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CarletonUniversity
promisefora cumulativebehavioral
The demiseof theempiricist-positivist
sciencerecentlyhas forcedscholarsfromnearlyall the socialdisciplinesto
and axiologicalfoundationsof
reexaminethe ontological,epistemological,
theirscientific
endeavors.The "thirddebate" in the fieldof international
a stillmaturing
relationsparallelsthisintellectualfermentand constitutes
era.
optionsin a "post-positivist"
effortto reconsidertheoretical
disciplinary
This essay explores the etiologyof this debate and criticallyassesses its
implicationsfor currentand futuretheoreticalpractices.Althoughthe
responses,theanalysisfocuseson only
debatehas triggeredmanydifferent
and celebrates
one of them-the optimisticresponse-which bothaffirms
presumablycreatedby the prethe unparalleledtheoreticalpotentialities
sentintellectualtransition.Whileacknowledgingthe considerablepromise
offersnearlyas
of the thirddebate, the essay notes that post-positivism
manydead ends as itopens promisingpathsforfutureresearch.The essay
issues some warningsconcerninghazards of misplaced or extravagant
in the scholarly
theoreticalhopes, and it singles out enhanced reflexivity
to date of
relationsas the notablecontribution
of international
community
the currenttheoreticalrestructuring.
236
ProspectsofInternational
Theoryin a Post-Positivist
Era
YOSEF LAPID
237
' Brief reference will be made later to the "despairing" response. The orthodox Marxist attack on the
"dependency" and "world system"approaches provides good examples forthe "dogmatic"pattern(see Denemark
and Thomas, 1988). The "systematicreconstruction"response is certainlyveryimportantand deserves separate
attention. But I agree with Preston that as formulatedby Giddens it comes close to "step number one in the
direction of a new orthodoxy" (Preston, 1987:75). And like him I believe that havingjust escaped from one
straitjacketthereis no point in pushing so earlyfora new one (Preston, 1987). As an example, however,Hoffman's
(1987) plea foradopting "CriticalTheory" as "the nextstage" in internationalrelationstheorycertainlyqualifiesfor
the systematicreconstructioncategory.For an interestingexchange sparked by Hoffman'ssuggestion,see articles
by Renger (1988b) and Hoffman (1988).
2 See, for instance, Waltz's (1979:18) lament: "Nothing seems to accumulate, not even criticism."Or see
Rosenau's (1980:129) despair over the "process of paradigm deterioration"which,in his view,"is underwayin the
studyof world affairs."Reflectingthis spirit,Gilpin (1984:287) has recentlysuggested thatthe discipline,no less
than its object of study,is in a state of anarchy.
' This "complex" originatesfromSorokin (1956:3-20) and refersto the periodicemergencein thesocial sciences
of would-be "new Columbuses" who "discover" hereto undetected leaps of growthin social theory.
238
ProspectsofInternational
Theoryin a Post-Positivist
Era
enhanced reflexivity
as the most importantcontributionto date of the current
theoreticalrestructuring.
YOSEF LAPID
239
240
Era
ProspectsofInternational
Theoryin a Post-Positivist
ical" ingredients.7
The noveltyof thisunderlyingpost-positivist
project-postulating
an irreduciblythree-dimensionalspace for scientificknowledge-is the explicit
of the
negationof the cardinal positivistpremisewhichaffirmsthe "eliminability
human"(Margolis,1987:xxii)and places (or replaces)the scientist"at the centerof
the social-intellectual-ethical
complexknownas science"(Hooker, 1987:10).
thusassertsthatmeta-scientific
constructs
comeand go in complete
Paradigmatism
packages.It followsthatonlybroaderconjuncturesof interrelated
theories,includcan qualifyas properunits
ing theirunstatedpremisesand underlyingassumptions,
of developmentand appraisal in science. It follows,furthermore,
that empirical
evidence in the usual sense of registering"objectively"what one sees is of only
limitedutilityin scientificevaluative appraisal. For in sharp contrastwith the
phenomenicaxis, the thematicaxis-although challengeableperhapsin some other
way (Wisdom, 1987:160)-is not refutableby directempiricalobservation.This
partiallyexplains,as Holton pointsout, whyscience is not "one great totalitarian
to the same inevitablegoal" (quoted in Stent,
engine takingeveryonerelentlessly
1988:37). At the same timeit also raises the challengeof formulating
alternative,
"rational"criteriaof evaluativeappraisal whichacknowledgeand confrontrather
thandenyor ignorethe non-empiricalnatureof at leastone integralcomponentof
all scientific
knowledge(Wisdom,1987:160).
Returningto our principalconcernwithinternationalrelationstheory,I submit
that"paradigmatism"-in the specificsense of an enhanced post-positivist
concern
withmeta-scientific
constructswhichincorporateintegralthematiccomponentsas a
itselfas one of the most notable
preconditionof scientificintelligibility-presents
of thethirddebate. For even a cursoryglanceat theliteraturereveals
characteristics
thatstudiesinvolvingbivariateand multivariate
relations,whichflourishedthroughout the 1960sand early1970s,noware held in generaldisrepute(Viottiand Kauppi,
1987:580). The intellectualexchange is no longer betweenindividualscholarsor
isolated theories,but between"models" (McKinlayand Little,1986), "paradigms"
(Banks, 1985; Holsti,1985a), "researchprograms"(Keohane, 1984; Kratochwiland
Ruggie, 1986; Hermann and Peacock, 1987), "research traditions"(Biersteker,
or "discourses"(Ashley,1989). The chosenunitdiffersin accordance
forthcoming),
withrespectivepreferencesfor Kuhnian, Lakatosian,Laudanian, or other more
constructs.But we find in each case a remarkable
fashionally"post-modernist"
concurrencewiththe underlyingtenetwhichpostulatesthatsignificant
theoretical
modificationsand choices must always take into account the supportivemetadomainsin whichtheyare holistically
embedded.
scientific
It is in thisgeneral context,I suggest,thatone can best understandthe marked
popularityof countlesseffortsto recastthe fragmentedtheoreticalturnoutof the
internationalrelations field in terms of contendingmeta-theoretical
constructs
(Banks, 1985; Holsti, 1985a; McKinleyand Little,1986; Viottiand Kauppi, 1987).
There is also the relatedpropensityto go beyondsimpleshoppinglistsof would-be
paradigms or perspectivesby launching more ambitiousprojects of paradigm
demolition(Vasquez, 1983), paradigmsynthesis
(Maghrooriand Ramberg,1982),or
paradigmproliferation(Rosenau, 1980). And, arguably,such is the logic thatalso
informs,for instance.Kratochwiland Ruggie's choice of the historically
evolving
"researchprogram"(international
organization)overtheisolatedtheory(regimes)as
theirprimeunitof evaluativeappraisal (1986).
The common denominatorof these endeavors is the implicitbelief that the
formoretraditionalunitsof scientific
substitution
of new meta-theoretical
constructs
7 In thisanalysis I followarguments presented by Holton (1987) and Wisdom (1987). Holton's triadconsistsof
phenomentc,
analyttc,
and themattc
axes (Stent, 1988:36-37). Wisdom's roughlysimilarconstructconsistsof empirical
content,
embedded
ontology,
and weltanschauung
(Wisdom, 1987:140).
YOSEF LAPID
241
242
ProspectsofInternational
Theoryin a Post-Positivist
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YOSEF LAPID
243
Althoughit is possibleto argue thatthe preoccupationwithunderlyingassumptions is anythingbut new to internationalrelationstheory,my point is that this
preoccupationhas acquired new significancein the contextof the thirddebate.
Perspectivism,
as definedin thisstudy,denotessomethingmore fundamentalthan
a ritualisticinsistencethat"we mustexamine our assumptionsabout the behavior
of the actorsin internationalarenas more carefully"(Young, 1986:121). It refers
more to "a rejectionof empiricismin favorof a theoreticalapproach thataccepts
the place of data in a subordinateposition"(Halliday, 1985:412). On the basis of
these briefillustrations,
it seems reasonable to conclude thatperspectivism
in the
sense of a strongpost-positivist
focus on thematicpremisesand assumptionshas
been internalizedas a foremostcharacteristic
of the thirddebate in international
relationstheory.
TheDriftTowardMethodological
Pluralism:Relativism
"The currentfierceattackon science,objectivity,
truth,and even rationalityand
logic," says J.O. Wisdom, "may well be the fiercestever mounted in history
(1987:159; also see Bernstein,1986). The new epistemologyassociatedwithFleck,
Polanyi,Kuhn,Feyerabendand othersis,indeed,oftenattackedas havingextremely
relativisticimplications(Bunge, 1983:261). This new relativism,posits Robert
D'Amico,is farmoreradicalthanpreviousversionsbecause itis "secondorder,"that
is, "it questionsnot individualassertionsfortheirlack of evidencebut the implied
and embedded standards,criteria,normsand principlesthatmakejudgments
possible
and givethem
privileged
status"(D'Amico, 1986:139; myemphasis).By undermining
and truth,thisrelativization
of philosophicalthinkinghas greatlycomobjectivity
of knowledgeand has rendered
plicatedthe taskof providingeffective
legitimation
problematicthe demarcationof sciencefromnon-science.
The massivemove towardrelativismhas had at least threenoteworthy
ramificamonism
standardtions.First,all versionsof methodological
seekingto institutionalize
ized, explicit,and unchangingcriteriaforregulatingscientific
domains-including
the positivistconceptionof the scientificmethod (Tianji, 1985:415)-have been
renderedsuspectbythisnew intellectual
climate.Far fromconsentingthatepistemic
criteriaare destinedto remainessentiallyunchangedover timeand place, the new
epistemologyunapologeticallysuggeststhatit is itselfsociallymutableand historifromsuchepistemologicalrelativcallycontingent.And, followingmethodologically
ism,"a vigorouspluralismis called for.When it comes to theoreticalideas 'let the
hundredflowersbloom"' (Hooker, 1987:56).
Second, the growingrecognitionof a multitudeof potentiallyfruitfulresearch
strategiesalso has facilitateda betterunderstandingof scienceas a polymorphicas
opposed to monolithicentity(Wisdom,1987:140). As the end productof scientific
activity,social knowledge is now more typicallyseen as a complex of equally
privilegedbut only loosely integratableforms(Margolis, 1987). And since these
distincttypes of knowledgeare set apart by characteristicmodes of theoretical
themaccordingly(Wagnerand Berger,1985).
growth,it is essentialto differentiate
endorsementof epistemologicaland methodological
Finally,the post-positivist
withscientific
has underminedtheclassicfascination
diversity
consensus,resultingin
"a new-wavepreoccupationwith scientificdissensus" (Laudan, 1984:13)11 This
intriguing
eclipseof consensusas a primedesideratumin socialscienceis of primary
Kuhnianequationof an
importance,foritsignalsa collapseof the highlyinfluential
" This trend is fed partiallyby the post-modernistportrayalof consensus as "a horizon thatis never reached"
(Lyotard, 1984:61).
244
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Theoryin a Post-Positivist
ProspectsofInternational
YOSEF LAPID
245
246
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Theoryin a Post-Positivist
YOSEF LAPID
247
248
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ProspectsofInternational
Theoryin a Post-Positivist
particularly
strikingin thiscase. For one looks in vain foreven gesturesto the key
termof "progressiveor degenerativeproblem-shift."
Yet in the absence of this
conceptitis virtually
impossibleto accomplishwhatthesetwoscholarshaveexplicitly
to Lakatos'smethodforpurposesof theoretical
set out to do, to refermeaningfully
appraisal(Hermann and Peacock, 1987:16-22).17
But the problemgoes far beyondcavalierinvocationsof would-bephilosophical
authorities.With the consolidationof internationalrelationsas a "dividingdiscipline," contendingsets of criteriaforjudging scientificacceptabilityproliferate.
Ironically,thisopens up temptingopportunitiesforinstantscientific
redemptionof
vast bodies of theoreticalliteratureby simple shiftsof epistemicstandards of
appraisal. Would-be scientificcontributionssuch as Allison's"models" of foreign
whichmightbe consideredunacceptableifjudged by strict
policydecision-making,
or "hermeneutical"
positivist
criteria,may appear more promisingif "interpretive"
standardsare invoked (Ball, 1987:104-09). Withoutquestioningthe considerable
meritsof multiplecriteriaforevaluatingclaims,scholarsin the fieldshould beware
lest theycome to resemblethe proverbialarcher who shoots his arrowand then
draws a bull's eye around it.
. .
18 Fortunatelyothers have acknowledged the factthatassumptionsdo not stayunmodifiedover time and have
approached realism as "a knot of historicallyconstituted tensions and contradictions"which "might be reconstitutedin a more criticaland creativemanner" (Walker, 1987; see also Ashley,1984). As Musgrave pointsout
(1981:378), it is necessarynot only to distinguishbetweendifferenttypesof assumptionsbut also to rememberthe
possibilityof a concealed change in the nature of a single assumptiondue to ongoing criticism.
YOSEFLAPID
249
forinternational
perspectivism
in understandingthe implicationsof post-positivist
theory must pay considerably more attention to philosophical effortsto devise new
250
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ProspectsofInternational
Theoryin a Post-Positivist
YOSEF LAPID
251
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