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of
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Philosophy
Quarterly
THE ESSENCES
Daniel
OF SPINOZA'S GOD
E. Flage
not
see
clearly
what
?Letter
this
distinction
would
can be
considered
to something
.
be ...
else.
in two ways,
. . .But we do
unsuccessful.4
148
I. The
Constitutive
Essence
Ethics.
of Substance
can be no question
essence
of a substance
149
150
two or more
from one
guished
distinct
another
either
to be distin
have
substances,
they would
or by
in their attributes,
by a difference
it will
be
if by a difference
conceded
that
there
in their affections,
But
is only one of the same attribute.
is prior in nature
then since a substance
to its affections (by PI), if the affections are put to one side and [the sub
stance] is considered in itself, i.e. (by D3 and A6), considered truly, one
cannot
be
cannot
be many,
conceived
but
to be
only
distinguished
one [of the
from another,
i.e. (by P4),
there
or attribute],
nature
(E
q.e.d.
same
lp5d)13
that every substance has one attribute that constitutes its
Assuming
essence, Spinoza's proof is intelligible. If one accepts a version of the
principle of the identity of indiscernibles, then to deem two substances
different, there must be a discernible difference between them. A differ
ence in the principal attributes of substance would be a sufficient ground
for drawing this distinction. But if one assumes that one distinguishes
among substances solely on the basis of their principal attributes, then
if one assumes
that there were two substances each having A as its
principal attribute, then there would be no basis for drawing a numerical
distinction between those (putatively distinct) substances: the principle
of the identity of indiscernibles would commit one to claiming that there
is but one substance having A as its principal attribute, not two sub
stances. Notice, however, that apart from the notion of a principal attri
bute, the same conclusion cannot be drawn. If one allowed that the essence
of a substance might be composed of several attributes, then there could
be two substances having attribute A so long as there is at least one
other attribute that is not common to them, for example, one substance
might have the constitutive essence AB while the other has the constitu
tive essence AC.U
Up to this point we have seen that Spinoza uses the notion of the
constitutive essence of substance when raising questions regarding the
of substances. We also have noted that Spinoza appeals
distinguishability
151
9 and
10: The
Shift
Proposition 9 reads, "The more reality or being each thing has, themore
attributes belong to if (E lp9), and the proof consists of nothing more
than the claim that "This is evident from D4" (E lp9d), that is, it is
evident from the claim that an attribute is "what the intellect perceives
of substance, as constituting its essence" (E ld4). The definition of sub
stance is neutral with respect to the number of attributes a substance
possesses. To the traditional substance theorist, both the proposition and
the proof are puzzling, since the traditional substance theorist assumes
that each substance has exactly one form or attribute that constitutes
its essence.16 Further, as we noted above, Spinoza seems to accept the
same view in his proof ofProposition 5. Thus, one asks whether Spinoza's
earlier arguments provide grounds that support Proposition 9. I believe
they do, but to see this we must briefly digress and consider the Cartesian
notion of "degrees of reality."
To the twentieth century reader, the notion of degrees of reality is
notion of degrees of reality cannot
puzzling. As Curley notes, Descartes's
occasional sugges
be equated with degrees of existence,17 and Descartes's
tion that the notions of reality and perfection are synonymous is of little
there is a theme Descartes occasionally sounds which is
help. Nonetheless,
somewhat more helpful, namely, that degrees of reality are to be identified
with degrees of independence. Thus, in the "Arguments for the Existence
in
of God and the Distinction between the Soul and the Body Arranged
Geometrical Fashion" Descartes
suggests there are but three degrees of
reality, namely, the reality of a mode, the reality of a finite substance, and
the reality of an infinite substance.18 IfSpinoza also understood degrees of
reality as degrees of independence, Proposition 9 follows from the proofs
Spinoza already had advanced. Remember that in Proposition 5, Spinoza
had argued that there is but one substance of a particular kind. Hence, if
there are both extended substances and thinking substances, there can be
no more than one substance of each kind. At that point, one assumes that
Spinoza is concerned with finite substances. But inProposition 8 he argues
that "Every substance is necessarily infinite" (E lp8), that is,while there
still might be a multiplicity of substances, each substance is infinite in its
152
nature
of substance
per
se.22
Thus far, Spinoza has been concerned exclusively with the constitutive
essence of substance. In the scholium to Proposition 10, however, there
is a shift away from the claim that attributes constitute the essence of
substance to the claim that attributes express the essence of substance,
and the language of expression is used throughout the remainder of the
first book of the Ethics. As we shall see, this shift in usage corresponds
or
to a shift away from a concern with a kind of substance to a mediate
relative conception of substance per se. So let us turn to the scholium to
Proposition 10 and examine itwith some care.
Spinoza
wrote:
153
of its attributes is conceived through itself, since all the attributes it has
in it together,
and one could not be produced
been
always
by another,
or being
the reality,
of substance.
each expresses
to ascribe
it is far from absurd
to one substance.
attributes
So
many
in nature
is clearer
than that each being must
be conceived
Indeed,
nothing
or being
some attribute,
it has, the more
it has
and the more
under
reality,
have
but
attributes
which
sequently
there
express
necessity,
is also nothing
clearer
or
and
eternity,
than that a being
infinity.
And
con
infinite
absolutely
each
of which
expresses
a certain
eternal
and
infinite
essence.
of substances,
let him read the following
which
propositions,
diversity
and that is absolutely
there exists
that in Nature
only one substance,
in vain.
nite. So that sign would
be sought
(E lplOs.)
We
of the scholium
show
infi
in its turn.
154
graph of the scholium that that notion now becomes a purely epistemic
notion that can fulfill no metaphysical
purposes. While the adequacy of
one's idea of substance might increase as one knows more attributes, the
attributes are neither identical with substance per se nor do they ground
distinctions among kinds of substances. On the other hand, insofar as
one is concerned with the attributes as expressions of the essence of
substance, it is the essence of substance per se that is singled out. This
raises the question of the analysis of substance per se.
III. The Analysis
of the Essence
of Substance
Per
Se
155
existence,
constitutes
same,
existence.
expresses
God's
eternal
explain
q.e.d.
constitutes
i.e., that itself which
So his existence
his existence.
God's
and
his
essence
essence
time
at the same
are one and the
(E lp20d.)
156
God is, that is, they allow one to know what God is. They also explain,
or allow one to know, the ways inwhich God exists. These same attributes
express the essence and existence of God. If one takes existence to be a
single property?is
expressed by each of the
property,29 then existence?a
attributes ofGod. Further, since Spinoza deemed God an absolutely infi
nite being, not merely a being that is infinite in its own kind (E ld6e),
each of the attributes must express this absolute infinity of both essence
and existence (compare E lpl9 and E lpl9d). Again, this suggests that
the essence of God that is expressed by the attributes is conceptually
distinct from those attributes.
But the evidence based on the demonstration of Proposition 20 might
that Spinoza oftenwrites
be deemed inconclusive, and it is unquestionable
as if the attributes are strictly self-expressive. In the demonstration of
Proposition 16, he writes that "the divine nature has absolutely infinite
attributes (by D6), each ofwhich also expresses an essence infinite in its
own kind" (E lpl6d). In the corollary to Proposition 25, he wrote, "Par
ticular things are nothing but affections ofGod's attributes, ormodes by
which God's attributes are expressed in a certain and determinate way"
(E lp25c). And in the demonstrations of Propositions 31 and 32, Spinoza
explicitly claims that modes of thought are expressions of the attribute
of thought. Do these attributes also express an essence of God that is
something distinct from the attribute itself? I believe they do, and to see
why this is plausible we should look briefly at Spinoza's discussion of
Natura
naturans.
attributes
(by P14C1
of substance
and
P17C2),
God,
as
an eternal
and
express
insofar as he is considered
infinite
as
essence,
a free cause.
i.e.
(E
lp29s.)
Ifmy interpretation is correct, the definition ofNatura
naturans?and,
(E
indeed, the definition of "substance" at the beginning of the Ethics
ld3)?is
intelligible. God as Natura naturans is conceived through himself
insofar as one conceives of the attributes of God. If there God and his
attributes are identical (compare E lp4d), then in conceiving of the attri
butes (constitutive essence) of God, one conceives of what God is qua
naturans. But God is conceived as Natura naturans only insofar
Natura
as God is conceived as a free cause, that is, a being whose nature and
actions are not determined by some other substance (compare E Ip8s2).
It is the nature of God as free cause, that is, as substance per se, that is
expressed by the attributes singularly and conjointly.
his concern with Natura
naturans, that is, God as free cause,
into
34
fits
nicely
Spinoza's system: it provides an analysis
Proposition
Given
157
of the nature of substance per se. As Spinoza wrote, "God's power is his
essence itself (E lp34; compare CM 2, 6, p. 152 and 2, 10, p. 167). His
proof reads as follows:
For
by which
he
alone
of God's
essence
it follows
that God
is the cause
all
(E lp34d.)
things
are
and
act,
is his
essence
itself,
q.e.d.
The power ofGod, that is, the ability to be and to act (compare E IplldS),
naturans. Insofar as God qua Natura
is the essence of God as Natura
naturata (E lp29s), they are
naturans is the cause of God qua Natura
conceived as distinct. Further, insofar as the attributes ofNatura naturans
express,
rather
than
constitute,
the
essence
o? Natura
naturans,
they
are
conceived as distinct from that essence. It is for this reason that Spinoza
must introduce something other than the attributes to provide his analysis
naturans. Insofar as God qua Natura
of the nature of God qua Natura
naturans is conceived as a cause of his own existence and of all other
things (as affections of substance) (compare E lp36 and E lp36d), and
insofar as power is the ability to exist (E lplld3),
power provides an
analysis of God or substance as it is in itself: it provides an explication
ofwhat itmeans to claim that God or substance is "that which is in itself
(E ld3).
One of the characteristics of an adequate analysis is that the terms in
are distinct from the terms in the analysans.
In the
the analysandum
can be expressed as "the thing
case of Spinoza's God, the analysandum
that is extended and thinks and . . . ,"where the ellipsis points would be
filled in with any attributes God possesses that are not known to human
beings (compare Letter 64), that is, it is an expression of an adequate or
idea of the constitutive essence ofGod. Such a conception
quasi-adequate
ismediate or relative, that is, it is not an adequate conception: it singles
out a particular object without providing one with knowledge
of the
on the other
inherent nature of the object singled out.30 The analysans,
hand, is power, and as such it is distinct from the analysandum.
Spinoza's
analysis of the nature ofGod or substance as power is formally adequate.
Thus, the initial puzzle regarding the apparent inconsistencies among
Spinoza's discussions of the relations between substance and its attributes
has been resolved. Spinoza is concerned with the constitutive essence of
substance when he claims that the attributes constitute the essence of
substance. Such a notion of the essence of substance might allow one to
draw distinctions among kinds of substances?if
there were such distinc
essence of Spinoza's
if
the
one's
of
constitutive
tions?and,
conception
substance contained all the attributes of substance, one's idea would be
adequate. Once Spinoza had shown that there is but one substance, allu
sions to the constitutive essence of substance could have merely epistemic
import: in knowing the constitutive essence of substance one merely has
an idea of the nature of God. On the other hand, power is the essence of
158
God or substance per se. Power is expressed by each of the attributes, but
on this conception of the essence of substance, the attributes do not con
stitute the essence of substance. In showing this, I have also shown that
insofar as there are two notions of the essence of substance in Spinoza's
philosophy, any attempt to discover a single and unique relation between
substance and its attributes is futile. Insofar as one is concerned with
the constitutive essence of substance or God, the relation between an
attribute and a substance is the relation of a part to a whole; insofar as
one is concerned with the expressed essence of substance or God, the
relation between an attribute and substance is the relation of effect to
cause. It also shows that insofar as one is concerned with the constitutive
essence, the essence of God is complex, but insofar as one is concerned
with the expressed essence, the essence of God is simple.31
The University
at Austin
of Texas
Received
15, 1988
January
NOTES
1. Benedict
sition
in The
vol.
1 (Princeton:
Princeton
will
be by Part,
definition
All
10, Scholium.
of abbreviations.
Man,
and His
PP; Cogitata
2. While
Metaphysica
(c). Thus,
works
are
extension
is an attribute
(E)
(d), scholium
(s),
'Principles
I, Proposition
known
of Philosophy"
and will
Works,
in Letter
by humans
in which
whether
human
a subject of considerable
Ifmy
substance,
controversy.
it will show that there is a grain of truth in both interpretations:
has been
constituents
are subjective,
of substance
per se might
Philosophy
of Spinoza:
York:
Schocken
nition
of Attribute,"
Books,
be objective.
Unfolding
1972],
pp. 28-42;
1934],
vol.
osophical
Review,
Bowman,
"Spinoza's
Francis
59
attributes
as expressions
see Harry
the Latent
ofHis
Review,
S. Haserot,
reprinted
ofAttributes,"
Processes
152-56;
Francis
vol. 62 [1953],
ed. by S. Paul
[1950],
Doctrine
while
Philosophical
and Interpretive Essays,
Critical
be to the Collected
in accordance with
= El: Short
of the Intellect
status of Spinoza's
attributes,
ontological
an objective ontological
status or are merely
or classify
is correct,
Press,
will
Curley,
to the Ethics
Part
3. The
substance
references
64
suggests
is not an attribute.
that power
have
Further
1, propo
trans, by E. M.
"E
to Spinoza's
and
ed. and
on the Emendation
=
KV; Parts I and II ofDescartes'
= CM.
Treatise
Spinoza
1985).
Press,
6; and Part
1, definition
of Spinoza,
(d) or proposition
within
Weil-Being
that thought
Works
University
references
parenthetically
4; Part
1, definition
Collected
(e), or corollary
explication
be made
Part
Ethics,
Spinoza,
10, scholium,
Kashap
"Spinoza
in Studies
Southern
know
interpretation
S. Haserot,
"Spinoza's
in Studies
of Universals,"
[New
Defi
in Spinoza:
of California
pp. 43-67;
ofPhilosophy,
of
The
Austryn Wolfson,
2 vols.
Reasoning,
reprinted
as
attributes
of the essence
[Berkeley: University
Journal
attributes
minds
Phil
Carroll
R.
vol. 5 [1967],
ed. by Maurice
Interpretation,
Court,
of Attribute,"
in Spinoza:
in
Essays
Concept
and Eugene
Freeman
Illinois: Open
[LaSalle,
Mandelbaum
E. M. Curley,
pp. 191-94;
1975],
on Spinoza's
"A Note
Kessler,
159
Spinoza's
An Essay
Metaphysics:
Harvard
in Interpretation
E.
Charles
pp.
Press,
1969],
16-18;
University
[Cambridge:
on the 'Objective' and 'Subjective'
Remarks
of Attributes,"
Interpretation
[1977], pp. 447-56;
C. Martens,
Stanley
on Attributes,"
"Spinoza
Jarrett,
"Some
Inquiry,
vol. 20
vol. 37 [1978],
Synthese,
Paul Wienpahl,
The Radical
[New York: New York University
Press,
Spinoza
to De Vries," Canadian
Journal
1979], pp. 72-88; Linda Trompetter,
"Spinoza: A Response
pp. 107-11;
of Philosophy,
vol.
[Indianapolis,
Indiana:
[London:
Spinoza
4. Cf. Molke
Jonathan
Bennett,
A Study
S. Gram,
R. J. Delahunty,
Routledge
and Predication,"
Substance,
"Spinoza,
Ethics
of Spinoza's
Hackett
vol. 34
Theoria,
(1968),
pp. 222-44.
5. Antoine
Patricia
Arnauld,
James
The Art
7. Cf. Ren?
Descartes,
Descartes,
P. Costabel,
Philosophical
Dugald
Cambridge
2 vols.
ofDescartes,
University
Press,
be abbreviated
be abbreviated
Verlag
Aalen,
Mind,
Locke
Vol.
1911),
1964-74),
Vol.
1, p. 240.
Further
(London:
to Descartes's
references
to the Oeuvres
references
to The Philosophical
to The Philosophical
and
1, p. 210; The
and G. R. T. Ross
Further
The
Stroothoff,
1985), Vol.
Haldane
de
ed. by B.
Robert
Press,
University
1963), Vol.
edition
reprint
pp. 142-59;
Theory
de Descartes
will
ofDescartes
Writings
will be
Works of Descartes
Lord Bishop
Edward,
West
Darmstadt,
Reid,
10. Descartes,
Essays
The Worm's
(Norman:
12. Aristotle,
square
14. It should
brackets
be noted
D. Ross,
on the Active
Scientia
of the
Powers
1969),
pp. 07-10.
Ideas,"
Theoria,
A Reconstruction
I have
vol. 47
on
based
4.
Chapter
in The Basic
Z 6 1031al5-1032all,
32; cf.William
in Spinoza:
House,
vol. 45
trans, by E. M.
are Curley's.
this
See
Limited
(1985),
Spinoza,
with
"Spinoza
on Part
ed. by Robert W.
1978),
pp.
139-59,
Principles
and
Shahan
and William
in Spinoza,"
Philos
pp. 393-406.
5 lbll-12,
Edghill,
is consistent
Sacksteder,
Perspectives,
Press,
Parts:
and Complex
Research,
that
New
of Oklahoma
University
"Simple Wholes
Categories,
p. 9.
1987),
and Letter
Eye View,"
of Aristotle,
Helm,
ofNotions:
in
ofWorcester,
Germany:
I, 53 and 63.
I, 2, pp. 70-71
and J. I. Biro
Croom
Principles,
Doctrine
trans, by W.
Metaphysics,
ofAristotle,
Sacksteder,
(London:
ofMeaning
9. Cf. Aristotle,
13. The
J. Vrin,
in Oeuvres
52,
Presentation,
ed. by Baruch
M.I.T.
Press,
Brody
(Cambridge:
account
in some detail
in "Locke's Relative
Locke's
examined
Whole:
Cambridge
further references
A Letter
of John
Human
Works
I, Section
Nouvelle
trans, by Elizabeth
further references
CSM;
Part
Tannery:
AT;
His
(Paris:
1964),
HR.
abbreviated
(1981),
(London:
Works
will be made
Principles
11 vols.
Arts,
and
p. 165.
p. 165.
Logic,
& Paul
of Descartes,
Writings
of Liberal
of Philosophy,
Adams
Logic,
Library
Port-Royal
The Principles
J. Beaude,
Murdoch,
Philosophical
will
of Thinking:
par Charles
publi?es
Rochot,
Bobbs-Merrill,
(Indianapolis:
6. Arnauld,
Port-Royal
Collected
inMcKeon,
Works,
Proposition
The Basic
1:411,
5 insofar
note
Works
10.
as Spinoza
is
160
concerned
the nature
with
singular
"attribute"
15. Cf. E
lpl6d
Second
raises
and
lp21d,
Descartes
as the
of "nature"
this problem.
I shall
lp31d.
AT
Replies,
de Vries's
Curley,
of substance:
(essence)
which
discuss
these passages
CSM
7:132;
letter to Spinoza
2:95; HR
of 24 February
the Skeptics
Against
below.
2:32; Descartes,
Harvard
(Cambridge:
I,
Principles
(Letter
1663,
8).
Press,
University
p. 129.
18. Descartes,
Curley,
Second
Descartes
19. Notice
AT
Replies
distinction
Spinoza's
The Art
Fourth
CSM
7:165;
the Skeptics,
Against
between
2:56;
cf. PP
of Thinking:
Port-Royal
AT
Replies,
HR
2:117;
la4,
and
p. 243,
pp. 130-31.
7:220;
Logic,
CSM
infinity at E ld8e.
p. 165.
HR
2:155;
2:97; Descartes,
Principles,
I, 11.
22. Notice
and
that
"Jacob"
this
is analogous
to singling
an answer
it provides
9), and
(Letter
person
to de Vries's
by the names
query
"Israel"
two ways
regarding
in which
have missed.
A Collection
Anchor
of Critical
Books,
Second
24. Conceiving
ed. by Majorie
Essays,
Grene
City, New
(Garden
York:
Doubleday
pp. 167-68.
1973),
Replies,
AT 7:132; CSM
in this manner
of substance
2:95; HR
2:32; Descartes,
assume
might
Principles
are
that attributes
1,60.
objective,
since one
singles out substance per se as the thing that has such and such an attribute.
the other hand, one could do equally well in singling out substance per se on the basis
of a finite mode,
viz., as the thing that has such and such a finite mode. Only substance
On
is sufficiently
to be properly
independent
25. There
is a sense
attributes.
See KV
in which
a thing.
substance
is conceived
as a complex
whole
26. Spinoza
also had a reductio ad absurdum
to show that thought
argument
the idea of God at E lp21d, but that issue is not germane
to our discussion.
27. Some
Curley,
28. Here
Spinoza's
of theHuman
31. Research
J. Glass
the essence
of God
complex.
Cf.
as
if they constitute
substance
AT
7:65; CSM
ofWorcester,
2:45; HR
inWorks,
1:180-181.
on the Active
pp. 07-10.
Five,
to theBishop
Mind,
considered
of substance.
Meditation
Letter
that Spinoza
constitutes
p. 18.
are conceived
constituents
to hold
Metaphysics,
the attributes
are subjective
Powers
seem
scholars
of
composed
I, pp. 75-76.
I, Dialogue
of Texas
supported
at Austin.
by a grant
Research
I wish
A. P. Martinich
comments
on an earlier
version
of this paper.
Insti