2014
ARCHEOLOGIA
POSTMEDIEVALE
S o c i e t A m b i e n t e P r o d u z i o n e
18
archeologia
dei relitti postmedievali
a cura di Carlo Beltrame
A RCHEOLOGI APOSTMEDIEVA LE
36,00
Archeologia
dei relitti
postmedievali
Archaeology
of Post-Medieval
Shipwrecks
2014
ISSN 1592-5935
ISBN 978-88-7814-618-1
Archeologia
dei relitti postmedievali
Archaeology
of Post-Medieval Shipwrecks
a cura di
edited by
Carlo Beltrame
Indice
Editoriale . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
Carlo Beltrame, Introduzione . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
Carlo Beltrame, Premessa . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
1. Metodologia
Methodology
Vibeke Bischoff, Anton Englert, Sren Nielsen, Morten Ravn, Post-excavation documentation,
reconstruction and experimental archaeology applied to clinker-built ship-finds from Scandinavia . . . . . . . . 21
Mark Staniforth, Jun Kimura, L Thi Lien, Defeating the fleet of Kublai Khan: the Bach Dang River
and Van Don Naval battlefields research project . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
2. relitti
Shipwrecks
Max Gurout, Epave de la Lomellina (1516). Systme dpuisement des eaux de cale . . . . . . . . . . . . . . . 49
Renato Gianni Ridella, Francesco Laratta, Un cannone veneziano fuso nel 1518 per gli Ospedalieri
di San Giovanni a Rodi, dal mare della Calabria (loc. Porticciolo, Isola di Capo Rizzuto KR) . . . . . . . . . 63
Massimiliano Ditta, Jens Auer, Thijs Maarleveld, Albrecht Drer and Early Modern Merchant ships.
A reflection on the spread of ideas and transfer of technology . . . . . . . . . . . . . . . . . . . . . . . . . . 83
Eric Rieth, The 18th century EP 1-Epagnette wreck, River Somme (France): a first assessment
of the underwater excavations (2011-2013) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105
Marcel Pujol i Hamelink, Pablo de la Fuente de Pablo, Roses II or Lamproie: a French storeship sunk
in 1809 at the Bay of Roses (Catalonia, Spain) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .129
Francesca Bertoldi, Carlo Beltrame, Carlotta Sisalli, Human skeletal remains from the shipwreck
of the brig Mercurio (1812) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .145
Stefania Manfio, La cucina del relitto del brig Mercurio (1812) . . . . . . . . . . . . . . . . . . . . . . . . .157
Deborah Cvikel, Yaacov Kahanov, The Ottoman period shipwrecks of Dor (Tantura) Lagoon, Israel . . . . . . 177
Kroum Batchvarov, Rigging and sailing the Kitten ship: a hypothetical reconstruction . . . . . . . . . . . . . . 189
3. recensioni
reviews
Mauro Librenti, Sveti Pavao Shipwreck, A 16th Century Venetian Merchantman, from Mljet, Croatia,
by Carlo Beltrame, Sauro Gelichi and Igor Miholjek, Oxbow Books, Oxford 2014. . . . . . . . . . . . . 203
Hoover, Hoover 1950) can be studied archaeologically (Willies 1982; Tylecote 1992; Molenda 2001; Chirikure et al. 2010; Maarleveld,
Overmeer 2012). The practices and technology
certainly developed long before they became the
object of study of universal scientists and long
before they were committed to paper and print.
So, practice and technology preceded intellectual
discussion of theory and ideas. Specific aspects of
metal-working, notably gun-founding, follow their
own logic (Guilmartin 2003; Beltrame, Ridella
2011). Guns, after all, are at the key of military
efforts and strategic investments, and subject to
scientific research with that specific perspective.
In such a military context transfer of knowledge
and transfer of technology are very closely connected. So, in that sense, Cipollas emphasis on
guns is well-chosen. The logic of present-day
military-industrial espionage and promotion and
prevention of transfer of ideas and technology can
probably be used to explain historical processes in
this specific technological domain. In relation to
naval shipbuilding, the extensive espionage that
Colbert commissioned in order to strengthen the
navy of Louis XIV (Rieth 1984; Ferreiro 2007,
pp. 64-67) certainly suggests a similar model of
explanation for ships and maritime technology
at large. But is it as simple as that? What about
Early Modern merchant ships as opposed to naval
technology? How does the one feed into the other
and the other into the one? But, more importantly,
are ideas and technology indeed spread in the same
way and at the same pace? Or is practical entropy in
the way, and are technological messages translated
and transformed, rather than transmitted?
In this article such questions will be explored and
illustrated in view of several different strands of
research. First, the spread of ideas relating to the
harmonious modelling and design of well-proportioned ships will be explored from the perspective
of the history of ideas. This section is more about
mathematics, architects and mathematicians than
it is about practical shipbuilders. In a way, it takes
up the issues discussed in the inspiring volume
Creating Shapes in Civil and Naval Architecture
(Nowacki, Lefvre 2009). As the connection
1. Introduction
Archaeological research of the remains of Early
Modern merchant ships is gradually helping us to
understand the technicalities of what is so easily
indicated as transfer of technology in the Early
Modern period. In a repetition of the idea ex oriente lux, a repetition that perhaps even is implied in
the term Renaissance itself, the simplified template
of thinking is that ideas and technology travelled
from east to west and from Renaissance Italy to
northern Europe. Such a simplified approach is
certainly fostered by Carlo M. Cipollas seminal
book of 1965 with its title Guns, sails and Empires,
Technological Innovation and the Early Phases of
European expansion, 1400-1700 (Cipolla 1965).
But is the template supported by the actual material
that has been preserved in the archaeological record
and whose analysis is gradually becoming available
and putting the template to the test? Partly perhaps,
and quite apart from the archaeological evidence
there is no question that ideas in that specific period have been shared by a growing number of lucid
and enlightened intellectuals. Although the spread
of ideas in this particular period certainly followed
other mechanisms than the models for the spread
of agriculture or human populations with which
Luigi Cavalli-Sforza (Ammerman, Cavalli-Sforza
1973; Cavalli-Sforza, Cavalli-Sforza 1995) has
influenced prehistoric archaeology, there can be
no doubt that an intensified spread of intellectual
concepts and ideas occurred and that Italy was one
of its nodal points. There is equally no doubt that
this spread was closely related to the introduction
of paper, relief printing and the practical use of the
printing press (Cohen 2010).
But is the spread of ideas the same as transfer of
technology? Does transfer of technology follow
the spread of ideas? Or is it the other way round?
Metals, metallurgy and the archaeology of mining
are an obvious field where such questions can be
addressed, and where the practical background for
Biringuccios and Agricolas scientific work of the
16th century (Stanley Smith, Teach Gnudi 1990;
* University of Southern Denmark.
83
Archeologia Postmedievale
18, 2014, pp. 83-104
Albrecht Drer and Early Modern Merchant ships. A reflection on the spread of ideas and transfer of technology
The Renaissance emphasis on geometry was married to a sense of an expanding world. This was
due to the explorations, to Copernicus groundbreaking cosmological concepts and Keplers
theory of the planets. In architecture elliptical
orbits were translated as the form that represents
stretching of space: the ellipse that stretches the
circle. The ellipse was thus designed to have an
emotional impact on the viewer (Hammond et al.
2005, p. 178). The new vision of the world and
interest in the elliptical forms strongly determined
baroque architecture of Europe. As such, the ellipse
can be regarded as symbol of the shift between
the Renaissance and Baroque worlds. Although
several Italian renaissance architects had already
used elliptical shapes in their constructions, it was
the civil architects of seventeenth century Europe
that really developed a passion for the elliptic form.
This reflects the mathematical and astronomical
enthusiasm for the ellipse as geometrical figure
86
Albrecht Drer and Early Modern Merchant ships. A reflection on the spread of ideas and transfer of technology
fig. 4 Sheer plan of Prinz Carl/Prinz Wilhelm, designed by Ole Judichaer in December 1695. It is the first official plan that bears his
signature. The rising line is elliptical in that it is constructed out of two quarter sections of two different ellipses. (Danish National Archive:
Setaten kort og tegningssamling: A992).
Albrecht Drer and Early Modern Merchant ships. A reflection on the spread of ideas and transfer of technology
fig. 6 Drers very clear explanatory drawing of the lengthened arc method of constructing half an ellipse. Strangely enough Drer does
not mention the elliptical nature of the curve, which mathematically spoken is more correct than his egg-line. In fact, it was only in 1640
that this was discovered by the mathematician Paul Guldin (Underweysung der Messung folio Ciii; Bibliothque Nationale).
89
Albrecht Drer and Early Modern Merchant ships. A reflection on the spread of ideas and transfer of technology
fig. 7 Regular rows of small plugs (spijkerpennen) perpendicular to and on both sides of a seam in the planking are the characteristic
archaeological evidence for a shell-first building sequence of smaller, but also larger flush-planked vessels, as here in the outer surface of the
second strake of the Scheurrak T 24 section that was lifted in 1984. The position of the treenails (most of them dottled) reveals the position
of five floors. The small plugs reveal the position of temporary clamps during the Dutch Flush construction process (drawing: Rob Oosting).
tigated (Verwey et al. 2012). The examples predating 1500 AD are all built with overlapping strakes.
In English one would say clinker-built, although
strictly speaking they are not clinkered. By the end
of the 16th century all waterschepen are built with
flush-laid planking. Interestingly, the transition
fig. 9 The botter, in many ways a later variation of the waterschip, has the clear characteristics of bottom-based construction. The
construction of the bottom and the fitting of the sides for instance are quite separate phases in the building process. Like in other Dutch
Flush approaches, temporary clamps are used to hold the planking together. (drawing: Peter Dorleijn; Nieuwland Erfgoedcentrum).
92
Albrecht Drer and Early Modern Merchant ships. A reflection on the spread of ideas and transfer of technology
Albrecht Drer and Early Modern Merchant ships. A reflection on the spread of ideas and transfer of technology
7. An archaeological example
One example of an English merchant vessel of the
late 16th century is the Princes Channel Wreck or
Gresham Ship (fig. 14). It was discovered as a result
of navigational dredging in the Thames Estuary
and fully excavated in 2004 (Auer, Maarleveld
2014). The excavated and recovered remains consist of the bow and a run of the portside 14m in
length, from just above the turn of the bilge to the
level of the lowermost deck. The Gresham Ship was
built after September 1574 from timber sourced
in eastern England, most probably East Anglia
and Essex. It had an approximate overall length
at deck level of 24.7 m and a tonnage of 223.5.
The armament consisted of 10-12 guns of varying
types. This would have made the ship a medium
sized trading vessel, which could certainly sail in
European waters, but for which journeys further
overseas were not out of reach either. A merchant
vessel like the Gresham Ship would probably have
been a common sight on the Ocean in the 16th
century.
What information, however, does the construction
offer on practice on English merchant dockyards
in the late 16th century? Does the application of
theory reflect in the archaeological material? And
does the archaeological evidence allow for an interpretation of the relationship between theorists
and dockyard practitioners? A closer look at the
hull construction might help to elaborate these
questions. One of the striking features of the wreck
was a doubling of framing timbers from the turn
of the bilge upwards. This could be identified as
96
Albrecht Drer and Early Modern Merchant ships. A reflection on the spread of ideas and transfer of technology
Albrecht Drer and Early Modern Merchant ships. A reflection on the spread of ideas and transfer of technology
Altogether, the Gresham Ship does not easily fit into our current picture of Early Modern
shipbuilding. The pre-erected frames were likely
pre-designed and the design of the master frame
was based on a concept of arcs (Ditta in Auer,
Maarleveld 2014, pp. 68-74). This means that
the ship was conceived on the basis of mathematical theory. However, this theory, or indeed its application was flawed and led to a tender-sided
vessel, which had to be rebuilt using furring, a
process which Mainwaring describes as: an utter
spoiling and disgrace to all ships that are so handled
(Perrin and Manwaring 1922, p. 53). In terms
of construction, there is little similarity between
the Gresham Ship and other contemporary English wrecks, with the exception maybe of the older
Mary Rose. Instead, constructional features found
on the Gresham Ship are reminiscent of Mediterranean shipbuilding, and many other features are
reminiscent of clinker building techniques. What
does this tell us about dockyard practices? Maybe
the contrast between design and construction, and
the puzzling mix of seemingly archaic construction
features is quite typical for a period of transition
and changes. Only a little more than 100 years
before the construction of the Gresham Ship, large
clinker-built seagoing vessels were still a common
sight around the shores of Britain, as witnessed
by the Newport Ship (Nayling, Jones 2014).
And the large clinker-built merchant vessel U34
predates the Gresham Ship by only some 46 years
(Overmeer 2008). While it has been suggested
that it was built in Poland, other construction areas
are presently considered as well (Overmeer pers.
comm.). Many of the dockyard craftsmen could still
have been used to clinker shipbuilding and when
confronted with problems during the construction
of a pre-designed carvel vessel found conservative
and practical solutions based on their personal experience. Maybe the inconsistency between efforts
at theoretical design and practical craftsmanship is
an accurate reflection of the situation in English
merchant dockyards of the late 16th century.
ist approaches of human culture and its expression in cultures. Instead, these approaches try
to understand individual and group agency in
technological processes (Lemonnier 1993) and
how practice relates to identity, and identification with a group or overlapping groups (Insoll
2007). It is a theme that, with a few exceptions,
seems to be quite absent in much of the literature
that addresses the technicalities of shipbuilding
in a historical perspective. Simple explanations
have been preferred, and simple explanations are
of needs simplifications. Moreover, research has
always been biased towards contexts for which
consistent bodies of source material do exist. This
applies to the history of scientific ideas and the
history of technical implementations alike. And
perhaps even more prominently, it applies to the
history of the ship. With exceptions again, discussions have been spoon-fed by the available written
sources. States, governments, centralized navies
or corporate organizations have produced more
consistent archives than other sections, such as the
fishing industry or tramping merchant fleets. But
even since archaeological sources have started to be
consulted, a clear bias towards ships of state has
persisted (Cederlund 1995). Incidentally, that
bias also feeds into debates on significance and
protection in a very distorting fashion, but that
need not concern us here.
In many cases archaeological data has been preferred that easily feeds into the debate, because it
refers to known, clearly identified contexts, while
data that doesnt has been neglected (Harpster
2013). This is further enhanced by the fact that
ships as heritage are associated with a historiography that is marked by parochialism, antiquarianism, and celebratory narrative (Sawyer 2013).
The result is that the technological history of
the ship has fed into the greater narratives on
transfer of technology in a way that strengthens
the national narratives of naval powers. Partly,
this can be explained from the continued need
for self-assurance in contemporary nation-states
(Cederlund, Hocker 2006; Maarleveld 2007;
Wright 2009, pp. 145-175). Partly also, it is
self-explanatory in that generations of maritime
researchers have focused on the development and
spread of shipbuilding theory and shunned away
from contexts where theory was not visibly at the
forefront of development. If one studies transfer
of technology, one follows the paths where such
transfer clearly occurs. But it is as revealing to
look into actual ship production and competitive
factor. And it highlights the role of the craftsman, who is reduced to an automaton in some
systems, but who is the thinking problem-solver in
others. Economists have come to look at technological change in terms of macro-inventions and
micro-inventions (Vries 2013, p. 114). Macroinventions are those that provide entirely new ways
of thinking in relation to workable or improvable
techniques. Micro-inventions are incremental
improvements in a field that is basically known.
Thinking of Early Modern shipbuilding in terms
of transfer of technology, more or less implies that
its technology is interpreted as a macro-invention.
But it begs the question whether one can interpret
the introduction of theory in shipbuilding as a
macro-invention at all. As we have seen in the
discussions on art and architecture as well as that
of Ole Judichaer, mathematical theory itself was
subject to incremental development over a long
period of time. But even if we wish to interpret
the introduction of design on paper as a macroinvention, it was one that only applied to specific
contexts, contexts that were predefined as hierarchical and centralized.
Moreover, innovation and certainly innovation as
discussed by economists should lead to cheaper
procedures if not also to better ones. In the hierarchical and centralized contexts in which theorists
experimented, economy of resources may well have
been subordinate to the status and magnificence
of the result (Adams 2013, p. 111), despite economies of scale and cheap labour. The parallel with
architecture in the sense of a high status transformation of space is striking in this aspect as well.
In the practice dominated shipbuilding industry of
the Dutch Republic the available supply of planks
and timber is defining, perhaps even normative. It
is deliberately sourced along distant supply lines.
Higher staff-costs are offset by relative freedom
in conversion, in which each crutch, or crooked
timber can be used in an optimal way. Dutch Flush
approaches proved extremely cost-effective in terms
of timber resources, and the shipyards could produce competitively as a result. Frugal timber use is
cited by all foreign observers, despite their dislike
for the absence of theory and system.
But change and considerable change happened more-or-less independent of theory as well.
Ranges of new and more specialized vessels were
developed in northern Europe all through the period discussed. In the centralized new monarchies
where theoreticians were appointed to high status
positions of managing shipbuilding or shipbuilding
100
Albrecht Drer and Early Modern Merchant ships. A reflection on the spread of ideas and transfer of technology
programmes this process may be slightly more driven by government decisions than it for instance is
in the Dutch Republic. But even if one looks at the
written evidence, the successful developments do
not seem to be those that are initiated on theoretical
grounds. The problems that led to the abundance of
furred vessels in England are just an example (Auer,
Maarleveld 2014). The well-studied history of
the intended introduction of galley construction in
northern Europe as compared to the development
of many other types of rowable vessels is another
case in point (Lehmann 1984; Barker 1992; Auer
2008). So is the very successful introduction of
the fluit (Wegener Sleeswijk 2003), and other
developments associated with Jan Pietersz. Liorne
(Sigmond 2013, 274 ff.), and so is the adaptation
of the waterschip (Verwey et al. 2012).
The exchange of construction practices provides
craftsmen with a wider repertoire of experience,
with a greater ability to adapt to new demands
and find creative and innovative combinations
(van der Leeuw 2011, pp. 216-217). Whereas
one can view resistance to theory as resistance to
technological innovation, as inertia and conservatism (Mokyr 2000), doing so in relation to Early
Modern shipbuilding is profoundly missing the
point. In order to explain the archaeological evidence, it seems to be far more productive to look
at the dominance of practice as subject to a continuous and very creative process of using an ever
wider variety of techniques and technical solutions
to meet an ever wider range of demands and challenges in an ever more varied set of organizational
settings. Continuity is not necessarily entropy, and
if entropy at all, it is a very creative entropy.
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Abstract
In this essay the authors present a reflection on the processes
that surround the acceptance of new ideas and what is generally
called transfer of technology. They do so by linking the emerging
archaeological understanding of continuity and change in shipbuilding practices in different parts of Europe at the beginning
of Modern History, with long established and newly rewritten
histories of intellectual, scientific and technological development.
Albrecht Drer is presented as a crucial actor in the developing
Renaissance worldview in which beauty and technological
proficiency is founded in a divine order that can be described
in terms of mathematics. It is a worldview that inspired theory
and experimentation in architecture and ship architecture alike,
but not necessarily in a practicable or reliable way. The beautiful
ellipse is pursued in English, French and Danish shipbuilding,
notably the building of grand ships for the kings navy, but harmony and innovation are attained in quite different ways in the
Dutch Republic. Archaeological data clearly demonstrate that the
103
Riassunto
Albrecht Drer e le navi mercantili della prima et moderna.
Una riflessione sulla diffusione di idee e sul trasferimento di
tecnologia. In questo saggio gli autori presentano una riflessione sui processi che circondano laccettazione delle nuove
idee e quello che genericamente chiamato trasferimento
tecnologico. Essi lo fanno collegando lemergente conoscenza
archeologica della continuit e del cambiamento nelle pratiche
di costruzione navale in diverse parti dellEuropa allinizio
della storia moderna, con la consolidata e nuovamente riscritta
104
18
2014
ARCHEOLOGIA
POSTMEDIEVALE
S o c i e t A m b i e n t e P r o d u z i o n e
18
archeologia
dei relitti postmedievali
a cura di Carlo Beltrame
A RCHEOLOGI APOSTMEDIEVA LE
36,00
Archeologia
dei relitti
postmedievali
Archaeology
of Post-Medieval
Shipwrecks
2014
ISSN 1592-5935
ISBN 978-88-7814-618-1