Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
Course
Handout
Program
Course Code
ILB 906
Course Title
Faculty-in-charge
Mr. Shamsuddin
Credits
05
Course Details
(a) Course Objectives:
Lecture
No.
1
2
4
5
6
7
8
9
10
11
12
Topics to be covered
Module No
Indian Financial
System;
Capital Market: An
introduction,
meaning and
significance of capital
market;
Capital Market: An
introduction,
meaning and
significance of capital
market;
capital market vis-vis money market;
Capital
Market
Intermediaries:
Merchant Bankers,
Capital Market
Intermediaries:
Underwriters,
Capital Market
Intermediaries:
Stock Brokers & sub
brokers, Foreign
Institutional Investor;
B-2. Chap-1
B-2. Chap-1
B-2. Chap-1
B-1, Chap-5
B-1, Chap-5
Capital
market
instruments Equity,
Debentures,
Capital
market
instruments
Preference
shares,
Sweat equity shares,
Non-voting shares,
Capital
market
instruments
New
instruments
of
capital
market
pure,
hybrid
and
derivatives- futures
and options
Money
market
instruments
Government
Securities,
Money
market
instruments
Treasury
bills,
B-1, Chap-5
B-1, Chap-5
B-1, Chap-5
Learning
Outcome
B-1, Chap-5
B-2, Chap-2
B-2, Chap-2
Commercial bills,
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
Money
market
instruments
Certificate
of
deposits, Gilt Edged
(Government)
Securities.
Primary
Market:
Meaning, significance
and scope
Functions
of
new
Issue market
principal steps of
public issue,
Instrument of issue
players in the new
issue market
players in the new
issue market
Secondary
Market
:Meaning,
significance,
functions and scope
of secondary market;
Secondary Market
:Meaning,
significance,
functions and scope
of secondary market;
Stock
exchanges,
functions
and
significance of stock
exchanges,
organization of stock
exchanges,
method of trading in
stock exchange, their
regulatory framework
and control,
Listing of securities,
Benefits of listing,
legal provisions of
listing
delisting of securities
Role and powers of
SEBI.,
Issue of Capital :SEBI
Guidelines for
Disclosure and
Investor Protection
Issue of Capital :SEBI
Guidelines for
B-2, Chap-2
II
B-2, Chap-3
II
B-2, Chap-3
II
B-2, Chap-3
II
B-2, Chap-3
II
B-2, Chap-3
II
B-2, Chap-4
II
B-2, Chap-4
II
B-2, Chap-4
II
B-2, Chap-4
II
B-2, Chap-4
II
B-2, Chap-4
II
III
1
1
B-2, Chap-4
B-2, Chap-5
III
B-2, Chap-5
III
B-2, Chap-5
29
30
31
32
33
34
35
36
37
Disclosure and
Investor Protection
detailed procedure
for issue of various
types of shares and
debentures including
prospectus
requirement and
book building
detailed
procedure
for issue of various
types of shares and
debentures including
prospectus
requirement
and
book building
detailed
procedure
for issue of various
types of shares and
debentures including
prospectus
requirement
and
book building
Regulations and code
of conduct framed by
SEBI for Secondary
Markets.
Regulations and code
of conduct framed by
SEBI for Secondary
Markets.
Regulations and code
of conduct framed by
SEBI for Secondary
Markets.
Mutual
FundsIntroduction,
definitions,
types,
risks
involved
performance
evaluation and SEBI
regulations
for
mutual funds.
Mutual
FundsIntroduction,
definitions,
types,
risks
involved
performance
evaluation and SEBI
regulations
for
mutual funds.
Mutual
FundsIntroduction,
III
B-2, Chap-5
III
B-2, Chap-5
III
B-2, Chap-5
III
B-2, Chap-5
III
B-2, Chap-5
III
B-2, Chap-5
IV
B-2, Chap-14
IV
B-2, Chap-14
IV
B-2, Chap-14
38
39
40
41
42
43
44
45
46
47
48
definitions,
types,
risks
involved
performance
evaluation and SEBI
regulations
for
mutual funds.
Non-banking Finance
Companies:
Formation
and
regulation of NBFCs.
Non-banking Finance
Companies:
Formation
and
regulation of NBFCs.
Non-banking Finance
Companies:
Formation
and
regulation of NBFCs.
Depositories:
An
analysis
of
the
Depositories Act,
Depositories:
An
analysis
of
the
Depositories Act,
constitution, role and
functions
of
depository,
depository
participants, issuers
and registrars.
Instruments
Issued
outside India: FCCBs,
Instruments
Issued
outside India: GDRs,
Instruments
Issued
outside India: ADRs,
Instruments
Issued
outside India: ECBs,
IV
B-1
IV
B-1
IV
B-1
IV
B-2, Chap-8
IV
B-2, Chap-8
IV
B-2, Chap-8
IV
B-2, Chap-8
IV
B-1
IV
B-1
IV
B-1
IV
B-1
Evaluation Scheme:
S. N. Evaluation Component
1
Continuous
Evaluation
(Tests/Quizzes/Assignments/Projects/Seminar
/Industrial Visits/Case Studies)
Attendance
Final Examination
Weightage %
15
10
05
70
Remarks
Closed Book
/Open Book
Total
100
Name of Faculty-in-charge
Mr. Shamsuddin
Mobile
+91-9785429865
skhan@jpr.amity.edu