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20618 Federal Register / Vol. 70, No.

75 / Wednesday, April 20, 2005 / Notices

Division, APP–600, 800 Independence • Fax: 1–202–493–2251. SUMMARY: The FHWA is issuing this
Avenue, SW., Washington, DC 20591. • Mail: Docket Management Facility; approved final nationwide
Federal Aviation Administration, U.S. Department of Transportation, 400 programmatic Section 4(f) evaluation
Western-Pacific Region, Airports Seventh Street, SW., Nassif Building, (programmatic evaluation) for use in
Division, Room 3012, 15000 Aviation Room PL–401, Washington, DC 20590– certain Federal (Federal-aid or Federal
Boulevard, Hawthorne, California 001. Lands Highway) transportation
90261. • Hand Delivery: Room PL–401 on improvement projects where the use of
Mike Covalt, Airport Manager, City of the plaza level of the Nassif Building, publicly owned property from a Section
Flagstaff, Flagstaff Pulliam Airport, 400 Seventh Street, SW., Washington, 4(f) park, recreation area, or wildlife and
6200 South Pulliam Drive, Flagstaff, DC, between 9 a.m. and 5 p.m., Monday waterfowl refuge or property from a
Arizona 86001. through Friday, except Federal holidays. historic site results in a net benefit to
Questions may be directed to the • Federal eRulemaking Portal: Go to the Section 4(f) property. The
individual named above under the http://www.regulations.gov. Follow the application of this programmatic
heading FOR FURTHER INFORMATION online instructions for submitting evaluation is intended to promote
CONTACT. comments. environmental stewardship by
Docket: For access to the docket to encouraging the development of
Issued in Hawthorne, California, on April read background documents or
7, 2005. measures that enhance Section 4(f)
comments received, go to http:// properties and to streamline the Section
Mia Paredes Ratcliff, dms.dot.gov at any time or to Room PL–
Acting Manager, Airports Division, AWP–600,
4(f) process by reducing the time it takes
401 on the plaza level of the Nassif to prepare, review and circulate a draft
Western-Pacific Region. Building, 400 Seventh Street, SW.,
[FR Doc. 05–7828 Filed 4–19–05; 8:45 am]
and final individual Section 4(f)
Washington, DC, between 9 a.m. and 5 Evaluation (individual evaluation) that
BILLING CODE 4910–13–M p.m., Monday through Friday, except documents compliance with Section 4(f)
Federal holidays. requirements. This programmatic
FOR FURTHER INFORMATION CONTACT: Tim evaluation provides a procedural option
DEPARTMENT OF TRANSPORTATION Adams (202) 267–8033, Sandy for demonstrating compliance with the
Federal Aviation Administration Buchanan-Sumter (202) 267–7271, statutory requirements of Section 4(f)
Office of Rulemaking (ARM–1), Federal and is an addition to the existing
[Summary Notice No. PE–2005–23] Aviation Administration, 800 nationwide programmatic evaluations,
Independence Avenue, SW., all of which remain in effect. This
Petitions for Exemption; Summary of Washington, DC 20591.
Petitions Received programmatic evaluation can be applied
This notice is published pursuant to to specific project situations that fit the
AGENCY: Federal Aviation 14 CFR 11.85 and 11.91. criteria contained in the Applicability
Administration (FAA), DOT. Issued in Washington, DC, on April 12, section. To fully realize the streamlining
ACTION: Notice of petitions for 2005. benefits of this programmatic
exemption received and of dispositions Anthony F. Fazio, evaluation, the FHWA and the
of prior petitions. Director, Office of Rulemaking. Applicant (defined later) are encouraged
to initiate coordination with the
SUMMARY: Pursuant to FAA’s rulemaking Petitions for Exemption official(s) with jurisdiction (defined
provisions governing the application, Docket No.: FAA–2004–19468. later) over a Section 4(f) property as
processing, and disposition of petitions Petitioner: Flight Level Aviation, Inc. early as possible and practicable to
for exemption part 11 of Title 14, Code Section of 14 CFR Affected: 14 CFR facilitate the assessment of benefits and
of Federal Regulations (14 CFR), this 61.56(i)(1). harm to a Section 4(f) property.
notice contains a summary of certain Description of Relief Sought: To allow
EFFECTIVE DATE: April 20, 2005.
petitions seeking relief from specified Flight Level Aviation, Inc., to use a
FOR FURTHER INFORMATION CONTACT: Mr.
requirements of 14 CFR, dispositions of flight simulator or flight training device
that is not used in accordance with an Lamar S. Smith, Office of Project
certain petitions previously received,
approved course conducted by a Development and Environmental
and corrections. The purpose of this
training center certificated under part Review, HEPE, (202) 366–8994 and Ms.
notice is to improve the public’s
142 of this chapter. Diane Mobley, Office of the Chief
awareness of, and participation in, this
Counsel, HCC–30, (202) 366–1366.
aspect of FAA’s regulatory activities. [FR Doc. 05–7825 Filed 4–19–05; 8:45 am] FHWA office hours are from 7:45 a.m.
Neither publication of this notice nor BILLING CODE 4910–13–P to 4:15 p.m. e.t., Monday through
the inclusion or omission of information
Friday, except Federal holidays. The
in the summary is intended to affect the
offices are located at 400 Seventh Street,
legal status of any petition or its final DEPARTMENT OF TRANSPORTATION SW., Washington, DC 20590.
disposition.
SUPPLEMENTARY INFORMATION:
DATES: Comments on petitions received Federal Highway Administration
must identify the petition docket [FHWA Docket No. FHWA–2002–13290] Electronic Access
number involved and must be received An electronic copy of this notice may
on or before May 5, 2005. Final Nationwide Programmatic be downloaded using a computer,
ADDRESSES: You may submit comments Section 4(f) Evaluation and modem, and suitable communications
(identified by DOT DMS Docket Number Determination for Federal-Aid software from the Government Printing
FAA–200X–XXXXX) by any of the Transportation Projects That Have a Office’s Electronic Bulletin Board
following methods: Net Benefit to a Section 4(f) Property Service at (202) 512–1661. Internet users
• Web Site: http://dms.dot.gov. AGENCY: Federal Highway may reach the Office of the Federal
Follow the instructions for submitting Administration (FHWA), DOT. Register’s home page at http://
comments on the DOT electronic docket www.archives.gov and the Government
ACTION: Notice.
site. Printing Office’s Web site at http://

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Federal Register / Vol. 70, No. 75 / Wednesday, April 20, 2005 / Notices 20619

www.access.gpo.gov. An electronic Court decisions, particularly in the class of action as defined in 23 CFR
version of the programmatic evaluation 1970s, resulted in strict interpretations 771.115 of the FHWA Environmental
may be downloaded at the FHWA Web of Section 4(f) requirements. Many of Impact and Related Procedures
site: http:// these early decisions resulted from large (National Environmental Policy Act
www.environment.fhwa.dot.gov/ projects that impacted Section 4(f) (NEPA) regulations).
guidebook/gbwhatsnew.htm. properties during the peak of Interstate
Why Issue a New Nationwide
highway construction and expansion. In
Contents of Preamble Programmatic Section 4(f) Evaluation?
recent years, however, some courts have
• Background on the Nationwide provided a more flexible interpretation, Individual evaluations are approved
Section 4(f) Evaluation and responding to the reduction in the after extensive internal review and
Determination. severity of impacts and a transportation interagency coordination. The internal
• Description of Action. program that is currently focused more process consists of a review of both a
• Why Issue a New Nationwide on system preservation and draft and final evaluation by the FHWA
Section 4(f) Evaluation? modernization than on expansion. Division Office and, in some cases, the
• Actions Taken to Date. Programmatic evaluations reduce the FHWA Headquarters Office. In addition,
• Comments and Responses on the processing time and effort necessary to each final individual evaluation
Draft Nationwide Section 4(f) document the analysis and illustrate undergoes a separate review by the
Evaluation and Determination. that the Section 4(f) requirements have FHWA Office of Chief Counsel to ensure
• Examples. been met. Each of the programmatic legal sufficiency. Interagency
evaluations contains specific and coordination is undertaken on all
Background on the Nationwide Section
limiting applicability criteria and individual evaluations with the
4(f) Evaluation and Determination
findings. For projects that do not meet official(s) with jurisdiction over the
The FTA initially anticipated the specified applicability criteria, the Section 4(f) property and with the DOI.
participating in this proposed FHWA must prepare and circulate for A draft individual Section 4(f)
programmatic evaluation as reflected in comment, a draft individual evaluation, evaluation is provided for coordination
the draft Nationwide Section 4(f) which is subject to internal legal and comment for a minimum of 45 days
Evaluation and Proposed Determination sufficiency review prior to approval and and a final individual Section 4(f)
for Federal-Aid Transportation Projects circulation of a final individual Section evaluation is prepared to support the
That Have a Net Benefit to a Section 4(f) 4(f) evaluation. FHWA Section 4(f) determination. In
Property published at 67 FR 77551, on addition, the U.S. Departments of
December 18, 2002. The FTA currently Description of Action Agriculture (USDA) and Housing and
utilizes no programmatic evaluation and This programmatic evaluation Urban Development (HUD) are
relies on individual evaluations to facilitates compliance with Section 4(f) consulted on those projects involving a
satisfy the requirements of Section 4(f) requirements for those situations in Section 4(f) property for which they
for transit projects that use Section 4(f) which there is agreement among the have program responsibilities.
properties. Upon further transit program FHWA, the Applicant and the official(s) The process associated with
and policy review, the FTA has elected with jurisdiction over the Section 4(f) individual evaluation documentation,
not to participate in this programmatic property that the transportation use of review and consultation is time
evaluation and will continue to perform Section 4(f) property, the measures to consuming. The process is appropriate
individual Section 4(f) evaluations in all minimize harm and the mitigation for projects that have the potential to
cases. incorporated into the project will result substantially impair, through use, the
Proposed federally funded highway in a net benefit to the Section 4(f) activities, features or attributes that
projects that would use property from property. If an agreement on net benefit qualify the property for Section 4(f)
significant publicly owned public parks, cannot be reached among the FHWA, protection. For other projects, where the
recreation areas, or wildlife and the Applicant and the official(s) with use of Section 4(f) property is minor
waterfowl refuges or from significant jurisdiction over the Section 4(f) and/or does not result in a substantial
historic sites are subject to Section 4(f) property, then this programmatic impairment of specific qualities that
of the U.S. Department of evaluation cannot be used. This make a property eligible for Section 4(f)
Transportation Act of 1966 (Public Law programmatic evaluation may be used, protection, the project is still subject to
89–670, 80 Stat. 931, October 15, 1966), when applicable, for a project of any the same thorough and time-consuming
a provision now codified in title 49, process of evaluation, unless it qualifies
United States Code, Section 303. With Minor Involvements With Public Parks, for a simplified review under one of the
Recreational Lands, and Wildlife and Waterfowl existing programmatic evaluations. This
Section 4(f) prohibits such use unless Refuges, Issued December 23, 1986, Published in
the FHWA determines that: (1) There is Federal Register, August 19, 1987, and can be programmatic evaluation is intended to
no feasible and prudent avoidance found at 52 FR 31111. address those projects where there is
alternative; and (2) that the project Final Nationwide Section 4(f) Evaluation and agreement among the FHWA, the
Approval for Federally-Aided Highway Projects Applicant and the official(s) with
includes all possible planning to With Minor Involvements With Historic Sites,
minimize harm to the Section 4(f) Issued December 23, 1986, Published in Federal
jurisdiction that, (1) a use of property
property. These efforts are normally Register, August 19, 1987, and can be found at 52 does not result in a substantial
documented in an individual evaluation FR 31118. Department of Transportation, Federal impairment; (2) the project includes all
Highway Administration—Programmatic Section possible planning to minimize harm,
or one of four existing nationwide 4(f) Evaluation and Approval for FHWA Projects
programmatic evaluations. For some that Necessitate the Use of Historic Bridges, Issued
including mitigation; and (3) that the
FHWA projects, it may be possible to July 5, 1983, Published in Federal Register, August cumulative result is an overall
utilize one or more programmatic 22, 1983, and can be found at 48 FR 38135. improvement and enhancement of the
evaluations that were developed for Negative Declaration/Section 4(f) Statement for Section 4(f) property.
Independent Bikeway or Walkway Construction An understanding of the intent of this
specific circumstances.1 Projects, FHWA Memorandum, May 23, 1977, and
can be found at http.//
programmatic evaluation, applicability
1 Final Nationwide Section 4(f) Evaluation and www.environment.fhwa.dot.gov/projdev/ requirements and the meaning of net
Approval for Federally-Aided Highway Projects 4fbikeways.htm. benefit is a prerequisite to agreement.

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20620 Federal Register / Vol. 70, No. 75 / Wednesday, April 20, 2005 / Notices

Where conflict arises in reaching After careful analysis of all comments addressed collectively under the
agreement with the official(s) with received, the FHWA has decided to following general comment headings:
jurisdiction, the FHWA should assess finalize and approve this programmatic General Comments, Net Benefit,
the nature of the disagreement to evaluation. Minor changes have been Official(s) with Jurisdiction, and Section
determine whether it is procedural or made in this final programmatic 106 Integration. Many comments
substantive (related to the applicability evaluation to add clarity and included recommendations related to a
criteria of the actual project action) incorporate suggested improvements specific section of the programmatic
before deciding not to use this from insightful comments. This decision evaluation which are addressed in the
programmatic evaluation. If substantive is based upon the belief that the section-by-section analysis.
disagreement persists, then this programmatic evaluation will assure full A number of the specific comments
programmatic evaluation cannot be compliance with the statute while received, focused on the overall reform
used. enhancing Section 4(f) properties and of Section 4(f) and suggested that this
As established in this programmatic reducing duplicative administrative programmatic evaluation does not do
evaluation, the Administration will processes for eligible projects. The enough to reform and streamline
review the specific facts of a project, decision is consistent with existing Section 4(f) requirements. All
compare them to the applicability congressional streamlining initiatives. comments and recommendations have
requirements of the programmatic been read and considered by the FHWA.
Comments and Responses on the Draft These concerns are beyond the scope of
evaluation and determine if it is Nationwide Programmatic Section 4(f)
applicable. When applicable, this effort and have not been addressed
Evaluation in this document.
appropriate supporting documentation
The following discussion is a
will be placed in the project file and/or General Comments
summary of comments received on the
referenced in the appropriate Comments received demonstrated a
draft programmatic evaluation.
environmental document. Since this Responses are provided on how the need for additional definition of terms
programmatic evaluation was reviewed FHWA considered and addressed the used in the final programmatic
and determined to be legally sufficient concerns and/or issues raised. evaluation. Definitions were added for:
according to the requirements of 23 CFR Comments were received from 18 ‘‘Administration’’, ‘‘Applicant’’, ‘‘net-
771.135(k), the utilization of this entities, including Federal agencies, two benefit’’ and ‘‘officials with
programmatic evaluation on specific national transportation organizations, jurisdiction.’’
projects will not require legal one national environmental ‘‘Administration’’ refers to the Federal
sufficiency review under 23 CFR organization, eight State transportation Highway Administration, FHWA
771.135(k). Similarly, interagency agencies, one transit agency, two State Division Administrator or Division
coordination is streamlined, as resource agencies, and two private Engineer.
described in this programmatic consulting firms. Commenters included ‘‘Applicant’’ refers to the State
evaluation, by consulting only with the the Department of the Interior (DOI), Highway Agency or State Department of
official(s) with jurisdiction, and not and the National Park Service (NPS), the Transportation, or local governmental
with DOI, USDA, or HUD, except when American Highway Users Alliance agency acting through the State
those agencies have an official (AHUA), the American Association of Highway Agency or State Department of
responsibility related to the property or State Highway and Transportation Transportation.
where conversion of the 4(f) property to Officials (AASHTO), the Sierra Club, the A ‘‘net benefit’’ is achieved when the
highway use is encumbered such that, State of California Department of transportation use, the measures to
specific subsequent agency action will Transportation (CALTRANS), the minimize harm and the mitigation
be required (e.g., lands acquired with Maryland State Highway incorporated into the project results in
Land and Water Conservation Fund Act Administration (MDSHA), the an overall enhancement of the Section
(LWCFA) assistance, 16 U.S.C. Pennsylvania Department of 4(f) property when compared to both the
460l(8)(f)(3)). It is estimated that these Transportation (PennDOT), the New future do-nothing or avoidance
streamlining steps will reduce York State Department of alternatives and the present condition of
processing and approval time for certain Transportation (NYSDOT), the Missouri the Section 4(f) property taking into
projects by 3 to 6 months. Of equal Department of Transportation consideration the activities, features and
importance is the extent of internal (MODOT), the Texas Department of attributes that qualify the property for
review and interagency coordination, Transportation (TXDOT), the Wisconsin Section 4(f) protection. A project does
which will be commensurate with the Department of Transportation (WIDOT), not achieve a ‘‘net benefit’’ if it will
severity of impacts and the potential for the Washington State Department of result in a substantial diminishment of
enhancement of the Section 4(f) Transportation (WSDOT), the Central specific functions or values that made
property. Puget Sound Regional Transit Authority the property eligible for Section 4(f)
Actions Taken to Date (Sound Transit), the State of Alabama protection.
Historical Commission (AHC), the ‘‘Official(s) with jurisdiction’’ over
The draft Nationwide Section 4(f) Wyoming Game and Fish Department Section 4(f) property (typically) include:
Evaluation and Proposed Determination (WGF) through its Office of Federal for a park, the Federal, State or local
for Federal-Aid Transportation Projects Land Policy, Transportation park authorities or agencies that own
That Have a Net Benefit to a Section 4(f) Environmental Management Inc. (TEM) and/or manage the park; for a refuge, the
Property was published on December and the HR Green Company (HR Green). Federal, State or local wildlife or
18, 2002, at 67 FR 77551, requesting In addition, the FTA provided waterfowl refuge owners and managers;
public and agency comment (FHWA comments and recommendations for and for historic sites, the State Historic
Docket No. FHWA–2002–13290). The consideration prior to its decision not to Preservation Officer (SHPO) or Tribal
proposed programmatic evaluation was be a participant in the programmatic Historic Preservation Officer (THPO),
provided specifically to the DOI, the evaluation. whichever has jurisdiction under
USDA, HUD and the Advisory Council Many comments were general in Section 106 of the National Historic
on Historic Preservation (ACHP). nature and are summarized and Preservation Act (16 U.S.C. 470f).

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Federal Register / Vol. 70, No. 75 / Wednesday, April 20, 2005 / Notices 20621

Many commenters expressed overall circumvents the 4(f) mandate that There may be a limited history of
support for the programmatic special effort be taken to preserve the experience with this programmatic
evaluation. They generally recognized natural beauty of the countryside, evaluation; however, there are many
and noted the potential benefits of the public park and recreation lands, examples of ‘‘missed opportunities’’ to
programmatic evaluation in wildlife and waterfowl refuges, and benefit or enhance an existing property
streamlining the procedural historic sites. The Sierra Club also where a transportation use was
requirements of Section 4(f), such as suggested that FHWA has provided no imminent.
reducing paperwork and internal evidence that the new programmatic This programmatic evaluation
review, while at the same time, evaluation will result in any tangible constitutes an approved evaluation for
encouraging enhancement of Section benefits to areas currently protected which the FHWA need only to
4(f) properties and promoting under Section 4(f) and the streamlining demonstrate compliance with the
environmental stewardship. approach may severely reduce the criteria contained in the programmatic
The guiding principle regarding the number of protected natural areas and evaluation. The independent review by
use of the programmatic evaluation is historic sites. the DOI and the USDA or HUD
that there must be a ‘‘net benefit’’ to the This programmatic evaluation is not a official(s) of the draft and final
Section 4(f) property. The ability of the waiver or relaxation of any of the individual Section 4(f) evaluations and
FHWA, the Applicant and the official(s) Section 4(f) standards or judicial the legal sufficiency review by the
with jurisdiction to reach agreement interpretations of the legislative FHWA necessary for an individual
with respect to the impacts, measures to requirements. All existing Section 4(f) evaluation are not required for this or
minimize harm, mitigation and that a legislative provisions remain intact. In other programmatic evaluations. In
net benefit will result is inherent in the addition, the use of the programmatic many instances the time necessary to
decision of whether or not the evaluation will allow an increase in conduct these regulatory internal
programmatic evaluation is applicable. environmental stewardship reviews for individual Section 4(f)
‘‘Negotiations’’ in this regard, should be opportunities resulting in greater evaluations are not apparent to the
no more complicated or require skills protection and enhancement of Section parties not directly involved in the
other than those required for normal 4(f) protected properties. evaluation process. Procedurally, the
project development and Section 4(f) The requirement for a documented time savings may be limited to 3 to 6
consultations related to impacts, agreement of the resulting net benefit to months in normal project development;
measures to minimize harm and a Section 4(f) property will safeguard however, the overall benefit is enough
mitigation. the preservation provisions of Section to encourage its use and will result in
A situation where the necessary 4(f) law by ensuring that there will be efforts that enhance Section 4(f)
agreement or determination of an enhancement of the functions and properties while avoiding some
applicability is substantially difficult to values that originally qualified the procedural steps.
achieve or make may be an indication property for Section 4(f) protection. The Sierra Club commented that the
that an individual Section 4(f) There is no less protection afforded by proposed changes do not ‘‘streamline’’
evaluation is appropriate in that case. this programmatic evaluation than with the Section 4(f) procedural
On the other hand, this situation may be an individual evaluation and its requirements. As an example, the Sierra
an indication that one or more of the application will allow a more efficient Club noted that the programmatic
participants lack understanding of the process of the regulatory requirements. evaluation cannot be utilized if a
intent of the programmatic evaluation or The DOI was neutral regarding the feasible and prudent alternative exists
the individual applicability advantages of the programmatic and when a project has no prudent and
requirements. As stated above, an evaluation and recommended that feasible alternative, the agency with
understanding of the intent of the FHWA expand on and clarify what ‘‘net jurisdiction must agree to mitigation
applicability and net benefit benefits’’ to a Section 4(f) property measures to ensure the proposed action
requirements is a prerequisite to means, especially with regard to results in a net benefit. The Sierra Club
agreement. Where conflict arises in resources under its jurisdiction. The further opined that under this scenario,
coordinating agreement with the DOI also noted that that without further the programmatic evaluation expands
officials with jurisdiction, the FHWA clarification the programmatic may not FHWA’s discretion and the review
should assess the nature of the satisfy the statutory mandate to consult process, without full consideration of
disagreement to see if it is procedural or with DOI on Section 4(f) issues. In benefits or losses to Section 4(f) areas.
substantive before deciding not to use response to this and other similar As stated above, the programmatic
this programmatic evaluation. comments, we have clarified the evaluation does not waive any of the
The FHWA is committed to providing definition of ‘‘net benefit’’ in the final existing Section 4(f) requirements
additional guidance, if needed, on a programmatic. including the determination that there
case-by-case basis to ensure that The PennDOT commented that the are no feasible and prudent avoidance
misunderstanding about the intent of programmatic would provide some time alternatives to the Section 4(f) use of the
the programmatic evaluation is not an savings in processes but that it would be property, and that the project includes
impediment to its use. limited. The NYSDOT and the TEM all possible measures to minimize harm
Although only a few comments offered similar comments regarding to the Section 4(f) property. The savings
received can be characterized as limited benefit, suggesting that the that are being sought through use of the
negative or in general opposition to this procedure for utilizing a programmatic programmatic evaluation come from
programmatic evaluation, many evaluation is the same as that required eliminating internal reviews within the
commenters requested clarification and/ for an individual evaluation. FHWA and the case-by-case
or refinement of the language used. The intent of this programmatic coordination with the DOI and other
The Sierra Club generally objected to evaluation is to address administrative Federal agencies currently required for
the programmatic evaluation because in burden when it is in the interest of all individual evaluations. Coordination,
its view, it contradicts judicial parties involved to take an action where consultation and agreement with the
interpretations of Section 4(f), derails a use of Section 4(f) property will result officials with jurisdiction are essential
the regulatory safeguards and in an enhancement of that property. components of compliance.

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20622 Federal Register / Vol. 70, No. 75 / Wednesday, April 20, 2005 / Notices

There is an important distinction to parties involved must reach agreement role in this joint determination to ensure
be made in understanding the as to whether a proposed project will that individual resource experts will be
programmatic evaluation and how the result in a ‘‘net benefit’’ to the property. involved. Net benefit is a joint decision,
agreement of net benefit is reached, If agreement is not reached, this but it is only one of the prerequisites to
documented, and approved by the programmatic evaluation will not apply. application of this programmatic
Administration. Comments received The programmatic evaluation also evaluation. Consistent with the
from the Sierra Club and others appear does not include impact criteria as part responsibilities and authorities
to have interpreted the FHWA as the of the applicability standards. This was provided by Section 4(f) itself, the
‘‘official with jurisdiction.’’ This is not done intentionally to allow the FHWA will determine whether the
the case. For clarification, the definition official(s) with jurisdiction, the FHWA proposed action satisfies the
of ‘‘official(s) with jurisdiction’’ was and the Applicant flexibility in applicability criteria for the use of this
added to the final programmatic determining the measures appropriate to programmatic evaluation.
evaluation. The Sierra Club’s concerns each individual property necessary to The AASHTO recognized one major
regarding the expansion of agency generate a net benefit. Deference is difference in this programmatic
discretion are unfounded, given that the given to officials with jurisdiction, who evaluation compared to the existing
FHWA must reach an agreement with have special expertise in the property, programmatic evaluations related to
the official(s) with jurisdiction over the to determine positive outcomes where historic properties considered under the
Section 4(f) property in order for the there will be a use of the property by a National Historic Preservation Act. In
programmatic evaluation to apply. If transportation project. some cases, this programmatic
anything, the role of the officials with Through the review of all the evaluation could apply where a Section
jurisdiction is enhanced due to their comments, it was noted that some 106 ‘‘adverse effect’’ finding has been
required participation and agreement on questions or confusion might be made. The AASHTO, however,
achieving a net benefit. attributable to the inconsistent use of expressed some concern that it would
The MDSHA and the AHC the terms Section 4(f) ‘‘land’’, apply only if the project had a net
commented that the official(s) with ‘‘property’’ and ‘‘resource’’ throughout benefit on each individual historic
jurisdiction over Section 4(f) property Section 4(f) regulations, guidance, property affected by the project and
may be the SHPO or THPO and documents and even the statute itself. recommended that the programmatic
recommended changes to Applicability, For this final programmatic evaluation, evaluation allow the net ‘‘benefit’’
Item Number 5 to denote that official(s) the term ‘‘property’’ has been used as finding to be made for the project as
with jurisdiction may include the SHPO consistently as possible, when not whole rather than each individual
or THPO. quoted from or directly related to the property affected by a project. Similarly
The definition of ‘‘officials with language of an existing document. the NYSDOT recommended revising the
jurisdiction’’ has been clarified as to the net benefit finding to apply to the
role of the SHPO or THPO as the official Net Benefit
project as a whole, as a change more
in the case of historic properties. As Several commenters asked for further likely to promote environmental
previously noted, there may be clarification on what constitutes a ‘‘net stewardship.
instances where a Section 4(f) property benefit’’ and who makes that As noted earlier, this programmatic
has more than one official with determination. evaluation does not allow for the waiver
jurisdiction. The DOI suggested that the term ‘‘net or relaxation of existing Section 4(f)
The Sierra Club expressed concern benefits’’ is subjective and could standards or the judicial interpretation
that without a coherent set of criteria to potentially lead to counterproductive of the legislative requirements. As such,
measure the impact of the project on the proposals. DOI recommended that the each Section 4(f) protected property
Section 4(f) area itself, the proposed definition of ‘‘net benefit’’ to Section must continue to be considered
changes alter the FHWA’s role in 4(f) property be expanded and clarified. individually as is currently required for
parkland and historic site preservation Both the ACH and the MDSHA any project or Section 4(f) evaluation.
by placing undue weight on external questioned how and by whom the Generally speaking, impacts and
factors. determination of ‘‘net benefit’’ would be benefits to individual Section 4(f)
The role of the FHWA throughout the made. Several commenters also properties must be considered when
history of Section 4(f) has been to recommended that criteria be developed applying the Applicability criteria. An
protect and preserve specific defined to ensure that people with knowledge individual Section 4(f) property, such as
properties. That role or responsibility about the property have key roles in the an historic district or park complex,
does not change with this programmatic determination of net benefit. might have multiple components. The
evaluation; indeed, protection of There is a wide range of what will net benefit must be achieved for an
Section 4(f) properties is enhanced, by constitute a net benefit, which will vary individual Section 4(f) property and for
providing an incentive to improve the depending on the property and the the functions and values that qualified
property and a less cumbersome project situation. In other words, net that property for Section 4(f) protection.
mechanism when agreement on net benefit determination is property and Although a historic district may
benefit can be reached. project specific, rather than generally experience a net benefit and be
The FHWA retains the responsibility subjective, and the development of appropriately covered by this
for determining the applicability of criteria would serve to restrict the programmatic evaluation, each property
Section 4(f) and of this programmatic ability to develop mutually agreeable within the historic district that is
evaluation, which is dependent on net benefits. For this reason the FHWA, individually eligible for the National
agreement of net benefit. The FHWA the Applicant and the official(s) with Register and is used by the project must
will give deference to the official(s) with jurisdiction must work collaboratively be considered separately under this
jurisdiction to assist in determining to define and agree upon what is programmatic evaluation, if it applies,
whether the project will ‘‘substantially reasonable and required to achieve a net or in an individual Section 4(f)
diminish’’ the function or values for benefit to a particular Section 4(f) evaluation.
which Section 4(f) was found to be property, on a case-by-case basis. Each There can be impacts to the functions
applicable to the property, and all of the participants plays an important and values of the Section 4(f) property,

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but these impacts cannot reach a level Several commenters noted that the Officials With Jurisdiction
of ‘‘substantial diminishment’’ as use of the term ‘‘net benefit’’ is
determined by the FHWA. This inconsistent throughout the Addressing park, recreational,
determination will be made in programmatic evaluation. It was unclear wildlife and waterfowl resources and
consultation with the official(s) with whether there merely needs to be a net cultural, historic, and tribal properties
jurisdiction. For instance, there may be benefit, or does the project have to within a single nationwide
general agreement among the FHWA, preserve, rehabilitate, enhance, and programmatic evaluation has created
the Applicant and the official(s) with have a net benefit. It was further noted some confusion when discussing
jurisdiction that an overall enhancement that in some situations, it would be coordination with appropriate
to a Section 4(f) property is achievable. difficult to argue that the project does individuals or official(s) with
However, if the official with jurisdiction all four even though it may have an jurisdiction. Several comments were
believes that the functions and values overall net benefit. received that reflect a general concern
that made the property eligible for From these comments and others, the about the definition and intended role
Section 4(f) protection will be FHWA recognizes the need to clarify the of the official(s) with jurisdiction.
substantially diminished upon term ‘‘net benefit.’’ Therefore, as noted For example, the AHC asked that the
completion of the project, then the above, the definition of net benefit has programmatic evaluation clarify who
FHWA must find that the programmatic been modified and simplified for has official jurisdiction over Section 4(f)
evaluation is not applicable and that the consistency in the final programmatic property and whether it must take the
protected property requires the evaluation. This definition clarifies that SHPO’s advice into consideration.
preparation of an individual Section 4(f) the resulting Section 4(f) functions and A substantial effort has been made to
evaluation. values of the property are ‘‘better,’’ clarify language in the final
The AASHTO recommended that the overall, than if the project did not use programmatic evaluation. Consistent
net benefit finding take into account the the Section 4(f) property. The ‘‘net with existing Section 4(f) regulations
likely future condition of the historic benefit’’ determination may be based on and guidance, whichever of the SHPO
property if the transportation project is a number of approaches to mitigate and and/or THPO has responsibility under
not implemented, e.g., the potential for minimize harm as long as there is an the Section 106 regulations is
demolition of the historic property by a overall enhancement or betterment from considered the official with jurisdiction
private landowner. the future do-nothing or avoidance over an historic property. The FHWA
The revised definition of net benefit
condition. must seek and consider the opinion of
included in the final programmatic
As previously discussed, further the SHPO when determining effect
evaluation addresses this comment, in
instruction has been provided in this under the Section 106 regulations and
part. This determination relies on a
programmatic evaluation on how the net would likewise, under Section 4(f), seek
comparison of Section 4(f) functions
benefit is determined and by whom it is the opinion of the SHPO as an official
and values of the property without the
transportation project and use to determined. with jurisdiction when determining
determine net benefit. The NPS expressed concern with the whether a net benefit will result from
The WIDOT commented that definition of ‘‘net benefit’’ and objected the Section 4(f) use of an historic site.
agreements on what constitutes ‘‘net to the inclusion of the ‘‘substantial In an example of an historic park owned
benefit’’ could be difficult to reach diminishment’’ requirement without by a municipality that was purchased
among the stakeholders involved. providing standards for measuring what with funding from the Land and Water
The WIDOT recognized the potential is or is not substantial. Conservation Funds Act, the officials
difficulties that may occur when The subjectivity of individual values with jurisdiction would be the
working out the details sufficiently and functions of a significant Section municipal parks department and the
enough that all officials with 4(f) property demonstrate the variability SHPO. All officials with jurisdiction
jurisdiction are satisfied that a net of impacts, mitigation, and net benefits, must agree with a net benefit
benefit will result. Because the range of thus, providing guidance or strict determination to a Section 4(f) property
what constitutes a net benefit will vary criteria on this determination may be for this programmatic evaluation to
from property to property, by the viewed as overly prescriptive. There is apply. Coordination with the NPS
official(s) with jurisdiction, and by the similar subjectivity and context in would also be required in this case,
policies of both the FHWA and the determining ‘‘substantial relative to its responsibilities under the
Applicant, creative measures used to diminishment.’’ For these reasons, it is LWCFA, to assist in determining
achieve net benefits on a project level important to consider the insight of the appropriate and acceptable mitigation
should be developed and shared with official(s) with jurisdiction when it for the project’s Section 4(f) use.
the larger environmental and comes to deciding ‘‘net benefit’’ and/or Section 106 Integration
transportation community in the form of ‘‘substantial diminishment’’ and the
‘‘Best Practices.’’ The flexibility officials with jurisdiction are in the best Several commenters expressed a
inherent within the language of the position to assist in these desire to improve the integration of
programmatic evaluation provides determinations. Therefore, some Section 4(f) requirements with those of
official(s) with jurisdiction an deference should be given to the the Section 106 process. The NYSDOT
opportunity and incentive to participate officials with jurisdiction when commented that the programmatic
in efforts that maintain and achieve determining if the project will evaluation would do little or nothing to
benefits to Section 4(f) properties under ‘‘substantially diminish’’ the activities, streamline the Section 4(f) process with
their protection. The Applicant and the features or attributes that qualify the respect to an historic property. The TEM
FHWA are encouraged to communicate property for Section 4(f) protection. And recommended that the programmatic
the beneficial qualities of the this determination is essential to evaluation ‘‘adopt’’ the conclusion of
programmatic evaluation with the deciding if there is a ‘‘net benefit.’’ If the Section 106 process such that, if a
official(s) with jurisdiction in order to agreement on net benefit cannot be project has been found to have no effect,
maximize its potential benefit to the reached, this programmatic evaluation no adverse effect, or results in a MOU
Section 4(f) property. will not apply to the property. that addresses adverse effects, it should

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be exempt from Section 4(f) FHWA’s determination of ‘‘no adverse will not result in substantial
requirements on that basis. effect,’’ as defined by the regulations diminishment of the property under this
The current laws and regulations implementing the NHPA, and its programmatic evaluation.
continue to apply. The FHWA has, to subsequent concurrence by the SHPO, When the FHWA utilizes this
the extent consistent with both laws, would not necessarily eliminate the programmatic evaluation,
combined the common elements of the need for a Section 4(f) evaluation. The documentation should be requested
two processes for this programmatic programmatic evaluation provides from the official(s) with jurisdiction that
evaluation. Much of the coordination additional flexibility in addressing a net benefit will result from
required, the assessment of impacts, and adverse impacts and Section 106 implementation of the project and that
mitigation is basically the same whether ‘‘adverse effects’’ to historic property, there is no substantial diminishment of
intended to comply with NEPA, Section where, notwithstanding these impacts, protected activities, features or
106 or Section 4(f). An integrated there results an overall enhancement of attributes of the protected property. This
approach that satisfies multiple the Section 4(f) property. In the example agreement may be incorporated into the
requirements is consistent with existing cited above, if the Applicant or the Section 106 Agreement or other
FHWA policy to use the NEPA process FHWA developed plans to renovate the correspondence related to the Section
as the ‘‘umbrella’’ under which all historic railroad station in such a way 106 consultation process where the
environmental and related laws and that the functions and values of the Section 4(f) protected property is
regulations are addressed. It is within station were enhanced yet the design historic, however, it should be clear that
the unique requirements of Section 4(f) still did not meet the Secretary of the Section 4(f) related request is
that this programmatic evaluation will Interior’s Standards and Guidelines separate and distinct from Section 106
provide relief in the preparation of a (e.g., due to changes necessary to consultation. If a historic property also
single evaluation rather than a draft and comply with the Americans with meets other Section 4(f) criteria (i.e.,
a final, the elimination of certain Disabilities Act), the project might still historic park) and there are multiple
internal FHWA reviews, and the qualify for this programmatic officials with jurisdiction, they also
elimination of project-by-project review evaluation. The example has been have a role in determining net benefit.
by the DOI and the USDA, and the HUD, rewritten for clarity. In response to the comments received
all of which are now required for an The MDSHA commented on the concerning needed guidance and in
individual Section 4(f) evaluation. example where a Section 106 adverse recognition of the need to further clarify
effect determination was rendered; that the intended use of this programmatic
Section-by-Section Analysis it was not clear how the programmatic evaluation, the examples from the draft
Revisions were made to several evaluation could be applied as the were rewritten and new examples were
sections of the programmatic evaluation official with jurisdiction would be added.
based upon either suggestions or contradicting itself by agreeing that the
comments received. The substantive action had a beneficial effect. Introduction
changes not discussed above are This result would depend upon the Referring to the last sentence of the
considered in this Section-by-Section enhancement and mitigation provided Introduction, the NPS commented that
Analysis. and, in the end, how the officials with the listing of these few programs in the
jurisdiction view the results of that proposed programmatic evaluation
Preamble mitigation and enhancement. The might lead to the incorrect
In response to comments, the FHWA may determine that a project has interpretation that the list is all-
Preamble has been revised to improve an adverse effect as defined in the inclusive rather than a sampling.
its consistency with the main body of Section 106 regulation on a particular Not to mislead any intending user of
the programmatic evaluation and to function or value of a Section 4(f) the programmatic evaluation, the partial
respond to the comments received. property, but for the programmatic listing has been removed and the
evaluation to apply there cannot be a portion of the all-inclusive discussion
Examples ‘‘substantial diminishment’’ of the stating, ‘‘any other applicable Federal
Several comments were received on activities, features, and attributes that environmental requirements’’ was
the examples provided in the draft to qualify the property for Section 4(f) retained.
illustrate application and protection. Not every adverse effect rises
implementation of the programmatic to the level of substantial diminishment. Applicability
evaluation. These examples have been For instance, the removal or moving of The WIDOT commented that the
rewritten to provide further clarity on one contributing component of a proposed programmatic evaluation is
the use of the programmatic evaluation. historic district may result in an limited in its scope and will apply only
The TXDOT commented on the improvement to the access or continuity to a small subset of projects.
example of a renovated historic railroad of the overall property. An example Initially, utilization of the
station with the opinion that such would be the creation of a pedestrian programmatic evaluation may be
renovation, if completed in compliance promenade within the historic district limited, but over time it is anticipated
with the Secretary of Interior’s that recreates a lost element of the that it will have increased use as
Standards and Guidelines, should result district and improves its economic Applicants, the official(s) with
in a ‘‘no adverse effect’’ determination, vitality. Additionally, the Section 106 jurisdiction, and the FHWA learn how
and thus, no 4(f) analysis would be process does not consider the future do- to incorporate actions beneficial to
required. nothing alternative, yet within this Section 4(f) properties into
In specific instances, where the programmatic evaluation the future do- transportation projects and realize the
purpose of a project was to improve an nothing is considered when determining reduction in regulatory and internal
existing transportation facility, the net benefit. Therefore, the SHPO, review times that will result from the
observation of the TXDOT would be without conflict, may concur with an application of this programmatic
correct (as provided in 23 CFR adverse effect determination under evaluation.
771.135(f)). However, for situations not Section 106, but may agree that the The TXDOT and others requested
covered by 23 CFR 771.135(f), the proposed project has a net benefit and clarification of language found in

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Applicability, Item Numbers 4 and 5, NPS or another agency has the ‘‘last jurisdiction, then the programmatic
which contain discussions of the roles word’’, under another statute, that evaluation cannot be used. If, for
of ‘‘all parties’’ and ‘‘other appropriate responsibility remains intact. A example, the NPS requires full
parties.’’ It was suggested that this be sentence was added to the final replacement of federally encumbered
clarified to avoid the appearance of programmatic evaluation requiring property pursuant to LWCFA, then that
subjectively defining these categories on coordination with the appropriate obligation will continue to require at
a case-by-case basis and recommend agency, where such encumbrances exist, least full replacement of the impacted
referencing Section 106 language for to clarify the process. land as determined under that statute
‘‘consulting parties.’’ For Section 4(f) properties, other than whether or not there is a net benefit
The concern expressed in this privately owned historic resources, the finding. This holds true for any
comment is recognized and the FHWA and the Applicant shall pursue necessary provision, whether Federal or
recommendation has been adopted in with due diligence, during early stages State, that relates to the impacts of a
part. The language has been reworded to of project development, determination Section 4(f) property. This is why early
eliminate ‘‘other appropriate parties.’’ of whether or not the property in consultation and input from all
This change respects the distinction question received a LWCFA grant. If the appropriate official(s) with jurisdiction
between Section 4(f) and 36 CFR part Applicant or the FHWA have concerns is necessary and required.
800. about whether a park area might have The MDSHA commented on an
The NPS commented that the success received a LWCF grant they should apparent discrepancy between one of
of existing ‘‘minor involvement’’ contact one of the National Park Service the examples and the Applicability
programmatic Section 4(f) evaluations field offices or State Agency, as listed in section. The MDSHA notes that the
has been due to the following factors, (1) the ‘‘Contact List’’ on the following Web Applicability section states that the
they are restricted to improvements on site: http://www.nps.gov/ncrc/ programmatic evaluation may be
essentially the existing alignment, (2) programs/lwcf/protect.html. applied if, among other things, the
the maximum acreage limitations are Administrators have databases of grant- project does not require the demolition
defined, and (3) they do not apply to assisted sites that will help them to or major alteration of the characteristics
projects for which an EIS is prepared. determine whether Fund protections that qualify the property for the NRHP.
The essence of this programmatic apply; also some States have their own Yet the example of the reconstructed,
evaluation is distinct from the existing grant programs that afford similar
‘‘minor uses’’ programmatic evaluations deteriorated historic feature was
protection. Additional information and deemed appropriate, even given the
in that its application is dependent on addresses for National Park Service
a resulting positive outcome instead of adverse effect determination.
Offices and State Liaison Officers for the
a minor use. For this reason its Changes have been made to the
Land and Water Conservation Fund can
application is appropriate and allowable Applicability section to address this
be found at the following Web site:
in conjunction with both existing and concern. Additionally, the example has
http://www.nps.gov/ncrc/programs/
new alignments. The maximum-acreage- been rewritten for clarity. There is no
lwcf/protect.html.
allowable criterion was specified in the The NEPA documentation, project file discrepancy as the example is for a
programmatic evaluation for minor uses or Section 4(f) documentation shall reconstruction of a contributing
of parks, recreation areas and wildlife include evidence of the determination. element, which the SHPO, as the official
and waterfowl refuges to assist in The DOI suggested that ‘‘National with jurisdiction, deems to be a net
defining minor use in spatial terms. The Historic Landmarks’’ should be benefit to the property when compared
amount of property used is not an explicitly identified as National Register to the do-nothing alternative, which
appropriate factor in determining the eligible property and that additional leaves the wall in a deteriorated
net benefit and may inappropriately stipulations to address situations that condition. Even though the FHWA
limit application of this evaluation in involve National Natural Landmarks be could determine and the SHPO concur
some cases. Therefore, the application added. that the removal and reconstruction of
of this programmatic will remain the Since there is no distinction between the wall would be an adverse effect
same so as not to reduce its potential National Historic Landmarks and other under Section 106, the SHPO or THPO
effectiveness and application. National Register eligible properties could find that the project results in an
Since this programmatic evaluation where Section 4(f) is concerned, the overall benefit. The programmatic
can provide the impetus necessary to draft language is retained. Also, the evaluation allows for impacts of some of
develop creative measures of avoidance, programmatic evaluation would apply the functions and/or values of the
minimization, and enhancement for to those National Natural Landmarks property as long as there is a collective
impacts to protected Section 4(f) that met the statutory definition of a improvement and there is no substantial
properties, it is appropriate for use with Section 4(f) protected property. diminishment to those functions and
all environmental class of actions, The NPS also expressed concern that values that originally qualified the
including EISs, in which the the FHWA will have the ‘‘sole property for protection.
applicability criteria is satisfied. responsibility’’ for determining whether Relating this back to the example at
The NPS and DOI noted that the a public park area will receive a net hand, even though the wall is
programmatic evaluation does not benefit. The programmatic evaluation considered an important function or
clearly define the role of agencies requires the FHWA to reach agreement value in determining Section 106
holding a contractual or real estate with the officials with jurisdiction; significance of the historic property, the
interest in the subject property. therefore, FHWA will never have the reconstruction of the wall is neither
We do not believe it is necessary to ‘‘sole responsibility’’ for determining considered a substantial diminishment
specify a criterion that singles out the net benefit. nor a major alteration but rather an
NPS or any other agency in determining As stated above, the language in the improvement over its existing
applicability of the programmatic final programmatic evaluation addresses condition, the anticipated condition of
evaluation. Such an encumbrance the concerns of the NPS. If agreement is the future no-build and the condition of
would not be affected by FHWA’s not reached among the FHWA, the the historic site itself, thereby qualifying
Section 4(f) determination. Where the Applicant and official(s) with as a net benefit.

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The MDSHA commented on The NYSDOT commented on the feasible and prudent determination. The
Applicability, Item Number 4, and ‘‘substantial diminishment’’ consideration of the avoidance
identified a perceived duplication of requirement related to determining ‘‘net alternative comes from the Section 4(f)
Section 106 and Section 4(f) efforts. The benefit’’ in the Applicability section. It statutory requirements, which have not
MDSHA asked whether an adverse suggested that the requirement is changed. The Section 4(f) legislation
effect on an historic property is obviated contrary to the concept of ‘‘net benefit’’, addresses historic properties regardless
by a net benefit to the resource such weakens the concept and narrows the of ownership of the property.
that, there will not be a need for a opportunity to effectively benefit the
Findings
Section 106 MOA. The CALTRANS resource.
added that the SHPO’s or THPO’s Programmatic evaluations by their The DOI recommended revising the
written determination of no adverse nature are limited to projects that meet first sentence to indicate that to apply
effect under Section 106 should suffice a specific set of facts and applicability the programmatic evaluation to a
as evidence of written agreement under requirements. A project that will result project, the required no-action and
Applicability, Item Number 5 to in a substantial diminishment of any of avoidance alternatives must be found
eliminate the need for additional efforts the functions or values that originally not feasible and prudent through a
on the part of the SHPO or THPO. qualified the property for Section 4(f) written determination.
Where required by 36 CFR part 800, protection should be evaluated using an The wording has been changed to
an MOA or Programmatic Agreement individual evaluation. The wording of reflect the comment.
would be a prerequisite for Section 4(f) this programmatic evaluation is The DOI suggested inserting the
approval under this programmatic designed to ensure that a net benefit is phrase ‘‘jeopardize the continued
evaluation similar to the Final achieved without substantial existence of any endangered or
Nationwide Section 4(f) Evaluation and diminishment of the functions or values threatened species or result in the
Approval for Federally-Aided Highway (features or attributes) that make the destruction or adverse modification of
Projects with Minor Involvements with property eligible for Section 4(f) designated critical habitat,’’ before the
Historic Sites and the Programmatic protection. Still, there is flexibility in phrase ‘‘substantial damage to
Section 4(f) Evaluation and Approval for determining what function or values are wetlands’’. The suggested language has
FHWA Projects that Necessitate the Use keys to the properties’ eligibility for been incorporated.
of Historic Bridges. The conditions and protection and what constitutes a The NYSDOT commented on the
measures to achieve a net benefit may substantial diminishment of those proposed language, ‘‘An accumulation
be established in the MOA. However, functions and values. of these kinds of problems must be of
the MOA, or any additional or separate extraordinary magnitude when
documentation, must clearly record that Alternatives compared to the proposed use of the
agreement has been reached among the The AHC commented that it is Section 4(f) land to determine that (the
officials with jurisdiction, the FHWA difficult to discern how the avoidance) alternative is not feasible
and the Applicant and all appropriate programmatic evaluation helps the and prudent.’’ It was suggested that this
documentation must be retained for the FHWA when it comes to its avoidance approach would seem more valid in the
project record consistent with NEPA alternatives analysis and the PennDOT context of a full 4(f) evaluation where
project documentation retention recognized that the programmatic there is a net negative effect to a historic
practices and policies. evaluation limits the alternatives that property, than in a programmatic
In summation, any written agreement must be analyzed and documented. evaluation context where the ‘‘net’’
developed as part of the Section 106 The PennDOT is correct; the effect is positive.
process can suffice for the Applicability avoidance alternatives that must be This language is consistent with
criteria of this programmatic evaluation considered are all-inclusive. This existing Section 4(f) implementation
if such agreements (typically MOAs) approach is consistent with the existing policy and has been incorporated in
include an agreement by the officials programmatic evaluations. essence. The first condition of Section
with jurisdiction that the project results The DOI suggested that the ‘‘Do 4(f) use is the determination that no
in a net benefit to a protected Section Nothing Alternative’’ be replaced with feasible and prudent avoidance
4(f) property. However, all the officials the term ‘‘No Action Alternative,’’ in alternatives exist. The programmatic
with jurisdiction may not want to be accordance with NEPA guidance. evaluation must include this
party to a Section 106 agreement and To avoid confusion, the term ‘‘Do determination in order to facilitate
other Section 106 parties not necessarily Nothing Alternative’’ will be retained, compliance with the statute and
the ‘‘officials with jurisdiction.’’ as it is consistent with the other regulations. This programmatic
Regarding Applicability, Item Number programmatic evaluations. evaluation identifies the variables that
4, the AHC commented that ‘‘such The PennDOT recommended that the must be considered when making the
measures’’ are ‘‘vague and weak’’ and ‘‘qualitative importance or value’’ of determination of feasible and prudent.
recommended that this be a stronger, each Section 4(f) resource should be Application of this programmatic
more specific statement. considered in determining whether or evaluation is optional and an individual
The language in Applicability, Item not an avoidance alternative is feasible evaluation may be prepared at the
Number 4 is consistent with existing and prudent. It further recommended discretion of the Administration in
programmatic evaluations and is that for historic properties, the those cases where it is appropriate.
retained with minor editorial changes in condition and ownership should be The AHC asked about how the
the final version. The language allows considered as well. evidence of no feasible and prudent
for flexibility that makes the The programmatic addresses those alternative will be collected and
programmatic evaluation as viable a situations where the transportation use distributed.
procedural option as possible while results in an overall enhancement of the Appropriate evidence that no feasible
being as responsive to the expert property as agreed to by the official(s) and prudent alternative to the use of
opinions of the official(s) with with jurisdiction, the FHWA and the Section 4(f) property exists must be a
jurisdiction and the varied qualities of Applicant. The ability to benefit the part of the FHWA’s administrative
the properties they manage. property must be factored into the record for the project. This supporting

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information and determination will be ‘‘Mitigation Measures.’’ When put The last sentence in Item Number 6 of
documented in the appropriate NEPA together, commenters read it as the Approval Procedures in the draft
document or project record consistent ‘‘Measures to Minimize Harm and programmatic should have been a
with current Section 4(f) policy, Measures to Minimize Mitigation’’. separate paragraph. The purpose of the
guidance and the requirements of this Obviously this is not the intent; statement in the draft was to indicate
programmatic evaluation. however, to rectify this that the ACHP and other agencies had
The AHC also asked about what misunderstanding the language has been been given the opportunity to review
would constitute a ‘‘substantial increase changed to read: ‘‘Mitigation and and comment on the draft. Furthermore,
in cost’’ and suggested that we include Measures to Minimize Harm.’’ the FHWA consulted with the ACHP,
an approximate figure or at least a Although, measures to minimize harm the DOI and the NPS prior to finalizing
percentage. are considered mitigation, this language the programmatic evaluation. To avoid
The FHWA, in consultation with the is consistent with the Section 4(f) confusion, this statement has been
Applicant, will determine what is statute. removed from the final programmatic
considered a substantial increase. The evaluation.
language is identical to that used in Coordination
previous programmatic evaluations. Examples of Intended Use
The NPS recommended that the
The AHC commented that Findings programmatic evaluation require that all One example of a net benefit to a
2(e) seem to be intended to play one projects be coordinated with the historic property would be the
resource improvement against another’s appropriate DOI bureaus. reconstruction of a deteriorated or lost
adverse effect. As noted earlier, for those projects historic feature (such as a rock wall or
The statement found in Findings 2(e) auxiliary building) where mitigation
where an agency or bureau of DOI is an
is not intended to play one property related to Section 106 consultation
official with jurisdiction, or where the
against another. The purpose of the includes the reconstruction of the
LWCFA applies, coordination will be
statement is to give appropriate feature in a slightly different location
necessary as a procedure in meeting the
consideration and weight to the because of the design requirements of a
applicability requirements and approval
beneficial measures of the project when needed improvement to the adjacent
of this programmatic evaluation.
determining whether an alternative is transportation facility. Consultation
Another comment questioned the
prudent and feasible. pursuant to Section 106 of the National
In regard to item number 2(e), the statement regarding the need for the Historic Preservation Act (16 U.S.C.
NPS questioned whether ‘‘a missed FHWA to coordinate with the United 470f) would likely result in an ‘‘adverse
opportunity’’ to benefit a Section 4(f) States Coast Guard (USCG) before effect’’ determination. However, the
property has any relevance in applying the programmatic evaluation SHPO, the FHWA, and the Applicant all
determining whether or not an to projects requiring a Section 9 Bridge agree that the reconstruction would
alternative is feasible and prudent. permit. enhance those qualities for which the
Section 4(f) established a two-fold When the proposed programmatic property was determined eligible, even
emphasis for the Secretary of evaluation was issued, the USCG was with the removal and replacement of the
Transportation: to protect and to still a part of the USDOT and therefore historically associated feature. In this
enhance significant resources identified it had Section 4(f) responsibilities. Since case, the existing FHWA Final
for special consideration. To date, that time, the USCG has been relocated Nationwide Section 4(f) Evaluation and
programmatic evaluations have focused to the U.S. Department of Homeland Approval for Federally-Aided Highway
on projects with minor impacts to these Security, eliminating its Section 4(f) Projects with Minor Involvements with
protected properties. This programmatic responsibility. However, the USCG still Historic Sites would not be applicable,
evaluation is designed to allow the has responsibility related to issuance of but if SHPO, as the official with
FHWA, the Applicant and official(s) Section 9 Bridge permits. Wording has jurisdiction, agrees that the impacts do
with jurisdiction over the Section 4(f) been changed to remove coordination not reach a level of substantial
properties, to look for opportunities with the USCG relative to Section 4(f) diminishment, the FHWA may
where transportation actions can compliance. determine that this programmatic
enhance Section 4(f) properties, even The WIDOT noted that the evaluation would be applicable if the
where there is a use of some property. constructive consultation of evaluation finds that the use of the
Because a net benefit on a property can transportation officials, the officials property is prudent.
only be determined when all parties with jurisdiction and resource agency A second example involves a partial
agree, the programmatic evaluation will staff is encouraged. or even total relocation of a Section 4(f)
only be used when it is deemed Consultation is not only encouraged, property (such as a community park) to
appropriate and in the best interests of it is required. For this programmatic a location within the community that
the protected property. To ensure that evaluation to be successful, good would have a greater value and use to
2(e) is not abused or equated to a low coordination and consultation are that community. In this case, the
bar, we included language to clarify that imperative. existing nationwide minor use
for a project to qualify for 2(e) there programmatic could not be used
Public Involvement because the take of land would exceed
must be a substantial missed
opportunity to benefit a Section 4(f) There were no substantive comments the limitation included in it and would
property. regarding this section and no changes impair the use of the remaining Section
have been made. 4(f) land. Again, this programmatic
Mitigation and Measures To Minimize evaluation would be applicable if the
Harm Approval Procedure
officials with jurisdiction agree that the
Several commenters indicated a The AHC asked, relative to the last partial (or total) relocation would be a
confusion regarding the wording of this sentence of Item Number 6, if the net benefit to the park and that the
section and offered suggestions. The Advisory Council on Historic relocation does not result in the
principal reason is the combination of Preservation agreed to review all substantial diminishment of the
‘‘Measures to Minimize Harm’’ and programmatic evaluations. activities, feature or attributes for which

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20628 Federal Register / Vol. 70, No. 75 / Wednesday, April 20, 2005 / Notices

the park is protected under Section 4(f). requires that there be a resource to Transportation, local governmental
For instance, this programmatic which a net benefit would result. In this agency acting through the State
evaluation can apply where the officials case, an individual Section 4(f) Highway Agency or State Department of
with jurisdiction identify a net benefit evaluation would be needed. On the Transportation.
due to existing inadequate or unsafe other hand, if the same abandoned A ‘‘net benefit’’ is achieved when the
access conditions to a park which historic building (contributing transportation use, the measures to
presently minimizes the use of the park component) lies within a large minimize harm and the mitigation
and the partial relocation can provide commercial historic district, where the incorporated into the project results in
safe access; or in a situation where a officials with jurisdiction (i.e., the an overall enhancement of the Section
park has minimal public use due to SHPO) concur with an ‘‘adverse effect’’ 4(f) property when compared to both the
changes in adjacent land use and where determination pursuant to Section 106 future do-nothing or avoidance
the officials with jurisdiction agree that consultation, but determine that the alternatives and the present condition of
the total relocation will be of greater removal of the building with the Section 4(f) property, considering
park or recreational value to the appropriate mitigation will have a net the activities, features and attributes
community. benefit to the historic district as the use that qualify the property for Section 4(f)
A final example is the rehabilitation of the resource (historic district) by the protection. A project does not achieve a
of an historic railroad station to transportation project will improve ‘‘net benefit’’ if it will result in a
maintain its major historic elements and access or parking which will likely substantial diminishment of the
to permit its continued use as a historic improve the economic viability of the function or value that made the property
transportation facility. In some cases, majority of the historic district, thus eligible for Section 4(f) protection.
such rehabilitation, even with determining that the use will not rise to ‘‘Official(s) with jurisdiction’’ over
considerable sensitivity to the historic the level of ‘‘substantial diminishment’’ Section 4(f) property (typically) include:
character of the resource, cannot be of the qualities of the resource. In such for a park, the Federal, State or local
accomplished without a Section 106 a situation, this programmatic park authorities or agencies that own
adverse effect determination, and evaluation might be applied. and/or manage the park; for a refuge, the
neither the regulatory provision at 23 The FHWA recognizes and Federal, State or local wildlife or
CFR 771.135(f) related to historic appreciates the effort of all parties who waterfowl refuge owners and managers;
transportation facilities nor the historic provided comments for consideration in and for historic sites, the State Historic
site programmatic could be used. The the development and finalization of this Preservation Officer (SHPO) or Tribal
adverse effect may be caused, for programmatic evaluation. Historic Preservation Officer (THPO),
example, by modifications to provide Authority: 49 U.S.C. 303; 23 U.S.C. 138; 49 whichever has jurisdiction under
access for the disabled or by interior CFR 1.48. Section 106 of the National Historic
reconfiguration to provide retail space Preservation Act (16 U.S.C. 470f).
to keep the station economically viable Issued on: April 13, 2005.
as a transportation facility. The SHPO, Mary E. Peters, Applicability
as the official with jurisdiction, may Federal Highway Administrator. The Administration is responsible for
concur with the FHWA determination of The text of the FHWA Programmatic review of each transportation project for
‘‘adverse effect,’’ but may also recognize Section 4(f) Evaluation and Approval for which this programmatic evaluation is
the net benefits of the restoration of the Transportation Projects That Have a Net contemplated to determine that it meets
station and the assurance of its Benefit to a Section 4(f) Property is as the criteria and procedures of this
continued use may greatly outweigh the follows: programmatic evaluation. The
adverse effect, i.e., not substantially U.S. Department of Transportation information and determination will be
diminish the qualities for which the Federal Highway Administration included in the applicable National
property was determined eligible. (FHWA) Environmental Policy Act (NEPA)
There will be situations when this FINAL documentation and administrative
programmatic evaluation would not record. This programmatic evaluation
apply. For example, the owner of an Programmatic Section 4(f) Evaluation
will not change any existing procedures
individually eligible historic building and Approval for Transportation
for NEPA compliance, public
has abandoned the building so that it is Projects That Have a Net Benefit to a
involvement, or any other applicable
likely to continue to deteriorate. The Section 4(f) Property
Federal environmental requirement.
transportation agency proposes to This nationwide programmatic This programmatic evaluation
demolish the building for a Section 4(f) evaluation (programmatic satisfies the requirements of Section 4(f)
transportation improvement, and agrees evaluation) has been prepared for for projects meeting the applicability
to record the building in accordance certain federally assisted transportation criteria listed below. An individual
with the standards set by the Historic improvement projects on existing or Section 4(f) evaluation will not need to
American Building Survey (HABS) prior new alignments that will use property of be prepared for such projects:
to its demolition. In the project design a Section 4(f) park, recreation area, 1. The proposed transportation project
year (20 years hence) without the wildlife or waterfowl refuge, or historic uses a Section 4(f) park, recreation area,
project, the building may be effectively property, which in the view of the wildlife or waterfowl refuge, or historic
demolished through neglect. In the Administration and official(s) with site.
design year of the project, the building jurisdiction over the Section 4(f) 2. The proposed project includes all
will be demolished but a record of the property, the use of the Section 4(f) appropriate measures to minimize harm
building will be made. Although having property will result in a net benefit to and subsequent mitigation necessary to
the record of the demolished building is the Section 4(f) property. Definitions: preserve and enhance those features and
an improvement over not having such a ‘‘Administration’’ refers to the Federal values of the property that originally
record, it is not a net benefit to the Highway Division Administrator or qualified the property for Section 4(f)
resource, as the resource will no longer Division Engineer (as appropriate). protection.
exist. Therefore, this programmatic ‘‘Applicant’’ refers to a State Highway 3. For historic properties, the project
evaluation would not apply because it Agency or State Department of does not require the major alteration of

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Federal Register / Vol. 70, No. 75 / Wednesday, April 20, 2005 / Notices 20629

the characteristics that qualify the evaluated before the Administration can (b) Substantially increased
property for the National Register of conclude that the programmatic transportation facility or structure cost;
Historic Places (NRHP) such that the evaluation can be applied to the project. or
property would no longer retain (c) Unique engineering, traffic,
Findings
sufficient integrity to be considered maintenance or safety problems; or
eligible for listing. For archeological For this programmatic evaluation to (d) Substantial adverse social,
properties, the project does not require be utilized on a project there must be a economic or environmental impacts; or
the disturbance or removal of the finding, given the present condition of (e) A substantial missed opportunity
archaeological resources that have been the Section 4(f) property, that the do- to benefit a Section 4(f) property; or
determined important for preservation nothing and avoidance alternatives (f) Identified transportation needs not
in-place rather than for the information described in the Alternatives section being met; and
that can be obtained through data above are not feasible and prudent. The (g) Impacts, costs or problems would
recovery. The determination of a major findings (1, 2, and 3. below) must be be truly unusual, unique or of
alteration or the importance to preserve supported by the circumstances, extraordinary magnitude when
in-place will be based on consultation studies, consultations, and other compared with the proposed use of
consistent with 36 CFR part 800. relevant information and included in Section 4(f) property after taking into
4. For historic properties, consistent the administrative record for the project. account measures to minimize harm and
with 36 CFR part 800, there must be This supporting information and mitigate for adverse uses, and enhance
agreement reached amongst the SHPO determination will be documented in the functions and value of the Section
and/or THPO, as appropriate, the the appropriate NEPA document and/or 4(f) property.
FHWA and the Applicant on measures project record consistent with current Flexibility in the use of applicable
to minimize harm when there is a use Section 4(f) policy and guidance. design standards is encouraged during
of Section 4(f) property. Such measures To support the finding, adverse the analysis of these feasible and
must be incorporated into the project. factors associated with the no-build and prudent alternatives.
5. The official(s) with jurisdiction avoidance alternatives, such as 3. Build a new facility at a new
over the Section 4(f) property agree in environmental impacts, safety and location without a use of the Section 4(f)
writing with the assessment of the geometric problems, decreased property.
impacts; the proposed measures to transportation service, increased costs, It is not feasible and prudent to avoid
minimize harm; and the mitigation and any other factors may be considered Section 4(f) property by constructing at
necessary to preserve, rehabilitate and collectively. One or an accumulation of a new location if:
enhance those features and values of the these kinds of factors must be of (a) The new location would not
Section 4(f) property; and that such extraordinary magnitude when address or correct the problems cited as
measures will result in a net benefit to compared to the proposed use of the the NEPA purpose and need, which
the Section 4(f) property. Section 4(f) property to determine that necessitated the proposed project; or
6. The Administration determines that an alternative is not feasible and (b) The new location would result in
the project facts match those set forth in prudent. The net impact of the do- substantial adverse social, economic or
the Applicability, Alternatives, nothing or build alternatives must also environmental impacts (including such
Findings, Mitigation and Measures to consider the function and value of the impacts as extensive severing of
Minimize Harm, Coordination, and Section 4(f) property before and after productive farmlands, displacement of a
Public Involvement sections of this project implementation as well as the substantial number of families or
programmatic evaluation. physical and/or functional relationship businesses, serious disruption of
This programmatic evaluation can be of the Section 4(f) property to the community cohesion, jeopardize the
applied to any project regardless of class surrounding area or community. continued existence of any endangered
of action under NEPA. 1. Do-Nothing Alternative. or threatened species or resulting in the
Alternatives The Do-Nothing Alternative is not destruction or adverse modification of
To demonstrate that there are no feasible and prudent because it would their designated critical habitat,
feasible and prudent alternatives to the neither address nor correct the substantial damage to wetlands or other
use of Section 4(f) property, the transportation need cited as the NEPA sensitive natural areas, or greater
programmatic evaluation analysis must purpose and need, which necessitated impacts to other Section 4(f) properties);
address alternatives that avoid the the proposed project. or
Section 4(f) property. The following 2. Improve the transportation facility (c) The new location would
alternatives avoid the use of the Section in a manner that addresses purpose and substantially increase costs or cause
4(f) property: need without use of the Section 4(f) substantial engineering difficulties
1. Do nothing. property. (such as an inability to achieve
2. Improve the transportation facility It is not feasible and prudent to avoid minimum design standards or to meet
in a manner that addresses the project’s Section 4(f) property by using the requirements of various permitting
purpose and need without a use of the engineering design or transportation agencies such as those involved with
Section 4(f) property. system management techniques, such as navigation, pollution, or the
3. Build the transportation facility at minor location shifts, changes in environment); and
a location that does not require use of engineering design standards, use of (d) Such problems, impacts, costs, or
the Section 4(f) property. retaining walls and/or other structures difficulties would be truly unusual or
This list is intended to be all- and traffic diversions or other traffic unique or of extraordinary magnitude
inclusive. The programmatic evaluation management measures if implementing when compared with the proposed use
does not apply if a feasible and prudent such measures would result in any of of the Section 4(f) property after taking
alternative is identified that is not the following: into account proposed measures to
discussed in this document. The project (a) Substantial adverse community minimize harm, mitigation for adverse
record must clearly demonstrate that impacts to adjacent homes, businesses use, and the enhancement of the Section
each of the above alternatives was fully or other improved properties; or 4(f) property’s functions and value.

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20630 Federal Register / Vol. 70, No. 75 / Wednesday, April 20, 2005 / Notices

Flexibility in the use of applicable 4. Determined that the project • Mail: Docket Management Facility;
design standards is encouraged during complies with the Mitigation and U.S. Department of Transportation, 400
the analysis of feasible and prudent Measures to Minimize Harm section of Seventh Street, SW., Nassif Building,
alternatives. this document; Room PL–401, Washington, DC 20590–
5. Determined that the coordination 0001. Please submit three copies of
Mitigation and Measures To Minimize written comments.
and public involvement efforts required
Harm • Hand Delivery: Submit three copies
by this programmatic evaluation have
This programmatic evaluation and been successfully completed and of written comments to Room PL–401
approval may be used only for projects necessary written agreements have been on the plaza level of the Nassif Building,
where the Administration, in obtained; and 400 Seventh Street, SW., Washington,
accordance with this evaluation, 6. Documented the information that DC, between 9 a.m. and 5 p.m., Monday
ensures that the proposed action clearly identifies the basis for the above through Friday, except Federal holidays.
includes all possible planning to determinations and assurances. Instructions: Comments must refer to
minimize harm, includes appropriate Docket Number FMCSA–2005–20930.
[FR Doc. 05–7812 Filed 4–19–05; 8:45 am] All comments received will be posted
mitigation measures, and that the
BILLING CODE 4910–22–P without change to http://dms.dot.gov,
official(s) with jurisdiction agree in
writing. including any personal information
provided. For detailed instructions on
Coordination DEPARTMENT OF TRANSPORTATION submitting comments, see the ‘‘Public
In early stages of project development, Federal Motor Carrier Safety Participation’’ heading of the
each project will require coordination SUPPLEMENTARY INFORMATION section of
Administration
with the Federal, State, and/or local this document. For a summary of DOT’s
agency official(s) with jurisdiction over [Docket No. FMCSA–2005–20930 (PDA– Privacy Act Statement or information on
the Section 4(f) property. For non- 31(F))] how to obtain a complete copy of DOT’s
Federal Section 4(f) properties, i.e., Privacy Act Statement please see the
Application by American Trucking ‘‘Privacy Act’’ heading of the
State or local properties, the official(s)
Associations, Inc. for a Preemption SUPPLEMENTARY INFORMATION section.
with jurisdiction will be asked to
Determination as to District of Docket: For access to the docket to
identify any Federal encumbrances.
Columbia Requirements for Highway read the application or comments
When encumbrances exist, coordination
Routing of Certain Hazardous received, go to http://dms.dot.gov at any
will be required with the Federal agency
Materials time or to Room PL–401 on the plaza
responsible for such encumbrances.
Copies of the final written report AGENCY: Federal Motor Carrier Safety level of the Nassif Building, 400
required under this programmatic Administration (FMCSA), United States Seventh Street, SW., Washington, DC,
evaluation shall be offered to the Department of Transportation (DOT). between 9 am and 5 pm, Monday
official(s) with jurisdiction over the through Friday, except Federal holidays.
ACTION: Public notice and invitation to
Section 4(f) property, to other interested FOR FURTHER INFORMATION CONTACT: Mr.
comment.
parties as part of the normal NEPA William Quade, Chief, Hazardous
project documentation distribution SUMMARY: FMCSA invites interested Materials Division (MC–ECH), (202)
practices and policies or upon request. parties to submit comments on an 366–2172; Federal Motor Carrier Safety
application by The American Trucking Administration, U.S. Department of
Public Involvement Transportation, 400 Seventh Street,
Associations, Inc. for an administrative
The project shall include public determination as to whether Federal SW., Washington, DC 20590–0001.
involvement activities that are hazardous materials transportation law Office hours are from 7:45 a.m. to 4:15
consistent with the specific preempts highway routing requirements p.m., e.t., Monday through Friday,
requirements of 23 CFR 771.111, Early of the District of Columbia in restricting except Federal holidays.
coordination, public involvement and transportation of certain hazardous SUPPLEMENTARY INFORMATION:
project development. For a project materials.
where one or more public meetings or Public Participation
hearings are held, information on the DATES: Comments received on or before A copy of each comment must also be
proposed use of the Section 4(f) June 6, 2005, and rebuttal comments sent to Richard Moskowitz, Assistant
property shall be communicated at the received on or before July 19, 2005, will General Counsel, American Trucking
public meeting(s) or hearing(s). be considered before an administrative Associations, 2200 Mill Road,
ruling is issued. Rebuttal comments may Alexandria, VA 22314. Certification of
Approval Procedure discuss only those issues raised by sending a copy to Mr. Moskowitz must
This programmatic evaluation comments received during the initial accompany your comments. (The
approval applies only after the comment period and may not discuss following format is suggested: ‘‘I certify
Administration has: new issues. copies of this comment have been sent
1. Determined that the project meets ADDRESSES: You may submit comments, to Mr. Moskowitz at the address
the applicability criteria set forth in identified by DOT DMS Docket Number specified in the Federal Register.’’)
Applicability section; FMCSA–2005–20930, by any of the The DMS is available 24 hours each
2. Determined that all of the following methods: day, 365 days each year. You can get
alternatives set forth in the Findings • Federal eRulemaking Portal: http:// electronic submission and retrieval help
section have been fully evaluated; www.regulations.gov. Follow the and guidelines under the ‘‘help’’ section
3. Determined that the findings in the instructions for submitting comments. of the DMS Web site. If you want us to
programmatic evaluation (which • Agency Web site: http:// notify you of receiving your comments,
conclude that the alternative dms.dot.gov. Follow the instructions for please include a self-addressed,
recommended is the only feasible and submitting comments on the DOT stamped envelope or postcard or print
prudent alternative) result in a clear net electronic docket site. the acknowledgement page displaying
benefit to the Section 4(f) property; • Fax: 1–202–493–2251. after receipt of on-line comments.

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