Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
MAKING A
CONSTITUTION
H o w a r e c o n s t i t u t i o n s c r e a t e d?
How do they acquire legitimacy?
1. Historical
events leading to
new
concentrations of
power
4. New
instability,
impetus for
change
2. Process of
legitimisation of
new systems of
central power
3. Stabilisation,
normalisation of
existing system
of governance
4.2
To p i c O v e r v i e w
In this Topic we will introduce you to how the components of a
constitution may be made. Mostly we will discuss constitutional
change as a result of lawful processes; but we will also briefly
consider constitutional change by an unlawful process.
For the most part we will concentrate on constitutions that are brought into
existence by lawful means. It might seem a little unusual to talk about making
constitutions by some unlawful process but there have been instances, that we
have already discussed elsewhere, where the courts have had to acknowledge that
constitutions and fundamental changes in constitutions have been brought about
by methods which were originally illegal. Seen from the perspective of any
existing regime any overthrow of power, even though it might be the product of a
people's revolution or through anticorruption forces, or covert action by those
who call themselves the good guys, would be illegal.
But in a sense it is what happens afterwards that is crucial. Perhaps what we also
need to understand is that historically nearly all systems of centralised authority
have established themselves at least initially through violence, and only
afterwards have sought legitimacy via popular consent. So, constitutional law for
all of its legal formalism is inherently also about that process of legitimising
governance.
This is where we really start to grapple with the fact that constitutional law is
very political. It has the effect of legitimising existing governance structures and
de-legitimising opposing ones. However if we go far enough back in history, or in
even far enough forward we tend to encounter important historical moments in
which old systems are replaced by new ones. This may take place due to war,
coups, revolutions, or it may take place as a result of a long slow process of
social, legal and political evolution. It is for this reason that lawyers cannot
completely close their eyes to the fact at certain times great upheaval may occur
that leads to a permanent change in constitutional arrangements in a country.
The diagram below represents this process as cyclical, and if we take a long enough
view of history it probably is. Even though Great Britain for example has long
history of slowly evolving constitutional law rather than radical upheaval, that
history nonetheless still involves the forces of shifting power concentrations,
legitimisation of new elites and ongoing change. It is impossible to say if any
country has yet established a system of central authority that will endure forever.
Having said all this, the main focus of this topic is upon lawful constitutional
change. Lawful constitutional change may be an ongoing process throughout stages
3 and 4 in the diagram below and may be a way of prolonging stability of a given
system preventing or delaying more radical upheavals.
4.3
Topic Outline
1. Introduction
Exercises 1-3
2. Method for redrafting into plain language
Exercises 3-8
3. Conclusion
Learning Outcomes
Upon successful completion of this topic students will be able to:
Identify the different process involved in the formation of constitutions
especially in the context of the South Pacific countries;
Describe the processes and procedures adopted in respect of the creation
of constitutional independence and self government for the various South
Pacific countries;
Describe and evaluate the process of decolonization in the South Pacific
and its relevance to establishment of constitutions; and
Analyse the ways in which the courts decide when and how to recognise
constitutional changes which may have commenced unlawfully.
Checklist of Activities
To complete this topic you must:
1. Read this topic guide;
2. Complete the listed readings for this topic; and
3. Complete the activities.
4.4
Lawful Process
The elements of a constitution are regarded as valid by the courts when they have
been made lawfully that is to say, by a body that is authorised by law to do so and
by procedures that are authorised by law. In areas such as this the relationship
between law and political authority is much clearer than perhaps it is in other
areas of law and legal study. Despite what some theorists might tell us, law is never
really self-legitimating. This is, of course a somewhat contentious point. But law
does not rest immediately on its own authority no matter how rational or logical
those principles might be. It gains and maintains its legitimacy more by being
grounded in the wider social and cultural practices and traditions of peoples than
by any rational justification of its principles.
There is a clear circularity to saying that a new law is only valid if the body making
it already had law making power. Where did that body get its law making power
from in the first place, and was that a legitimate process? If we go back far enough
in any political system we will usually find that the idea of centralised authority
originates with a violent seizure of power by a group that has physical or military
superiority. For most of the South Pacific countries we need to go no further back
than the initial stages of colonisation by European powers to find this event. It
was the colonising (or invading) powers that defined themselves as being
'legitimate' and set up court systems that recognised themselves in that role. It is
from these structures generally that new post independence constitutions have
been promulgated are said to have been 'lawfully created'.
'Lawful' can of course mean many things. The most common use that we are
concerned with here is where the law of some existing regime acknowledges the
creation of the constitution. In the South Pacific we are mostly concerned with
constitutions which are made with the authority of existing colonial regimes of
political power. Other processes we might brand as unlawful. But this ignores the
fact that sometimes constitutions are brought about not by following any strictly
lawful process (i.e. not one established by existing law) nor by anything which is
unlawful in the sense of contravening existing law. It is rather a process which is
non-lawful; such as where a constitution is formed wholly by popular mandate or
after a successful independence movement a constitution is brought about not by
concession of the former colonizer but as a product of popular will.
In all countries of the USP region except Tokelau, as we have seen, there is a
written constitution and that forms that main part of the constitution of these
countries. So we will look first and in some detail at how written constitutions have
been made lawfully in the region. However in focussing upon written
constitutions we should not forget what we have already learnt; that legislation,
subsidiary legislation, principles of common law, treaties and conventions of
these countries are part of the constitutional makeup of the country. In Tokelau they,
of course form the entirety of the constitution.
4.5
Activity 4.1
1. Using the concept map below, locate where each of the following events
would sit in the map. You can either do this for a country you are familiar
with, or in relation to a typical process of colonisation and
decolonisation.
Establishment of a new independent written constitution
First annexation of Pacific island communities by a European
colonial government
Legitimisation of colonial governance
Independence struggles within a colony
Unlawful Process
It is clear enough that the process of establishment of a Constitution for a particular
country could, in its inception and even during its initial period, be the product of
some unlawful process. As we have emphasized elsewhere, what is lawful or
unlawful is to some extent a matter of the perspective from which the matter is
pursued. From the point of view of an established colonial regime for example,
being a regime which professes some established legitimacy and authority, an
independence movement however widely supported by indigenous
4.6
4.7
Activity 4.2
In this regard read the judgment in Republic of Fiji v Prasad. Or read the
shortened extract provided with your readings for this topic
http://www.paclii.org/fj/cases/FJCA/2001/2.html
Return to the concept map The cycle of political legitimacy again and this
time use it to try to locate where in the map the following events in Fiji may fit
in. You may find you go around the cycle more than once, cycles are like that!
Fiji is a good case study for this exercise because it seems to be cycling so fast.
Be aware as you do this of course that this suggested cycle is only one way of
looking at the process, and it is very much a simplification. Its purpose is not to
suggest that history is necessarily circular or inevitable in any way, but more to
demonstrate how legitimacy of a system of governance is a very much a
function of wider political events. It is also intended to show you that the need to
establish legitimacy tends to follow upheaval, and stability may eventually give
way to renewed pressures for change, renewed upheavals and a need to
reconsider the legitimacy issue all over again.
You could if you wish try to design your own concept map for tracking this process
and share with your fellow students on the discussion board.
1. Historical
events leading to
new
concentrations of
power
2. Process of
legitimisation of
new systems of
central power
4. New
instability,
impetus for
change
3. Stabilisation,
normalisation of
existing system
of governance
Unsuccessful
attempt at
legitimisation
4.8
Written Constitution
In all countries in the USP region except Tokelau a written constitution has been
brought into existence. In some of these countries this has been done on more
than one occasion: Fiji in 1966, 1970, 1990, 1997 and 2013, Kiribati in 1975and
1979, Solomon Islands in 1974 and 1978, and Tuvalu in 1975, 1978 and 1986.
The exact manner in which a written Constitution has been made in each country
naturally differs or has differed from one country to another, and also from one
occasion to another. Always, however, the law (e.g. of the former colonial power)
provides for some person or specific body who is authorised to enact the written
Constitution. Sometimes the law has also required that the Constitution as
enacted must be approved by the electorate or a chiefly or customary group or some
combination of these. We will consider both of these aspects.
4.9
One can see examples of each of these bodies in the USP region.
Types of bodies charged with powers to draft
new constitutions
Legislature
of a
controlling
country
Executive
government of
a controlling
country
Legislature
of an
independent
country
A special
body such as
Constitutional
Convention
4.10
Solomon
Islands
Protectorate
Pacific Order
1893
Fiji
Regulated by
British
government
New Zealand
parliament
Samoa was
regulated
by the
Samoa Act
1921,
Cook Islands,
including Niue,
regulated by the
Cook Islands Act
1915, and
Australian
parliament
Nauru Act
1965
4.11
4.12
4.13
Constitutional Advisers
When a written Constitution is being contemplated that will transform a country
from a dependency to an independent country there is some argument for saying
that expert advise should be obtained to explain fully the implication and
ramifications of various possible alterations that may be being considered.
Accordingly, the British Government arranged to provide a constitutional
advisers for that leaders of Kiribati and Tuvalu in 978 and 1979 (Professor David
Murray,) and a constitutional adviser for the leader of Solomon Islands in 1978
(Professor Yash Ghai).
The British Government and the French Government each provided a constitution
expert (Professor Yash Ghai and Professor Charles Zanglule) for the leaders of
the New Hebrides in 1979. The New Zealand Government provided a three man
team of experts Professor CC Aikman, Professor JW Davidson and Mr. J B
Wright) to advise the New Zealand government after consultations with leaders
of the Cook Islands, and the New Zealand appointed Professor A. Quentin-Beater
to advise the leaders for Niue. Australia also provided a constitutional adviser for
Nauru in 1968 and a constitutional adviser Professor Yash Ghai, for Papua New
Guinea in 1974-5.
Normally be willing to accept that a written constitution should be valid for the
dependent country as providing the basis for self-governance or independence. At
this stage, the controlling country has three opinions
(a) it could enact a constitution for the controlled country; or
(b) it could authorise the controlled country to enact a written constitution of
its own legislature, such as that presently exists; or
(c) it could authorise the establishment in the controlled country of a
Constitutional Convention.
4.14
For countries in the USP region it has been option (a) which has been pursued;
that is, the government of controlling country has enacted a written constitution
for the controlled country. Partly this was for practical and political reason;
namely, so that it could keep a closer control over what was being included in the
constitution.
Accordingly, the written Constitution for the colony of Fiji in 1966, that of the
colony of Gilbert Islands in 1975, that of the colony of Tuvalu in 1975 and for the
protectorate of British Solomon Islands in 1974 were all enacted by he British
legislature. Under British law both parliament and the Privy Council (i.e. in fact
the Queen with the advice of the Privy Council), have legal authority to make
laws for overseas dependencies. However, in the case of a protectorate it is
usually the Privy Council that makes laws, including constitutions for overseas
territories, at least those which are not British settlements. This is because it is
administratively so much easier and more convenient. Also some meetings of the
Privy Council do not permit debates and are not open to the public, such that the
arrangements and agreements that have been made with the leaders of overseas
territories are not exposed to discussion in public.
Accordingly, all the written Constitution of British dependencies were enacted by
order, of the Privy Council - See Fiji (Constitution) Order 1966, Gilbert Islands
Order 1975 Solomon Islands Order 1974 and Tuvalu Orders 1975. So also when
British dependencies were conceded full independence, the Constitution
providing for their independence was so created - See Independence Order 1970
(Fiji), Kiribati Independence Orders 1979 Solomon Islands Independence Order
1978 and Tuvalu Independence Order 1978.
The written constitution for the condominium territory of New Hebrides was
enacted by an exchange of letters on 23 October 1979 between the former joint
colonial rulers under the condominium, British and France, agreeing to give the
force of law to a written Constitution on a day to be fixed in 1980. This provided
the basis for the independent nation of Vanuatu.
The written Constitution for Cook Islands, excluding Niue, which were legally part
of New Zealand, was enacted by the New Zealand Parliament in 1965, and likewise
the Constitution of Niue was enacted by the New Zealand Parliament in
1974. See - Cook Islands Act 1964, Cook Islands Amended Act 1965 and Niue
Act 1974.
For the Constitutions that were to provide for the independence of Nauru and
Samoa, however, and also Papua New Guinea, Australia (for Nauru and PNG)
and New Zealand (as regards Samoa) were prepared to pass legislation
authorising a Constitutional Convention to be established in these countries. The
Conventions were given power to enact a written Constitution, so that the
Constitution could fully reflect the wishes and values for the people to these
countries - see later. So also in Marshall Islands, the American legislature was
willing to allow Constitutional Convention to be established to enact a written
Constitution that was acceptable to Marshall Islanders - see later.
4.15
two options: (a) either to enact the written Constitutions by its own legislature, or
(b) to establish a constitutional convention with powers to do so. Usually it chooses
the former option, because it is administratively more simple and convenient, and
financially less expensive. Thus the written Constitution enacted in Fiji in 1990 and
the extensive amendments to it in 1997 and 1998 were enacted by the President and
the Parliament of Fiji, which were the legislature of Fiji at these times.
The written Constitution for Tonga enacted in 1875 was enacted by King Tupou I
with the approval of an assembly or fakataha or chiefs which was the established
process of law-making; at that time. The written constitution enacted for Tuvalu
in 1986, after it achieved independence, was enacted by the legislature of Tuvalu.
Early stage of
colonisation: total
political control, no
local legislature, no
local constitution
Developmental stage;
Controlling country establishes
a subordinate legislature and
constitution, that can still be
overruled by the controlling
country
Constitution
Although an act of the legislature is an administratively convenient and
financially inexpensive means of enacting a written constitution, it does have the
disadvantage that it may be, or maybe seen to be, insufficiently representative of
all sections of the community. For example, amendments proposed for the 1997
Constitution of Fiji Islands by the Chaudhry government in early 2000 were seen
by many as merely advantage seeking or self-serving. Some sections of the
community of that country argue that the 1997 Constitution itself is not
representative. Likewise with some arguments advanced recently in Solomon
Islands.
For this reason frequently the legislature of a country will arrange for consultations
to be undertaken with the public. This was done with the Fiji Constitution
of 1990: a draft Constitution was prepared in 1988 by the government set up
after the military coups in 1987. Then an advisory committee was appointed to trial
throughout the country to obtain comments about the draft Constitution, and certain
amendments were made to the draft following the committee's report. The Fiji
Constitution of 1998 was the result of even more comprehensive consultation: a
three person commission of inquiry was set up which undertook: consultations,
both inside Fiji and outside the country, and its
4.16
very comprehensive report and recommendations were used as the basis for the
Constitution that came into force in 1998.
In Tuvalu, prior to Parliaments enactment of the 1986 Constitution, a select
committee of Parliament was appointed to receive submissions from the public and
also from island councils:
There are few details available about the consultations that were undertaken
before the enactment of the Constitution of Tonga in 1875 by King Tupou I. It
seems that the preparation of the Constitution was undertaken mainly by Rev.
Shirley Baker, a Methodist missionary who was an informal adviser to the King,
and that he used an earlier constitution of Hawaii as a model. It also appears that
he consulted the premier of New South Wales, the consul-general of Hawaii, and
a legal firm in New Zealand, but there is very little evidence of consultation
within Tonga itself.
4.17
Early stage of
colonisation: total
political control, no
local legislature, no
local constitution
Developmental stage;
Controlling country establishes
a subordinate legislature and
constitution, that can still be
overruled by the controlling
country
Full independence,
Controlling country grants
full independence and anew
independent constitution
and legislature is established
Adoption of new
constitution by newly
independent country:
first parliament after
independence,
referendum, or general
election
Activity 4.3
Refer to the excellent online resource: Movement toward independence in the South
Pacific: a digital archive of legislation, orders, treaties and related documents, available
at: http://www.usp.ac.fj/index.php?id=12228
This provides access to the specific enactments that were the stepping stones to
independence for many of the countries in the South Pacific region.
Choose a country and construct a flow diagram that cites the names and brief effect
of the various enactments that paved the way for a fully independent constitution
for that country. You can fill in the flow diagram (the cascading model) below or
you can create your own model.
4.18
Early stage of
colonisation:
Relevant enactments:
Their effect:
Developmental stage;
Relevant enactments:
Their effect:
Full independence,
Relevant enactments:
Their effect:
Adoption of new
consttituion
Relevant enactments:
Their effect:
4.19
4.20
Key Terms
Make sure you understand clearly the following terms used in the text. Use the
online law dictionaries if need be.
Referendum /Plebiscite :
Abrogation
Electorate
Constitutional convention
Condominium
Enactment
Autochthonous
4.21
4.22