LOVELY PROFESSIONAL UNIVERSITY

INSTRUCTION PLAN (for Lectures)

Term: 4A L: 4 T: 1 P: 0
Course No: MGT 680 Course Title: Financial Services
Textbook:
1. Varshney P.N., Mittal D.K., Indian Financial System, Sultan Chand & Co., 2007
Other Specific Books:
2.Triapthy Prava Nalini, Financial Instruments and Services, Prentice Hall of India.,2007
(Ch-5,6,7,8,9,11,12,13)
3. Batra G.S., Financial Services and Markets, Deep & Deep Publications pvt. Ltd.,2005
(Ch-9,12,14,15,)

Other readings:
S. No Journal articles as compulsory reading
4 Krishnamurthy Narayan(2008), “Banking toward financial Inclusion”, Money
Today, Vol 3, No. 26
5 Iyengar Venkatesan R(2008), “The New Pension Scheme”, Chartered Financial
Analyst,Vol. XIV No. 12
6 Creating an environment: Developing Venture Capital in India
(http://brie.berkeley.edu/publications/wp143.pdf.)
7 Indian Securitization Market
(http://www.vinodkothari.com/india_securitisation_vinodkothari.pdf)
8 India’s FDI Growth
( http://www.Indian industry.com/trade-information-indias-fdi-growth.html)
9 Capital Flows in India: Trend, Magnitude & Composition
(http://www.equitymaster.com/detail.asp?date=1/6/2009&story=3)
10 Understanding Foreign Direct Investment
(http://www.going-global.com/articles/understanding_foreign_direct_investment)
11 Euro Issues by Indian Companies
(http://www.thebharat.com/finance/investment/euro.html)

Relevant websites:
S. No Web address Salient Features
12 www.crisil.com Information regarding the criteria of various credit
rating instruments of companies in India.
13 www.indiavca.org Information related to the venture capitalists in India
14 www.indiafinancing.com Information related to the leasing companies in India

15 www.icmrindia.com Provides case studies and articles related to the

financial services.
16 www.emrald.com Provides case studies and articles related to the
financial services
17 www.adr.com Provides articles on ADRs & GDRs
Detailed Plan for Lectures

Lecture Topic Chapters / Assignm Pedagogical aid Date

No. Sections of ent / Demonstration/ Delivered2
Textbook / Task to case study /
Other be images/
reference1 assigned animations etc5.
to
students
3 Do
S4
1 Financial Service Industry in 3/ Ch-9/A Article :
India: Concept, Types, Role and Development of
Prospects. Financial
Services in
India: Some
Perspectives
2 Mutual funds: Introduction and 2/ Ch- 5/B Article: The
Importance of Mutual Funds, Great Mutual
Classification of Mutual Funds Fund Boom
3 Types of schemes: Income 1/ Ch-16
schemes, Growth schemes, Bond
funds, Gilt funds, Index funds,
Balanced funds,
4 Sector funds, Tax saving schemes, 1,2/ Ch-
Fund of funds, Money Market 16,5
Mutual Funds. Advantages of
Investing in mutual funds.
5 Merchant banking: Meaning and 2,3/ Ch-
Origin, Growth of Merchant 6,15
Banking in India

6 Services of Merchant Banking 2/ Ch- 6/G Case:Jyotish

Laboratories
Ltd
7 Future prospects of Merchant 2/ Ch- 6
Banking in India
8 Venture capital: Introduction, 1,2/ Ch- Article:
Origin & Concept, Importance of 18,7/Ref: 6 Creating an
Venture Capital. environment:
Developing
venture capital
in India
9 Venture Capital Industry in India, 1,2/ Ch- Article:
Issues and Challenges. 18,7/D Venture Capital
Industry in
 India : A
prognostic
View
10 Credit rating: Concepts and 1,2/ Ch-
Objectives of Credit rating 11,8
11 Types of Credit rating, Rating 2/ Ch- 8
process
12 Credit rating agencies in India 1,2/ Ch- Case: The
11,8/E Ketan parekh
Scam

13 Factoring Services: Introduction, 1,2,3/ Ch-

Origin, Concept, Elements and 23,9,12
Cost of factoring, Mechanics of
factoring
14 Types of factoring and Functions 2/ Ch- 9/C Article:
of factoring Factoring-
Untapped
potential in the
Indian Market
15 Factoring in India: Challenges. 1,2/ Ch-
Forfaiting(concept) 23,9
16 Leasing: Introduction, Concept, 2,3/ Ch-
Types. Sale & leaseback 11,14
17 Merits and demerits of Leasing, 2,3/ Ch- Case: ARQ Ltd
Problems of Leasing 11,14/F
18 Meaning and features of Hire 2/ Ch-11
Purchase. Leasing vs. Hire
Purchase
19 Securitization: Introduction, 2/ Ch- 12
concept, Mechanism of
Securitization, Importance and
utility, Advantages of
Securitization
20 Securitization in India 2/ Ch- 12/7/ Article: Indian
Ref:7 securitization
market
21 FDI: Introduction, FDI in India 2/ Ch- 13 Article:
Ref:10 understanding
foreign direct
investment
22 Trends in FDI flows, Barriers in 2/ Ch- Article: India’s
FDI in Indian market 13/8,9/ FDI growth
Ref:8,9 Article: capital
flows in India:
Trend,
Magnitude &
composition.
23 Euro issues: GDRs, ADRs, & Ref:11 Article: Euro
 FCCB issues by Indian
companies
24 Depositories : Meaning and 1/ Ch- 18
functions, NSDL & CDSL

Additional material for spill over

1 Innovations in financial Ref:4,5 Article:

services Banking toward
financial
inclusion.
Article: The
new pension
scheme
2 Discussion on different types
of frauds involved in financial
services
3 Discussion on why India and
china are hot cakes for FDI
4 Discussion on what kind of
services are being offered by
leasing companies through
internet
5 Discussion on fraud in Satyam

6 Discussion on what financial

crisis have happened recently
& impact on the stock market
7 Sensex story 1k to 22k

8 Discussion on U.S. Meltdown

Notes: 1. Use S. No of the reading above

2. To be filled in on the date of delivery of lecture by the instructor
3. Put assignment number from Assignment Table (below) against the lecture in which
planned to be assigned (by co-coordinator).
4. To be filled in on the date of assignment (by the instructor)
5. Do not write Lecture, OHP, LCD projector etc.
Details of Assignments Planned:
Assignment Details Nature of Expected outcome
No. Assignment
1 Evaluation of Mutual Funds Schemes: Analytical Students will inculcate
Each student will be assigned a mutual analytical skills so as to
fund and he/she will evaluate performance evaluate performance of
of different schemes of assigned mutual mutual funds.
funds having same objective. (investment)
2 Group Assignment: Each group of Analytical Students will be having in
student will be asked to analyze specific depth knowledge of
financial service i.e. factoring, leasing, specific financial service.
credit rating, merchant banking, venture
capital etc. with respect to Indian financial
system.

Scheme of CA: (out of 100)

Component Frequency Marks out of 100

Attendance 10
Case Study presentation 1 20
Quiz 2 20
Assignments 2 40
Class participation 1 10
total 100

List of Case studies/Articles:

S.No Case Study/Article Topic Covered Reference
A Development of financial services Financial service industry Financial services:
in India: Some Perspectives text, cases and
(R.K. Mishra) strategies by
P.Mohana Rao, R.L.
Hyderabad

B The Great Mutual Fund Boom Importance of Mutual funds Financial services in
(Mahesh Nayak) India: recent trends by
dhandapani alagiri

C Factoring-Untapped potential in Concepts and various types of Financial services in

the Indian market factoring India: recent trends by
(Rajeshwari Krishnan and Uma dhandapani alagiri
Vasan)
D Venture Capital Industry in India: Venture Capital Industry in Financial services in
A Prognostic View India, Issues and Challenges India: recent trends by
(A Vinay Kumar) dhandapani alagiri

E Case study: “The Ketan Parekh Credit rating www.icmrindia.com

Scam”
F Case study: ARQ ltd. Leasing Financial services,
MY Khan, pg4.46-
4.48

G Case study: Jyotish laboratories Merchant Banking Financial services and

ltd. systems, K
Sasidharan, Alex k
Mathew, pg:283-284

Proposed changes from the standard pedagogy for the course:

__________________________________________________
Prepared by (instructional planner: Name, Signature & date)

Comments of HOFD (Chief Academic Officer)

Signature & Date

Comments of Dean of Faculty

Report Signature & Date
 Report
Lectures: - (to be filled by the instructor and submitted at the end of term of HOS through HOD)

S. No Innovation introduced [ New pedagogy, new Topic and lecture number where
demonstration, case study, teaching aid, etc. introduced
NOT part of the instructional Plan

General Comments of the Instructor about the suitability of IP

Conduct of Tutorials

Tutorial Date Topics covered in the Activities (like quiz, case study, doubt
No. Tutorial clearing, any other)

Syllabus coverage report

Syllabus coverage by one week before MTE

Satisfactory / Lagging by ___ lectures.
Syllabus coverage by two week before ETE
Satisfactory / Lagging by ___ lectures.

________________________ ____________________
Signature of Instructors & date Signature of HOD & date