
Anticonvulsant
Lower cholesterol
Supplementary diet to reduce the risk of
fractures and falls
Undergoing clinical trial for ovarian cancer
Vasodilator, anti-inflammation and
antiproliferation Undergoing clinical
trials for idiopathic pulmonary fibrosis
and sepsis
Vasodilator
References
Inhibit mTORC1
8, 43, 82
Inhibits mTOR
Upregulates PML and Akt
dephosphorylation
Upregulates AMPK (and ULK1
phosphorylation)
Reduce intracellular Ca2 levels
13
31, 55
9
30, 36
48, 70
9, 121, 129
103, 121
121
98, 121
103
103, 121
21, 99
83
128
Unknown
121
66
58
Unknown
AMPK and intracellular Ca
dependent
49
Macrolide antibiotic
96
89
37
37
6
2
4, 12
mTOR, mammalian target of rapamycin; mTORC1, mTOR complex 1; PI3K, phosphoinositide 3-kinase; NF-B, nuclear factor-B, AMPK, AMP-activated
protein kinase: ULK1, UNC51-like kinase; cAMP, cyclic AMP; IP3, inositol-(1,4,5)-trisphosphate; IMPase, inositol monophosphatase; BH3, BCL-2 homology
3; BCL-2, B cell lymphoma 2; EGFR, epidermal growth factor receptor; HMG-CoA, 3-hydroxy-3-methylglutaryl-coenzyme A; STAT6, signal transduction and
transcription 6; RA, rheumatoid arthritis; SLE, systemic lupus erythematosus; PML, promyelocytic leukemia protein; ADHD, attention deficit hyperactivity
disorder; IL-4, interleukin 4; IL-13, interleukin 13. For details of clinical trials, please see the website http://www.clinicaltrials.gov/.
Physiology in Medicine
AUTOPHAGY MODULATION IN LUNG DISEASES
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Autophagy activators
Torin1
PP242
PI103 hydrochloride
2=,5=- Dideoxyadenosine
Xestospongin B
Spermidine
Tat-beclin1
Calpastatin, calpeptin
Trehalose (an -linked disaccharide
L-NAME (inhibition of NOS and decrease of NO
production)
GGTi-298 (inhibition of geranylgeranyl transferase 1)
Autophagy inhibitors
Spautin-1
3-MA
Pepstatin A
Cystatin B
Leupeptin
Bafilomycin A1
Nocodazole
References
115
26
22
121
117
24
107
121
102
104
P53 dependent
29
63
100
113
99
38
92, 123
97, 119
IP3R, inositol-(1,4,5)-trisphosphate receptor; L-NAME, N-L-arginine methyl ester; 3-MA, 3-methyladenine; NO, nitric oxide; NOS, nitric oxide synthase; Atg,
autophagy-related; V-ATPase, vacuolar ATPase.
NAME (104), trehalose (102), or 2-adrenergic receptor agonist (6) whose mechanisms to modulate autophagy are still
unclear (Table 4). Further studies will be needed to identify
concise pathways by which those drugs or compounds modulate autophagy.
Since there are several pathways regulating autophagy, it
is possible that some drugs can stimulate both proautophagy
and antiautophagy pathways. For example, although lithium
has been shown to activate autophagy via an mTOR-independent pathway, lithium also inhibits GSK-3, which can
activate mTOR and lead to inhibition of autophagy (27)
(Fig. 2). In addition, some drugs may inhibit Ca2 channel
(activating autophagy by mTOR-independent pathways) and
also inhibit EGFR receptor (inhibiting autophagy by activating mTOR), which offset both the cellular signaling
pathways against each other and result in no autophagy
activation being observed. Thus it is also important to
analyze the effect of drugs on the individual pathways to
regulate autophagy. These profiles may lead to developing
the combined use of different types of autophagy modulators such as lithium and rapamycin, which can gain the
greater activation of autophagy (27) (Fig. 2).
Autophagy Modulation as a Potential Therapeutic
Intervention for Lung Diseases
Although various classes of clinically used drug modulate
autophagy pathways (Table 4), it is still unclear in many cases
whether the therapeutic effects of those drugs arise from
autophagy or autophagy-independent pathways. Even if autophagy is involved, there is still an important question remaining whether modulating autophagy by drugs contributes to
their beneficial pharmacological effects. For example, metformin, one of the most commonly used drugs for treatment of
Type 2 diabetes, induces autophagy (48, 70). The role of
autophagy on the pathogenesis of diabetes is still controversial
(94). Antidiabetic effects of metformin may be mediated by
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AUTOPHAGY MODULATION IN LUNG DISEASES
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