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Eric
Voegelin
on
Political
Nazi
Extremism
CliffordE Porter
Eric Voegelin (1901-1985) is not as well known among historiansas he is
among political theorists,yet he has had a continuing influence on both German Social DemocratandChristianDemocratpolitical leaders.His early life is
very much a reflection of both the intellectualdevelopmentsand the chaos of
GermanyandAustriabetweenthe wars.Voegelin's analysisof Nazism is worth
revisiting by historiansbecause it delineatedthe Nazi rationalefor the Holocaust in the early 1930s, even if the Nazis themselves had yet to move towards
mass murderearly in the regime. Voegelin was not prescientenoughto predict
the extent of the Holocaust, but he understoodthatthe ideological rationaleof
Nazi violence was unlimited.Furthermore,his descriptionof political extremism as Gnosticism in 1952 is valid for explaining why an individual might
supportthe Nazis and then voluntarilycommit extraordinarilyvicious acts to
try to realize the dream-worldof the ThirdReich.
The political, economic, and social chaos in AustriaafterWorldWarI was
the catalyst for the young Eric Voegelin's studies of the essence of ideologies
and the ideologists who promotedthem from both the left and right wing. As
National Socialism grew, so did his experiences with and understandingof
extremistpolitical ideologies. Contemporaryintellectualdebatesbetween neoKantianand existentialistmethodology,however, did not help penetrateto the
essential causes of political extremism.His experiencesin Americain the mid1920s were essential for his developmentaway from what he characterizedas
narrow methodological provincialism to an empiricism open to philosophic
questions, includingspiritualquestions.By 1938 he had theorizedthat ideologies were political secularreligions that substitutedthe state for divine reality.
Because of this interpretation,Voegelin's approachto totalitarianismhas
been characterizedas an outdatedersatz religion model, better suited for the
Cold War.'The ersatzreligion model workedreasonablywell to describesimiSee, for example, Dominick LaCapra, Representing the Holocaust: History Theory, and
Trauma (Ithaca, N.Y., 1994).
151
Copyright2002 by Journalof the Historyof Ideas,Inc.
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Clifford F Porter
152
laritiesthe National Socialist movement had with religions, but Voegelin recognized thatit did not penetrateto the essence of ideologies. His understanding
of ideologies maturedafterWorld War II into his theory that ideologies were
Gnostic quests for absolutecertaintythat caused alienationfrom reality.
Voegelin thoughtthat the search for certaintyultimatelyrequiredexcluding any evidence to the contraryof the ideology; therefore,ideologies limited
the individual's view of humanreality to the immediateworld. Furthermore,
although ideologies are founded on a kernel of truth-e.g., proletariansare
sometimes oppressed-ideologists become quickly alienatedfrom reality as a
consequenceof theirown quest for certaintyaboutmeaning in existence. The
consequencesof alienationare that ideologists pursuethe perceivedimmanent
good and try to eliminate the perceived immanentevil, therebyrationalizing
criminalityandeven murder.Violenceis inherentto extremistpoliticalideologies.
Backgroundand Influences:Weber, Kraus,University, and America
Eric Voegelin was born in 1901 and grew up in Vienna. After the war
Austria was convulsed by political and social crises ranging from attempted
reactionaryand Communistcoups to constantfood shortages.In the firstpostwar election Voegelin's political and social inclinationsled him to vote for the
Social DemocraticParty(SDP), but he was aggravatedby the uncompromising
Marxistrhetoricof the SDP leadership.In this atmosphereVoegelin began his
long journeytowardunderstandingideologies, but firsthe hadto workthrough
many differentpolitical and philosophic problemsbefore he arrivedat an adequate understanding.The intellectuals that influenced him duringthis long
process were diverse, but they shareda hostility to ideologies.
The firstimportantacademicinfluenceon Voegelin was Max Weber.2Weber encouragedintellektuelleRechtschaffenheit(intellectualhonesty)with others and especially with oneself. Weber insisted on following an ethic of reratherthanmakingapolosponsibilityfor one's actions(Verantwortungsethik),
gies for following an ethic of good intentions (Gesinnungsethik).The latter,
Weber feared, was often used to justify bad consequences of well-intended
actions.3These simple principleshelped guide the young Eric Voegelin away
from violent ideological movements.
Weberalso was intenton "scientifically"understandingsociety. "Science"
(wissenschaft)did not have quite the same positivistic implicationsin German
as it did in either French or English, althoughthere was the positivistic tendency to eliminate any perceived values in scientific work.4 The impact on
Voegelin ratherstraightforwardlyimpressedon him the need to be as honest
AutobiographicalReflections, 11-13.
11.
TheCollected Worksof Eric Voegelin,
4 JiirgenGebhardtand BarryCooper,"Introduction,"
I, On the Form of the AmericanMind, tr. Ruth Hein (Baton Rouge, 1995), xii-xv.
2
3 Ibid.,
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153
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154
Clifford F Porter
7 Carl E.
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155
xii-xv.
'7Eric Voegelin, New Science of Politics (Chicago, 1952), 21.
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156
Clifford F Porter
20AutobiographicalReflections,33.
21Ibid., 70-74, and Ellis Sandoz, The VoegelinianRevolution(Baton Rouge, 1981), 51-53.
22
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158
Clifford E Porter
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159
authoritarian
constitutionof 1934was anadequatedefensefor democracyagainst
eitherNazi or Communistideologies. An authoritarianstate was certainlybetter thanthe totalitarianregime to the northin Germany.Voegelin also demonstratedthatKelsen's PureTheoryof Law failed: its absence of values allowed
for the legal seizure of power by groups openly hostile to democracy.
Aside from ruininghis personalrelationshipwith Kelsen, Voegelin theorized that the totalitarianconception of the state, as developed by the Nazi
StaatslehretheoristCarlSchmitt,brokedown the distinctionbetween the community or society (Gesellschaft) and the state. The totalitarianstate tried to
controlor lead the communitydirectlyin all aspects of humanlife based on the
ideological conception of human reality. That such control of all of society
proveddifficult for the Nazis is not the essential observation,but ratherthatthe
totalitarianideology tried to subordinatethe individual to the party and the
state.29
The AuthoritarianState on the other hand had no such objective. Its goal
was to defendthe state from ideological assault.If the authoritarianstate could
defend itself successfully, then there existed the very real possibility that a
maturedemocratictraditioncould develop to resist ideologies on its own.3"
The appealof ideologies was not addressedin DerAutoritiireStaat and the
questionremainedwhy the Nazis hatedthe Jews so much.Voegelin concluded
thatthe Nazis made the Jews the Satanicfigurethatany millenarianmovement
needs. The Nazis inheritedthis traditionfrom the lingering anti-Semiticsubcultureof Central-EastEurope,but their ideology changed it into the symbolism of good versus evil manifested as Aryan versus Semite. It is logical that
with sucha religiousmindsetthedestructionof evil couldbecomea politicalgoal.31
Voegelin's last effortto understandthe appealof ideologies before the war
was Die Politischen Religionen (1938). He furtheredhis understandingthat
totalitarianideologists were in the same traditionas the many millenarianperDie Politischen
versionsof Christianityandpoliticalreligionsof ancientEgypt.32
of
is
work.
All
an
emotional
and
Voegelin's principles
Religionen
polemical
are evident from the first few pages. First and foremost, ideologies were at
their basis nothing more than temporal,secular attemptsto create a religious
communityto answer humanity's fundamentallyspiritualneeds. Second, political religions denied divine reality,pervertedtemporalreality,and attempted
to enforce their visions of reality on the rest of the society. Consequently,
Der AutoritaireStaat, 10-11.
Ibid., 281-83.
'
Cooper,"Introduction,"Political Religions, xxi; and, GregorSebba, "Preludeand variations on the Theme of Eric Voegelin," Eric Voegelin's Thought:A CriticalAppraisal, ed. Ellis
Sandoz (Durham,N.C., 1982), 12.
32 Eric Voegelin, Political Religions, Introducedby BarryCooper, trans.T.J. DiNapoli and
E.S. Easterly III, TorontoStudies in Theology, 23 (1986), orig. Die Politischen Religionen
(Stockholm, 1939). The first effort to distributein Vienna in 1938 was obstructedby the Nazi
Anschluss.
29
30
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160
Clifford F Porter
Ibid.,3.
This is clearly the influence of his classical and Christianstudies, but Voegelin never
specifically indicatedwhat influencedhim towardsthese conclusionsor when he acceptedthem.
35Ibid., 10.
36Ibid., 12-13.
37Ibid., 11.
34
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161
"Itwas Hegel who proposedthe theorythatthe Volkas the Statewas the spirit
in its immediaterealityand thereforethe absolutepower on earth.""38
The individual becomes subsumedby this apparatusand gains his own meaning only
by being a partof the State.
Unlike a secularthinkerwho might attributethe desire for salvationeither
to culture or to human psychology in the face of death, Voegelin takes the
experienceas real evidence of the existence of the soul in essentially the same
way Socrates did 2300 years earlier in the Phaedo. The real experiences of
divine reality are expressed in complex and confusing sets of symbolic language and concepts formedby historicaland culturalcircumstances.The complexity of symbols createsconfusion, but there are still only two kinds of religion:
The spiritualreligions, which find the Realissimumin the Weltgrund,
shouldbe termedforus "world-transcendent
religions;"all others,which
locate the divine in partialthingsof the world, shouldbe called "worldimmanentreligions."39
The latterare the political religions which have served as the foundationsfor
totalitarianideology.
National Socialism was not the first political religion, however. Voegelin
makes the bold claim that the first political religion in humanhistory was the
Egyptian cult created by the PharaohAkhenaton in approximately1376 Bc.
Using the comparativeapproachlearned from Weber, Voegelin argues that
Akhenatonchanged the ancient religious structureto make himself the direct
conduit of meaning from the gods to the people of Egypt. After Akhenaton's
death the Egyptiansreturnedfairly quickly to their old gods in no small part
because the people had to rely on the Pharaoh-i.e., a man-to participatein a
meaningfulreligious experience.40
Having used the comparativeapproachto demonstratethat political religions were not new in humanhistory,Voegelin outlinedthe essential elements
of a religious structureand the parallel within contemporarypolitical movements. Justas every religion has its own hierarchyand ecclesiastical officials,
faith and the apocalypse also have their essential role. The political religion,
for example, offers itself as the good, and there is an evil, or anti-good. In the
case of Germanythe Jews were the embodimentof evil.
The relationshipbetween the ideologist and the ideology is also very religious. Belonging to the Christianreligious community,ecclesia, is symbolized
as a mystic union with the body of Christ,unio mystica. On the other hand, a
38Ibid., 8.
39Ibid., 14.
40 Ibid., 17-28.
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Clifford E Porter
political religion also offers purposeand salvation,but only within the temporal community.The ideologist enjoys a mystical connectionwith the ideological community,giving a purposeto existence. The ideological communityincarnatesthe source of meaning, offering salvation, replacing God as the conduit for salvation.Thus, the ideologists' position entails thatthe state controls
everythingjust as a church determinesreligious practices;in a political religion public policy replaces theology. Consequently,the ideological community becomes clearly totalitarianafter it controls the state.
The historicaldevelopmentof the idea that the communityhas purported
divine qualitiesis tracedby Voegelin to Joachimof Florain the thirteenthcentury.41Yet it takes centuriesfor the culturaldevelopmentof the symbolism of
the temporalcommunity to replace God completely as the spiritualbasis of
humanexistence. By the seventeenthcenturyHobbes's Leviathanbecame the
mediatorbetween God andman, as Akhenatonwas for Egypt. Again, the individual finds meaning and salvationnot in an individualrelationshipor understanding of existence but strictly in terms of how the individual fits into the
state.
The historicaldevelopmentrequiredfor the religious/politicalsymbols of
the temporal community or state to replace God is long and complex. As
Voegelin recounts this process, beginning with Joachim and the millenarian
traditionsof the Reformationmixed with the scientific revolution, it leads to
the creationof the symbols of scientism, where "scientificphilosophies"offer
the knowledge of how to achieve salvationwithoutRevelation.42Science thus
gains the statusof Revelation.
Challenging science is difficult because science contains powerful symbols that offer definitive answersabouthumanexistence. But the scientism of
the political religion has dubiousclaims to truth,which Voegelin demonstrated
in Rasse und Staat and Die Rassenidee in der Geistesgeschichte. The most
bothersomeaspect of scientism is thatit obscurestruthin the name of science.
The questionremains:why did otherwiseintelligentpeople accept the dubious
claims of scientism and ignore the weaknesses in their ideological theories?
Voegelin continues,
Since the myth [ideology] is not justified by supernaturalrevelation
and scientific criticism cannot stand its ground,there develops in the
second phase a new conception of truth-Rosenberg's concept of socalled organic truth.The theory is then furtherdeveloped into the interpretation,that thatwhich promotesthe existence of the organically
closed temporalcommunityof a people is true.43
41
Ibid., 44-45.
42
Ibid.,59.
43 Ibid., 63.
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163
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164
Clifford E Porter
Gnosticism
164.
47 AutobiographicalReflections,42-43.
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165
Once Voegelin arrivedin Switzerland,his tripwas held up by the American vice-consul. The official theorizedthatif Voegelin was not Jewish, Catholic, or a Socialist, his only reason for fleeing the Nazis was because he was a
criminal.50
Arriving in America, Voegelin discovered many other Europeanemigres
from Hitler's Europecenteredin New England.These emigres were often bitter abouttheirflight anddidnot like theirnew Americansurroundings.Voegelin
always liked America but found the cosmopolitan academic circles of New
England to be provincial. So he moved to the University of Alabama in Birmingham, then to Louisiana State University at Baton Rouge, where he remained until 1958.51
Once in the United States Voegelin wrote several articles and papersrestating his fundamentalunderstandingof events. In 1940 he tried to describe
National Socialism's success as in partdue to the medieval substratumof preChristianpaganismthat ran throughoutGermany.52He furtheredhis work on
the historyof ideas fromthe "supposedconstitutionalismof PlatoandAristotle,
throughthe dubious constitutionalismof the Middle Ages, into the splendid
constitutionalismof the modem period.""53
But this model was not entirely satPolitical Religionsonly adequately
that
realized
isfying. Furthermore,Voegelin
describedNazism,butit failedto penetrateto the essenceof ideologiesin general.
Voegelin observed that the Nazis were emotionally tribal because
"[t]ribalismis the answerto immaturitybecause it permitsman to remainimmaturewith the sanctionof his group."54But therewere consequences for immaturity:
good Germanswho got emotionally drunk on the haranguesof the
savior...andwho shrankback in horrorwhen the program... was translated into political action.55
Abandoninghis earlier conjectureabout the natureof "pre-Christianpaganism," Voegelin refined his views, describingNazi symbolism as a mix of immanentpagantribalismwithin the symbols of Christianity.56
Voegelin's analysis evolved in the late 1940s, when he realized that this
explanationdid not adequatelyilluminatethe ideological motivationsof Communismor Positivism. Accordingto Voegelin, the latteralso exhibitedan ideological limiting of philosophy and science to temporal reality-in this case
quantifiablelaws describinghumanity.
50AutobiographicalReflections,44.
5 Ibid., 57-58; and, Cooper,Eric Voegelin,21.
52
"Some Problemsof GermanHegemony," 164
53AutobiographicalReflections,63.
54Voegelin, FromEnlightenmentto Revolution,97.
55Ibid., 145.
56Ibid., 97.
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Clifford E Porter
... The climax of this is the magic dreamof creatingthe Superman,the
man-madeBeing thatwill succeed the sorrycreatureof God's making.
This is the great dreamthat first appearedimaginativelyin the works
of Condorcet,Comte, Marx, Nietzsche and later pragmaticallyin the
Communistand National Socialist movements.57
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167
Voegelin furtherconcludedthatthe attemptto breakaway fromthe fundamental fact of uncertaintyrequiresa limiting of the sphereof humanexperienceto
merely temporalexperience.In short,God does not offer a salvationfrom uncertainty,most painfullymanifestedby death.On the otherhand,Gnostic ideologists limit the horizonof all reality-particularly of humanconsciousnessso that certaintycan be discovered.
Developing a position he elaborateddecades earlier,Voegelin arguedthat
limiting humanexperienceto temporalrealityleads to a limited understanding
of human consciousness and prevents the recognition of reality. Ideological
explanationsof reality are therefore deformationsof reality when they seek
certaintyexclusively withinthe temporalsphereof existence. ThusHeidegger's
and Marx's assertion that existence precedes essence may give a definitive
explanationof the development of consciousness, but it was at the price of
ignoringthe spiritualand unknownpartof reality. Such a deformationof reality has seriousconsequences.Thus, Socrateswas rightto proclaimthathe knew
thathe knew nothingandtherebypreservedopennessto philosophicquestions.
The Gnostic urge is a consistent occurrence throughouthuman history.
Voegelin had read about many movements in ancient and medieval eras that
were describedas Gnostic by currentscholars, and he realized the connection
with modem Gnosticismwhile readingHans Urs von Balthasar'sPrometheus
(1937). Another influence was, FerdinandChristianBaur's 1835 work, Die
christlicheGnosis;oder die christlicheReligionsphilosophiein ihrergeschichtlichen Entwicklung.It describedcommon forms of Gnosticism in history, including strandsof Gnosticism in Hegel and Schelling.62 Still, a theory of the
movementof ideas fails to explain any connectionor influence fromone Gnostic movement to anotherover the span of millennia. For example, it did not
make sense that Marx and Hitler were directly influenced by reading about
ancient Gnosticism. He came to believe that the answer to understandingthe
appealof Gnosticismlies in humanconsciousness. Thus, Voegelin was able to
61
Ibid., 167.
AutobiographicalReflections,66. Gilles Quispel consideredit "obvious"thatJungwas a
gnostic.
62
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168
Clifford F Porter
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enforcingGod's will because salvationwould occurwithin an earthlycommunity.66"The only righteouscourse will be the one that results in 'suppressing
the enemies of godliness for ever."67Thatmost Puritansdid not respondto the
logical rationalefor violence is testimonyto the power of traditionalChristian
moralityand restraintson violence which preventedmany Puritansfrom fully
developing the Gnostic rationale.Also, pragmatically,the realityof the political strengthof the Puritans' opponents prevented the more radical Puritans
from trying fully to implement their visions of Earthly salvation; they may
have been Gnostic, but they were not suicidal.68
Modem Gnostic ideologies share much of the essential characteristicsof
the Puritans,seeking certaintywithin the communityor state but not necessarily within Christianor otherreligious symbolism. The secularstate or community comes to representthe modem Gnostics' interpretationof existence. All
societies have claimed to representthe reality of existence. For example, in
ancientempiresunderstandingof the cosmos came from observingthe rational
andpredictablemovementof the stars-these Voegelin refersto as cosmological symbols of existential representation.In ancient Athens philosophy, revealed to man throughreason, supplantedthe cosmos, and Socratesand Plato
introducedanthropologicalrepresentation,which is the second mode. Finally,
with the advent of Christianity,the purposeof man's existence is conceptualized as salvation.ChristianEuropedevelops, in St. Augustine's Cityof God, a
soteriological69representationfor society-the purposeof society is to maintain stability,peace, andorderso thatChristianscan pursuethe meaningof life,
salvation.Modem Gnosticmovementsarea deformedvariantof the thirdmode
of representation.In Voegelin's phrase they "immanentizethe eschaton"by
believing that the state or communityis the conduit for salvation from uncertainty.70
Voegelin's centralcontentionis that modem Gnostic ideologists perceive
society in soteriological terms. It is just that they use secular categories and
seek a secularsalvation.In Political ReligionsVoegelin explainedthatthe community in Europeanhistoryhad evolved to symbolize divine powers of salvation; the theory of modem Gnosticism goes beyond religious symbolism to
reveal that ideologists believe the state is the means to achieve certainty in
terms of creatinga perfectcommunity(e.g., Comte's or Saint Simon's utopian
communities)or the end of history (e.g., Hegel's rationalexistence). The German Volkgave meaning to the National Socialists and the Communistorder
proposed to end alienation and allow the proletariatto develop to its fullest
66
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170
120.
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171
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