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Differential Geometry

Exercises
Isaac Chavel
Spring 2006

Jordan curve theorem


We think of a regular C 2 simply closed path in the plane as a C 2 imbedding of the circle
: S1 R2 .
Theorem. Given the C 2 imbedding of S1 into R2 , the complement of the image R2 \ (S1 )
has precisely two components, one of which is bounded and one unbounded.
Exercise 1. Prove that R2 has at most two components:
(a) Let S1 have its usual orientation, let v be the unit velocity vector field along given
by the orientation, let denote the rotation of R2 by /2 radians, and let n be the unit vector
field along given by
n = v,
that is, n is the unit normal vector field along consistent with the imbedding of in R2 . Define
F : S1 R R2
by
F (t, ) = (t) + n(t),
where (t, ) S1 R. Show that F has maximal rank on S1 {0}.
(b) Show that there exists > 0 such that F |S1 (o , o ) is a diffeomorphism of S1
(o , o ) onto its image, an open neighborhood of (S1 ) in R2 .
(c) Conclude that R2 \ (S1 ) has at most two components.
Exercise 2. Prove that R2 \ (S1 ) has at least two components: the method is to construct a
function on R2 \ (S1 ) such that the function is constant on each components of R2 \ (S1 ), and
that the function assumes at least two values.
(a) Introduce polar coordinates into R2 centered at any point p = (a, b) in R2 .
(b) Show that if there exists a path : (, ) R2 \ {p} C 2 , then there exist C 2
functions r : (, ) (0, ) and : (, ) R such that
( ) = p + r( )ei( ) .
Check as to what extent the function ( ) is unique. Show, that when C 1 , the function
0 ( ) is uniquely defined, and is independent of the particular choice of ( ).
1

(c) Parametrize S1 by
t = ei , R,
and let
( ) = (ei ).
For any p R2 \ (S1 ), let p ( ) be the angle function as defined in (b) above, and define the
winding number n (p) of with respect to p, by
p (2) p (0)
.
2
Show that (i) n (p) is an integer; (ii) n (p) is independent of the particular choice of the angle
function p ; (iii) n (p) is a C k function of p on R2 \ (S1 ); and (iv) if k 1, then n changes its
values by +1 or 1 when p crosses at any of its image points in R2 .
(d) Finish the proof of the Jordan curve theorem.
n (p) =

Whitneys theorem
Exercise 3. Let n = 2; so we are discussing paths and curves in the plane. Let denote the
rotation of R2 by /2 radians. Then we may define the curvature with sign, namely,
=

N( 0 /| 0 |)
00 0
=
.
0
2
| |
| 0 |3

(a) Show that , here, is defined along the oriented curve determined by .
(b) Let s denote arc length along , that is, reparametrize with respect to arc length.
Let t denote the unit velocity vector field along , that is,
t=

0
,
| 0 |

and n the positively oriented unit normal vector field along , that is,
n = t.
Prove the Frenet formula:

dt
dn
= n,
= t.
ds
ds
Exercise 4. Write the Frenet formulae as a matrix ordinary differential equation, namely,

d
t
0
(s)
t
=
.
(s)
0
n
ds n

(a) Show that if we start with s the arc length and (s) the curvature function then there
exists a function (s) such that

t
cos (s) sin (s)
e1
(s) =
.
n
sin (s) cos (s)
e2
(b) Determine to what extent is the function (s) is uniquely determined by the curvature
function (s).
(c) Since s is arc length, t(s) is the velocity vector field of the parametrization of the
oriented curve, determined by , with respect to arc length. Therefore determine the full extent
to which an oriented curve is uniquely determined by its curvature as a function of arc length
along the curve.
2

Definition. A path : R R2 is closed if is periodic. Given the path : R R2 ,


we say that is simply closed if there exists a real number ` 6= 0 such that
(t1 ) = (t2 )

t2 t1
Z,
`

where Z denotes the integers.


Given any closed path : R R2 of period ` > 0, we define its index of rotation rot by
1
rot =
2

1
(t)| (t)| dt =
2

where

Z
so =

so

ds,
0

| 0 (t)| dt

is the length of the closed curve.


Exercise 5. Show that rot is an integer.
Definition. let : R R2 and : R R2 be two regular `periodic C 2 paths in the
plane. We say that
: R [0, 1] R2 C 2
is a deformation of to if
|R {0} = ,

|R {1} = ,

and if for each t [0, 1], we have |R {t} is a regular `periodic C 2 path in the plane.
Exercise 6.
(a) Show that deformation of into is an equivalence relation.
(b) Show that the rotation number of a regular `periodic C 2 path in the plane is actually
defined on the equivalence class (relative to the deformation relation) of the path.
Exercise 7. Show that, for any given > 0, integer k 6= 0, the `periodic path

2kt
2kt
k;,` (t) =
cos
i + sin
j
2k
`
`
has length , and rotation index k.
Exercise 8. Prove
Theorem: Any two regular `periodic C 2 paths in the plane, possessing the same nonzero rotation number, may be deformed one into the other.
Here is a breakdown of the steps:
(a) Characterize the velocity vector field v(t) of an `periodic closed curve by
Z

v(t) dt = 0.
0

(b) Given any positive constant , show that any regular `periodic C 2 path may be
deformed to an `periodic path whose velocity vector has any constant length .
(c) Therefore, assume the two paths 1 , 2 have nonzero rotation index k, period `, and
velocity vector of constant length 1; and let 1 , 2 denote the curvature functions of 1 , 2 ,
respectively. Deform 1 (t) to 2 (t) by
(t) = (1 )1 (t) + 2 (t),

[0, 1].

(d) Integrate the deformation of curvature functions (in (c)), using Exercise 4(c), to
construct the deformations of the paths from the deformation of the curvature functions.

Surfaces in Euclidean space


Exercise 9. Show that every compact surface in R3 has a point of strictly positive curvature.
Exercise 10. Show that there exists a sequence of compact surfaces Sn in R3 , with induced
Riemannian metric such that
A(Sn ) 0 as n +,
but the collection of surfaces is not contained in any compact set.

Riemannian volume
Exercise 11. Let M be a Riemannian manifold, a C 1 vector field on M , t : M M the
1parameter flow determined by . Prove

ZZ
d
V (t (D)) =
div dV,
dt t=0
D
for any relatively compact D in M .
Exercise 12. Let M n be a Riemannian manifold, x : U Rn a chart on M , G = (gij ) the
positive definite symmetric matrix representing the Riemannian metric in the chart.
(a) Show that

dV = det G dx1 dxn


is independent of the chart x.
(b) Let {e1 , . . . , en } denote an orthonormal moving frame on U , with dual co-frame
1
{ , . . . , n }, and skew-symmetric matrix of connection 1forms (j k ). Show that

1 n = det G dx1 dxn ,


the depending on whether the frame has the same, or opposite, orientation as the chart.
Exercise 13. Let be the (n 1)form on Rn given by
=

n
X

dj dxn .
(1)j1 xj dx1 dx

j=1

(a) Show that is invariant under the orthogonal group of Rn .


(b) Show that |Sn1 (r) is the (n 1)dimensional volume form on Sn1 (r) for every
r > 0.
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The LeviCivita connection


Exercise 14. Continue with the previous exercise. Let {E1 , . . . , En } denote another orthonormal moving frame on U , with dual co-frame {1 , . . . , n }, and skew-symmetric matrix of connection 1forms (j k ). Give a formula relating the connection matrices (j k ) and (j k ).
Exercise 15. Let M be a Riemannian manifold. First show that, given any point p M , there
exists a chart about p such that the Christoffel symbols all vanish at p, that is,
jk ` (p) = 0,

for all j, k, `.

Then show that one can also assume that


gjk (p) = jk

(the Kronecker delta),

that is, the natural basis at p of Mp is orthonormal.


hint: Given a chart x : U Rn , p U , with Christoffel symbols jk ` symmetric in j, k,
define
1X
y ` (q) = x` (q) x` (p) +
jk ` (x(p))(xj (q) xj (p))(xk (q) xk (p)).
2
j,k

Check that there exists a domain V in U , such that (y|V ) : V Rn is a chart for which the
Christoffel symbols vanish at p.

Riemannian submanifolds
Exercise 16.
(a) Let M be a submanifold of M . We say that M is totally geodesic in M , if for any
geodesic in M , for which there exists t0 such that (t0 ) M and 0 (t0 ) M(t0 ) , there exists
an > 0 such that |(t0 , t0 + ) is completely contained in M . Show that M is totally geodesic
if and only if the second fundamental form B vanishes identically on M .
(b) Show that if M is a Riemannian manifold possessing an isometry : M M , then
any connected component of the set of all points left fixed by is totally geodesic.
Exercise 17. Let M be a codimension 1 submanifold of the Riemannian manifold M , p M .
p = exp Mp , where exp denotes (for the moment)
Let be a unit vector orthogonal to Mp . Let M
p is a smooth submanifold in some neighborhood of p,
the exponential map in M . Show that M
p as totally geodesic at
and has vanishing second fundamental form at p. (One might refer to M
p.) Show that if the second fundamental form of M , with respect to , is positive definite then
p has a neighborhood U in M in which
p U = {p}.
M M
Thus when the second fundamental form is definite, one might say that M lies, locally, on
one side of Mp a sort of local convexity. (note: Understanding this exercise is the key to
Exercise 4 in the first problem set.)
m

Definition. Let M m1 M be an immersed submanifold. We say a point p M is


umbilic if the second fundamental form of M at p is a scalar multiple of the first fundamental
form.
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Exercise 18. Let M = Rm . Show that if every point of M is umbilic, then M is a piece of a
sphere in Rm . In particular, if M is compact and everywhere umbilic in Rm then M is a sphere
in Rm .

Gradients and Hessians


Exercise 19. Let f : M R be a differentiable function on the Riemannian manifold M . The
gradient vector field of f on M , grad f , is defined by
grad f = 1 (df ),
where df denotes the differential of f , and : T M T M denotes the natural bundle isomorphism given by
()() = h, i,
for all p M and , Mp .
Assume that
|grad f | = 1
on all of M . Show that the integral curves of grad f are geodesics.
Exercise 20. Show that for any Riemannian manifold M the distance function may be given
analytically by
d(x, y) = sup {|(x) (y)| : C , |grad | 1},
that is, where varies over smooth functions for which |grad | 1 on all of M .
hint: One checks that for such one has
|(x) (y)| d(x, y).
So the issue is to show that among these functions we may choose so that |(x) (y)| is
arbitrarily close to d(x, y). To this end, given x and y, consider the function
(z) = min {d(z, x), d(y, x)}.
|(x) (y)| = d(x, y).
Check that is uniformly Lipschitz, that
|(z) (w)| d(z, w)
for all z, w M . Now one requires an argument that may be approximated by C functions
n for which |grad n | 1.
Definition. Given a function f on a Riemannian manifold M , its first covariant derivative
is, simply, its differential df .
The Hessian of f , Hess f , is defined to be the second covariant derivative of f , that is,
df . So
(Hess f )(, ) = (df (Y )) (df )( Y ),
where Y is any extension of .
6

Exercise 21. Prove


(a) Hess f is symmetric in , ;
(b) the (1, 1)tensor field associated with the (0, 2)field Hess f is given by
7 grad f ;
(c) a function with positive definite Hessian has no local maxima.
Exercise 22. Let p M such that f (p) = , and grad f does not vanish at p. Then the
level surface of f through p, f 1 [], restricted to a sufficiently small neighborhood of p, is an
embedded (n 1)manifold. Show that the Hessian of f at p is given by
(Hess f )|(f 1 [])p = Bgrad f|p ,
the second fundamental form of f 1 [] associated to the normal vector grad f at p.

GaussBonnet and Poincar


eHopf
Exercise 23. Consider an oriented Riemannian 2manifold M with a local positively oriented
frame field {e1 , e2 } on a neighborhood U diffeomorphic to a subset of R2 . Let X denote a vector
field on M with isolated zero at p U , and let x1 = X/|X| be the associated unit vector field on
U \ {p}. Let x2 denote the vector field on U \ {p} obtained by rotating x1 by /2 radians. Along
any circle C (in local or polar coordinates) about p, one can write
x1 = (cos )e1 + (sin )e2 ,

x2 = (sin )e1 + (cos )e2 .

Show that if j k denotes the connection 1form of the frame field {e1 , e2 } on U , and j k denotes
the connection 1form of the frame field {x1 , x2 } on U \ {p}, then
1 2 = d + 1 2 .
Define
index X at p :=

1
2

Z
d.
C

Exercise 24.
(a) Given an orientable compact Riemannian 2manifold M with smooth vector field X
whose set of zeros is the subset {p1 , . . . , p` } of M . Show that
Z
K dA = 2
M

`
X

(index X at pj ).

j=1

This recaptures the PoincareHopf theorem that the sum of the indices of the singularities of a
vector field on a compact differentiable manifold is equal to its Euler characteristic.

Geodesics
Exercise 25. Let : [0, 1] M be a piecewise smooth path. Show that given > 0, there
exists > 0 such that for any t [0, 1], any two points in the disk B((t) : ) are connected by
a unique minimizing geodesic of length < .
7

Exercise 26. Assume that M is Riemannian complete and noncompact. Then for every p M
there exists a ray emanating from p, that is, there exists a geodesic : [0, +) M , | 0 | = 1,
such that
d((t), (s)) = |t s|
for all t, s 0.
Exercise 27. Show that if M is a compact Riemannian manifold, then every nontrivial free
homotopy class has a path of (positive) shortest length in the class, and this path is a closed
geodesic.
Exercise 28. Assume : [0, ] M , p = (0), = 0 (0), is a unit speed geodesic. Show that
points along , conjugate to p along , are isolated.
Exercise 29. Let p = (0), = 0 (0) Sp . For in (0, 1), let C () denote the neighborhood of
Sp given by
C () = { Sp : h, i > 1 };
and for any in (0, 1) and r > 0 let
C,r () = {t Mp : t [0, r), C ()},
and
C,r () = exp C,r ().
Prove the following
Theorem. Assume : [0, ] M , p = (0), = 0 (0), is a unit speed geodesic such that |(0, ]
is one-to-one with no points conjugate to p along . Then there exist in (0, 1), r > , such that
C,r () T M , the domain of the exponential map. Furthermore, there exists sufficiently small
> 0 such that, if is a path from p to () with image completely contained in C,r () then
`() ,
with equality only if the image of is the same as that of .
Exercise 30. Let M be a Riemannian manifold, p a point in M , and r the distance function on
M based at p, that is, r is given by
r(x) = d(p, x).
(a) Show, for r > 0 sufficiently small, that r C and |grad r| = 1.
(b) Show, with > 0 sufficiently small as in (a), : [0, ] M a unit speed geodesic
emanating from p, that for any Jacobi field Y along , vanishing at p and orthogonal to along
, its index form I is given by
I(Y, Y ) = ht Y, Y i() = Bgrad r|() (Y (), Y ()) = Hess r(Y (), Y ())
where B denotes the second fundamental form of the level surface r1 [].

Riemann normal coordinates


Exercise 31. Given p M , , , Mp , || = 1, (t) = exp t, and Y, Z Jacobi fields along
determined by
Y (0) = 0,

(t Y )(0) = ,

Z(0) = 0,

(t Z)(0) = ;

then the Taylor expansion of hY, Zi(t) about t = 0 is given by


hY, Zi(t) = t2 h, i (t4 /3)hR(, ), i + 0(t5 ).
hint: Direct calculation. The idea is that Taylors expansion, in a neighborhood of t = 0, for a
vector field Y (t) along the geodesic (t) is given by

Y (t) = t Y (0) + tt Y (0) + (t2 /2)t 2 Y (0) + (t3 /6)t 3 Y (0) + O(t4 ),
where t denotes parallel translation along from p to t (). Now one uses the hypotheses of
the theorem to calculate the derivatives of Y (t) at t = 0. In the inner product, one uses the fact
that the parallel translation is an isometry.
Exercise 32. Assume dim M = 2, p M , L(r) the length of S(p; r), and A(r) the area of
B(p; r), K(p) the Gauss curvature of M at p. Show that
K(p) = lim
r0

2r L(r)
r2 A(r)
=
lim
.
r0
r3 /3
r4 /12

hint: Apply previous exercise to geodesic polar coordinates about p.


Exercise 33. Fix p M and U an open set about, and starlike with respect to, 0 Mp for
which exp |U is a diffeomorphism of U onto its image U := exp U, an open set in M about p.
Then every choice of orthonormal basis {e1 , . . . , en } of Mp determines a chart n : U Rn ,
referred to as Riemann normal coordinates, given by
nj (q) = h(exp |U)1 (q), ej i
for q U , that is, for v =

P
j

v j ej U we have
nj (exp v) = v j .

In this chart we have for (t) = exp tv,


j (t) := (nj )(t) = tv j ,

0 (t) =

v j j|(t) .

(a) Let Yj be the Jacobi field along determined by the initial conditions
Yj (0) = 0,

(t Yj )(0) = ej .

prove that
j| exp tv = (expp )|tv =tv ej = t1 Yj (t)
for tv U.
9

(b) Prove that, for v U,


gjk (exp v) = jk (1/3)hR(v, ej )v, ek i + O(|v|3 ),
and
det(gjk (exp v)) = 1 (1/3)Ric (v, v) + O(|v|3 ),
as v 0.
Exercise 34. Given a Riemannian manifold M , p M . Show that given any > 0 there exists
> 0 such that
d(exp , exp )
= 1 O(2 )
| |
for all , B(p; ).

Hyperbolic space
Exercise 35. Given the unit ndisk Bn with the Riemannian metric
ds2 =

4|dx|2
.
{1 |x|2 }2

Use orthonormal moving frames to show that the sectional curvature is identically equal to 1.
(hint: Use the moving frame defined by
EA =

1 |x|2
eA ,
2

A =

2
dxA ,
1 |x|2

where {e1 , . . . , en } is the standard basis of Rn .)

The MyersSteenrod Theorem


Exercise 36. Let M be a Riemannian manifold, and : M M an onto map (not assumed
to be continuous) such that d((p), (q)) = d(p, q) for all p, q M . Then is an isometry, that
is, is a diffeomorphism preserving the Riemannian metric.
sketch:
(a) Show that is a homeomorphism.
(b) Fix p and (p) in M . Let 1 denote the injectivity radius of M at p. Show that we
have a well defined map F : B(p; 1 ) B((p); 1 ) defined by
F () = (exp |B((p); 1 ))1 exp .
(c) Show that for B(p; 1 ), s [0, 1] one has
(1)

F (s) = sF ().

Then show that F may be extended to all of Mp so that it satisfies (1) and
(2)

|F ()| = ||

for all Mp , s 0.
10

(d) Next, use Exercise 13 to show that, given any > 0, there exists sufficiently small
> 0 so that
|F () F ()| = | |{1 O(2 )}
for all , B(p; ).
(e) Next, show |F () F ()| = | | for all , Mp .
(f) Let || = || = 1. Use the formula
| | = 2 sin
and (2) to show that
sin

1
](, )
2

1
1
](F (), F ()) = sin ](, ),
2
2

which therefore implies


cos ](F (), F ()) = cos ](, ),
which implies F preserves the inner product.
(g) Use the expansion of vectors with respect to an orthonormal basis of an inner product
space to show that F is additive, and therefore, linear. Then show that F = |p , which implies
the lemma.

Hopf fibration of S3
Exercise 37. We let 1, i, j, k denote the standard basis of R4 . Beyond the vector space structure
of R4 we define a multiplication of elements of R4 , where the multiplication of the natural basis
is given by
1i = i = i1, 1j = j = j1, 1k = k = k1,
i2 = j2 = k2 = 1,
and
ij = k = ji,

jk = i = kj,

ki = j = ik.

With this bilinear multiplication, R4 becomes an algebra, the quaternions.


With each element
x = 1 + i + j + k
we associate its conjugate
x = 1 i j k,
and its norm |x| defined by
|x|2 := xx = xx
with associated bilinear form

1
hx|yi = (xy + yx).
2
Note that xy = yx, which implies
|x|2 = |x|2 ,

|xy| = |x||y|.

So
|x| = 1

|xy| = |yx| = |y|.

11

We conclude that the unit quaternions, S3 is a compact Lie group under the quaternionic multiplication.
Also, for any x 6= 0 we have
x
x1 =
.
|x|2
Since 1 is the identity element of the unit quaternions, the basis of the tangent space to
S3 at 1 can be thought of as given by
i, j, k.
More precisely, it is given by
=1 i, =1 j, =1 k.
(a) Show that if is a linear combination of i, j, k then (i) 2 = ||2 , and (ii) the
1parameter subgroup in S3 , (t) = exp t, is given by
exp t = (cos ||t)1 + (sin ||t)

.
||

(b) Show that the Lie algebra is given by


[i, j] = 2k,

[j, k] = 2i,

[k, i] = 2j.

(c) Declare the basis {i, j, k} of S3 to be orthonormal in the tangent space to S3 at 1 (S3
does not have a Riemannian metric, yet), and use left-invariance to define a Riemannian metric
on S3 . Show that the Riemannian metric is bi-invariant, and has sectional curvature identically
equal to 1.
(d) Let H denote the Lie subgroup
H = S1 = {cos 1 + sin i : R}.
Show that G/H is the 2sphere in R3 with constant sectional curvature equal to 4.

The orthogonal group


Exercise 38. Given the matrix

A=

0 1
1 0

determine the 1parameter subgroup of O(2) with A its initial velocity vector at the identity.
As an exercise, do it by literally calculating etA .
Exercise 39. Recall that Mn denotes the space of (n n) real matrices, and GL(n) the nonsingular elements of Mn . Let Sym (n) denote the symmetric (n n) matrices.
(a) Prove that the inclusion map into Sym (n) Mn realizes Sym (n) as an n(n + 1)/2
dimensional submanifold of Mn .
(b) Show that the mapping
: GL(n) Sym (n),

(A) = A AT ,

where AT denotes the transpose of A, has the unit matrix I for a regular value.
(c) Show that the orthogonal group O(n) = 1 [I] is an n(n 1)/2dimensional compact
submanifold of GL(n).
12

(d) Show that the tangent space to O(n) at the identity may be represented by the
skew-symmetric (n n) matrices.
(e) Prove that O(n) has precisely two components.
Exercise 40.
(a) Show that SO(3) is diffeomorphic to RP3 (3dimensional real projective space).
(b) What about the unit tangent bundle of S2 ?

Coverings and bundles


Exercise 41. Show that if : M Mo is a differentiable covering, M orientable, and the deck
tranformation group of the covering has an orientation reversing diffeomorphism, then Mo is
nonorientable.
Exercise 42. Let : M Mo be a Riemannian covering, M compact. Characterize V (M )/V (Mo ).
Definition. Recall that an ndimensional vector bundle consists of a projection
:EB
of E onto B, where E and B are C manifolds, C , such that:
(i) for each q B, the fiber 1 [q] has the structure of ndimensional vector space;
(ii) local triviality: for each p B there exists a neighborhood U = U (p) and a homeomorphism : 1 [U ] U Rn such that | 1 [q] is an isomorphism of 1 [q] to Rn .
We say that two vector bundles 1 : E1 B1 and 2 : E2 B2 are equivalent if there
exist C diffeomorphisms : E1 E2 and : B1 B2 such that for every p B1 , |11 [p] is
a vector space isomorphism of 1 1 [p] to 2 1 [(p)].
We say that the projection : M Rn M onto the first factor is the standard trivial
bundle. We refer to a vector bundle as trivial if it is equivalent to the standard trivial bundle.
Exercise 43. Consider the subgroup T = {T n : n Z} of diffeomorphisms of R2 generated by
the mapping
T : (x, y) 7 (x + 1, y).
Show that the quotient space E = Rn /T is a 1dimensional vector bundle over S1 , but is not
trivial.

Degree theory
Exercise 44. Show that the degree of composition gf is equal to the product (deg g)(deg f ).
Exercise 45. Show that every complex polynomial of degree n gives rise to a map of the sphere
S2 to itself of degree n.
Exercise 46. Show that if two maps f and g from the manifold X to Sn satisfy |f (x)g(x)| < 2
for all x X, then f is homotopic to g, the homotopy being smooth if f and g are smooth.
Exercise 47. Show that any map Sn to Sn of odd degree must carry some pair of antipodal
points into a pair of antipodal points.
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Exercise 48. Let be a 1form on S2 invariant under all orthogonal transformations of R3 .


Show that must vanish identically.

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