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Federal Register / Vol. 70, No.

70 / Wednesday, April 13, 2005 / Proposed Rules 19371

whether your facility is affected by this small entities that showed no adverse and the comment period will be
action, you should examine the economic effect for any small entities extended until May 31, 2005. Inquires
applicability criteria in § 63.1100 of the within any of these source categories. regarding a public hearing should be
final generic MACT standards. If you Similarly, before promulgating the rules directed to the contact person listed
have any questions regarding the on ethylene production in 2002 (67 FR below.
applicability of these technical 46258), we determined that there were
ADDRESSES: Submit your comments,
corrections to a particular entity, contact no small entities affected by those rules.
For a discussion of other identified by Docket ID No. OAR–2004–
the person listed in the preceding FOR
administrative requirements for the 0070 by one of the following methods:
FURTHER INFORMATION CONTACT section.
For further information on these proposed rules, see the direct final rules • Federal eRulemaking portal http://
proposed rules, please see the action in the Rules and Regulations www.regulations.gov. Follow the on-line
information provided in the direct final section of today’s Federal Register. instructions for submitting comments;
rules action that is located in the ‘‘Rules • Agency Web site: http://
List of Subjects in 40 CFR Part 63 www.epa.gov/edocket. EDOCKET, EPA’s
and Regulations’’ section of this Federal
Register publication. Environmental protection, electronic public docket and comment
Administrative practice and Procedure, system, is EPA’s preferred method for
Statutory and Executive Order Reviews Air pollution control, Hazardous receiving comments. Follow the on-line
Regulatory Flexibility Act substances, Intergovernmental relations, instructions for submitting comments;
Reporting and recordkeeping • Fax comments to (202) 566–1741; or
The Regulatory Flexibility Act (RFA) requirements.
generally requires an agency to prepare • Mail/hand delivery: Submit
a regulatory flexibility analysis of any Dated: April 7, 2005. comments to Air and Radiation Docket
rule subject to notice and comment Stephen L. Johnson, at EPA West, 1301 Constitution Avenue
rulemaking requirements under the Acting Administrator. NW., Room B108, Mail Code 6102T,
Administrative Procedure Act or any [FR Doc. 05–7405 Filed 4–12–05; 8:45 am] Washington, DC 20460, Phone: (202)
other statute unless the agency certifies BILLING CODE 6560–50–P
566–1742.
that the rule will not have significant Instructions: Direct your comments to
economic impact on a substantial Docket ID No. OAR–2004–0070. EPA’s
number of small entities. Small entities ENVIRONMENTAL PROTECTION policy is that all comments received
include small businesses, small AGENCY will be included in the public docket
organizations, and small governmental without change and may be made
jurisdictions. EPA has determined that 40 CFR Part 82 available on-line at http://www.epa.gov/
it is not necessary to prepare a [FRL–7899–2] edocket, including any personal
regulatory flexibility analysis in information provided, unless the
connection with the proposed rule RIN 2060–AM51 comment includes information claimed
amendments. to be Confidential Business Information
Protection of Stratospheric Ozone: (CBI) or other information whose
For purposes of assessing the impacts
Substitute Refrigerant Recycling; disclosure is restricted by statute. Do
of the proposed rule amendments on
Amendment to the Definition of not submit information that you
small entities, a small entity is defined
Refrigerant consider to be CBI or otherwise
as: (1) A small business in the North
American Industrial Classification AGENCY: Environmental Protection protected through EDOCKET,
System (NAICS) code 325 that has up to Agency. regulations.gov, or e-mail. The EPA
500; (2) a small governmental ACTION: Proposed rule. EDOCKET and the Federal
jurisdiction that is a government of a regulations.gov Web sites are
city, county, town, school district or SUMMARY: The Environmental Protection ‘‘anonymous access’’ systems, which
special district with a population of less Agency (EPA) is proposing changes to means EPA will not know your identity
than 50,000; and (3) a small correct the final rule published in the or contact information unless you
organization that is any not-for-profit Federal Register on March 12, 2004. provide it in the body of your comment.
enterprise which is independently Specifically, EPA is proposing to amend If you send an e-mail comment directly
owned and operated and is not the regulatory text for the definitions of to EPA without going through
dominant in its field. refrigerant and technician and the EDOCKET or regulations.gov, your e-
After considering the economic prohibition against venting substitute mail address will be automatically
impacts of today’s proposed rule refrigerants. EPA is also proposing to captured and included as part of the
amendments on small entities, I certify amend the prohibition against venting comment that is placed in the public
that this action will not have a substitute refrigerants to reflect the docket and made available on the
significant economic impact on a proposed changes to the definitions. Internet. If you submit an electronic
substantial number of small entities. These changes are being proposed to comment, EPA recommends that you
The proposed rule amendments will not make certain that the regulations include your name and other contact
impose any requirements on small promulgated on March 12, 2004 cannot information in the body of your
entities. The proposed rule amendments be construed as a restriction on the sales comment and with any disk or CD–ROM
provide clarifications and corrections to of substitutes that do not consist of an you submit. If EPA cannot read your
previously issued rules. Before ozone-depleting substance (ODS), such comment due to technical difficulties
promulgating the rule on acrylic and as pure hydrofluorocarbon (HFC) and and cannot contact you for clarification,
modacrylic fiber production in 1999 (64 perfluorocarbon (PFC) substitutes. EPA may not be able to consider your
FR 34863), we concluded that each DATES: Comments on this proposed rule comment. Electronic files should avoid
standard applied to five or fewer major must be received on or before May 13, the use of special characters, any form
sources. In addition, we conducted a 2005, unless a public hearing is of encryption, and be free of any defects
limited assessment of the economic requested. If requested by April 28, 2005 or viruses. For additional information
effect of the proposed standards on a hearing will be held on May 13, 2005 about EPA’s public docket visit

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19372 Federal Register / Vol. 70, No. 70 / Wednesday, April 13, 2005 / Proposed Rules

EDOCKET on-line or see the Federal only taking action to correct the section 608 of the Clean Air Act
Register of May 31, 2002 (67 FR 38102). definitions of refrigerant and technician Amendments of 1990 (the Act). The
Docket: All documents in the docket at § 82.152 and amend the venting applicability criteria are discussed
are listed in the EDOCKET index at prohibition at § 82.154(a) to make below and in regulations published on
http://www.epa.gov/edocket. Although certain that the definitions and December 30, 1993 (58 FR 69638). If you
listed in the index, some information is prohibition are consistent with the have questions regarding the
not publicly available, i.e., CBI or other expressed intent of the March 12, 2004 applicability of this action to a
information whose disclosure is (69 FR 11946) final rule to not restrict particular entity, consult the person
restricted by statute. Certain other the sales of such substitutes. EPA listed in the preceding FOR FURTHER
material, such as copyrighted material, discussed and responded to comments INFORMATION CONTACT section.
is not placed on the Internet and will be concerning the sales restrictions on
publicly available only in hard copy substitutes for refrigerants, and its II. Overview
form. Publicly available docket extension to substitutes for refrigerants
materials are available either that consist in part or whole of a class On March 12, 2004 (69 FR 11946),
electronically in EDOCKET or in hard I or class II ozone-depleting substance in EPA amended the rule on refrigerant
copy at the Air and Radiation Docket the March 12, 2004 final rulemaking (69 recycling, promulgated under section
EPA/DC, EPA West, Room B102, 1301 FR 11969). Comments that are 608 of the Act, to clarify how the
Constitution Ave., NW., Washington, submitted in response to this notice that requirements of section 608 apply to
DC. The Public Reading Room is open pertain to the merits of or substitutes for chlorofluorocarbon (CFC)
from 8:30 a.m. to 4:30 p.m., Monday implementation of a sales restriction on and hydrochlorofluorocarbon (HCFC)
through Friday, excluding legal HFC or PFC substitutes are considered refrigerants. This rule explicated the
holidays. The telephone number for the to be outside of the scope of today’s self-effectuating statutory prohibition
Public Reading Room is (202) 566–1744, action. against the knowing venting of
and the telephone number for the Air substitutes to the atmosphere during the
Table of Contents
Docket is (202) 566–1742. maintenance, service, repair, and
I. Regulated Entities disposal of appliances that became
FOR FURTHER INFORMATION CONTACT:
II. Overview effective on November 15, 1995. The
Julius Banks; (202) 343–9870; III. Today’s Action
Stratospheric Protection Division, Office A. Correction to the Definition of
rule also exempted certain substitutes
of Atmospheric Programs, Office of Air Refrigerant from the venting prohibition on the
and Radiation (6205J); 1200 B. Amendment to the Prohibition Against basis of current evidence that their
Pennsylvania Avenue, NW.; Venting Substitutes release is adequately addressed by other
Washington, DC 20460. The C. Correction to the Definition of authorities; hence, such release does not
Stratospheric Ozone Information Technician pose a threat to the environment under
IV. Statutory and Executive Order Reviews section 608 (69 FR 11949).
Hotline, 800–296–1996, and the Ozone
A. Executive Order 12866: Regulatory
Web page, http://www.epa.gov/ozone/ Planning and Review EPA also amended the refrigerant
title6/608/regulations/index.html, can B. Paperwork Reduction Act recovery and recycling requirements for
also be contacted for further information C. Regulatory Flexibility Act CFC and HCFC refrigerants to
concerning this correction. D. Unfunded Mandates Reform Act accommodate the proliferation of new
SUPPLEMENTARY INFORMATION: EPA views E. Executive Order 13132: Federalism substitutes for these refrigerants on the
this as a noncontroversial action and F. Executive Order 13175: Consultation
market, and to clarify that the venting
anticipates no adverse comment. and Coordination With Indian Tribal
Governments prohibition applies to all substitutes and
Therefore, in today’s Federal Register, G. Executive Order 13045: Protection of refrigerants for which EPA has not made
we are publishing a separate Direct Children From Environmental Health & a determination that their release ‘‘does
Final rulemaking to correct the Safety Risks not pose a threat to the environment,’’
definitions of refrigerant and technician H. Executive Order 13211: Actions That including HFC and PFC substitutes. The
and amend the prohibition against the Significantly Affect Energy Supply, March 12, 2004 final rule was not
knowing venting of substitutes. The Distribution, or Use intended to either mandate section 608
Direct Final rule will be effective on I. National Technology Transfer and
Advancement Act
technician certification for those
June 13, 2005 without further notice maintaining, repairing, or servicing
unless we receive adverse comment appliances using substitutes that do not
regarding the intent of the amended I. Regulated Entities
consist of a class I or class II ODS or to
definitions and the amended Entities potentially regulated by this
restrict the sale of substitutes that do not
prohibition by May 13, 2005. If EPA action include those that manufacture,
contribute to the depletion of the
receives adverse comment, we will own, maintain, service, repair, or
stratospheric ozone layer, such as pure
publish a timely withdrawal in the dispose of all types of air-conditioning
HFC and PFC substitutes (69 FR 11946).
Federal Register informing the public and refrigeration equipment (i.e.,
that the rule will not take effect. EPA appliances as defined by § 82.152); III. Today’s Action
will address all public comments on the those who sell, purchase, or reclaim
proposed rule in a subsequent final rule. refrigerants and their substitutes; and With this action, EPA is proposing to
EPA will not institute a second those who own refrigerant recycling or correct the definitions of refrigerant and
comment period on this action. Any recovery equipment. This listing is not technician at § 82.152 and amend the
parties interested in commenting must intended to be exhaustive, but rather prohibition against the knowing venting
do so at this time. provides a guide for readers regarding of substitutes at § 82.154(a), to reflect
EPA emphasizes that it is not re- entities likely to be regulated by this the intent and preamble language of the
proposing the June 11, 1998 proposal action. To determine whether your March 12, 2004 final rule to not regulate
(63 FR 32044) to restrict the sale of company is regulated by this action, you the use or sale of substitutes that do not
hydrofluorocarbon (HFC) and should carefully examine the consist of a class I or class II ozone-
perfluorocarbon (PFC) substitutes, but is applicability criteria contained in depleting substance.

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A. Correction to the Definition of subpart, any substance consisting in nitrogen in any application; or water in
Refrigerant part or whole of a class I or class II any application (69 FR 11949–54) from
While the intent of the March 12, ozone-depleting substance that is used the statutory venting prohibition,
2004 final rule was not to restrict the for heat transfer purposes and provides because their release is adequately
sale of refrigerant substitutes that do not a cooling effect. EPA has deleted the addressed by other entities; therefore,
contribute to the depletion of the text specifying the exempted substitutes their release does not pose a threat to
stratospheric ozone layer (69 FR 11946), (namely, ammonia in commercial or the environment under section 608 of
the accompanying regulatory text could industrial process refrigeration or in Title VI of the Clean Air Act. However,
absorption units; hydrocarbons in EPA did not make such a finding for
be construed as having the opposite
industrial process refrigeration substitutes consisting in part or whole
effect. Specifically, the final rule’s
(processing of hydrocarbons); chlorine of an HFC or PFC substitute. So it
definition of refrigerant at § 82.152 (69
in industrial process refrigeration remains illegal to knowingly vent
FR 11957) stated that refrigerant means,
(processing of chlorine and chlorine substitutes consisting in part or whole
for purposes of this subpart, any
compounds); carbon dioxide in any of an HFC or PFC substitute during the
substance consisting in part or whole of
application; nitrogen in any application; maintenance, service, repair, or disposal
a class I or class II ozone-depleting
or water in any application). Since these of appliances (69 FR 11947).
substance that is used for heat transfer In accordance with section 608(c)(2)
substances do not contain a class I or
purposes and provides a cooling effect, of Title VI of the Clean Air Act (as
class II ODS, such a level of specificity
or any substance used as a substitute for is not required within the amended amended in 1990), de minimis releases
such a class I or class II substance by definition. associated with good faith attempts to
any user in a given end-use, except for EPA requests comment on whether recapture and recycle or safely dispose
the following substitutes in the the proposed definition of refrigerant of such substitutes shall not be subject
following end-uses: accurately reflects the Agency’s intent to to the prohibition. EPA has not
(1) Ammonia in commercial or only include those substitutes that promulgated regulations mandating
industrial process refrigeration or in contain a class I or class II ODS, and certification of refrigerant recycling/
absorption units; hence contribute to depletion of the recovery equipment intended for use
(2) Hydrocarbons in industrial process stratospheric ozone layer. EPA also with substitutes; therefore, EPA is not
refrigeration (processing of seeks comment on whether the deleted proposing a regulatory provision for the
hydrocarbons); text specifying the exempted substitutes mandatory use of certified recovery/
(3) Chlorine in industrial process provides greater clarity to the definition. recycling equipment as an option for
refrigeration (processing of chlorine and determining de minimis releases of
chlorine compounds); B. Amendment to the Prohibition
substitutes. However, the lack of a
(4) Carbon dioxide in any application; Against Venting Substitutes
regulatory provision should not be
(5) Nitrogen in any application; or The proposed correction to the interpreted as an exemption to the
(6) Water in any application. definition of refrigerant requires an venting prohibition for non-exempted
EPA is aware that the above definition amendment to the regulatory refrigerant substitutes. The regulatory prohibition
of refrigerant could be construed as venting prohibition at § 82.154(a). The at § 82.154(a) reflects the statutory
being at odds with the preamble that March 12, 2004 amendment to the reference to de minimis releases of
discusses the Agency’s intent to not section 608 regulatory venting substitutes as they pertain to good faith
restrict the sale of substitutes that do not prohibition (69 FR 11979) states that attempts to recapture and recycle or
consist of a class I or class II ODS. The Effective May 11, 2004, no person safely dispose of such substitutes.
unintentional inclusion of the phrase or maintaining, servicing, repairing, or In order to emphasize that the
any substance used as a substitute for disposing of appliances may knowingly knowingly venting of HFC and PFC
such a class I or class II substance vent or otherwise release into the substitutes remains illegal during the
* * *, implies that any substance, environment any refrigerant from such maintenance, service, repair, and
including pure HFCs and PFCs, used as appliances. * * * If not addressed, the disposal of appliances and to make
a substitute for such a class I or class II proposed definition of refrigerant would certain that the de minimis exemption
substance would be captured under the exclude pure HFC and PFC substitutes 1 for refrigerants remains in the regulatory
definition of refrigerant. If left from the venting prohibition, because prohibition, EPA is proposing to adopt
uncorrected, this could create ambiguity they do not consist in part or whole of the statutory section 608(c)(2) venting
about the interpretation of the a class I or class II ozone-depleting prohibition into the section 608
regulations promulgated at 40 CFR part substance. The preamble to the March regulatory prohibition at § 82.154(a).
82, subpart F (i.e., section 608 12, 2004 final rule made clear that the The proposed definition of refrigerant
regulations) and could have unintended Agency intended to exempt certain means that refrigerant releases shall be
implications on the prohibitions, substitutes, namely, ammonia in considered de minimis only if they
required practices, and reporting and commercial or industrial process occur when: (1) The required practices
recordkeeping requirements of the refrigeration or in absorption units; set forth in § 82.156 are observed,
regulations promulgated under section hydrocarbons in industrial process recovery or recycling machines that
608 of Title VI of the Clean Air Act (e.g., refrigeration (processing of meet the requirements set forth in
mandatory certification of technicians hydrocarbons); chlorine in industrial § 82.158 are used, and the technician
servicing appliances using pure HFC process refrigeration (processing of certification provisions set forth in
refrigerants and a restriction on the sale chlorine and chlorine compounds); § 82.161 are observed; or (2) The
of HFC substitutes to certified carbon dioxide in any application; requirements set forth for the service of
technicians). motor vehicle air-conditioners (MVACs)
Therefore, EPA is proposing to correct 1 As defined at § 82.152, Substitute means any in subpart B (i.e., section 609) of this
the definition of refrigerant by deleting chemical or product, whether existing or new, that part are observed. EPA is also proposing
is used by any person as an EPA approved
the aforementioned phrase. The replacement for a class I or II ozone-depleting
to list, in the regulatory prohibition at
proposed definition at § 82.152 reads: substance in a given refrigeration or air- § 82.154(a), the substitutes that have
Refrigerant means, for purposes of this conditioning end-use. been exempted from the statutory

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venting prohibition. EPA is proposing refrigeration (processing of regulatory action’’ as one that is likely
this edit in order to clarify which hydrocarbons); (3) Chlorine in industrial to result in a rule that may: (1) Have an
substitutes are exempt from the venting process refrigeration (processing of annual effect on the economy of $100
prohibition. Hence, EPA is proposing to chlorine and chlorine compounds); (4) million or more or adversely affect in a
amend the prohibition at § 82.154(a) to Carbon dioxide in any application; (5) material way the economy, a sector of
read: (a) Effective June 13, 2005, no Nitrogen in any application; or (6) Water the economy, productivity, competition,
person maintaining, servicing, repairing, in any application. jobs, the environment, public health or
or disposing of appliances may safety, or State, local, or tribal
knowingly vent or otherwise release C. Correction to the Definition of governments or communities;
into the environment any refrigerant or Technician (2) create a serious inconsistency or
substitute from such appliances, with In 1994, EPA finalized the definition otherwise interfere with an action taken
the exception of the following of technician at § 82.152 to read: or planned by another agency;
substitutes in the following end-uses: Technician means any person who (3) materially alter the budgetary
(1) Ammonia in commercial or performs maintenance, service, or repair impact of entitlements, grants, user fees,
industrial process refrigeration or in that could be reasonably expected to or loan programs or the rights and
absorption units; release class I or class II refrigerants obligations of recipients thereof; or
(2) Hydrocarbons in industrial process from appliances, except for MVACs, into (4) raise novel legal or policy issues
refrigeration (processing of the atmosphere * * * (59 FR 55912 arising out of legal mandates, the
hydrocarbons); (November 9, 1994)). On June 11, 1998 President’s priorities, or the principles
(3) Chlorine in industrial process (63 FR 32089), EPA proposed an set forth in the Executive Order.
refrigeration (processing of chlorine and amendment to the definition of It has been determined that this rule
chlorine compounds); technician to include persons who is not a ‘‘significant regulatory action’’
(4) Carbon dioxide in any application; perform maintenance, service, repair, or under the terms of Executive Order
(5) Nitrogen in any application; or disposal that could be reasonably 12866 and is therefore not subject to
(6) Water in any application. Executive Order 12866 review.
The knowing release of a refrigerant expected to release class I substances,
or non-exempt substitute subsequent to class II substances, or substitutes from B. Paperwork Reduction Act
its recovery from an appliance shall be appliances into the atmosphere (63 FR OMB has previously approved the
considered a violation of this 32059). The intent of proposed information collection requirements
prohibition. De minimis releases amendment to the definition was to contained in the existing regulations at
associated with good faith attempts to require section 608 technician 40 CFR part 82, subpart F under the
recycle or recover refrigerants or non- certification for persons maintaining, provisions of the Paperwork Reduction
exempt substitutes are not subject to repairing, servicing, or disposing of Act, 44 U.S.C. 3501 et seq. and has
this prohibition. Refrigerant releases appliances containing non-exempt assigned OMB Control Number 2060–
shall be considered de minimis only if substitutes; however, EPA did not 0256, EPA ICR number 1626.08. A copy
they occur when: (1) The required intend to remove the phrase except for of the OMB approved Information
practices set forth in § 82.156 are MVACs from the definition of Collection Request (ICR) may be
observed, recovery or recycling technician. obtained from Susan Auby, Collection
A petition for review challenging the
machines that meet the requirements set Strategies Division; U.S. Environmental
March 12, 2004 final rule stated that the
forth in § 82.158 are used, and the Protection Agency (2822T); 1200
amended definition of technician could
technician certification provisions set Pennsylvania Ave., NW., Washington,
be misinterpreted to mean that
forth in § 82.161 are observed; or (2) The DC 20460 or by calling (202) 566–1672.
technicians servicing and maintaining
requirements set forth in subpart B of This action does not impose any new
MVACs must also have section 608
this part are observed. information collection burden beyond
EPA requests comment as to whether technician certification. EPA did not the already-approved ICR.
the proposed edits to the regulatory intend for the amended definition of Burden means the total time, effort, or
venting prohibition accurately reflects technician at § 82.152 to include financial resources expended by persons
the Agency’s intent to not exclude HFC persons servicing or repairing MVACs, to generate, maintain, retain, or disclose
and PFC substitutes from the section and therefore is proposing to revert back or provide information to or for a
608(c)(2) venting prohibition. Thereby to the original definition. EPA seeks Federal agency. This includes the time
making certain that it remains unlawful comment on whether the proposal to needed to review instructions; develop,
for any person, in the course of revert back to the original definition of acquire, install, and utilize technology
maintaining, servicing, repairing, or technician satisfies the Agency’s intent and systems for the purposes of
disposing of an appliance, to knowingly to not require technician certification collecting, validating, and verifying
vent or otherwise knowingly release under section 608 for persons servicing information, processing and
HFC and PFC substitutes into the or repairing MVACs. maintaining information, and disclosing
environment. EPA also seeks comment IV. Statutory and Executive Order and providing information; adjust the
on whether the proposed edits maintain Reviews existing ways to comply with any
the exemptions to the prohibition for de previously applicable instructions and
minimis releases associated with good A. Executive Order 12866: Regulatory requirements; train personnel to be able
faith attempts to recapture and recycle Planning and Review to respond to a collection of
or properly dispose of substitutes. Under Executive Order 12866, (58 FR information; search data sources;
Finally, EPA seeks comment on whether 51,735 (October 4, 1993)) the Agency complete and review the collection of
the edits accurately depict the Agency’s must determine whether the regulatory information; and transmit or otherwise
exemption to the venting prohibition for action is ‘‘significant’’ and therefore disclose the information. An agency
the following substitutes: (1) Ammonia subject to the Office of Management and may not conduct or sponsor, and a
in commercial or industrial process Budget (OMB) review and the person is not required to respond to a
refrigeration or in absorption units; (2) requirements of the Executive Order. collection of information unless it
Hydrocarbons in industrial process The Order defines ‘‘significant displays a currently valid OMB control

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number. The OMB control numbers for and technician and makes certain that the private sector in any one year. This
EPA’s regulations in 40 CFR are listed only substances consisting whole or in rule supplements the statutory self-
in 40 CFR part 9. part of a class I or class II ODS are effectuating prohibition against venting
covered under the section 608 refrigerants by ensuring that certain
C. Regulatory Flexibility Act
refrigerant regulations. Hence any service practices are conducted that
The Regulatory Flexibility Act (RFA) burden associated with technician reduce emissions and establish
generally requires an agency to prepare certification or sales of refrigerant equipment and reclamation certification
a regulatory flexibility analysis of any substitutes not consisting of an ODS is requirements. These standards are
rule subject to notice and comment removed by correcting these definitions. amendments to the recycling standards
rulemaking requirements under the We continue to be interested in the under section 608 of the Clean Air Act.
Administrative Procedure Act or any potential impacts of the proposed rule Many of these standards involve
other statute unless the agency certifies on small entities and welcome reporting requirements and are not
that the rule will not have a significant comments on issues related to such expected to be a high cost issue. Thus,
economic impact on a substantial impacts. today’s rule is not subject to the
number of small entities. Small entities requirements of sections 202 and 205 of
include small businesses, small D. Unfunded Mandates Reform Act
the UMRA.
organizations, and small governmental Title II of the Unfunded Mandates For the reasons outlined above, EPA
jurisdictions. Reform Act of 1995 (UMRA), Pub. L. has also determined that this rule
For purposes of assessing the impacts 104–4, establishes requirements for contains no regulatory requirements that
of today’s rule on small entities, small Federal agencies to assess the effects of might significantly or uniquely affect
entity is defined as: (1) A small business their regulatory actions on State, local, small governments. Thus, today’s rule is
as defined by Small Business and tribal governments and the private not subject to the requirements of
Administration size standards primarily sector. Under section 202 of the UMRA, section 203 of the UMRA.
engaged in the supply and sale of motor EPA generally must prepare a written
vehicle air-conditioning refrigerants as statement, including a cost-benefit E. Executive Order 13132: Federalism
defined by NAIC codes 42114, 42193, analysis, for proposed and final rules Executive Order 13132, entitled
and 441310; (2) a small governmental with ‘‘Federal mandates’’ that may ‘‘Federalism’’ (64 FR 43255 (August 10,
jurisdiction that is a government of a result in expenditures to State, local, 1999)), requires EPA to develop an
city, county, town, school district or and tribal governments, in the aggregate, accountable process to ensure
special district with a population of less or to the private sector of $100 million ‘‘meaningful and timely input by State
than 50,000; and (3) a small or more in any one year. Before and local officials in the development of
organization that is any not-for-profit promulgating an EPA rule for which a regulatory policies that have federalism
enterprise which is independently written statement is needed, section 205 implications.’’ ‘‘Policies that have
owned and operated and is not of the UMRA generally requires EPA to federalism implications’’ is defined in
dominant in its field. identify and consider a reasonable the Executive Order to include
After considering the economic number of regulatory alternatives and regulations that have ‘‘substantial direct
impacts of today’s proposed rule on adopt the least costly, most cost- effects on the States, on the relationship
small entities, I certify that this action effective or least burdensome alternative between the national government and
will not have a significant economic that achieves the objectives of the rule. the States, or on the distribution of
impact on a substantial number of small The provisions of section 205 do not power and responsibilities among the
entities. The small entities directly apply when they are inconsistent with various levels of government.’’
regulated by this proposed rule are applicable law. Moreover, section 205 This proposed rule does not have
small business as defined by Small allows EPA to adopt an alternative other federalism implications. It will not have
Business Administration size standards than the least costly, most cost-effective substantial direct effects on the States,
primarily engaged in the supply and or least burdensome alternative if the on the relationship between the national
sale of motor vehicle air-conditioning Administrator publishes with the final government and the States, or on the
refrigerants as defined by NAIC codes rule an explanation why that alternative distribution of power and
42114, 42193, and 441310. We have was not adopted. Before EPA establishes responsibilities among the various
determined that approximately 819 any regulatory requirements that may levels of government, as specified in
small entities will experience an impact significantly or uniquely affect small Executive Order 13132. The regulations
ranging from 0.001 percent to 0.163 governments, including tribal promulgated under today’s action are
percent, based on their annual sales and governments, it must have developed done so under Title VI of the Act which
revenues. under section 203 of the UMRA a small does not grant delegation rights to the
Although this proposed rule will not government Agency plan. The plan States. Thus, Executive Order 13132
have a significant economic impact on must provide for notifying potentially does not apply to this rule.
a substantial number of small entities, affected small governments, enabling
EPA nonetheless has tried to reduce the officials of affected small governments F. Executive Order 13175: Consultation
impact of this rule on small entities. to have meaningful and timely input in and Coordination With Indian Tribal
EPA is proposing this rulemaking to the development of EPA regulatory Governments
make certain that the regulatory text in proposals with significant Federal Executive Order 13175, entitled
the March 12, 2004 rulemaking (63 FR intergovernmental mandates, and ‘‘Consultation and Coordination with
11946) is consistent with the intent to informing, educating, and advising Indian Tribal Governments’’ (65 FR
not restrict the sale of substitutes that do small governments on compliance with 67249 (November 9, 2000)), requires
not consist of a class I or class II ozone- the regulatory requirements. EPA to develop an accountable process
depleting substance, while making EPA has determined that this rule to ensure ‘‘meaningful and timely input
certain that the statutory prohibition does not contain a Federal mandate that by tribal officials in the development of
against knowingly releasing such may result in expenditures of $100 regulatory policies that have tribal
substitutes remains. This rule proposes million or more for State, local, and implications.’’ This proposed rule does
to correct the definitions of refrigerant tribal governments, in the aggregate, or not have tribal implications, as specified

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19376 Federal Register / Vol. 70, No. 70 / Wednesday, April 13, 2005 / Proposed Rules

in Executive Order 13175. Today’s rule explanations when the Agency decides SUPPLEMENTARY INFORMATION:
does not significantly or uniquely affect not to use available and applicable
the communities of Indian tribal voluntary consensus standards. This Background
governments. Thus, Executive Order rulemaking does not involve voluntary On February 4, 2004, the Coast Guard
13175 does not apply to this rule. consensus standards. and the Maritime Administration
G. Executive Order 13045: Protection of List of Subjects in 40 CFR Part 82 (MARAD) published a joint notice of
Children From Environmental Health & Environmental protection, proposed rulemaking entitled ‘‘Vessel
Safety Risks Administrative practice and procedure, Documentation: Lease Financing for
Executive Order 13045: Protection of Air pollution control, Chemicals, Vessels Engaged in the Coastwise Trade;
Children from Environmental Health & Exports, Imports, Reporting and Second Rulemaking’’ in the Federal
Safety Risks (62 FR 19885 (April 23, recordkeeping requirements. Register (69 FR 5403). The rulemaking
1997)) applies to any rule that: (1) Is concerned the documentation of vessels
Dated: April 7, 2005. under the lease-financing provisions of
determined to be ‘‘economically Stephen L. Johnson,
significant’’ as defined under Executive 46 U.S.C. 12106(e) and asked the
Acting Administrator. following questions:
Order 12866, and (2) concerns an
environmental health or safety risk that [FR Doc. 05–7406 Filed 4–12–05; 8:45 am]
1. To what extent and how should the
EPA has reason to believe may have a BILLING CODE 6560–50–P
Coast Guard prohibit or restrict the
disproportionate effect on children. If chartering back (whether by time
the regulatory action meets both criteria, charter, voyage charter, space charter,
the Agency must evaluate the DEPARTMENT OF HOMELAND contract of affreightment, or other
environmental health or safety effects of SECURITY contract for the use of a vessel) of a
the planned rule on children, and lease-financed vessel to the owner, the
explain why the planned regulation is Coast Guard
parent, or to a subsidiary or affiliate of
preferable to other potentially effective the parent? (Coast Guard.)
46 CFR Part 67
and reasonably feasible alternatives 2. To ensure that control of a lease-
considered by the Agency. [USCG–2003–14472]
financed vessel engaged in the
This proposed rule is not subject to
RIN 1625–AA63 coastwise trade is not returned to the
the Executive Order because it does not
concern an environmental health or owner or a member of its group, should
DEPARTMENT OF TRANSPORTATION the Maritime Administrator’s approval
safety risk that EPA has reason to
believe may have a disproportionate be required before an interest in or
Maritime Administration control of a U.S. documented vessel is
effect on children. This rule amends the
recycling standards for refrigerants to transferred to a non-U.S. citizen?
46 CFR Part 221 (Maritime Administration.)
protect the stratosphere from ozone
depletion, which in turn protects [Docket No. MARAD–2003–15171] 3. What limitations, if any, should the
human health and the environment RIN 2133–AB51 Coast Guard impose on the grandfather
from increased amounts of UV rights of lease-financed vessels with a
radiation. Vessel Documentation: Lease coastwise endorsement issued before
Financing for Vessels Engaged in the February 4, 2004? (Coast Guard.)
H. Executive Order 13211: Actions That Coastwise Trade; Second Rulemaking
Significantly Affect Energy Supply, 4. Should the Coast Guard require that
Distribution, or Use AGENCIES: Coast Guard, DHS, and an application for coastwise
Maritime Administration, DOT. endorsement under the lease-financing
This rule is not subject to Executive
ACTION: Joint notice of proposed regulations be audited by a third party
Order 13211, ‘‘Actions Concerning
rulemaking; withdrawal. to further ensure that the transaction in
Regulations That Significantly Affect
fact qualifies under the lease-financing
Energy Supply, Distribution, or Use’’ (66 SUMMARY: The Coast Guard and the laws and regulations? (Coast Guard.)
FR 28355 (May 22, 2001)) because it is Maritime Administration (MARAD) are
not a significant regulatory action under withdrawing their joint notice of Discussion of Comments on the Joint
Executive Order 12866. proposed rulemaking on Notice of Proposed Rulemaking
I. National Technology Transfer and documentation, under the lease- The comments received on the
Advancement Act financing provisions, of vessels engaged questions above clearly indicated that
Section 12(d) of the National in the coastwise trade. The joint notice the lease-financing statute was subject
Technology Transfer and Advancement of proposed rulemaking was superseded to significantly differing interpretations
Act of 1995 (NTTAA), Pub. L. 104–113, by legislation. A new notice of proposed and needed clarification. Congress also
section 12(d) (15 U.S.C. 272 note) rulemaking addressing the provisions of arrived at this conclusion and passed
directs EPA to use voluntary consensus the new legislation will be published in new legislation, signed into law on
standards in its regulatory activities the future. August 9, 2004, (discussed below) to
unless to do so would be inconsistent DATES: The joint notice of proposed clarify the lease-financing statute.
with applicable law or otherwise rulemaking is withdrawn on April 13, However, because this legislation did
impractical. Voluntary consensus 2005. not address the issue of third-party
standards are technical standards (e.g., FOR FURTHER INFORMATION CONTACT: audits (question number 4 above) and
materials specifications, test methods, Patricia Williams, Deputy Director, because the notice of proposed
sampling procedures, and business National Vessel Documentation Center, rulemaking did not contain proposed
practices) that are developed or adopted Coast Guard, telephone 304–271–2506 regulatory text on that issue, comments
by voluntary consensus standards or John T. Marquez, Jr., Maritime to that question will be considered
bodies. The NTTAA directs EPA to Administration, telephone 202–366– under the future Coast Guard
provide Congress, through OMB, 5320. rulemaking discussed below.

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