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AUDIT QUALIFICATION
JULY 2013 FORM FOR EXPERIENCE AFTER TRAINING
The UK Audit Qualification (AQ) is the qualification you are required to hold under the Companies Act 2006 should you wish to eventually
sign UK audits reports. The AQ alone will not automatically entitle you to sign UK audits reports. Those other requirements are identified
in the accompanying guidance notes, which should be read in full before completing the form. If you are gaining audit experience outside of
the UK, please check carefully to see if this experience can be recognised towards the AQ.
Registered address
Telephone (daytime)
Fax
Postcode/zipcode
Country
PRE-MEMBERSHIP EXPERIENCE
Please note, important information.
Applicants can use UK statutory audit experience from the end of their training agreement for the period either; up to membership or for
12 months as long as it was gained within a firm of registered auditors who are also an ICAEW training office.
I am declaring pre-membership experience:
Employer name
No (go to Membership) .
Employer address
Postcode/zipcode
Country
Date from
date to
DD
MM
YYYY
DD
Yes
MM
No
YYYY
Employer name
Employer address
Postcode/zipcode
Country
Date from
date to
DD
MM
YYYY
DD
Yes
MM
YYYY
No
MEMBERSHIP EXPERIENCE
I am declaring post-qualification audit experience gained whilst an ICAEW member:
Yes (complete the section below)
Employer name
Employer address
Postcode/zipcode
Country
Date from
date to
DD
MM
YYYY
DD
Yes
MM
YYYY
No
Employer name
Employer address
Postcode/zipcode
Country
Date from
date to
DD
MM
YYYY
DD
Yes
MM
YYYY
No
02
From
DD
MM
YY
to
DD
MM
YY
NOTES TO APPLICANT
You are only required to complete the first four columns of the days
section, prior to completing the accompanying narrative section. You will
need to supply the evidence of your work and time commitment to your
QPRT, PRT or Deputy QPRT who will complete and sign off this section
once satisfied with the information provided and following discussions
with your Manager and/or Counsellor.
You must complete the section overleaf at each six-monthly review, which
will need to be confirmed by your QPRT, PRT, Deputy QPRT or Counsellor.
This may not be the individual who signed off your training records, unless
they are appropriately qualified. Please confirm this with your employer.
This form should be submitted on completion of your Training Agreement
along with your completed Evidence of Technical Work Experience for and
any additional narrative paper. Please review the Audit Qualification notes
for further information or visit icaew.com/aq
NOTES TO EMPLOYER
03
Experience gained
within primary
registered office
Dates (DD/MM/YY)
from
0 0 0 0 0 0
to
0 0 0 0 0 0
UK
statutory
audit
work
(in days)
2 6 5
Other
audit
work
(in days)
Experience
gained
outside of
primary
registered
office 1
1 5
0 0
Signature
Name of QPRT, PRT or Deputy
QPRT who must hold a UK audit
qualification (in block capitals) 2
MR A. THORISER
Completed
competently
ICAEW number
1 2 3 4 5 6 7
Date (DD/MM/YY)
0 0 0 0 0 0
from
to
from
to
from
to
from
to
from
to
from
to
from
to
from
to
from
to
10
from
to
Total
1
In a covering letter, provide details of experience which falls into this category.
This must be the individual approved by ICAEW as the QPRT, PRT or Deputy QPRT for that office, who must hold a UK audit qualification.
04
(Consider your recent and previous audit development, for example, what audit
tasks were performed; and what new audit experiences were achieved)
Name
Job title
Date
Name
Job title
Date
Name
Job title
Date
Name
Job title
Date
Continued on the next page > > >
05
(Consider your recent and previous audit development, for example, what audit
tasks were performed; and what new audit experiences were achieved)
Name
Job title
Date
Name
Job title
Date
Name
Job title
Date
Name
Job title
Date
Continued on the next page > > >
06
(Consider your recent and previous audit development, for example, what audit
tasks were performed; and what new audit experiences were achieved)
Name
Job title
Date
10
Name
Job title
Date
Should you need more space please provide additional pages signed by your QPRT, PRT or Deputy QPRT.
07
Experience gained
within primary
registered office
Dates (DD/MM/YY)
from
0 0 0 0 0 0
to
0 0 0 0 0 0
UK
statutory
audit
work
(in days)
2 6 5
Other
audit
work
(in days)
Experience
gained
outside of
primary
registered
office 1
1 5
0 0
Signature
Name of QPRT, PRT or Deputy
QPRT who must hold a UK audit
qualification (in block capitals) 2
MR A. THORISER
Completed
competently
ICAEW number
1 2 3 4 5 6 7
Date (DD/MM/YY)
0 0 0 0 0 0
from
to
from
to
from
to
from
to
from
to
from
to
from
to
from
to
from
to
10
from
to
Total
1
In a covering letter, provide details of experience which falls into this category.
This must be the individual approved by ICAEW as the QPRT, PRT or Deputy QPRT for that office, who must hold a UK audit qualification.
08
Name
Job title
Date
Name
Job title
Date
Name
Job title
Date
Name
Job title
Date
Continued on the next page > > >
09
Name
Job title
Date
Name
Job title
Date
Name
Job title
Date
Name
Job title
Date
Continued on the next page > > >
10
Name
Job title
Date
10
Name
Job title
Date
Should you need more space please provide additional pages signed by your QPRT, PRT or Deputy QPRT.
11
Date
DD
MM
YYYY
CHECKLIST
Your application should include:
your completed application form signed and dated
any accompanying details for cited audit experience:
i) gained outside of the UK;
ii) gained whilst on secondment; and
iii) cited experience gained in another EU Member State under the Statutory Audit Directive.
You should keep a copy of your application form for your records.
Please refer to the principle based interpretation of Schedule 11 of the Companies Act within the accompanying guidelines.