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CELLULAR / MOBILE TELECOMMUNICATIONS

LTE Long Term Evolution Tutorial & Basics


- developed by 3GPP, LTE, Long Term Evolution is the successor to
3G UMTS and HSPA providing much higher data download speeds
and setting the foundations for 4G LTE Advanced. Discover more
about LTE basics in this tutorial.
IN THIS SECTION

LTE Introduction

OFDM, OFDMA, SC-FDMA

LTE MIMO

TDD & FDD

Frame & subframe

Physical logical & transport channels

Bands and spectrum

UE categories

SAE architecture

LTE SON

VoLTE

SRVCC

LTE-M

LTE-U / LAA

Security

See also

4G LTE Advanced

LTE, Long Term Evolution, the successor to UMTS and HSPA is now being deployed and is the way
forwards for high speed cellular services.
In its first forms it was a 3G or as some would call it a 3.99G technology, but with further additions
the technology fulfilled the requirements for a 4G standard. In this form it was referred to as LTE
Advanced.
There has been a rapid increase in the use of data carried by cellular services, and this increase will
only become larger in what has been termed the "data explosion". To cater for this and the increased
demands for increased data transmission speeds and lower latency, further development of cellular
technology have been required.

The UMTS cellular technology upgrade has been dubbed LTE - Long Term Evolution. The idea is
that 3G LTE will enable much higher speeds to be achieved along with much lower packet latency (a
growing requirement for many services these days), and that 3GPP LTE will enable cellular
communications services to move forward to meet the needs for cellular technology to 2017 and well
beyond.
Many operators have not yet upgraded their basic 3G networks, and 3GPP LTE is seen as the next
logical step for many operators, who will leapfrog straight from basic 3G straight to LTE as this will
avoid providing several stages of upgrade. The use of LTE will also provide the data capabilities that
will be required for many years and until the full launch of the full 4G standards known as LTE
Advanced.

3G LTE evolution
Although there are major step changes between LTE and its 3G predecessors, it is nevertheless
looked upon as an evolution of the UMTS / 3GPP 3G standards. Although it uses a different form of
radio interface, using OFDMA / SC-FDMA instead of CDMA, there are many similarities with the
earlier forms of 3G architecture and there is scope for much re-use.

In determining what is LTE and how does it differ from other cellular systems, a quick look at the
specifications for the system can provide many answers. LTE can be seen for provide a further
evolution of functionality, increased speeds and general improved performance.

WCDMA
(UMTS)

HSPA
HSDPA / HSUPA

HSPA+

LTE

Max downlink speed


bps

384 k

14 M

28 M

100M

Max uplink speed


bps

128 k

5.7 M

11 M

50 M

Latency
round trip time
approx

150 ms

100 ms

50ms (max)

~10 ms

3GPP releases

Rel 99/4

Rel 5 / 6

Rel 7

Rel 8

Approx years of initial roll out

2003 / 4

2005 / 6 HSDPA
2007 / 8 HSUPA

2008 / 9

2009 / 10

Access methodology

CDMA

CDMA

CDMA

OFDMA / SC-FDMA

In addition to this, LTE is an all IP based network, supporting both IPv4 and IPv6. Originally there
was also no basic provision for voice, although Voice over LTE, VoLTE was added was chosen by
GSMA as the standard for this. In the interim, techniques including circuit switched fallback, CSFB
are expected to be used

LTE basics:- specification overview


It is worth summarizing the key parameters of the 3G LTE specification. In view of the fact that there
are a number of differences between the operation of the uplink and downlink, these naturally differ
in the performance they can offer.
LTE BASIC SPECIFICATIONS
PARAMETER

DETAILS

Peak downlink speed


64QAM
(Mbps)

100 (SISO), 172 (2x2 MIMO), 326 (4x4 MIMO)

Peak uplink speeds


(Mbps)

50 (QPSK), 57 (16QAM), 86 (64QAM)

Data type

All packet switched data (voice and data). No circuit switched.

Channel bandwidths
(MHz)

1.4, 3, 5, 10, 15, 20

LTE BASIC SPECIFICATIONS


PARAMETER

DETAILS

Duplex schemes

FDD and TDD

Mobility

0 - 15 km/h (optimised),
15 - 120 km/h (high performance)

Latency

Idle to active less than 100ms


Small packets ~10 ms

Spectral efficiency

Downlink: 3 - 4 times Rel 6 HSDPA


Uplink: 2 -3 x Rel 6 HSUPA

Access schemes

OFDMA (Downlink)
SC-FDMA (Uplink)

Modulation types supported

QPSK, 16QAM, 64QAM (Uplink and downlink)

These highlight specifications give an overall view of the performance that LTE will offer. It meets the
requirements of industry for high data download speeds as well as reduced latency - a factor
important for many applications from VoIP to gaming and interactive use of data. It also provides
significant improvements in the use of the available spectrum.

Main LTE technologies


LTE has introduced a number of new technologies when compared to the previous cellular systems.
They enable LTE to be able to operate more efficiently with respect to the use of spectrum, and also
to provide the much higher data rates that are being required.

OFDM (Orthogonal Frequency Division Multiplex):

OFDM technology has been

incorporated into LTE because it enables high data bandwidths to be transmitted efficiently
while still providing a high degree of resilience to reflections and interference. The access
schemes differ between the uplink and downlink: OFDMA (Orthogonal Frequency Division
Multiple Access is used in the downlink; while SC-FDMA(Single Carrier - Frequency Division
Multiple Access) is used in the uplink. SC-FDMA is used in view of the fact that its peak to
average power ratio is small and the more constant power enables high RF power amplifier
efficiency in the mobile handsets - an important factor for battery power equipment. Read more
about LTE OFDM / OFDMA / SCFMDA

MIMO (Multiple Input Multiple Output):

One of the main problems that previous

telecommunications systems has encountered is that of multiple signals arising from the many
reflections that are encountered. By using MIMO, these additional signal paths can be used to
advantage
and
are
able
to
be
used
to
increase
the
throughput.
When using MIMO, it is necessary to use multiple antennas to enable the different paths to be
distinguished. Accordingly schemes using 2 x 2, 4 x 2, or 4 x 4 antenna matrices can be used.
While it is relatively easy to add further antennas to a base station, the same is not true of
mobile handsets, where the dimensions of the user equipment limit the number of antennas
which should be place at least a half wavelength apart. Read more about LTE MIMO

SAE (System Architecture Evolution):

With the very high data rate and low latency

requirements for 3G LTE, it is necessary to evolve the system architecture to enable the
improved performance to be achieved. One change is that a number of the functions previously
handled by the core network have been transferred out to the periphery. Essentially this
provides a much "flatter" form of network architecture. In this way latency times can be reduced
and data can be routed more directly to its destination. Read more about LTE SAE
A fuller description of what LTE is and the how the associated technologies work is all addressed in
much greater detail in the following pages of this tutorial.

LTE OFDM, OFDMA SC-FDMA & Modulation


- LTE, Long term Evolution uses the modulation format, OFDM - orthogonal
frequency division multiplex, adapted to provide a mulple access scheme
using OFDMA and SC-FDMA.
LTE TUTORIAL INCLUDES
LTE Introduction
OFDM, OFDMA, SC-FDMA
LTE MIMO
TDD & FDD
Frame & subframe
Physical logical & transport channels
Bands and spectrum
UE categories
SAE architecture

LTE SON
VoLTE
SRVCC
LTE-M
LTE-U / LAA
Security
See also
4G LTE Advanced
One of the key elements of LTE is the use of OFDM, Orthogonal Frequency Division Multiplex, as
the signal bearer and the associated access schemes, OFDMA (Orthogonal Frequency Division
Multiplex) and SC-FDMA (Single Frequency Division Multiple Access).
OFDM is used in a number of other of systems from WLAN, WiMAX to broadcast technologies
including DVB and DAB. OFDM has many advantages including its robustness to multipath fading
and interference. In addition to this, even though, it may appear to be a particularly complicated form
of modulation, it lends itself to digital signal processing techniques.
In view of its advantages, the use of ODFM and the associated access technologies, OFDMA and
SC-FDMA are natural choices for the new LTE cellular standard.

LTE modulation & OFDM basics


The use of OFDM is a natural choice for LTE. While the basic concepts of OFDM are used, it has
naturally been tailored to meet the exact requirements for LTE. However its use of multiple carrier
each carrying a low data rate remains the same.

Note on OFDM:
Orthogonal Frequency Division Multiplex (OFDM) is a form of transmission that uses a large number of close spaced
carriers that are modulated with low rate data. Normally these signals would be expected to interfere with each other,
but by making the signals orthogonal to each other there is no mutual interference. The data to be transmitted is split
across all the carriers to give resilience against selective fading from multi-path effects..
Click on the link for an OFDM tutorial

The actual implementation of the technology will be different between the downlink (i.e. from base
station to mobile) and the uplink (i.e. mobile to the base station) as a result of the different
requirements between the two directions and the equipment at either end. However OFDM was
chosen as the signal bearer format because it is very resilient to interference. Also in recent years a
considerable level of experience has been gained in its use from the various forms of broadcasting
that use it along with Wi-Fi and WiMAX. OFDM is also a modulation format that is very suitable for
carrying high data rates - one of the key requirements for LTE.
In addition to this, OFDM can be used in both FDD and TDD formats. This becomes an additional
advantage.

LTE channel bandwidths and characteristics


One of the key parameters associated with the use of OFDM within LTE is the choice of bandwidth.
The available bandwidth influences a variety of decisions including the number of carriers that can
be accommodated in the OFDM signal and in turn this influences elements including the symbol
length and so forth.
LTE defines a number of channel bandwidths. Obviously the greater the bandwidth, the greater the
channel capacity.
The channel bandwidths that have been chosen for LTE are:
1. 1.4 MHz
2. 3 MHz
3. 5 MHz
4. 10 MHz
5. 15 MHz
6. 20 MHz
In addition to this the subcarriers spacing is 15 kHz, i.e. the LTE subcarriers are spaced 15 kHz apart
from each other. To maintain orthogonality, this gives a symbol rate of 1 / 15 kHz = of 66.7 s.
Each subcarrier is able to carry data at a maximum rate of 15 ksps (kilosymbols per second). This
gives a 20 MHz bandwidth system a raw symbol rate of 18 Msps. In turn this is able to provide a raw
data rate of 108 Mbps as each symbol using 64QAM is able to represent six bits.

It may appear that these rates do not align with the headline figures given in the LTE specifications.
The reason for this is that actual peak data rates are derived by first subtracting the coding and
control overheads. Then there are gains arising from elements such as the spatial multiplexing, etc.

LTE OFDM cyclic prefix, CP


One of the primary reasons for using OFDM as a modulation format within LTE (and many other
wireless systems for that matter) is its resilience to multipath delays and spread. However it is still
necessary to implement methods of adding resilience to the system. This helps overcome the intersymbol interference (ISI) that results from this.
In areas where inter-symbol interference is expected, it can be avoided by inserting a guard period
into the timing at the beginning of each data symbol. It is then possible to copy a section from the
end of the symbol to the beginning. This is known as the cyclic prefix, CP. The receiver can then
sample the waveform at the optimum time and avoid any inter-symbol interference caused by
reflections that are delayed by times up to the length of the cyclic prefix, CP.
The length of the cyclic prefix, CP is important. If it is not long enough then it will not counteract the
multipath reflection delay spread. If it is too long, then it will reduce the data throughput capacity. For
LTE, the standard length of the cyclic prefix has been chosen to be 4.69 s. This enables the system
to accommodate path variations of up to 1.4 km. With the symbol length in LTE set to 66.7 s.
The symbol length is defined by the fact that for OFDM systems the symbol length is equal to the
reciprocal of the carrier spacing so that orthogonality is achieved. With a carrier spacing of 15 kHz,
this gives the symbol length of 66.7 s.

LTE OFDMA in the downlink


The OFDM signal used in LTE comprises a maximum of 2048 different sub-carriers having a spacing
of 15 kHz. Although it is mandatory for the mobiles to have capability to be able to receive all 2048
sub-carriers, not all need to be transmitted by the base station which only needs to be able to
support the transmission of 72 sub-carriers. In this way all mobiles will be able to talk to any base
station.
Within the OFDM signal it is possible to choose between three types of modulation for the LTE
signal:
1. QPSK (= 4QAM) 2 bits per symbol
2. 16QAM 4 bits per symbol
3. 64QAM 6 bits per symbol

Note on QAM, Quadrature Amplitude Modualtion:


Quadrature amplitude modulation, QAM is widely sued for data transmission as it enables better elvels of spectral
efficiency than other forms of modulation. QAM uses two carriers onth e same frequency shifted by 90 which are
modulated by two data streams - I or Inphase and Q - Quadrature elements.
Click on the link for a QAM tutorial

The exact LTE modulation format is chosen depending upon the prevailing conditions. The lower
forms of modulation, (QPSK) do not require such a large signal to noise ratio but are not able to
send the data as fast. Only when there is a sufficient signal to noise ratio can the higher order
modulation format be used.

Downlink carriers and resource blocks


In the downlink, the subcarriers are split into resource blocks. This enables the system to be able to
compartmentalise the data across standard numbers of subcarriers.
Resource blocks comprise 12 subcarriers, regardless of the overall LTE signal bandwidth. They also
cover one slot in the time frame. This means that different LTE signal bandwidths will have different
numbers of resource blocks.
Channel bandwidth
(MHz)

1.4

10

15

20

Number of resource blocks

15

25

50

75

100

LTE SC-FDMA in the uplink


For the LTE uplink, a different concept is used for the access technique. Although still using a form of
OFDMA technology, the implementation is called Single Carrier Frequency Division Multiple Access
(SC-FDMA).
One of the key parameters that affects all mobiles is that of battery life. Even though battery
performance is improving all the time, it is still necessary to ensure that the mobiles use as little
battery power as possible. With the RF power amplifier that transmits the radio frequency signal via
the antenna to the base station being the highest power item within the mobile, it is necessary that it
operates in as efficient mode as possible. This can be significantly affected by the form of radio
frequency modulation and signal format. Signals that have a high peak to average ratio and require
linear amplification do not lend themselves to the use of efficient RF power amplifiers. As a result it is
necessary to employ a mode of transmission that has as near a constant power level when
operating. Unfortunately OFDM has a high peak to average ratio. While this is not a problem for the

base station where power is not a particular problem, it is unacceptable for the mobile. As a result,
LTE uses a modulation scheme known as SC-FDMA - Single Carrier Frequency Division Multiplex
which is a hybrid format. This combines the low peak to average ratio offered by single-carrier
systems with the multipath interference resilience and flexible subcarrier frequency allocation that
OFDM provides.

LTE MIMO: Multiple Input Multiple Output


Tutorial
- MIMO is used within LTE to provide better signal performance and / or higher
data rates by the use of the radio path reflections that exist.
IN THIS SECTION
LTE Introduction
OFDM, OFDMA, SC-FDMA
LTE MIMO
TDD & FDD
Frame & subframe
Physical logical & transport channels
Bands and spectrum
UE categories
SAE architecture
LTE SON
VoLTE
SRVCC

LTE-M
LTE-U / LAA
Security
See also
4G LTE Advanced
MIMO, Multiple Input Multiple Output is another of the LTE major technology innovations used to
improve the performance of the system. This technology provides LTE with the ability to further
improve its data throughput and spectral efficiency above that obtained by the use of OFDM.
Although MIMO adds complexity to the system in terms of processing and the number of antennas
required, it enables far high data rates to be achieved along with much improved spectral efficiency.
As a result, MIMO has been included as an integral part of LTE.

LTE MIMO basics


The basic concept of MIMO utilises the multipath signal propagation that is present in all terrestrial
communications. Rather than providing interference, these paths can be used to advantage.

General Outline of MIMO system


The transmitter and receiver have more than one antenna and using the processing power available
at either end of the link, they are able to utilise the different paths that exist between the two entities
to provide improvements in data rate of signal to noise.

Note on MIMO:
Two major limitations in communications channels can be multipath interference, and the data throughput limitations
as a result of Shannon's Law. MIMO provides a way of utilising the multiple signal paths that exist between a
transmitter and receiver to significantly improve the data throughput available on a given channel with its defined
bandwidth. By using multiple antennas at the transmitter and receiver along with some complex digital signal

processing, MIMO technology enables the system to set up multiple data streams on the same channel, thereby
increasing the data capacity of a channel.
Click on the link for a MIMO tutorial

MIMO is being used increasingly in many high data rate technologies including Wi-Fi and other
wireless and cellular technologies to provide improved levels of efficiency. Essentially MIMO
employs multiple antennas on the receiver and transmitter to utilise the multi-path effects that always
exist to transmit additional data, rather than causing interference.

LTE MIMO
The use of MIMO technology has been introduced successively over the different releases of the
LTE standards.
MIMO has been a cornerstone of the LTE standard, but initially, in releases 8 and 9 multiple transmit
antennas on the UE was not supported because in the interested of power reduction, only a single
RF power amplifier was assumed to be available.
It was in Rel. 10 that a number of new schemes were introduced. Closed loop spatial multiplexing for
SU-MIMO as well as multiple antennas on the UE.

LTE MIMO modes


There are several ways in which MIMO is implemented in LTE. These vary according to the
equipment used, the channel function and the equipment involved in the link.

Single antenna:

This is the form of wireless transmission used on most basic wireless

links. A single data stream is transmitted on one antenna and received by one or more
antennas. It may also be referred to as SISO: Single In Single Out or SIMO Single In Multiple
Out dependent upon the antennas used. SIMO is also called receive diversity.

Transmit diversity: This form of LTE MIMO scheme utilises the transmission of the same
information stream from multiple antennas. LTE supports two or four for this technique.. The
information is coded differently using Space Frequency Block Codes. This mode provides an
improvement in signal quality at reception and does not improve the data rate. Accordingly
this form of LTE MIMO is used on the Common Channels as well as the Control and
Broadcast channels.

Open loop spatial multiplexing: This form of MIMO used within the LTE system involves
sending two information streams which can be transmitted over two or more antennas.
However there is no feedback from the UE although a TRI, Transmit Rank Indicator

transmitted from the UE can be used by the base station to determine the number of spatial
layers.

Close loop spatial multiplexing :

This form of LTE MIMO is similar to the open loop

version, but as the name indicates it has feedback incorporated to close the loop. A PMI,
Pre-coding Matrix Indicator is fed back from the UE to the base station. This enables the
transmitter to pre-code the data to optimise the transmission and enable the receiver to more
easily separate the different data streams.

Closed loop with pre-coding: This is another form of LTE MIMO, but where a single code
word is transmitted over a single spatial layer. This can be sued as a fall-back mode for
closed loop spatial multiplexing and it may also be associated with beamforming as well.

Multi-User MIMO, MU-MIMO:

This form of LTE MIMO enables the system to target

different spatial streams to different users.

Beam-forming: This is the most complex of the MIMO modes and it is likely to use linear
arrays that will enable the antenna to focus on a particular area. This will reduce
interference, and increase capacity as the particular UE will have a beam formed in their
particular direction. In this a single code word is transmitted over a single spatial layer. A
dedicated reference signal is used for an additional port. The terminal estimates the channel
quality from the common reference signals on the antennas.

LTE FDD, TDD, TD-LTE Duplex Schemes


- information, overview, or tutorial about the LTE TDD and LTE FDD duplex
schemes used with LTE and including TD-LTE.
IN THIS SECTION
LTE Introduction
OFDM, OFDMA, SC-FDMA
LTE MIMO
TDD & FDD
Frame & subframe

Physical logical & transport channels


Bands and spectrum
UE categories
SAE architecture
LTE SON
VoLTE
SRVCC
LTE-M
LTE-U / LAA
Security
See also
4G LTE Advanced
LTE has been defined to accommodate both paired spectrum for Frequency Division Duplex, FDD
and unpaired spectrum for Time Division Duplex, TDD operation. It is anticipated that both LTE TDD
and LTE FDD will be widely deployed as each form of the LTE standard has its own advantages and
disadvantages and decisions can be made about which format to adopt dependent upon the
particular application.
LTE FDD using the paired spectrum is anticipated to form the migration path for the current 3G
services being used around the globe, most of which use FDD paired spectrum. However there has
been an additional emphasis on including TDD LTE using unpaired spectrum. TDD LTE which is also
known as TD-LTE is seen as providing the evolution or upgrade path for TD-SCDMA.
In view of the increased level of importance being placed upon LTE TDD or TD-LTE, it is planned
that user equipments will be designed to accommodate both FDD and TDD modes. With TDD
having an increased level of importance placed upon it, it means that TDD operations will be able to
benefit from the economies of scale that were previously only open to FDD operations.

Duplex schemes
It is essential that any cellular communications system must be able to transmit in both directions
simultaneously. This enables conversations to be made, with either end being able to talk and listen

as required. Additionally when exchanging data it is necessary to be able to undertake virtually


simultaneous or completely simultaneous communications in both directions.
It is necessary to be able to specify the different direction of transmission so that it is possible to
easily identify in which direction the transmission is being made. There are a variety of differences
between the two links ranging from the amount of data carried to the transmission format, and the
channels implemented. The two links are defined:

Uplink: the transmission from the UE or user equipment to the eNodeB or base station.

Downlink the transmission from the eNodeB or base station to the UE or user equipment.

Uplink and downlink transmission directions


In order to be able to be able to transmit in both directions, a user equipment or base station must
have a duplex scheme. There are two forms of duplex that are commonly used, namely FDD,
frequency division duplex and TDD time division duplex..

Note on TDD and FDD duplex schemes:


In order for radio communications systems to be able to communicate in both directions it is necessary to have what
is termed a duplex scheme. A duplex scheme provides a way of organizing the transmitter and receiver so that they
can transmit and receive. There are several methods that can be adopted. For applications including wireless and
cellular telecommunications, where it is required that the transmitter and receiver are able to operate simultaneously,
two schemes are in use. One known as FDD or frequency division duplex uses two channels, one for transmit and
the other for receiver. Another scheme known as TDD, time division duplex uses one frequency, but allocates
different time slots for transmission and reception.
Click on the link for more information on TDD FDD duplex schemes

Both FDD and TDD have their own advantages and disadvantages. Accordingly they may be used
for different applications, or where the bias of the communications is different.

Advantages / disadvantages of LTE TDD and LTE FDD for


cellular communications
There are a number of the advantages and disadvantages of TDD and FDD that are of particular
interest to mobile or cellular telecommunications operators. These are naturally reflected into LTE.
COMPARISON OF TDD LTE AND FDD LTE DUPLEX FORMATS
PARAMETER

LTE-TDD

LTE-FDD

Paired
spectrum

Does not require paired spectrum as


both transmit and receive occur on
the same channel

Requires paired spectrum with sufficient


frequency separation to allow
simultaneous transmission and reception

Hardware cost

Lower cost as no diplexer is needed


to isolate the transmitter and receiver.
As cost of the UEs is of major
importance because of the vast
numbers that are produced, this is a
key aspect.

Diplexer is needed and cost is higher.

Channel
reciprocity

Channel propagation is the same in


both directions which enables
transmit and receive to use on set of
parameters

Channel characteristics different in both


directions as a result of the use of
different frequencies

UL / DL
asymmetry

It is possible to dynamically change


the UL and DL capacity ratio to match
demand

UL / DL capacity determined by
frequency allocation set out by the
regulatory authorities. It is therefore not
possible to make dynamic changes to
match capacity. Regulatory changes
would normally be required and capacity
is normally allocated so that it is the
same in either direction.

Guard period /
guard band

Guard period required to ensure


uplink and downlink transmissions do
not clash. Large guard period will limit
capacity. Larger guard period
normally required if distances are
increased to accommodate larger
propagation times.

Guard band required to provide sufficient


isolation between uplink and downlink.
Large guard band does not impact
capacity.

Discontinuous
transmission

Discontinuous transmission is
required to allow both uplink and
downlink transmissions. This can
degrade the performance of the RF
power amplifier in the transmitter.

Continuous transmission is required.

Cross slot
interference

Base stations need to be


synchronised with respect to the
uplink and downlink transmission
times. If neighbouring base stations
use different uplink and downlink
assignments and share the same
channel, then interference may occur
between cells.

Not applicable

LTE TDD / TD-LTE and TD-SCDMA


Apart from the technical reasons and advantages for using LTE TDD / TD-LTE, there are market
drivers as well. With TD-SCDMA now well established in China, there needs to be a 3.9G and later a
4G successor to the technology. With unpaired spectrum allocated for TD-SCDMA as well as UMTS

TDD, it is natural to see many operators wanting an upgrade path for their technologies to benefit
from the vastly increased speeds and improved facilities of LTE. Accordingly there is a considerable
interest in the development of LTE TDD, which is also known in China as TD-LTE.
With the considerable interest from the supporters of TD-SCDMA, a number of features to make the
mode of operation of TD-LTE more of an upgrade path for TD-SCDMA have been incorporated. One
example of this is the subframe structure that has been adopted within LTE TDD / TD-LTE.
While both LTE TDD (TD-LTE) and LTE FDD will be widely used, it is anticipated that LTE FDD will
be the more widespread, although LTE TDD has a number of significant advantages, especially in
terms of higher spectrum efficiency that can be used by many operators. It is also anticipated that
phones will be able to operate using either the LTE FDD or LTE-TDD (TD-LTE) modes. In this way
the LTE UEs or user equipments will be dual standard phones, and able to operate in countries
regardless of the flavour of LTE that is used - the main problem will then be the frequency bands that
the phone can cover.

LTE Frame and Subframe Structure


- information, overview, or tutorial about the LTE frame and subframe structure
including LTE Type 1 and LTE Type 2 frames.
IN THIS SECTION
LTE Introduction
OFDM, OFDMA, SC-FDMA
LTE MIMO
TDD & FDD
Frame & subframe
Physical logical & transport channels
Bands and spectrum
UE categories
SAE architecture

LTE SON
VoLTE
SRVCC
LTE-M
LTE-U / LAA
Security
See also
4G LTE Advanced
In order that the 3G LTE system can maintain synchronisation and the system is able to manage the
different types of information that need to be carried between the base-station or eNodeB and the
User Equipment, UE, 3G LTE system has a defined LTE frame and subframe structure for the EUTRA or Evolved UMTS Terrestrial Radio Access, i.e. the air interface for 3G LTE.
The frame structures for LTE differ between the Time Division Duplex, TDD and the Frequency
Division Duplex, FDD modes as there are different requirements on segregating the transmitted
data.
There are two types of LTE frame structure:
1. Type 1: used for the LTE FDD mode systems.

2. Type 2: used for the LTE TDD systems.

Type 1 LTE Frame Structure


The basic type 1 LTE frame has an overall length of 10 ms. This is then divided into a total of 20
individual slots. LTE Subframes then consist of two slots - in other words there are ten LTE
subframes within a frame.

Type 1 LTE Frame Structure

Type 2 LTE Frame Structure


The frame structure for the type 2 frames used on LTE TDD is somewhat different. The 10 ms frame
comprises two half frames, each 5 ms long. The LTE half-frames are further split into five subframes,
each 1ms long.

Type 2 LTE Frame Structure


(shown for 5ms switch point periodicity).
The subframes may be divided into standard subframes of special subframes. The special
subframes consist of three fields;

DwPTS - Downlink Pilot Time Slot

GP - Guard Period

UpPTS - Uplink Pilot Time Stot.

These three fields are also used within TD-SCDMA and they have been carried over into LTE TDD
(TD-LTE) and thereby help the upgrade path. The fields are individually configurable in terms of
length, although the total length of all three together must be 1ms.

LTE TDD / TD-LTE subframe allocations

One of the advantages of using LTE TDD is that it is possible to dynamically change the up and
downlink balance and characteristics to meet the load conditions. In order that this can be achieved
in an ordered fashion, a number of standard configurations have been set within the LTE standards.
A total of seven up / downlink configurations have been set, and these use either 5 ms or 10 ms
switch periodicities. In the case of the 5ms switch point periodicity, a special subframe exists in both
half frames. In the case of the 10 ms periodicity, the special subframe exists in the first half frame
only. It can be seen from the table below that the subframes 0 and 5 as well as DwPTS are always
reserved for the downlink. It can also be seen that UpPTS and the subframe immediately following
the special subframe are always reserved for the uplink transmission.
UPLINKDOWNLINK
CONFIGURATION

DOWNLINK TO
UPLINK SWITCH
PERIODICITY

SUBFRAME NUMBER

5 ms

5 ms

5 ms

10 ms

10 ms

10 ms

5 ms

Where:
D

is
a
S
is
a
"special"
U is a subframe for uplink transmission

subframe
subframe

for
used

downlink
for
a

transmission
guard
time

Uplink / Downlink subframe configurations for LTE TDD (TD-LTE)

LTE Physical, Logical and Transport Channels


- overview, information, tutorial about the physical, logical, control and
transport channels used within 3GPP, 3G LTE and the LTE channel mapping.
IN THIS SECTION
LTE Introduction
OFDM, OFDMA, SC-FDMA

LTE MIMO
TDD & FDD
Frame & subframe
Physical logical & transport channels
Bands and spectrum
UE categories
SAE architecture
LTE SON
VoLTE
SRVCC
LTE-M
LTE-U / LAA
Security
See also
4G LTE Advanced
In order that data can be transported across the LTE radio interface, various "channels" are used.
These are used to segregate the different types of data and allow them to be transported across the
radio access network in an orderly fashion.
Effectively the different channels provide interfaces to the higher layers within the LTE protocol
structure and enable an orderly and defined segregation of the data.

3G LTE channel types


There are three categories into which the various data channels may be grouped.

Physical channels:

These are transmission channels that carry user data and control

messages.

Transport channels:

The physical layer transport channels offer information transfer to

Medium Access Control (MAC) and higher layers.

Logical channels: Provide services for the Medium Access Control (MAC) layer within the
LTE protocol structure.

3G LTE physical channels


The LTE physical channels vary between the uplink and the downlink as each has different
requirements and operates in a different manner.

Downlink:

Physical Broadcast Channel (PBCH):

This physical channel carries system

information for UEs requiring to access the network. It only carries what is termed
Master Information Block, MIB, messages. The modulation scheme is always QPSK
and the information bits are coded and rate matched - the bits are then scrambled
using a scrambling sequence specific to the cell to prevent confusion with data from
other
cells.
The MIB message on the PBCH is mapped onto the central 72 subcarriers or six
central resource blocks regardless of the overall system bandwidth. A PBCH
message is repeated every 40 ms, i.e. one TTI of PBCH includes four radio frames.
The PBCH transmissions has 14 information bits, 10 spare bits, and 16 CRC bits.
o

Physical Control Format Indicator Channel (PCFICH) : As the name implies the
PCFICH informs the UE about the format of the signal being received. It indicates the
number of OFDM symbols used for the PDCCHs, whether 1, 2, or 3. The information
within the PCFICH is essential because the UE does not have prior information about
the
size
of
the
control
region.
A PCFICH is transmitted on the first symbol of every sub-frame and carries a Control
Format Indicator, CFI, field. The CFI contains a 32 bit code word that represents 1, 2,
or
3.
CFI
4
is
reserved
for
possible
future
use.

The PCFICH uses 32,2 block coding which results in a 1/16 coding rate, and it
always uses QPSK modulation to ensure robust reception.
o

Physical Downlink Control Channel (PDCCH) : The main purpose of this physical
channel

is

to

carry

mainly

scheduling

information

Downlink resource scheduling

Uplink power control instructions

Uplink resource grant

Indication for paging or system information

of

different

types:

The PDCCH contains a message known as the Downlink Control Information, DCI
which carries the control information for a particular UE or group of UEs. The DCI
format has several different types which are defined with different sizes. The different
format types include: Type 0, 1, 1A, 1B, 1C, 1D, 2, 2A, 2B, 2C, 3, 3A, and 4.
o

Physical Hybrid ARQ Indicator Channel (PHICH) :

As the name implies, this

channel is used to report the Hybrid ARQ status. It carries the HARQ ACK/NACK
signal indicating whether a transport block has been correctly received. The HARQ
indicator is 1 bit long - "0" indicates ACK, and "1" indicates NACK.
The PHICH is transmitted within the control region of the subframe and is typically
only transmitted within the first symbol. If the radio link is poor, then the PHICH is
extended to a number symbols for robustness.

Uplink:

Physical Uplink Control Channel (PUCCH) :

The Physical Uplink Control

Channel, PUCCH provides the various control signalling requirements. There are a
number of different PUCCH formats defined to enable the channel to carry the
required information in the most efficient format for the particular scenario
encountered. It includes the ability to carry SRs, Scheduling Requests.
The

basic

formats

are

summarised

below:

PUCCH
FORMAT

UPLINK CONTROL
INFORMATION

MODULATION
SCHEME

BITS PER SUBFRAME

Format 1

SR

N/A

N/A

Format 1a

1 bit HARQ ACK/NACK with or


without SR

BPSK

Format 1b

2 bit HARQ ACK/NACK with or


without SR

QPSK

Format 2

CQI/PMI or RI

QPSK

20

Format 2a

CQI/PMI or RI and 1 bit HARQ


ACK/NACK

QPSK + BPSK

21

Format 2b

CQI/PMI or RI and 2 bit HARQ


ACK/NACK

QPSK + BPSK

22

Format 3

NOTES

Provides support for carrier


aggregation.

Physical Uplink Shared Channel (PUSCH) : This physical channel found on the
LTE uplink is the Uplink counterpart of PDSCH

Physical Random Access Channel (PRACH) :

This uplink physical channel is

used for random access functions. This is the only non-synchronised transmission
that the UE can make within LTE. The downlink and uplink propagation delays are
unknown when PRACH is used and therefore it cannot be synchronised.
The PRACH instance is made up from two sequences: a cyclic prefix and a guard
period. The preamble sequence may be repeated to enable the eNodeB to decode
the preamble when link conditions are poor.

LTE transport channels


The LTE transport channels vary between the uplink and the downlink as each has different
requirements and operates in a different manner. Physical layer transport channels offer information
transfer to medium access control (MAC) and higher layers.

Downlink:

Broadcast Channel (BCH) : The LTE transport channel maps to Broadcast Control
Channel (BCCH)

Downlink Shared Channel (DL-SCH) : This transport channel is the main channel
for downlink data transfer. It is used by many logical channels.

Paging Channel (PCH) : To convey the PCCH

Multicast Channel (MCH) :

This transport channel is used to transmit MCCH

information to set up multicast transmissions.

Uplink:

Uplink Shared Channel (UL-SCH) : This transport channel is the main channel for
uplink data transfer. It is used by many logical channels.

Random Access Channel (RACH) : This is used for random access requirements.

LTE logical channels


The logical channels cover the data carried over the radio interface. The Service Access Point, SAP
between MAC sublayer and the RLC sublayer provides the logical channel.

Control channels: these LTE control channels carry the control plane information:

Broadcast Control Channel (BCCH) :

This control channel provides system

information to all mobile terminals connected to the eNodeB.


o

Paging Control Channel (PCCH) :

This control channel is used for paging

information when searching a unit on a network.


o

Common Control Channel (CCCH) :

This channel is used for random access

information, e.g. for actions including setting up a connection.


o

Multicast Control Channel (MCCH) : This control channel is used for Information
needed for multicast reception.

Dedicated Control Channel (DCCH) :

This control channel is used for carrying

user-specific control information, e.g. for controlling actions including power control,
handover, etc..

Traffic

channels:These

LTE

traffic

channels

Dedicated Traffic Channel (DTCH) :

carry

the

user-plane

data:

This traffic channel is used for the

transmission of user data.


o

Multicast Traffic Channel (MTCH) : This channel is used for the transmission of
multicast data.

It will be seen that many of the LTE channels bear similarities to those sued in previous generations
of mobile telecommunications.

LTE Frequency Bands & Spectrum Allocations


- a summary and tables of the LTE frequency band spectrum allocations for
3G & 4G LTE - TDD and FDD.
IN THIS SECTION
LTE Introduction
OFDM, OFDMA, SC-FDMA
LTE MIMO
TDD & FDD
Frame & subframe
Physical logical & transport channels
Bands and spectrum
UE categories
SAE architecture
LTE SON
VoLTE

SRVCC
LTE-M
LTE-U / LAA
Security
See also
4G LTE Advanced
There is a growing number of LTE frequency bands that are being designated as possibilities for use
with LTE. Many of the LTE frequency bands are already in use for other cellular systems, whereas
other LTE bands are new and being introduced as other users are re-allocated spectrum elsewhere.

FDD and TDD LTE frequency bands


FDD spectrum requires pair bands, one of the uplink and one for the downlink, and TDD requires a
single band as uplink and downlink are on the same frequency but time separated. As a result, there
are different LTE band allocations for TDD and FDD. In some cases these bands may overlap, and it
is therefore feasible, although unlikely that both TDD and FDD transmissions could be present on a
particular LTE frequency band.
The greater likelihood is that a single UE or mobile will need to detect whether a TDD or FDD
transmission should be made on a given band. UEs that roam may encounter both types on the
same band. They will therefore need to detect what type of transmission is being made on that
particular LTE band in its current location.
The different LTE frequency allocations or LTE frequency bands are allocated numbers. Currently
the LTE bands between 1 & 22 are for paired spectrum, i.e. FDD, and LTE bands between 33 & 41
are for unpaired spectrum, i.e. TDD.

LTE frequency band definitions

FDD LTE frequency band allocations

There is a large number of allocations or radio spectrum that has been reserved for FDD, frequency
division duplex, LTE use.
The FDD LTE frequency bands are paired to allow simultaneous transmission on two frequencies.
The bands also have a sufficient separation to enable the transmitted signals not to unduly impair
the receiver performance. If the signals are too close then the receiver may be "blocked" and the
sensitivity impaired. The separation must be sufficient to enable the roll-off of the antenna filtering to
give sufficient attenuation of the transmitted signal within the receive band.
FDD LTE BANDS & FREQUENCIES
LTE
BAND
NUMBER

UPLINK
(MHZ)

DOWNLINK
(MHZ)

WIDTH
OF
BAND
(MHZ)

DUPLEX
SPACIN
G (MHZ)

BAND
GAP
(MHZ)

1920 - 1980

2110 - 2170

60

190

130

1850 - 1910

1930 - 1990

60

80

20

1710 - 1785

1805 -1880

75

95

20

1710 - 1755

2110 - 2155

45

400

355

824 - 849

869 - 894

25

45

20

830 - 840

875 - 885

10

35

25

2500 - 2570

2620 - 2690

70

120

50

880 - 915

925 - 960

35

45

10

1749.9 - 1784.9

1844.9 - 1879.9

35

95

60

10

1710 - 1770

2110 - 2170

60

400

340

11

1427.9 - 1452.9

1475.9 - 1500.9

20

48

28

12

698 - 716

728 - 746

18

30

12

13

777 - 787

746 - 756

10

-31

41

14

788 - 798

758 - 768

10

-30

40

15

1900 - 1920

2600 - 2620

20

700

680

16

2010 - 2025

2585 - 2600

15

575

560

17

704 - 716

734 - 746

12

30

18

18

815 - 830

860 - 875

15

45

30

19

830 - 845

875 - 890

15

45

30

20

832 - 862

791 - 821

30

-41

71

21

1447.9 - 1462.9

1495.5 - 1510.9

15

48

33

22

3410 - 3500

3510 - 3600

90

100

10

23

2000 - 2020

2180 - 2200

20

180

160

24

1625.5 - 1660.5

1525 - 1559

34

-101.5

135.5

25

1850 - 1915

1930 - 1995

65

80

15

26

814 - 849

859 - 894

30 / 40

27

807 - 824

852 - 869

17

45

28

28

703 - 748

758 - 803

45

55

10

29

n/a

717 - 728

11

10

FDD LTE BANDS & FREQUENCIES


LTE
BAND
NUMBER

UPLINK
(MHZ)

DOWNLINK
(MHZ)

WIDTH
OF
BAND
(MHZ)

DUPLEX
SPACIN
G (MHZ)

BAND
GAP
(MHZ)

30

2305 - 2315

2350 - 2360

10

45

35

31

452.5 - 457.5

462.5 - 467.5

10

TDD LTE frequency band allocations


With the interest in TDD LTE, there are several unpaired frequency allocations that are being
prepared for LTR TDD use. The TDD LTE bands are unpaired because the uplink and downlink
share the same frequency, being time multiplexed.
TDD LTE BANDS & FREQUENCIES
LTE BAND
NUMBER

ALLOCATION (MHZ)

WIDTH OF BAND (MHZ)

33

1900 - 1920

20

34

2010 - 2025

15

35

1850 - 1910

60

36

1930 - 1990

60

37

1910 - 1930

20

38

2570 - 2620

50

39

1880 - 1920

40

40

2300 - 2400

100

41

2496 - 2690

194

42

3400 - 3600

200

43

3600 - 3800

200

44

703 - 803

100

There are regular additions to the LTE frequency bands / LTE spectrum allocations as a result of
negotiations at the ITU regulatory meetings. These LTE allocations are resulting in part from the
digital dividend, and also from the pressure caused by the ever growing need for mobile
communications. Many of the new LTE spectrum allocations are relatively small, often 10 - 20MHz in
bandwidth, and this is a cause for concern. With LTE-Advanced needing bandwidths of 100 MHz,
channel aggregation over a wide set of frequencies many be needed, and this has been recognised
as a significant technological problem. . . . . . . . .
Additional information on LTE frequency bands.

LTE UE Category & Class Definitions


- LTE utilises UE or User Equipment categories or classes to define the
performance specifications an enable base stations to be able to
communicate effectively with them knowing their performance levels. Some
like LTE Cat 3, LTE Cat 4 and LTE Cat 0 are widely quoted and used. Other
like LTE Cat 7 and LTE Cat 8 are much newer.
LTE TUTORIAL INCLUDES
LTE Introduction
OFDM, OFDMA, SC-FDMA
LTE MIMO
TDD & FDD
Frame & subframe
Physical logical & transport channels
Bands and spectrum
UE categories
SAE architecture
LTE SON
VoLTE
SRVCC
LTE-M
LTE-U / LAA
Security
See also

4G LTE Advanced
In the same way that a variety of other systems adopted different categories for the handsets or user
equipments, so too there are 3G LTE UE categories. These LTE categories define the standards to
which a particular handset, dongle or other equipment will operate.

LTE UE category rationale


The LTE categories or UE classes are needed to ensure that the base station, or eNodeB, eNB can
communicate correctly with the user equipment. By relaying the LTE UE category information to the
base station, it is able to determine the performance of the UE and communicate with it accordingly.
As the LTE category defines the overall performance and the capabilities of the UE, it is possible for
the eNB to communicate using capabilities that it knows the UE possesses. Accordingly the eNB will
not communicate beyond the performance of the UE.

LTE UE category definitions


There are 9 different LTE UE categories that are defined. As can be seen in the table below, the
different LTE categories have a wide range in the supported parameters and performance. LTE
category 1, for example does not support MIMO, but LTE UE category five supports 4x4 MIMO.
It is also worth noting that UE class 1 does not offer the performance offered by that of the highest
performance HSPA category. Additionally all LTE UE categories are capable of receiving
transmissions from up to four antenna ports.
A summary of the different LTE UE category parameters is given in the tables below.
HEADLINE DATA RATES FOR LTE CATEGORIES
LTE UE CATEGORY
LINK

Downlink

10

50

100

150

300

300

300

1200

HEADLINE DATA RATES FOR LTE CATEGORIES


LTE UE CATEGORY
LINK

Uplink

25

50

50

75

50

150

600

It can be seen that the headline data rates for category 8 exceed the requiremetns for IMT-Advanced
by a considerable margin.
While the headline rates for the different LTE UE categories or UE classes show the maximum data
rates achievable, it is worth looking in further detail at the underlying performance characteristics.
UL AND DL PARAMETERS FOR LTE UE CATEGORIES 1 - 5
LTE CATEGORY
PARAMETER

LTE CAT 1

LTE CAT 2

LTE CAT 3

LTE CAT 4

LTE CAT 5

Max number of DL-SCH


transport block bits received
in a TTI

10 296

51 024

102 048

150 752

302 752

Max number of bits of a DLSCH block received in a TTI

10 296

51 024

75 376

75 376

151 376

Total number of soft channel


bits

250 368

1 237 248

1 237 248

1 827 072

3 667 200

Maximum number of
supported layers for spatial
multiplexing in DL

Max number of bits of an


UL-SCH transport block
received in a TTI

5 160

25 456

51 024

51 024

75 376

Support for 64-QAM in UL

No

No

No

No

Yes

UL AND DL PARAMETERS FOR LTE UE CATEGORIES 6, 7, 8


LTE CATEGORY
PARAMETER

LTE CAT 6

LTE CAT 7

LTE CAT 8

Max number of DL-SCH


transport block bits received
in a TTI

299 552

299 552

1 200 000

Max number of bits of a DLSCH block received in a TTI

TBD

TBD

TBD

Total number of soft channel


bits

3 667 200

TBD

TBD

Max number of bits of an


UL-SCH transport block
received in a TTI

TBD

TBD

TBD

Support for 64-QAM in UL

No

Yes, up to

Yes

Maximum number of
supported layers for spatial
multiplexing in DL

UL AND DL PARAMETERS FOR LTE UE CATEGORIES 6, 7, 8


LTE CATEGORY
PARAMETER

LTE CAT 6

LTE CAT 7

LTE CAT 8

RAN 4

From this it can be seen that the peak downlink data rate for a Category 5 UE using 4x4 MIMO is
approximately 300 Mbps, and 150 Mbps for a Category 4 UE using 2x2 MIMO. Also in the Uplink,
LTE UE category 5 provides a peak data rate of 75 Mbps using 64-QAM.

Note:
DL-SCH
UL-SCH
TTI = Transmission Time Interval

=
=

Downlink
Uplink

shared
shared

channel
channel

LTE Category 0
With the considerable level of development being undertaken into the Internet of Things, IoT and
general machine to machine, M2M communications, there has been a growing need to develop an
LTE category focussed on these applications. Here, much lower data rates are needed, often only in
short bursts and an accompanying requirement is for the remote device or machine to be able to
draw only low levels of current.
To enable the requirements of these devices to be met using LTE, and new LTE category was
developed. Referred to as LTE Category 0, or simply LTE Cat 0, this new category has a reduced
performance requirement that meets the needs of many machines while significantly reducing
complexity and current consumption. Whilst Category 0 offered a reduced specification, it still
complied with the LTE system requirements.
LTE CATEGORY 0 PERFORMANCE SUMMARY
PARAMETER

LTE CAT 0
PERFORMANCE

Peak downlink rate

1 Mbps

Peak uplink rate

1 Mbps

Max number of downlink spatial layers

Number of UE RF chains

Duplex mode

Half duplex

UE receive bandwidth

20 MHz

Maximum UE transmit power

23 dBm

The new LTE Cat 0 was introduced in Rel 12 of the 3GPP standards. And it is being advanced in
further releases.

One major advantage of LTE Category 0 is that the modem complexity is considerably reduced
when compared to other LTE Categories. It is expected that the modem complexity for a Cat 0
modem will be around 50% that of a Category 1 modem.

LTE UE category summary


In the same way that category information is used for virtually all cellular systems from GPRS
onwards, so the LTE UE category information is of great importance. While users may not be
particularly aware of the category of their UE, it will match the performance an allow the eNB to
communicate effectively with all the UEs that are connected to it.

LTE SAE System Architecture Evolution


- information, overview, or tutorial about the basics of the 3G LTE SAE,
system architecture evolution and the LTE Network
IN THIS SECTION
LTE Introduction
OFDM, OFDMA, SC-FDMA
LTE MIMO
TDD & FDD
Frame & subframe
Physical logical & transport channels
Bands and spectrum
UE categories
SAE architecture
LTE SON
VoLTE

SRVCC
LTE-M
LTE-U / LAA
Security
See also
4G LTE Advanced
Along with 3G LTE - Long Term Evolution that applies more to the radio access technology of the
cellular telecommunications system, there is also an evolution of the core network. Known as SAE System Architecture Evolution. This new architecture has been developed to provide a considerably
higher level of performance that is in line with the requirements of LTE.
As a result it is anticipated that operators will commence introducing hardware conforming to the
new System Architecture Evolution standards so that the anticipated data levels can be handled
when 3G LTE is introduced.
The new SAE, System Architecture Evolution has also been developed so that it is fully compatible
with LTE Advanced, the new 4G technology. Therefore when LTE Advanced is introduced, the
network will be able to handle the further data increases with little change.

Reason for SAE System Architecture Evolution


The SAE System Architecture Evolution offers many advantages over previous topologies and
systems used for cellular core networks. As a result it is anticipated that it will be wide adopted by
the cellular operators.
SAE System Architecture Evolution will offer a number of key advantages:
1. Improved data capacity: With 3G LTE offering data download rates of 100 Mbps, and the
focus of the system being on mobile broadband, it will be necessary for the network to be
able to handle much greater levels of data. To achieve this it is necessary to adopt a system
architecture that lends itself to much grater levels of data transfer.
2. All IP architecture: When 3G was first developed, voice was still carried as circuit switched
data. Since then there has been a relentless move to IP data. Accordingly the new SAE,
System Architecture Evolution schemes have adopted an all IP network configuration.

3. Reduced latency: With increased levels of interaction being required and much faster
responses, the new SAE concepts have been evolved to ensure that the levels of latency
have been reduced to around 10 ms. This will ensure that applications using 3G LTE will be
sufficiently responsive.
4. Reduced OPEX and CAPEX: A key element for any operator is to reduce costs. It is
therefore essential that any new design reduces both the capital expenditure (CAPEX)and
the operational expenditure (OPEX). The new flat architecture used for SAE System
Architecture Evolution means that only two node types are used. In addition to this a high
level of automatic configuration is introduced and this reduces the set-up and commissioning
time.

SAE System Architecture Evolution basics


The new SAE network is based upon the GSM / WCDMA core networks to enable simplified
operations and easy deployment. Despite this, the SAE network brings in some major changes, and
allows far more efficient and effect transfer of data.
There are several common principles used in the development of the LTE SAE network:

a common gateway node and anchor point for all technologies.

an optimised architecture for the user plane with only two node types.

an all IP based system with IP based protocols used on all interfaces.

a split in the control / user plane between the MME, mobility management entity and the
gateway.

a radio access network / core network functional split similar to that used on WCDMA /
HSPA.

integration of non-3GPP access technologies (e.g. cdma2000, WiMAX, etc) using client as
well as network based mobile-IP.

The main element of the LTE SAE network is what is termed the Evolved Packet Core or EPC. This
connects to the eNodeBs as shown in the diagram below.

LTE SAE Evolved Packet Core


As seen within the diagram, the LTE SAE Evolved Packet Core, EPC consists of four main elements
as listed below:

Mobility Management Entity, MME: The MME is the main control node for the LTE SAE
access network, handling a number of features:
o

Idle mode UE tracking

Bearer activation / de-activation

Choice of SGW for a UE

Intra-LTE handover involving core network node location

Interacting with HSS to authenticate user on attachment and implements roaming


restrictions

It acts as a termination for the Non-Access Stratum (NAS)

Provides temporary identities for UEs

The SAE MME acts the termination point for ciphering protection for NAS signaling.
As part of this it also handles the security key management. Accordingly the MME is
the point at which lawful interception of signalling may be made.

Paging procedure

The S3 interface terminates in the MME thereby providing the control plane function
for mobility between LTE and 2G/3G access networks.

The SAE MME also terminates the S6a interface for the home HSS for roaming UEs.

It can therefore be seen that the SAE MME provides a considerable level of overall control
functionality.

Serving Gateway, SGW: The Serving Gateway, SGW, is a data plane element within the
LTE SAE. Its main purpose is to manage the user plane mobility and it also acts as the main
border between the Radio Access Network, RAN and the core network. The SGW also
maintains the data paths between the eNodeBs and the PDN Gateways. In this way the
SGW forms a interface for the data packet network at the E-UTRAN.
Also when UEs move across areas served by different eNodeBs, the SGW serves as a
mobility anchor ensuring that the data path is maintained.

PDN Gateway, PGW:

The LTE SAE PDN gateway provides connectivity for the UE to

external packet data networks, fulfilling the function of entry and exit point for UE data. The
UE may have connectivity with more than one PGW for accessing multiple PDNs.

Policy and Charging Rules Function, PCRF: This is the generic name for the entity within
the LTE SAE EPC which detects the service flow, enforces charging policy. For applications
that require dynamic policy or charging control, a network element entitled the Applications
Function,
AF
is
used.

LTE SAE PCRF Interfaces

LTE SAE Distributed intelligence

In order that requirements for increased data capacity and reduced latency can be met, along with
the move to an all-IP network, it is necessary to adopt a new approach to the network structure.
For 3G UMTS / WCDMA the UTRAN (UMTS Terrestrial Radio Access Network, comprising the Node
B's or basestations and Radio Network Controllers) employed low levels of autonomy. The Node Bs
were connected in a star formation to the Radio Network Controllers (RNCs) which carried out the
majority of the management of the radio resource. In turn the RNCs connected to the core network
and connect in turn to the Core Network.
To provide the required functionality within LTE SAE, the basic system architecture sees the removal
of a layer of management. The RNC is removed and the radio resource management is devolved to
the base-stations. The new style base-stations are called eNodeBs or eNBs.
The eNBs are connected directly to the core network gateway via a newly defined "S1 interface". In
addition to this the new eNBs also connect to adjacent eNBs in a mesh via an "X2 interface". This
provides a much greater level of direct interconnectivity. It also enables many calls to be routed very
directly as a large number of calls and connections are to other mobiles in the same or adjacent
cells. The new structure allows many calls to be routed far more directly and with only minimum
interaction with the core network.
In addition to the new Layer 1 and Layer 2 functionality, eNBs handle several other functions. This
includes the radio resource control including admission control, load balancing and radio mobility
control including handover decisions for the mobile or user equipment (UE).
The additional levels of flexibility and functionality given to the new eNBs mean that they are more
complex than the UMTS and previous generations of base-station. However the new 3G LTE SAE
network structure enables far higher levels of performance. In addition to this their flexibility enables
them to be updated to handle new upgrades to the system including the transition from 3G LTE to
4G LTE Advanced.
The new System Architecture Evolution, SAE for LTE provides a new approach for the core network,
enabling far higher levels of data to be transported to enable it to support the much higher data rates
that will be possible with LTE. In addition to this, other features that enable the CAPEX and OPEX to
be reduced when compared to existing systems, thereby enabling higher levels of efficiency to be
achieved.

LTE SON Self Organizing Networks


- LTE, Long Term Evolution and the requirements for LTE SON, Self
Organising Networks
IN THIS SECTION

LTE Introduction
OFDM, OFDMA, SC-FDMA
LTE MIMO
TDD & FDD
Frame & subframe
Physical logical & transport channels
Bands and spectrum
UE categories
SAE architecture
LTE SON
VoLTE
SRVCC
LTE-M
LTE-U / LAA
Security
See also
4G LTE Advanced
With LTE requiring smaller cell sizes to enable the much greater levels of data traffic to be handled,
there networks have become considerably more complicated and trying to plan and manage the
network centrally is not as viable. Coupled with the need to reduce costs by reducing manual input,
there has been a growing impetus to implement self organising networks.
Accordingly LTE can be seen as one of the major drivers behind the self-organising network, SON
philosophy.

Accordingly 3GPP developed many of the requirements for LTE SON to sit alongside the basic
functionality of LTE. As a result the standards for LTE SON are embedded within the 3GPP
standards.

LTE SON development


The term SON came into frequent use after the term was adopted by the Next Generation Mobile
Networks, NGMN alliance. The idea came about as result of the need within LTE to be able to
deploy many more cells. Femtocells and other microcells are an integral part of the LTE deployment
strategy. With revenue per bit falling, costs for deployment must be kept to a minimum as well as
ensuring the network is operating to its greatest efficiency.
3GPP, the Third Generation Partnership Programme has created the standards for SON and as they
are generally first to be deployed with LTE, they are often referred to as LTE SON.
While 3GPP has generated the standards, they have been based upon long term objectives for a
'SON-enabled broadband mobile network' set out by the NGMN.
NGMN has defined the necessary use cases, measurements, procedures and open interfaces to
ensure that multivendor offerings are available. 3GPP has incorporated these aspirations into
useable standards.

Major elements of LTE SON


Although LTE SON self-optimising networks is one of the major drivers for the generic SON
technology, the basic requirements remain the same whatever the technology to which it will be
applied.
The main elements of SON include:

Self configuration: The aim for the self configuration aspects of LTE SON is to enable new
base stations to become essentially "Plug and Play" items. They should need as little manual
intervention in the configuration process as possible. Not only will they be able to organise
the RF aspects, but also configure the backhaul as well.

Self optimisation: Once the system has been set up, LTE SON capabilities will enable the
base station to optimise the operational characteristics to best meet the needs of the overall
network.

Self-healing: Another major feature of LTE SON is to enable the network to self-heal. It will
do this by changing the characteristics of the network to mask the problem until it is fixed.

For example, the boundaries of adjacent cells can be increased by changing antenna
directions and increasing power levels, etc..
Typically an LTE SON system is a software package with relevant options that is incorporated into an
operator's network.

Note on SON, Self Organizing Networks:


SON mainly came out of the requirements of LTE and the more complicated networks that will arise. However the
concepts behind SON can be applied at any network enabling its efficiency to be increased while keeping costs low.
Accordingly, it is being used increasingly to reduce operational and capital expenditure by adding software to the
network to enable it to organise and run itself.
Click on the link for further information about Self Organising Networks, SON

LTE SON and 3GPP standards


LTE Son has been standardised in the various 3GPP standards. It was first incorporated into 3GPP
release 8, and further functionality has been progressively added in the further releases of the
standards.
One of the major aims of the 3GPP standardization is the support of SON features is to ensure that
multi-vendor network environments operate correctly with LTE SON. As a result, 3GPP has defined a
set of LTE SON use cases and the associated SON functions.
As the functionality of LTE advances, the LTE SON standardisation effectively track the LTE network
evolution stages. In this way SON will be applicable to the LTE networks.

Voice over LTE - VoLTE Tutorial


- operation of Voice over LTE VoLTE system for providing a unified format of
voice traffic on LTE, and other systems including CSFB, and SV-LTE.
IN THIS SECTION
LTE Introduction

OFDM, OFDMA, SC-FDMA


LTE MIMO
TDD & FDD
Frame & subframe
Physical logical & transport channels
Bands and spectrum
UE categories
SAE architecture
LTE SON
VoLTE
SRVCC
LTE-M
LTE-U / LAA
Security
See also
4G LTE Advanced
The Voice over LTE, VoLTE scheme was devised as a result of operators seeking a standardised
system for transferring traffic for voice over LTE.
Originally LTE was seen as a completely IP cellular system just for carrying data, and operators
would be able to carry voice either by reverting to 2G / 3G systems or by using VoIP in one form or
another.

From around 2014 Phones like this iPhone6 incorporated VoLTE as standard
However it was seen that this would lead to fragmentation and incompatibility not allowing all phones
to communicate with each other and this would reduce voice traffic. Additionally SMS services are
still widely used, often proving a means of set-up for other applications.
Even though revenue from voice calls and SMS is falling, a format for voice over LTE and
messaging, it was as necessary to have a viable and standardized scheme to provide the voice and
SMS services to protect this revenue.

Options for LTE Voice


When looking at the options for ways of carrying voice over the LTE system, a number of possible
solutions were investigated. A number of alliances were set up to promote different ways of providing
the service. A number of systems were prosed as outlined below:

CSFB, Circuit Switched Fall Back:

The circuit switched fall-back, CSFB option for

providing voice over LTE has been standardised under 3GPP specification 23.272.
Essentially LTE CSFB uses a variety of processes and network elements to enable the
circuit to fall back to the 2G or 3G connection (GSM, UMTS, CDMA2000 1x) before a circuit
switched
call
is
initiated.
The specification also allows for SMS to be carried as this is essential for very many set-up
procedures for cellular telecommunications. To achieve this the handset uses an interface
known as SGs which allows messages to be sent over an LTE channel.

SV-LTE - Simultaneous Voice LTE: SV-LTE allows packet switched LTE services to run
simultaneously with a circuit switched voice service. SV-LTE facility provides the facilities of
CSFB at the same time as running a packet switched data service. It has the disadvantage
that it requires two radios to run at the same time within the handset which has a serious
impact on battery life which is already a major issue.

VoLGA, Voice over LTE via GAN: The VoLGA standard was based on the existing 3GPP
Generic Access Network (GAN) standard, and the aim was to enable LTE users to receive a
consistent set of voice, SMS (and other circuit-switched) services as they transition between
GSM, UMTS and LTE access networks. For mobile operators, the aim of VoLGA was to
provide a low-cost and low-risk approach for bringing their primary revenue generating
services (voice and SMS) onto the new LTE network deployments.

One Voice / later called Voice over LTE, VoLTE: The Voice over LTE, VoLTE scheme for
providing voice over an LTE system utilises IMS enabling it to become part of a rich media
solution. It was the option chosen by the GSMA for use on LTE and is the standardised
method for providing SMS and voice over LTE.

Voice over LTE, VoLTE formation


Originally the concept for an SMS and voice system over LTE using IMS had been opposed by many
operators because of the complexity of IMS. They had seen it as far too expensive and burdensome
to introduce and maintain.
However, the One Voice profile for Voice over LTE was developed by a collaboration between over
forty operators including: AT&T, Verizon Wireless, Nokia and Alcatel-Lucent.
At the 2010 GSMA Mobile World Congress, GSMA announced that they were supporting the One
Voice solution to provide Voice over LTE.
To achieve a workable system, a cut down variant of IMS was used. It was felt that his would be
acceptable to operators while still providing the functionality required.
The VoLTE system is based on the IMS MMTel concepts that were previously in existence. It has
been specified in the GSMA profile IR 92.

Voice over LTE, VoLTE basics


VoLTE, Voice over LTE is an IMS-based specification. Adopting this approach, it enables the system
to be integrated with the suite of applications that will become available on LTE.

Note on IMS:
The IP Multimedia Subsystem or IP Multimedia Core Network Subsystem, IMS is an architectural framework for
delivering Internet Protocol, IP multimedia services. It enables a variety of services to be run seemlessly rather than
having several disparate applications operating concurrently.
Click for an IMS tutorial

In order that IMS was implemented in fashion that would be acceptable to operators, a cut down
version was defined. This not only reduced the number of entities required in the IMS network, but it
also simplified the interconnectivity - focussing on the elements required for VoLTE.

Reduced IMS network for VoLTE


As can be seen there are several entities within the reduced IMS network used for VoLTE:

IP-CAN IP, Connectivity Access Network: This consists of the EUTRAN and the MME.

P-CSCF, Proxy Call State Control Function: The P-CSCF is the user to network proxy. In
this respect all SIP signalling to and from the user runs via the P-CSCF whether in the home
or a visited network.

I-CSCF, Interrogating Call State Control Function: The I-CSCF is used for forwarding an
initial SIP request to the S-CSCF. When the initiator does not know which S-CSCF should
receive the request.

S-CSCF, Serving Call State Control Function:

The S-CSCF undertakes a variety of

actions within the overall system, and it has a number of interfaces to enable it to
communicate with other entities within the overall system.

AS, Application Server:

It is the application server that handles the voice as an

application.

HSS, Home Subscriber Server:

The IMS HSS or home subscriber server is the main

subscriber database used within IMS. The IMS HSS provides details of the subscribers to
the other entities within the IMS network, enabling users to be granted access or not
dependent upon their status.
The IMS calls for VoLTE are processed by the subscriber's S-CSCF in the home network. The
connection to the S-CSCF is via the P-CSCF. Dependent upon the network in use and overall
location within a network, the P-CSCF will vary, and a key element in the enablement of voice calling
capability is the discovery of the P-CSCF.
An additional requirement for VoLTE enabled networks is to have a means to handing back to circuit
switched legacy networks in a seamless manner, while only having one transmitting radio in the

handset to preserve battery life. A system known as SRVCC - Single Radio Voice Call Continuity is
required for this. Read more about SRVCC - Single Radio-Voice Call Continuity

VoLTE codecs
As with any digital voice system, a codec must be used. The VoLTE codec is that specified by 3GPP
and is the adaptive multi-rate, AMR codec that is used in many other cellular systems from GSM
through UMTS and now to LTE. The AMR-wideband codec may also be used.
The used of the AMR codec for VoLTE also provides advantages in terms of interoperability with
legacy systems. No transcoders are needed as most legacy systems now are moving towards the
AMR codec.
In addition to this, support for dual tone multi-frequency, DTMF signalling is also mandatory as this is
widely used for many forms of signalling over analogue telephone lines.

VoLTE IP versions
With the update from IPv4 to IPv6, the version of IP used in any system is of importance.
VoLTE devices are required to operate in dual stack mode catering for both IPv4 and IPv6.
If the IMS application profile assigns and IPv6 address, then the device is required to prefer that
address and also to specifically use it during the P-CSCF discovery phase.
One of the issues with voice over IP type calls is the overhead resulting from the IP header. To
overcome this issue VoLTE requires that IP header compression is used along with RoHC, Robust
Header Compression, protocol for voice data packet headers.

SRVCC Single Radio Voice Call Continuity


- it is necessary with VoLTE to ensure that calls can be handed over to legacy
systems in a seamless manner - SRVCC, Single radio Voice Call Continuity
system ensures that this can be achieved.
LTE TUTORIAL INCLUDES
LTE Introduction
OFDM, OFDMA, SC-FDMA
LTE MIMO

TDD & FDD


Frame & subframe
Physical logical & transport channels
Bands and spectrum
UE categories
SAE architecture
LTE SON
VoLTE
SRVCC
LTE-M
LTE-U / LAA
Security
See also
4G LTE Advanced
SRVCC - Single Radio Voice call Continuity is a level of functionality that is required within VoLTE
systems to enable the packet domain calls on LTE to be handed over to legacy circuit switched voice
systems like GSM, UMTS and CDMA 1x in a seamless manner.
As LTE systems deploy VoLTE coverage will be limited and it is anticipated that it will be many years
before complete LTE coverage will be available.
As a result it is necessary for operators to have a system whereby this complicated handover can be
accommodated in a seamless fashion. This scheme needs to be in place as soon as they start to
deploy VoLTE.

What is SRVCC?
SRVCC, Single radio Voice Call Continuity, is a scheme that enables Inter Radio Access Technology,
Inter RAT handover as well as a handover from packet data to circuit switched data voice calls.

By using SRVCC operators are able to make the handovers while maintaining existing quality of
service, QoS and also ensuring that call continuity meets the critical requirements for emergency
calls.
Some ideas for handover require that the handset has two active radios to facilitate handover. This is
not ideal because it requires additional circuitry to enable the two radios to be active simultaneously
and it also adds considerably to battery drain.
The SRVCC requires only a single active radio in the handset and requires some upgrades to the
supporting network infrastructure.

SRVCC network architecture


The concept for SRVCC was originally included in the 3GPP specification Release 8. Since then it
has evolved to take account of the various issues and changing requirements. As a result GSMA
recommends that 3GPP Rel 10 or later is implemented as this ensures a considerably lower level of
voice interruption and dropped calls.
The network upgrades required to the cellular network are needed in both the LTE network and that
of the legacy network or networks. SRVCC requires that software upgrades are required to the MSS
- Mobile SoftSwitch subsystem in the legacy MSC - Mobile Switching Centre, the IMS subsystem
and the LTE/EPC subsystem. No upgrades are required for the radio access network of the legacy
system, meaning that the majority of the legacy system remains unaffected.
The upgrades required for the MSC are normally relatively easy to manage. The MSC is normally
centrally located and not dispersed around the network, and this makes upgrades easier to manage.
If they are not easily accessible then a new dedicated MSC can be used that has been upgraded to
handles the SRVCC requirements.

How SRVCC works


The SRVCC implementation controls the transfer of calls in both directions.

LTE
to
legacy
network
handover
Handover from LTE to the legacy network is required when the user moves out of the LTE coverage
area. Using SRVCC, the handover is undertaken in two stages.

Radio Access Technology transfer: The handover for the radio access network and this
is a well-established protocol that is in use for transfers from 3G to 2G for example.

Session transfer: The session transfer is the new element that is required for SRVCC. It is
required to move the access control and voice media anchoring from the Evolved Packet
Core, EPC of the packet switched LTE network to the legacy circuit switched network.

During the handover process the CSCF within the IMS architecture maintains the control of the
whole operation.

Voice handover using SRVCC on LTE


The SRVCC handover process takes place in a number of steps:
1. The handover process is initiated by a request for session transfer from the IMS CSCF.
2. The IMS CSCF responds simultaneously with two commands, one to the LTE network, and
the other to the legacy network.
3. the LTE network receives a radio Access Network handover execution command through the
MME and LTE RAN. This instructs the user device to prepare to move to a circuit switched
network for the voice call.
4. The destination legacy circuit switched network receives a session transfer response
preparing it to accept the call from the LTE network.
5. After all the commands have been executed and acknowledged the call is switched to the
legacy network with the IMS CSCF still in control of the call.

Legacy
network
to
When returning a call to the LTE network much of the same functionality is again used.

LTE

To ensure the VoLTE device is able to return to the LTE RAN from the legacy RAN, there are two
options the legacy RAN can implement to provide a swift and effective return:

Allow LTE information to be broadcast on the legacy RAN so the LTE device is able to
perform the cell reselection more easily.

Simultaneously release the connection to the user device and redirect it to the LTE RAN.

SRVCC interruption performance


One of the key issues with VoLTE and SRVCC is the interruption time when handing over from an
LTE RAN to a legacy RAN.
The key methodology behind reducing he time is to simultaneous perform the redirections of RAN
and session. In this way the user experience is maintained and the actual interruption time is not
unduly noticeable.
It has been found that the session redirection is the faster of the two handovers, and therefore it is
necessary for the overall handover methodology to accommodate the fact that there are difference
between the two.

LTE-M, LTE Machine to Machine, M2M


- with the Internet of Things, IoT, and Machine to Machine, M2M
communications becoming more widespread, there has been a growing need
for a version of LTE that meets the needs of low power, low data rate and long
battery life..
LTE TUTORIAL INCLUDES
LTE Introduction
OFDM, OFDMA, SC-FDMA
LTE MIMO
TDD & FDD
Frame & subframe
Physical logical & transport channels
Bands and spectrum
UE categories

SAE architecture
LTE SON
VoLTE
SRVCC
LTE-M
LTE-U / LAA
Security
See also
4G LTE Advanced
The Internet of Things, IoT and machine to machine, M2M communications are growing rapidly.
LTE, the Long Term Evolution cellular system is well placed to carry a lot of the traffic for machine to
machine communications.
The issue is that LTE is a complex system capable of carrying high data rates.
To overcome this issue a "variant" of LTE, often referred to as LTE-M has been developed for LTE
M2M communications.

LTE-M key issues


There are several requirements for LTE M2M applications if the cellular system is to be viable in
these scenarios:

Wide spectrum of devices: Any LTE machine to machine system must be able to support
a wide variety of different types of devices. These may range from smart meters to vending
machines and automotive fleet management to security and medical devices. These different
devices have many differing requirements, so any LTE-M system needs to be able to be
flexible.

Low cost of devices: Most M2M devices need to be small and fit into equipment that is
very cost sensitive. With many low cost M2M systems already available, LTE-M needs to
provide the benefits of a cellular system, but at low cost.

Long battery life : Many M2M devices will need to be left unattended for long periods of
time in areas where there may be no power supply. Maintaining batteries is a costly business

and therefore any devices should be able to have a time between battery changes of up to
ten years. This means that the LTE-M system must be capable of draining very little battery
power.

Enhanced coverage : LTE-M applications will need to operate within a variety of locations
- not just where reception is good. They will need to operate within buildings, often in
positions where there is little access and where reception may be poor. Accordingly LTE-M
must be able to operate under all conditions.

Large volumes - low data rates: As it is anticipated that volumes of remote devices will be
enormous, the LTE-M must be structured so that the networks are be able to accommodate
vast numbers of connected devices that may only require small amounts of data to be
carried, often in short peaks but with low data rates.

Rel 12 updates for LTE-M


A number of updates were introduced in 3GPP Rel 12 to accommodate LTE-M requirements.
These updates mean that the cost of a low cost M2M modem could be 40 to 50% that of a regular
LTE devices, making them comparable with EGPRS ones.
To accommodate these requirements a new a new UE category has been implemented LTE
Category 0. These categories define the broad capabilities of the device so that the base station is
able to communicate properly. Read more about LTE UE categories.
These low cost LTE-M, M2M modems have limited capability and are:

Antennas: There is the capability for only one receive antenna compared to two receive
antennas for other device categories.

Transport Block Size: There is a restriction on the transport block size These low cost
LTE-M devices are allowed to send or receive up to 1000 bits of unicast data per sub-frame.
This reduces the maximum data rate to 1 Mbps in both the uplink and the downlink.

Duplex: Half duplex FDD devices are supported as an optional feature - this provides cost
savings because it enables RF switches and duplexers that are needed for the full
performance modems to be removed. It also means there is no need for a second phase
locked loop for the frequency conversion, although having only one PLL means that
switching times between receive and transmit are longer.

LTE-M features planned for Rel 13


There are several features that are being proposed and prepared for the next release of the 3GPP
standards in terms of LTE M2M capabilities. These include some of the following capabilities:

Reduce bandwidth to 1.4 MHz for uplink and downlink

Reduce transmit power to 20dBm

Reduce support for downlink transmission modes

Relax the requirements that require high levels of processing, e.g. downlink modulation
scheme, reduce downlink HARQ timeline

It should be stated that these last points for Rel 13 are currently only proposals and are not
implemented.

With a number of cellular style M2M wireless communication systems like LoRa and SIGFOX being
deployed, LTE needs its own M2M capability to ensure that it is able to compete with these growing
standards. Otherwise LTE may not be suitable for carrying this form of low data rate date from
devices that require long battery life, etc. LTE-M is the cellular operators' answer to this.

LTE-U Unlicensed, LTE-LAA


- LTE-U (LTE-Unlicensed), or as it is also known LTE-LAA (LTE-License
Assisted Access) utilises unlicensed spectrum, typically in the 5GHz band to
provide additional radio spectrum.
LTE TUTORIAL INCLUDES
LTE Introduction
OFDM, OFDMA, SC-FDMA
LTE MIMO
TDD & FDD
Frame & subframe
Physical logical & transport channels

Bands and spectrum


UE categories
SAE architecture
LTE SON
VoLTE
SRVCC
LTE-M
LTE-U / LAA
Security
See also
4G LTE Advanced
LTE networks are carrying an increasing amount of data. Although cells can be made smaller to help
accommodate this, it is not the complete solution and more spectrum is needed.
One approach is to use unlicensed spectrum alongside the licensed bands. Known in 3GPP as LTELAA - LTE License Assisted Access or more generally as LTE U - LTE Unlicensed, it enables access
to unlicensed spectrum especially in the 5GHz ISM band.

LTE-U background
There is a considerable amount of unlicensed spectrum available around the globe. These bands
are used globally to provide unlicensed access for short range radio transmissions. These bands,
called ISM - Industrial, Scientific and Medical bands are allocated in different parts of the spectrum
and are used for a wide variety of applications including microwave ovens, Wi-Fi, Bluetooth, and
much more.
The frequency band of most interest for LTE-U, Unlicensed / LTE-LAA, License Assisted Access is
the 5GHz band. Here there are several hundred MHz of spectrum bandwidth available, although the
exact bands available depend upon the country in question.

5GHz bands for LTE-U / LTE-LAA


In addition to the basic frequency limits, the use of the 5GHz bands for applications such as LTE-U
or LTE-LAA carries some regulatory requirements.
One of the main requirements for access to these frequencies is that of being able to coexist with
other users of the band - a method of Clear Channel Assessment, CCA, or Listen Before Talk, LBT is
required. This often means that instantaneous access may not always be available when LTE-U is
being implemented.
Another requirements is that there are different power levels allowed dependent upon the country
and the area of the band being used. Typically between 5150 and 5350 MHz there is a maximum
power limit of 200 mW and operation is restricted to indoor use only, and the upper frequencies often
allow power levels up to 1 W.

LTE-U / LTE-LAA basics


The use of LTE-U (Unlicensed) / LTE-LAA (License Assisted Access) was first introduced in Rel13 of
the 3GPP standards. Essentially, LTE-U is built upon the carrier aggregation capability of LTEAdvanced that has been deployed since around 2013. Essentially Carrier aggregation seeks to
increase the overall bandwidth available to a user equipment by enabling it to use more than one
channel, either in the same band, or within another band.
There are several ways in which LTE-U can be deployed:

Downlink only: This is the most basic form of LTE-U and it is similar in approach to some
of the first LTE carrier aggregation deployments. In this the primary cell link is always located
in
the
licensed
spectrum
bands.

Also when operating in this mode, the LTE eNodeB performs most of the necessary
operations to ensure reliable operation is maintained and interference is not caused to other
users by ensuring the channel is free.

Uplink and downlink: Full TDD LTE-U operation with the user equipment having an uplink
and downlink connection in the unlicensed spectrum requires the inclusion of more features.

FDD / TDD aggregation:

LTE-CA allows the use of carrier aggregation mixes between

FDD and TDD. This provides for much greater levels of flexibility when selecting the band to
be used with in unlicensed spectrum for LTE-LAA operation.
LTE-U relies on the existing core network for the backhaul, and other capabilities like security and
authentication. As such no changes are needed to the core network. Some changes are needed to
the base station so that it can accommodate the new frequencies and also incorporate the
capabilities required to ensure proper sharing of the unlicensed frequencies. In addition to this, the

handsets or UEs will need to have the new LTE-U / LTE-LAA capability incorporated into them so
they can access LTE on these additional frequencies.

LTE-U / Wi-Fi coexistence


One of the great fears that many have is that the use of LTE-U will swamp the 5GHz unlicensed
band and that Wi-Fi using these frequencies will suffer along with other users.
The LTE-U system is being designed to overcome this issue and using an listen before transmit, LBT
solution, all users should be able to coexist without any undue levels of interference.
There will be cases where LTE-U operation and Wi-Fi use different channels and under these
circumstances there will be only minimal levels of interference.
It is also possible to run LTE-U and Wi-Fi on the same channel. Under these circumstances both are
able to operate, although with a lower data throughput. It is also possible to place a "fairness"
algorithm into the eNodeB to ensure that the Wi-Fi signal is not unduly degraded and is still able to
support a good data thro0ughput.

LTE-U Unlicensed, LTE-LAA


- LTE-U (LTE-Unlicensed), or as it is also known LTE-LAA (LTE-License
Assisted Access) utilises unlicensed spectrum, typically in the 5GHz band to
provide additional radio spectrum.
LTE TUTORIAL INCLUDES
LTE Introduction
OFDM, OFDMA, SC-FDMA
LTE MIMO
TDD & FDD
Frame & subframe
Physical logical & transport channels

Bands and spectrum


UE categories
SAE architecture
LTE SON
VoLTE
SRVCC
LTE-M
LTE-U / LAA
Security
See also
4G LTE Advanced
LTE networks are carrying an increasing amount of data. Although cells can be made smaller to help
accommodate this, it is not the complete solution and more spectrum is needed.
One approach is to use unlicensed spectrum alongside the licensed bands. Known in 3GPP as LTELAA - LTE License Assisted Access or more generally as LTE U - LTE Unlicensed, it enables access
to unlicensed spectrum especially in the 5GHz ISM band.

LTE-U background
There is a considerable amount of unlicensed spectrum available around the globe. These bands
are used globally to provide unlicensed access for short range radio transmissions. These bands,
called ISM - Industrial, Scientific and Medical bands are allocated in different parts of the spectrum
and are used for a wide variety of applications including microwave ovens, Wi-Fi, Bluetooth, and
much more.
The frequency band of most interest for LTE-U, Unlicensed / LTE-LAA, License Assisted Access is
the 5GHz band. Here there are several hundred MHz of spectrum bandwidth available, although the
exact bands available depend upon the country in question.

5GHz bands for LTE-U / LTE-LAA


In addition to the basic frequency limits, the use of the 5GHz bands for applications such as LTE-U
or LTE-LAA carries some regulatory requirements.
One of the main requirements for access to these frequencies is that of being able to coexist with
other users of the band - a method of Clear Channel Assessment, CCA, or Listen Before Talk, LBT is
required. This often means that instantaneous access may not always be available when LTE-U is
being implemented.
Another requirements is that there are different power levels allowed dependent upon the country
and the area of the band being used. Typically between 5150 and 5350 MHz there is a maximum
power limit of 200 mW and operation is restricted to indoor use only, and the upper frequencies often
allow power levels up to 1 W.

LTE-U / LTE-LAA basics


The use of LTE-U (Unlicensed) / LTE-LAA (License Assisted Access) was first introduced in Rel13 of
the 3GPP standards. Essentially, LTE-U is built upon the carrier aggregation capability of LTEAdvanced that has been deployed since around 2013. Essentially Carrier aggregation seeks to
increase the overall bandwidth available to a user equipment by enabling it to use more than one
channel, either in the same band, or within another band.
There are several ways in which LTE-U can be deployed:

Downlink only: This is the most basic form of LTE-U and it is similar in approach to some
of the first LTE carrier aggregation deployments. In this the primary cell link is always located
in
the
licensed
spectrum
bands.

Also when operating in this mode, the LTE eNodeB performs most of the necessary
operations to ensure reliable operation is maintained and interference is not caused to other
users by ensuring the channel is free.

Uplink and downlink: Full TDD LTE-U operation with the user equipment having an uplink
and downlink connection in the unlicensed spectrum requires the inclusion of more features.

FDD / TDD aggregation:

LTE-CA allows the use of carrier aggregation mixes between

FDD and TDD. This provides for much greater levels of flexibility when selecting the band to
be used with in unlicensed spectrum for LTE-LAA operation.
LTE-U relies on the existing core network for the backhaul, and other capabilities like security and
authentication. As such no changes are needed to the core network. Some changes are needed to
the base station so that it can accommodate the new frequencies and also incorporate the
capabilities required to ensure proper sharing of the unlicensed frequencies. In addition to this, the

handsets or UEs will need to have the new LTE-U / LTE-LAA capability incorporated into them so
they can access LTE on these additional frequencies.

LTE-U / Wi-Fi coexistence


One of the great fears that many have is that the use of LTE-U will swamp the 5GHz unlicensed
band and that Wi-Fi using these frequencies will suffer along with other users.
The LTE-U system is being designed to overcome this issue and using an listen before transmit, LBT
solution, all users should be able to coexist without any undue levels of interference.
There will be cases where LTE-U operation and Wi-Fi use different channels and under these
circumstances there will be only minimal levels of interference.
It is also possible to run LTE-U and Wi-Fi on the same channel. Under these circumstances both are
able to operate, although with a lower data throughput. It is also possible to place a "fairness"
algorithm into the eNodeB to ensure that the Wi-Fi signal is not unduly degraded and is still able to
support a good data thro0ughput.

Cellular Telecommunications & Cell Phone


Technology
- articles and information on the basics of cellular telecommunications and cell
phone or mobile phone technology
Key details and essential information about mobile phone or cellular telecommunications technology
ranging from the most ercent developments in 5G mobile technology to some of the older
established systems including the 2G GSM system that is still widely used.

Most popular cellular telecommunications tutorials

3G LTE - Long Term Evolution

VoLTE

4G LTE Advanced

LTE Carrier Aggregation

Cellular telecommunications technologies

3G HSPA, High Speed Packet Access

3G LTE - Long Term Evolution

4G LTE Advanced

5G cellular system ideas and proposals

Assisted GPS

Basic cellular concepts

IS-95 / cdmaOne technology

CDMA2000 1X

CDMA2000 1X EV-DO

CDMA450

Cellular conformance testing

Cellular repeater

Femtocells basics

GPRS, General Packet Radio Service

GSM EDGE

GSM tutorial and technical overview

Heterogeneous networks, Hetnet

i-mode

Major Mobile Phone Systems

Mobile phone or cell phone history

Mobile video

Network optimisation

Pacific or Personal Digital Cellular (PDC)

Self Organising Networks, SON

UMA - unlicensed mobile access

UMB, Ultra Mobile Broadband

UMTS / W-CDMA Tutorial

Mobile backhaul

Latest news

Phase-compliant embedded solution addresses LTE synchronization

Ericsson licenses OSS interfaces to Anite

Levi9 IT Services and Teleena confirm partnership

ZTE, HP & China Unicom complete testing of NFV VoLTE technology

RCS-compliant version of Wi-Fi calling system launched

Dual-connectivity test for end-to-end commercial systems launched

More...

Private mobile radio

Private mobile radio, PMR, systems overview

PMR446 overview

MPT1327 trunking system

TETRA private mobile radio tutorial

Project 25, P25 (APCO-25)

DMR digital mobile radio

dPMR digital professional / private, mobile radio

NXDN land mobile radio

Analysis and case studies from industry experts

How LTE is the enabling technology for new automotive systems

Virtualised VoLTE gives operators the power of innovation

Mobile World Congress 2015: news, trends, launches & themes

Implementing Mobile Healthcare for Care Homes

Capturing the WebRTC Opportunity

Rich Communication Services RCS: Evolution not Revolution

Unlocking the value of LTE RAN Data

Multi Standard Radio: Analysing Interference Sources

Cellular Performance Testing Improves Customer Experience

Drive Testing: Challenges on the Road Ahead

..... more articles by industry experts .....

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