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"The American Scholar"; and his Address to the graduating class of the
Harvard Divinity School. Given Emerson's wide-ranging mind, the
tracing of influences has so far been a surprisingly unrewarding form of
scholarship, but the list of "blood-warm" writers he mentions in the last
paragraph of "The American Scholar" is a valuable confession. It seems
to have been Thomas Carlyle, above all, who catalyzed both his essential
message and his sense of vocation during the preceding years of stress
and uncertainty.10
It was precisely this pursuit of the intellectual sources of Transcendentalism (if I may intrude an autobiographical note) that diverted me from
devoting a Fulbright Fellowship in Europe to further research on the
Scottish philosophy and sent me instead to the sources of that great
modern impulse which finally planted its flag upon the ruins of the
Enlightenment.
The movement that accomplished this transformation of Western
thought and feeling has, of course, been described in hundreds of text
books and monographs, and the adjective "Romantic" has won a secure
place in popular parlance. But the persistence of this custom or habit has
in no sense led to any consensus regarding the concept of Romanticism.
Indeed, A. O. Lovejoy long ago in an essay, "On the Discrimination of
Romanticisms" (1924), raised doubts as to the movement's existence as a
unitary phenomenon. Nominalists, on other grounds, have objected to
all such holistic conceptions. Still other schools of thought in the
rationalistic or positivistic spirit see Romanticism as an old, even
perennial aberration. From diverse angles both Plato and Saint Paul
have been praised or blamed for setting this current of thought in
motion. Countering these interpretations, on the other hand, are
scholars such as Rene Wellek, whose answer to Lovejoy, written many
years later, developed very convincing arguments for the existence of a
relatively unified international literary movement that flourished during
a specific time in history. As this approach was pursued by authorities in
other fields such as music and architecture, however, the result reinforced the position of Lovejoy due to the great diversity of the
phenomena studied. And so one could go on until the impression was
given that the concept of Romanticism was indeed without form and
void, and that the coordinate problems of definition and periodizing
were insoluble.
The present essay, however, is directed toward the opposite conclusion, though not with the sanguinity that led Morse Peckham to believe
10. Carlyle's Sartor Resartus first appeared in book form in the American edition which
Emerson sponsored with a preface in 1836. In later years, however, their minds
followed very different paths.
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Those who enlisted in this cause or who were caught up in this contagion
saw themselves as participating in a spiritual revolution. We may see
them in fact as marking the advent of the modern.
Having made so sweeping a statement, it now remains for me to
suggest in more specific terms the content of this versatile movement.
My method shall be to single out three interlocking themes that seem to
be most directly relevant for a society devoted to the religious history of
Christendom. The topics to be considered, with such brevity as time and
space require, are the following: (1) Subjectivity and Idealism, (2) Nature
and Neo-Pantheism, and (3) History and Historicism.
1. SUBJECTIVITY AND IDEALISM
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and through the Eternal. Religion is to seek this and find it in all that
lives and moves, in all growth and change, in all doing and suffering....
But in order that you may understand what I mean by this unity and
difference of religion, science and art, we shall endeavor to descend into
the inmost sanctuary of life....
There alone you discover the original
relation of intuition and feeling from which alone this identity in
difference is to be understood. But I must direct you to your own selves.
You must apprehend a living moment. You must know how to listen to
yourselves before your own consciousness."
These passages are drawn from his Addresseson Religion to its Cultured
Despisers, which created a sensation when they were published in 1799.
They were followed a year later by the equally compelling Monologen.
Taken together these two works express the essence of what might be called
Romantic religion. And anyone who reads them will easily understand
why Richard R. Niebuhr would say in 1965 that "religiously speaking, we
must concede the nineteenth century to Schleiermacher."14 Yet it must
be remembered that a basically idealistic point of view underlies this
religious position and that he, like so many of his contemporaries, were
inescapably post-Kantian thinkers. And the importance of Immanuel
Kant to all that followed must be clearly stated. Schleiermacher, despite
disagreements, would have agreed, and his greatest biographer has
insisted upon it.
The Kantian Critiques, needless to say, did not come into the world ex
nihilo. He was awakened from his dogmatic slumbers by the two greatest
subversives of the Enlightenment: Hume and Rousseau, who themselves
had a fitful friendship. Even Herder anticipated some of his positions,
and he, in turn, recognized a similar tendency in Vico. At the same time
one must insist that the Romantic protest did not simply rise up out of
Kant's critical philosophy. Yet the fact remains that Kant stands at the
head of the stream; no other system of thought put its mark so heavily
on the minds of future thinkers than his "Copernican Revolution."15
After Kant the notion that reality was an ideal construction of mind
became a vital source of philosophical innovation. Consciousness, in the
famous saying, came to be seen as preceding existence; or as
Schopenhauer would put it (after Fichte had clarified things) the world
is will and idea. Nor can Fichte for one moment be displaced from his
crucial place in the history of Romantic idealism, for his was a dogged
and passionate effort to clarify the nature of knowledge and give a
powerful moral basis to it. He made Kant "available" for Romantic
14. Friedrich Schleiermacher, On Religion: Speechesto its Cultured Despisers,John Oman,
trans. (New York, 1958), pp. 36, 37, 41. For Niebuhr's judgment see "Friedrich
Schleiermacher, " in A Handbookof ChristianTheologians, Dean G. Peerman and Martin
E. Marty, eds. (New York, 1965), p. 17.
15. See Josiah Royce on "The Rediscovery of the Inner Life" and "The Romantic School in
Philosophy" in The Spirit of Modern Philosophy (Boston, 1892).
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It is
of God's fulness,
". .. a fountain
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first and last, yes, I might even say the only idea of all, for on it he bases
knowledge of the world and of nature, consciousness of self and of all
I certainly would have taken him to be an
things around him. ...
enthusiast concerning the question of God, than a doubter or denier of
it. He placed all mankind's perfection, virtue and blessedness in the
knowledge and love of God."18
Yet it is not Herder so much as Schleiermacher who placed this
dynamic and reinterpreted Spinoza at the center of Romantic theology.
"Offer with me reverently a tribute to the manes of the holy rejected
Spinoza," he declared in his opening discourse. "The high World-Spirit
pervaded him, the Infinite was his beginning and his end; the Universe
was his only and his everlasting love. In holy innocence and in deep
humility he beheld himself mirrored in the eternal world, and perceived
how he also was its most worthy mirror. He was full of religion, full of
the Holy Spirit. Wherefore, he stands there alone and unequalled;
master in his art, yet without disciples and without citizenship, sublime
above the profane tribe."19 It was Schleiermacher, too, who seems to
have inspired Fichte after the latter's move from Jena to Berlin. This
influence becomes especially apparent in Fichte's Anweisung zum seligen
Lebei, oder Religionslehre(1806) where he explicitly affirms the union of
the finite consciousness and the infinite ego. It is in this almost mystical
work that one may see the religious implications of Fichte's "ontologism,"
that is, the view that "knowledge is not mere knowledge in and of itself
but of being and of the one being that truly is, namely, God."
It is not in Fichte, however, but in the Naturphilosophie of Schelling
that Neo-Spinozism becomes a dynamic element in the Romantic consciousness, for in seeking to establish an identity of Spirit and Nature
Schelling very deliberately and painstakingly reinterprets Spinoza's
system. He is far more thorough than Herder had been. Especially
during his years at Jena, moreover, he becomes almost the philosopher of
the Romantic movement. Even Goethe becomes his pupil and disciple,
and then through Coleridge and Carlyle Schelling's ideas make their
mark on the English-speaking Romantics, most notably through that
remarkable symbiosis of Coleridge and Wordsworth. And I suppose it is
through Tintern Abbey that this outlook entered the English-speaking
consciousness more powerfully than through any other channel.
... I have felt
A presence that disturbs me with the joy
Of elevated thoughts: a sense sublime
Of something far more deeply interfused,
Whose dwelling is the light of setting suns,
18. Johann Gottfried Herder, God, Some Conversations, ed. and trans. Frederick H.
Burkhardt, with a valuable introduction (Indianapolis, 1940), p. 95.
19. Friedrich Schleiermacher, On Religion; Speechesto its CulturedDespisers, p. 40.
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idol."22 One can only guess how many others, over the decades,
experienced a similar exaltation of spirit, but the testimonies are many.
The anonymous translater of Emile Saiset's ModernPantheismrecorded
the alarm of a British divine concerning the growing attractions of
monistic thought. "The snow has melted in Germany and we have a
flood in England."23 The perception was correct, though the general
tendency he had noted was far more widespread than the statement
indicates. All across Europe one finds a major turning toward this
Spinozan solution for the religious and philosophic dilemmas of the
times, from the exiled Russian Decembrist Alexander Herzen studying
Schelling in Munich to Victor Cousin in Paris and his critic Vincenzo
Gioberti in Italy. Sometimes the interpretation is materialistic, as with
Karl Marx, but more often it was idealistic, with insights drawn from
India. And among them, we must remember, was Ralph Waldo Emerson
in America. The sources of his inspiration are not easily traced, though it
would seem that in his writings of the 1830s one can hear clear echoes of
Carlyle's "natural supernaturalism" and the distinctions between the
Reason and the Understanding that Coleridge had drawn from his
studies in Germany. In any case he made his convictions explicit in the
"sublime creed" set forth in the Divinity School Address.
"The World is not the product of manifold power, but of one will, of
one mind; and that one mind is everywhere active, in each ray of the
star, in each wavelet of the pool; and whatever opposes that will, is
everywhere balked and baffled, because things are made so, and not
I look for the new Teacher, that shall follow so far those
otherwise....
that
he shall see them come full circle; shall see their
shining laws,
rounding complete grace; shall see the world to be the mirror of the
soul; shall see the identity of the law of gravitation with purity of heart;
and shall show that the Ought, that Duty, is one thing with Science, with
Beauty, and with Joy."
In the closing lines of one of his finest poems he spoke with even
simpler clarity.
Rhodora! if the sages ask thee why
This charm is wasted on the earth and sky,
Tell them, dear, that if eyes were made for seeing,
Then Beauty is its own excuse for being:
22. William Hale White (pseud. Mark Rutherford), Autobiographyand Deliverance (New
York, 1969), pp. 18-20. In later life White became an admirer and translater of
Spinoza.
23. Emile Saiset, Modern Pantheism: An Essay in Religious Philosophy, 2 vols. (Edinburgh,
1863), 2:193. Perhaps more momentous than the theological issue was the emergence
of philosophical and scientific organicism. See Alfred North Whitehead on
Wordsworth, Coleridge, Tennyson, Mill and others in the famous fifth chapter of
Science and the Modern World (New York, 1925) and Daniel Stempel, "Coleridge and
Organic Form: The English Tradition," Studiesin Romanticism6 (Winter, 1967): 89-97.
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One can observe a widespread search for national identity which only
knowledge of the past could satisfy.
Intensifying these feelings and conducive to an enlivened sense of
human history was a deeper current of thought, the apprehension that
the whole natural world was involved in an organic process of development. Especially provocative were the theories of Johann Gottfried
Herder who established an intrinsic relationship between his dynamic
interpretation of Spinoza and the interpretation of human history. "The
history of mankind," he said, "is necessarily whole, that is, a chain of
socialness and plastic tradition from the first link to the last.... Admit
active human powers in a determinate relation to the age and to their
place on earth and all the vicissitudes in the history of man will ensue."25
Kant's demonstration of the transcendental a priori, and thus of the
phenomenal character of knowledge, introduced another vital factor.
The actual rise of an historical movement within a self-consciously
"romantic" context, however, occured among a group of fellow spirits
who were at a crucial time gathered in Berlin. Here, during the
turn-of-century years, the ideas of the brothers Schlegel, Novalis,
Schleiermacher, Tieck, Fichte, and several other men and women
flowed together in a mutually significant way that in retrospect seems
almost as important as Friedrich Schlegel said it was.
Here, too, the Athenaeumenjoyed its brief life as the harbinger of the
new tidings. And in its pages appeared Friedrich Schlegel's famous
Fragment No. 116, a statement which historians have singled out as
epoch making both for its content and for its fastening of a name to the
new impulse.
"Romantic poetry," he said in his Orphic manner, "is a progressive,
universal poetry .... The romantic kind of poetry is still in the state of
becoming; that, in fact, is its real essence: that it should forever be
becoming and never be perfected. It can be exhausted by no theory and
only divinitory criticism would dare to try to characterize its ideal. It
alone is infinite, just as it alone is free; and it recognizes as its first
commandment that the will of the poet can tolerate no law above
itself."26
A full unpacking of this excerpt could fill a book, but the point to be
stressed now is the notion of historical process which Schlegel expounds.
It was a conviction, moreover, which was to lead him to a new contextual
style of literary criticism and which would also soon be making him one
of Europe's leading authorities on Sanskrit literature and a major
interpreter of Indian religious thought. Herder, Goethe, Tieck and
25. Johann Gottfried Herder, Ideas Toward a Philosophyof History (1784), quoted from T.
Churchill's translation (London, 1800) in Ronald H. Nash, ed., Ideas of History, 2 vols.
(New York, 1969), 2:73.
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others shared this thirst for historical knowledge of the East, but none
exceeded Schlegel's high evaluation of India's past glory and potential
contribution in the future. In a letter to Tieck in 1803 he declared that
"quite precisely India is the source of all speech, all thought, and all
poetry of the human spirit; alles, alles, stamt aus Indien, ohne Ausnahme
("all, all originates from India, without exception").27 Beneath this
enthusiasm we must not fail to see the emergence of the history of
religions as a new and revolutionary impulse in the life of Christendom.
Emerson too would hear this call and in due course declare that the
greatest wisdom "dwelled always deepest in the minds of men in the
devout and contemplative East; not alone in Palestine, where it reached
its purest expression but in Egypt, in Persia, in India, in China. Europe
has always owed to oriental genius its divine impulses." With the passing
years the light of Asia became increasingly important to his understanding of life and reality; and it was from the company of Transcendentalists whom he influenced that the serious study of world religions in
America began.28
Arising in a very similar way at the same time was a new appreciation
of Roman Catholicism and the mediaeval past. Of seminal significance
for this new enthusiasm was the academic sojourn of Wackenroder and
Tieck in south Germany, out of which came an anonymous publication
which even Goethe had to disclaim, but which nevertheless did much to
foster an idealized view of Catholic art, pageantry and culture as well as a
deeper understanding of the mystical piety of the Middle Ages. Novalis's
Christentumoder Europa is another major exposition of this momentous
reversal; but the event which most dramatized it was the joint conversion
of Friedrich Schlegel and his wife, Dorothea Mendelssohn, in Cologne
Cathedral on 18 April, 1808, followed by their move to Vienna to
advance the cause of wahre Kaisertum.The papacy would later condemn
the "Romantic Catholicism" that Schlegel was to expound, but the shock
of this double conversion was great, and the tendency it represented was
followed by many others, among them John Henry Newman and
Orestes Brownson. As in the realm of oriental studies, moreover, his
example greatly stimulated historical study and theological concern.
Interest in every aspect of Catholicism was enlivened and the history of
mediaeval Europe was put on a new course.29
26. Peter Firchow, ed., AthenaeumFragments, pp. 175-76. (See Note 16 above.)
27. Quoted in Hans Eichner, FriedrichSchlegel (New York, 1970), p. 103. In 1808 Schlegel
published Uber die Sprache und Weisheitder Indier.
28. On the American impact see Sydney E. Ahlstrom, The American ProtestantEncounter
with World Religions. Emerson's words are from the Divinity School Address.
29. Wackenroder's posthumous Herzensergiessungen appeared in 1787. Yet nothing
dramatized this Romantic re-evaluation of Catholicism, the Middle Ages, and the
Gothic more than the conversion of the Schlegels. The conversion of Chateaubriand
in Catholic France was less shocking.
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