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Department of Engineering,
University of Hull,
Hull, HU6 7RX, UK
e-mail: J.S.Liu@hull.ac.uk
Geoffrey T. Parks
e-mail: gtp@eng.cam.ac.uk
P. John Clarkson
e-mail: pjc10@eng.cam.ac.uk
Department of Engineering,
University of Cambridge,
Cambridge, CB2 1PZ, UK
Introduction
High-speed rotating disks are commonly used in rotating machinery such as flywheels, gears and rotors in turbines and compressors. A major constraining factor on the development of these
components is the magnitude and distribution of stresses under
operating conditions. Common sense dictates that using a uniform
cross-section for rotating disks is very uneconomic.
Design problems of this sort fall within the category of the
structural shape optimization. However, it is generally difficult
and expensive to calculate accurate gradients of the functions for
sensitivity analysis, since rotating disks are generally axisymmetric continuum structures and their responses to changes of
topology/shape are usually non-linear and implicit functions of the
variables. Given the importance of minimizing their mass and the
potentially catastrophic effects of disk failures, the optimal design
of high-speed rotating disks to achieve low cost and high performance has long been a significant topic in industry, especially the
gas turbine industry. In an early approach, Donath 1 approximated the actual disk using a series of rings with uniform thickness. Through a comprehensive analysis of the problem, Stodola
2 suggested a hyperbolic curve for the profile of the disk. Rowe
3 investigated the effects of peripheral loading and gave charts
for the design of such disks. With the advent of the computer age,
Mathematical Programming MP methods were used to solve the
design problem, for example:
The Gradient Search GS method, see Seireg and Surana 4,
in which the disk was defined by a system of finite rings with
different thicknesses and the stresses in each ring were calculated from approximate expressions.
the Sequential Linear Programming SLP method, see Bhavikatti and Ramakrishnan 5, in which thicknesses at selected radial levels were used as design variables and the
shape of the disk cross-section was assumed to be an algebraic function of theses design variables;
the Complex method, see Luchi et al. 6, in which the disk
profile was defined by spline interpolation;
the Feasible Direction FD method, see Cheu 7, in which
the coordinates of the selected points on the disk contours
were used as design variables.
Contributed by the Design Automation Committee for publication in the JOURNAL OF MECHANICAL DESIGN. Manuscript received January 2001. Associate Editor: G. M. Fadel.
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Fig. 1 Schematic diagrams of the turbine disk geometries and loadings, boundary conditions and geometric
restrictions: a disk geometry, mechanical loading, and displacement boundary conditions; b thermal
boundary conditions and geometric restriction for optimization
ments, enabling the topology design space to be robustly explored. Another original feature of MD is its use of both quadrilateral and triangular elements that are ideally suited for modeling
continua involving curved boundaries. The MD method can be
used to solve different kinds of topology/shape optimization problems, such as
The geometry parameters can best be represented in the symmetric section on the (r,z) plane using a cylindrical coordinate system, and the following notation is used to define the disk geometry:
R h inner radius of hub
Llength between inner radius of hub and outer radius of rim
L h thickness of hub
L r thickness of rim
Z h half-width of hub
Z r half-width of rim
Optimization Problem
A typical rotating disk with hub and rim is shown in Fig. 1. The
disk body material is assumed to be isotropic and homogeneous.
Journal of Mechanical Design
Optimization Methodology
In this study, the optimal shapes of the structures under consideration are determined using the Metamorphic Development optimization procedure. The design problem can be stated as:
Minimize compliance f 1 T i and/or mass f 2 T i
(1a)
(1b)
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G Ti
w g T w R T R *
j1
j j
j1
(2)
w R *
j1
(3a)
BA/2
(3b)
Thus the DGF, the value of which depends through simple averaging on the values of the limits max(i), min(i) etc., is a
piecewise linear function of G(T i ). The values and factors that
determine the growth factor may vary in each iteration. Therefore,
the DGF is an adaptive function changing from one structure to
another. The adaptive nature of the DGF improves the algorithms
speed of convergence, allowing more elements to be added or
removed each iteration when the structure is far from optimal,
thus making the MD method very computationally efficient in
comparison to other heuristic methods Liu et al. 20.
Structural shape optimization is inherently an iterative procedure. The MD optimization process consists of the following
steps:
Step 1: Form an optimization model
Define all the kinematic boundary constraints, loads and material
properties that are expected under service conditions. Specify the
optimization criteria to be used and the design constraints to be
directly and explicitly imposed to optimize the structure.
Step 2: Define a finite or infinite design domain
It is not necessary to specify a finite design domain. This is especially helpful if the best domain for the design is not known
a priori. Nevertheless it is possible to impose restrictions on structural growth both in terms of location and direction, if appropriate.
Step 3: Choose appropriate finite elements
Finite elements appropriate to the design problem under consideration must be chosen. They can be linear or non-linear elements
with various shape functions. In the application detailed in this
paper, both triangular and quadrilateral axisymmetric elements are
used. The use of triangular elements produces relatively smooth
boundaries, thus enabling a relatively coarse mesh to be used
while still capturing detailed shape information Liu et al. 20.
Step 4: Generate an initial structure
The initial FE structure can be the simplest possible geometry
connecting the loads to the supports, providing that it has a nonsingular FE solution. In fact, the optimization process can start
from any degree of structural development from the simplest possible structure to a heavy ground mesh. Like other heuristic methods, MD cannot guarantee a global optimum solution, but it has
been shown to be able to successfully find the optima on standard
Transactions of the ASME
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Fig. 5 The metamorphic development convergence history for the turbine disk design: a iteration 0 initial; b
iteration 5; c iteration 10; d iteration 15; e iteration 20; f iteration 25 optimized
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Fig. 6 Contours of various stresses, temperature and heat flux distributions in the optimized turbine disk; a Mises stress;
b radial stress; c axial stress; d hoop stress; e temperature; f heat flux
shape for the specified loads and design constraints. The optimization process continues until a minimum mass structure satisfying all the structural response constraints has been achieved or
until design limitations prevent a further increase or decrease in
the size of the structure. Convergence is deemed to have occurred
Fig. 7 Stress distributions on the non-design surface of the optimized disk structure
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Fig. 8 Stress distributions on the design surface of the optimized disk structure
if the performance of the structure cannot be improved for a specified number of consecutive iterations. In this manner, the initial
design evolves into an optimized design, which is a minimum
mass structure satisfying all the constraints.
The optimization algorithm employs a hierarchical structure.
First, objective f 1 (T i ) the compliance is minimized and objective f 2 (T i ) the mass is disregarded until the structural response
constraints are satisfied. Then f 2 (T i ) is minimized subject to constraints on the structural response. In the first stage, a positive
growth factor is used and more elements are added than removed
each iteration. Conversely, in the next stage, a negative growth
factor is used and more elements are removed than added each
iteration. Depending on the current structural performance, these
two optimization schemes may be adopted alternately. If a well
developed structure is used as a starting design that satisfies the
constraints, the first optimization stage may not be necessary. A
flow chart for the optimization procedure is given in Fig. 4. The
procedure used does not require gradient-based sensitivity analysis, as the surface strain-energy/stress distribution is the sole parameter considered. Although there is no mathematical proof that
this hierarchical approach and other similar approaches e.g.,
Querin et al. 18 will result in convergence to the global optimum, practical experience indicates that they do in fact usually
succeed in doing so Liu et al. 20.
Since this method avoids difficult formulation and programming of complicated relationships between various elements and
shape variables, commercial FE packages can be used as analyzers. The optimization algorithm is used as a design tool in conjunction with commercial FE codes and ABAQUS software 21
is currently used to perform the required FEA.
Examples
(4)
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Fig. 9 Optimal shapes for different loading cases: a bladescentrifugal 20000 rpmthermal loading; b blades
centrifugal 20000 rpm loading; c blades loading only; d bladescentrifugal 18000 rpmthermal loading; e
bladescentrifugal 16000 rpmthermal loading; f bladescentrifugal 18000 rpmthermalfit pressure loading
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Fig. 10 Comparisons of the optimal shapes for different loading cases: a comparison of optimal shapes for different loadings; b comparison of optimal shapes for different rotational
speeds; c comparison of optimal shapes with and without a fit
pressure
tween triangular and quadrilateral elements. Although quadrilateral and triangular elements can approximate a smooth surface,
they cannot model it perfectly. In this region, hoop and axial
stresses also oscillate but at a relatively lower level. From points f
to g, all four stresses decrease and vanish at point g. Although the
stresses are low in this region, further removal of material is prevented due to the geometric design constraints a cone surface, see
Fig. 1(b). Along the line from points g to a, the disk surface is
basically stress-free.
If we refer to the loading case above as case A, Fig. 9 shows the
optimized structures obtained under five alternative loading cases
B, C, D, E and F respectively:
Case Bblades loading plus disk centrifugal loading (
20000 rpm);
Case Cblades loading only;
Conclusions
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