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Laboratory for Biocrystallography (Formely Laboratorium voor Analytische Chemie en Medicinale Fysicochemie),
Katholieke Universiteit Leuven, Faculty of Pharmaceutical Sciences, O & N2 Campus Gasthuisberg,
Herestraat 49 Bus 822, B-3000 Leuven, Belgium
2
Laboratory for Pharmacotechnology and Biopharmacy, Katholieke Universiteit Leuven, Faculty of Pharmaceutical Science,
O & N2 Campus Gasthuisberg, Herestraat 49, B-3000 Leuven, Belgium
ABSTRACT: A new polymorphic form of Alprazolam (Xanax1), 8-chloro-1-methyl-6phenyl-4H-[1,2,4]triazolo-[4,3-a][1,4]benzodiazepine, C17H13ClN4, has been investigated by means of X-ray powder diffraction (XRPD), single crystal X-ray diffraction,
and differential scanning calorimetry (DSC). This polymorphic form (form III) was
obtained during DSC experiments after the exothermic recrystallization of the melt of
form I. The crystal unit cell dimensions for form III were determined from diffractometer
methods. The monoclinic unit cell found for this polymorph using XRPD after indexing
the powder diffractogram was confirmed by the cell parameters obtained from single
crystal X-ray diffractometry on a crystal isolated from the DSC pans. The single crystal
, b 92.82(3)8,
unit cell parameters are: a 28.929(9), b 13.844(8), c 7.361(3) A
3, Z 8, space group P21 (No.4), Dx 1.393 Mg/m3. The structure obtained
V 2944(2) A
from single crystal X-ray diffraction was used as initial model for Rietveld refinement on
the powder diffraction data of form III. The temperature phase transformations of
alprazolam were also studied using high temperature XRPD. A review of the different
phases available in the Powder Diffraction File (PDF) database for this drug is described
bringing some clarification and corrections. 2007 Wiley-Liss, Inc. and the American
Pharmacists Association J Pharm Sci 96:11141130, 2007
INTRODUCTION
Polymorphism, the ability of a molecule to crystallize into more than one crystal arrangement, can
Correspondence to: Hector Novoa de Armas (Katholieke
Universiteit Leuven, Faculteit Farmaceutische Wetenschappen, Laboratorium voor Biokristallografie, Herestraat 49, Bus822. Telephone: 32-16-323427; Fax: 32-16-323469;
E-mail: hector.novoa@pharm.kuleuven.be)
Journal of Pharmaceutical Sciences, Vol. 96, 11141130 (2007)
2007 Wiley-Liss, Inc. and the American Pharmacists Association
1114
1115
1116
DE ARMAS ET AL.
EXPERIMENTAL
DOI 10.1002/jps
1117
1118
DE ARMAS ET AL.
DOI 10.1002/jps
1119
Figure 2. (Continued)
DOI 10.1002/jps
1120
DE ARMAS ET AL.
Table 1. X-ray Diffraction Data Reported in the Powder Diffraction File (ICDD, 2006) Database PDF 421854,
PDF 511919 as alprazolam and the New Data of the Form III of This Compound
PDF 421854
)
dobs (A
I/Ioobs (%)
PDF 511919
)
dobs (A
I/Iobs (%)
14.57
40
12.45
61
9.30
7.87
7.28
7.20
6.97
3
12
2
20
5
11
90
3
6.8560
6.7145
6.5123
11
91
3
6.2256
6.0876
19
5
6.2295
6.0890
5.5754
5.4471
5.2124
5.0059
100
10
18
36
4.8025
14.42
12.45
41
60
7.89
11
7.20
19
6.8587
6.7126
6.4879
)
dobs (A
I/Ioobs (%)
)
dcalc (A
I/Iocal (%)
hkl
6.118
7.081
8.841
14.44
12.47
10.00
40
53
3
14.45
12.48
10.00
9.63
46
58
2
<1
200
110
210
003
11.201
7.89
7.91
310
12.251
7.22
17
7.22
400 101
12.795
6.9129
33
6.9219
26
020
13.148
13.639
6.7281
6.4873
57
19
19
5
14.187
14.725
15.225
6.2379
6.0109
5.8146
62
32
54
5.5787
5.4445
5.2157
5.0144
100
10
18
36
55
4.8055
56
15.766
16.128
16.802
17.645
17.761
17.965
18.427
18.813
5.6163
5.4913
5.2725
5.0224
4.9899
4.9336
4.8110
4.7130
27
30
34
27
7
66
53
49
6.7315
6.4932
6.3992
6.2425
6.0204
5.8286
5.7101
5.6211
5.4958
5.2787
5.0380
4.9950
4.9368
4.8157
4.7240
54
6
3
64
30
56
3
17
24
26
20
15
77
48
45
120
011
111
220
211
211
103
320
311
401 311
021 401
420 121
411 121
600 221
411 221
4.6595
4.5658
4.4732
4.3841
4.2414
2
36
8
37
1
4.6562
4.5599
4.4756
4.3867
4.2440
2
36
8
38
1
19.481
4.5530
30
4.5521
22
130
20.189
21.085
4.3949
4.2100
78
17
4.1651
4.1677
4.0004
4.0029
3.8863
3.8105
16
9
3.8888
3.8183
16
9
3.6858
3.6413
3.5952
3.5336
3.5023
3.3936
3.3680
42
8
20
28
18
1
6
3.6860
3.6435
3.6003
3.5407
3.5045
3.3957
3.3690
43
8
20
28
18
1
6
22.498
22.867
23.506
23.832
24.247
3.9488
3.8859
3.7816
3.7307
3.6677
32
30
30
23
100
4.3959
4.2262
4.2002
4.1616
4.1225
4.0693
3.9511
3.8868
3.7896
3.7363
3.6762
72
3
3
1
2
1
27
20
22
8
100
321 230
511
1
24
124
033 0 33
106
124 124
710 620
430 131
611
521
002 701
3.2515
3.2224
3.1815
3.1461
13
3
6
21
3.2647
3.2280
3.1836
3.1492
13
3
6
21
24.733
25.099
25.441
26.123
26.337
26.725
27.458
27.883
28.124
28.507
3.5967
3.5452
3.4982
3.4085
3.3812
3.3330
3.2457
3.1972
3.1703
3.1286
42
63
46
30
32
20
27
35
23
49
3.6041
3.5469
3.5062
3.4160
3.3860
3.3328
3.2466
3.1975
3.1732
3.1355
36
57
40
21
25
8
17
29
14
43
202
530
012 112
112
212 711
312
402 630
022
412
531
820
801 502
041 222
DOI 10.1002/jps
1121
Table 1. (Continued)
PDF 421854
PDF 511919
)
dobs (A
I/Ioobs (%)
)
dobs (A
I/Iobs (%)
2yobs
)
dobs (A
I/Ioobs (%)
)
dcalc (A
I/Iocal (%)
hkl
3.0973
15
3.0982
15
29.004
29.308
29.712
3.0761
3.0449
3.0044
21
17
19
3.0750
3.0471
3.0094
10
6
10
730 241
241
422
2.9657
2.9659
1
CCDC 609681 contains the supplementary crystallographic
data for this paper. These data can be obtained free of charge
via www.ccdc.cam.ac.uk/data_request/cif, or by emailing
data_request@ccdc.cam.ac.uk, or by contacting The Cambridge Crystallographic Data Centre, 12, Union Road, Cambridge CB2 1EZ, UK; fax: 44 1223 336033.
DOI 10.1002/jps
1122
DE ARMAS ET AL.
Alprazolam Form II
The entry PDF 482349 in the PDF12 corresponds
to the form II of this drug. There is some
uncertainty in the melting point value for form
II: a characteristic melting point of 2282318C
has been reported,6 while in the PDF 482349
entry the reported value is somewhat higher:
2312348C. Following the recommendations of
Bar and Bernstein,28 the XRPD pattern computed
from the single crystal data is the best represen-
Figure 4. Packing of the alprazolam molecules in the unit cell of the different crystal
structures (a) form I molecules projected onto the plane ac, (b) form II molecules projected
on the plane bc, (c) form III molecules projected onto the plane bc.
JOURNAL OF PHARMACEUTICAL SCIENCES, VOL. 96, NO. 5, MAY 2007
DOI 10.1002/jps
1123
Figure 5. Observed (circles) and calculated (solid line) profiles for the Rietveld
refinement of alprazolam form III. The difference plot is on the same intensity scale.
suggested the use of four lines for the identification of this form II: reflections (001), (002), (003),
and (200), which showed always closely the same
intensities in the 18 measured patterns. They
excluded that these differences were due to
texture problems (preferred orientation effects
due to sample preparation). Instead they mentioned that other possible modifications of this
form II could exist, and that they have selected for
their single-crystal analysis only one of these
possible modifications. Their Weissenberg photographs also displayed some intensity variations in
symmetry related reflections that must have been
equal, and in most of the crystals they studied
twining along (100) was observed. All this is
reflected in the relatively high crystallographic
R-value (R 10.6 %) during the crystal structure
refinement of form II. This R crystallographic
value denotes the agreement between the
observed intensities from the single crystal
experiment and those calculated from the refined
model.
The intensities of an experimental powder
diffraction pattern could be affected by preferred
orientation, causing the calculated intensities to
differ from those observed in the (ideal) case of
single crystal diffractometry.29 To evaluate the
reliability of the experimentally obtained intensities, Lowe-Ma30 proposed the intensity FOM,
Ix(N). This FOM is based on an average percent
difference between observed and calculated intensities for a limited number of strong and moderately strong lines (usually about 10 lines). The
calculation of I20(10) for the reported experimental
powder pattern of form II gave a value of 32%,
indicating that the intensities of the 10 strongest
lines differ in average 32% from the calculated
(ideal) values. When Ix(N) > 20% (the so called 20%
rule-of-thumb range of intensity variations,
which is the expected range of variations used
in search/match procedures for identification in
powder diffraction), this value suggests potential
problems with preferred orientation. The comparison of the measured intensities and the calculated
intensities from the single crystal structure data
(Tab. 2) of this form confirms that preferred
orientation could affect the (011), (003), and
(122) reflections with 48%, 91%, and 39% differences, respectively. However, Reck et al.6
excluded preferred orientation effects to be the
cause of the discrepancy of the measured intensities, suggesting being more a problem of a
mixture of modifications (other crystalline forms)
in the powder samples used for XRPD data
DOI 10.1002/jps
1124
DE ARMAS ET AL.
Table 2. Comparison of the X-ray Diffraction Data Reported in PDF 48-2349 and that
by Reck et al. (1996)6 for the Polymorphic Form 2 of Alprazolam
Data form II (Reck et al., 1996)6
PDF 48-2349
)
dobs (A
I/Io (%)
)
dobs (A
I/Io (%)
14.38
13.00
12.45a
11.77
8.37
7.88a
7.41
7.19
6.83
6.71
6.50
6.31
6.23
6.09a
5.89
5.78
5.61a
5.57
5.29
5.19
5.01a
4.80
42
27
27
35
15
15
18
26
58
37
61
18
20
16
31
68
28
47
100
34
27
55
14.40
13.10
26
9
11.80
14
7.47
7.21
6.85
6.71
6.52
6.28
6.22
7
20
37
51
33
6
10
5.91
5.79
4.62
4.58
4.48
4.40
4.33
55
68
40
33
43
)
dcalc (A
I/Iocalc (%)
hkl
14.40
13.01
19
14
001
010
11.79
27
011
7.43
7.20
6.838
6.736
6.505
6.304
6.220
5
11
38
1
43
3
1
012
002
021
101
020
101
111
17
31
5.893
5.769
19
47
022
111
5.56
5.31
5.22
41
45
19
5.566
5.293
5.185
1
71
12
012
021
111
4.81
67
4.61
4.58
4.50
4.41
4.35
4.16
3.94
39
40
20
29
23
3
14
3.88
3.85
3.82
18
20
13
3.70
81
22
24
1
4.799
4.642
4.615
4.575
4.478
4.417
4.336
4.159
3.961
3.929
3.858
3.850
3.818
3.771
3.735
3.713
3.696
3.688
3.631
3.621
35
8
28
31
20
11
23
4
4
12
5
2
9
3
9
16
100
20
10
1
003
112
031
122
122
121
032
030
103
033
123
130
132
0 31 014
31
1
024
132 113
32
113
1
3.64
3.60
200
004
a
These lines (a) in the PDF 482349 actually correspond to traces of the polymorphic form III
(Tab. 1).
DOI 10.1002/jps
1125
DOI 10.1002/jps
1126
DE ARMAS ET AL.
DOI 10.1002/jps
1127
Form I
I/Io (%)
)
dcalc (A
I/Iocalc (%)
1
100
67
14
10
<1
<1
73
2
<1
<1
29
35
20
81
4
8
2
43
19
7
17
10
<1
3
3
30
76
<1
23
3
11.014
9.205
7.236
6.900
6.826
6.659
1
100
64
14
11
1
5.871
70
5.546
5.501
4.828
4.769
4.631
4.599
2
1
28
34
26
80
4.541
10
4.388
4.321
4.278
4.225
4.177
41
18
7
11
10
4.083
3.792
3.671
3.619
3
3
27
68
3.569
3.537
20
4
hkl
00
01
01
01
10
01
10
01
10
11
00
01
11
01
12
02
11
10
11
02
12
12
02
11
10
11
00
21
02
12
21
1
0
1
1
0
0
1
1
1
1
2
2
0
2
0
0
1
2
2
1
1
1
1
2
2
2
3
0
2
2
1
DOI 10.1002/jps
1128
DE ARMAS ET AL.
Table 4. Comparison of Crystallographic Data for the Most Common Crystalline Forms of Alprazolam
)
a(A
)
b (A
)
c (A
a (8)
b (8)
g (8)
Z
3)
V (A
Dx (g/cm3)
Form I6
Form II6
Form III
Rietvelda
Form III
single crystala
Form III
HT-XRPDb
Dihydrate6
7.275(8)
9.774(5)
11.074(5)
90.80(3)
95.34(5)
109.46(5)
2
738.37
1.389
7.414(10)
13.806(4)
15.269(4)
109.17(2)
92.15(6)
93.03(6)
4
1471.67
1.394
28.9339(9)
13.8548(3)
7.3540(1)
90.00
92.911(2)
90.00
8
2944.22
1.394
28.929(9)
13.844(8)
7.361(3)
90.00
92.82(3)
90.00
8
2944.46
1.394
29.34(4)
13.92(2)
7.826(11)
90.00
93.342(3)
90.00
8
3190.80
1.286
8.570(7)
13.630(5)
14.868(2)
84.26(2)
81.92(3)
87.07(5)
4
1709.64
1.340
CONCLUSIONS
A new polymorph of alprazolam drug (form III)
was identified and characterized by means of DSC
and XRPD. A review of the different phases
available in the PDF for this drug was done,
bringing some corrections to the form II, in which
the available entry displays in fact a mixture of
two polymorphic forms: form II and the identified
form III. Its crystal structure was solved from
single crystal X-ray diffraction and the obtained
coordinates were used as structural model for
refinement using the Rietveld method, on the
XRPD data of pure form III crystalline phase. The
crystallographic agreement factors from the Rietveld refinement confirm that the crystal structure
of form III of alprazolam in the single crystal is in
correspondence to that of the polycrystalline
powder phase of form III and that it can be
formed as a pure (polymorphic) phase. The
polymorphic phase transformations were studied
by HT-XRPD showing that form I transforms into
form III at high temperature. No evidence of form
II was observed during HT-XRPD experiments.
However, there are indications that form II can be
obtained in this range of temperatures under
certain conditions (as concomitant polymorph), as
we observed DSC pans containing both polymorphic forms coexisting. Previous reports suggested that form II could exist as other
modification. We have demonstrated that this
modification is a distinctive polymorphic form of
alprazolam (form III). During the HT-XRPD
studies no evidence of the formation of form II
was found, despite the presence after the DSC
experiment, at RT and in some cases, of needleshaped crystals of this polymorph coexisting with
DOI 10.1002/jps
plate-shaped ones of form III. Parallel measurement of different specimens using HT-XRPD and
DSC, and combination of both data as done in the
present work for alprazolam, are the common way
of studying thermal reactions in solids, particularly phase transitions. However, the disadvantage is that many chemical reactions of solids are
kinematical and depend on the experimental
conditions (e.g., the nature of the atmosphere,
shape or geometry of the sample containers, heating rate, thermal history). Further studies using
simultaneous XRPD and DSC measurements on
the same sample under the same environmental
conditions would be necessary to explore the
sometimes observed formation of crystals of form
II during the transformation of form I in III
(concomitant polymorphism of alprazolam).
ACKNOWLEDGMENTS
The authors thank Dr. Thomas Hartmann from
STOE GmbH (Darmstadt, Germany) for his help
in data collection at their application laboratories.
We are grateful to Accelrys Software Inc. (San
Diego, U.S.A) for providing us with a working
demo version of the program Materials Studio
(MS modeling). HNdA would like to thank the
K.U.Leuven (Leuven, Belgium), for the financial support through a Postdoctoral mandate
(Onderzoeksfonds/Research funds, K.U.Leuven)
and a doctor assistantship mandate (Faculty of
Pharmaceutical Sciences, K.U.Leuven).
REFERENCES
1. Bernstein J. 2002. Polymorphism in molecular
crystals. Oxford (UK): Oxford University Press.
2. Byrn SR. 1999. Solid state chemistry of drugs.
New York: Academy Press.
3. Martindale. 1996. The extra pharmacopoeia, 31th
editon. London: The Pharmaceutical Press.
4. IMS 2003. National Prescription Audit, March
2003. Total prescriptions for XANAX1 (alprazolam
tablets) and alprazolam.
5. Caira MR, Easter B, Honiball S, Horne A,
Nassimbeni LR. 1995. Structure and thermal
stability of alprazolam and selected solvates. J
Pharm Sci USA 84:13791384.
6. Reck G, Thiel W, Bahr F, Sauer W, ScharfenbergPfeiffer D, Landgraf KF. 1996. Rontgenkristallographische Untersuchungen an drei kristallinen
Formen des Alprazolams. Pharmazie 51:553558.
DOI 10.1002/jps
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1130
25.
26.
27.
28.
DE ARMAS ET AL.
29.
30.
31.
32.
DOI 10.1002/jps