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266
267
!D/I
P
9 All
'
DI/
D/
'.
Model 1:DPR
DI/C
/
D/
D/
(la)
bi D
D/
D/
et/id#
D/
/d#
...
#...LC# ,L.?
(lb)
L...
Model 2: PRL
E..
L..
eb
(d#
,C
e
,#
\ t
\R /
(Ic)
Model 3: DPRL
P
-
?
D,,.
f. ...
I\
-1 'd
.IJ
Oc/
L..." .
LL
L. J' /
//
.. L. .
L.../b,4
/
eb'd#
IOW
/tl
'L?R
D.C?_
/
.
Example 1
The toroidalrepresentation(Krumhansland Kessler 1982) is depicted
in two dimensions,where it is understoodthatthe left andright edges
are the same and the top and bottomedges are the same.
Example 1a shows the toroidalrepresentationof Model 1: DPR superimposed. Example lb superimposesModel 2: PRL. Example Ic superimposes Model 3: DPRL
the Leittonwechseltransformation,L, is addedto the model or is substitutedfor the dominanttransformation,D (becauseD can be expressedin
termsof L and R).
Modeling triad distances with D, P, R, and L transformations
All models to be considereduse the shortest-pathdistances.In other
words, the distancebetween one triadand anotherwill be takento be the
smallestnumberof transformationsneeded to move from one triadto the
other.Threemodels will be compared:
Model 1. The model with D, P, andR transformations,thatis, the original model, shown in Example 1a.
Model 2. The model with P, R, and L transformations,shown in
Example lb.
Model 3. The model with D, P, R, and L transformations,shown in
Example Ic.
Tables 1 and 2 show the numberof each type of transformationfor each
model. The values shown are the transformationsfrom C major to all
major triads (Table 1) and from C major to all minor triads (Table 2).
Under the numberof transformationsfor each triad is an example of a
shortestpath.5 Therecan be alternativeshortest-pathswith the samenumber of transformations.In most cases these have the same numberof each
kind of transformation(for example, to go from the C-majortriadto the
F-minortriad,therearetwo possibilities:RLPor PLR,bothof whichhave
one R, one L, andone P). In a few cases, two possible shortest-pathsexist
with differentnumbersof each of the transformations(for example,moving from the C-majortriadto the Db-majortriadcan be accomplishedby
PLRL, with one P, one R, and two Ls, or by RPLP,with two Ps, one R
and one L). The values in parenthesesindicate alternativeshortest-path
routes;the dataanalysis showedthese producedslightly less clearresults
and will not be consideredfurther.
All threemodels were testedusing multipleregressionwhich findsthe
best-fittinglinearfunctionpredictingthe dependentvariablefrom a number of independentvariables.For example, in testing how well KKcor
can be predicted by Model 1, KKcor is the dependentvariable that is
modeled as a weighted sum of the three variablesD, P, and R (shown in
the firstthreecolumns of Tables 1 and 2). The analysisreturnsa multiple
correlationvalue, R, indicatinghow well the dependentvariableis modeled, with 1 indicatingthat a perfect fit is obtained.R values are evaluated in terms of statistical significance, denoted p, an estimate of the
probabilityof the result for randomdata. By convention,if p < .05, the
resultis consideredstatisticallysignificant.
Table3 summarizesthe resultsof the multipleregressionanalysesfor
269
Triad
Db
D
Eb
E
F
F#
G
Ab
A
Bb
B
Model 1: DPR
D
P
R
2
1
1
DDPR
2
0
0
DD
1
0
1
PR
1
1
1
DRP
1
0
0
D
0
2
2
PRPR
1
0
0
D
1
1
1
DPR
1
0
1
RP
2
0
0
DD
2
1
1
Model 2: PR L
P
R
L
1(2) 1(1) 2(1)
PLRL (or RPLP)
0(1) 2(2) 2(1)
LRLR (or RPRL)
1
1
0
PR
1
0
1
LP
0
1
1
RL
2
2
0
PRPR
1
0
1
LR
1
PL
1
1
0
RP
0(1) 2(2) 2(1)
RLRL (or LRPR)
1(2) 1(1) 2(1)
Model 3: DPRL
P
D
R
L
1
1
0
1
PLD
2
0
0
0
DD
1
0
1
0
PR
1
0
1
0
LP
1
0
0
0
D
0(2) 2(1) 2(0) 0(1)
PRPR (or DDLP)
1
0
0
0
D
1
1
0
0
PL
1
0
1
0
RP
2
0
0
0
DD
1
1
1
0
DDPR
DLP
Table 1
Triaddistancesfrom the C majortriadto all othermajortriads
measuredby shortestpathsfor Model 1: D P R, Model 2: P R L, and
Model 3: D P R L. The numbersindicatethe numberof each kind of
transformation;numbersin parenthesesindicate alternativeshortest
paths. Below these are examples of shortestpaths.
the KKcorand KKdistvalues in the first two columns. All three models
were statisticallysignificant,so the focus will be on the magnitudesof
the correlations.Model 1 produceda somewhatbetter fit to the KKcor
values than Model 2, but the two models were equivalenton the KKdist
values. Thus, substitutingthe L transformationfor the D transformation
did not substantiallychange how well the model fits the data. However,
higher correlationswere found for Model 3 than either Model 1 or 2.6
These results suggest that all four transformationsD, P, R, and L contributeto the patternin the KKcor and KKdistvalues. The advantageof
Model 3 over Model 1 shows the L transformationhas psychological
reality independentof the other transformations,D, P, and R. Similarly,
270
Triad
c
c
d
d
e
f
ft
g
g#
a
bb
b
Model 1: DPR
P
R
D
1
0
0
P
2
1
1
DRPR
1
1
0
DR
1
2
00
PRP
1
1
0
DR
1
0
1
DP
2
1
0
RPR
1
1
0
DP
2
1
2
DDRPR
0
0
1
R
2
1
0
DDP
2
1
0
DDR
Model 3: DPRL
Model 2: PRL
P
R
D
R
L
P
0
0
1
0
0
1
P
P
0
1
1
1
1
1
RPL
RPL
0
1
1
0
2
1
DR
RLR
1
0
2
1
2
0
PRP
PRP
0
1
0
0
0
0
L
L
1
1
1
0
1
1
DP
LPR
2
1
2
0
0
1
RPR
RPR
1
1 1
1
0
1
DP
LRP
0(0) 1(2) 0(0)
1(2) 0(0) 2(1)
LPL (or PLP)
LPL (or PLP)
1
1
0
0
0
0
R
R
2
2
0
1(2) 2(2) 2(1)
RLRLP(or RPRPL) DDP
1
2
1
0
0
0
DL
LRL
L
0
0
0
1
0
0
0
2(1)
0
0
1
Table2
Triaddistancesfrom the C majortriadto all minortriadsmeasuredby
shortestpaths for Model 1: D P R, Model 2: P R L, and
Model 3: D P R L. The numbersindicatethe numberof each kind of
transformation;numbersin parenthesesindicate alternativeshortest
paths. Below these are examples of shortestpaths.
the advantageof Model 3 over Model 2 indicatesthat,even thoughcombinations of L and R can substitutefor D, the D transformationhas an
independentpsychological reality.
The resultsof this analysisof the two sets of values,KKcorandKKdist,
showedthatthe model incorporatingall fourtransformations,D, P,R, and
L, fit the empiricalvalues better than the models containing only three
transformations,D, P, andR, or P,R, andL. These resultshavetwo important implications.First, they establishedthe independentpsychological
statusof the L transformation.Addingthe L transformationimprovedthe
fit of the empiricalvalues over the D, P, and R model developed previ271
KKcor
KKdist
BPLmus
BPLnonmus
Model 1: D P R
R = .91,p < .0001 R = .74,p = .0009
Model2: PR L
R= .91,p < .0001 R= .74, p= .0011
Model3: DPRL
R = .96, p < .0001 R = .83,p < .0001
TonalPitchSpace
R= .78,p= .0002
PitchCommonality
R = .88, p < .0001 R = .81,p < .0001
HorizontalMotion
R =.35, n.s.
R = .47, p = .02
R = .77,p = .0003
Table3
Statisticalresults of the models tested.The four sets of empiricalvalues
from the studies by Krumhansland Kessler (1982) and Bigand, Parncutt, and Lerdahl(1996) were fit by Model 1: D P R, Model 2: P R L,
and Model 3: D P R L as shown in the firstthreerows of statistics.
Three additionalmodels were also tested:the tonal pitch space model
(Lerdahl1988), pitch commonality(Parncutt,1989), and the actual
pitch distancesin the chordtension study (Bigand et al. 1996).
ously (Krumhansland Kessler 1982). Psychologically, this can be explainedby the importanceof pitchproximityandthe fact thatthe L transformationinvolves shiftinga single tone by just one chromaticstep. Second, these resultsestablishedthe independentpsychological statusof the
D transformation,indicatingthat combinationsof R and L transformations cannot substitutefor the D transformation.This is consistent with
empirical results showing that the dominant relation is an important
underlying principle in psychological representationsof pitch. Before
examiningwhetherthese resultsextendto two othersets of empiricalvalues, some structureson the toroidalrepresentationwill be described.
Structures on the toroidal representation
Examples2a, b, and c show the subgroupsgeneratedby P R, P L, and
R L, respectively,on the toroidalrepresentation(Krumhansland Kessler
1982). Cohn (1997) calls these 'binary-generated'subgroups.The transformationpair P R generatesthree subgroupsof order8 that cut diagonally across the toroidal representationfrom upper left to lower right;
tonics are separatedby minor thirds.The shortest-pathdistance used in
272
Db
(2a)
PR Subgroups
Order8
Db/C#
eb
d#
u..L.../C#
(2b)
PL Subgroups
Order6
Lt..
e d#
L.
d#
d#
S..F L
Db/C# D L..
. A
A\LR
.E
L
(2c)
RL Group
Order24
R
L8
ebl:
L.
\
LF..
RR
L-
L..Ab
G
9\
\R
L .D
Dt/C#
Eb
el/d#
,R
b
Example 2
Neo-Riemannianstructuresshown on the toroidalrepresentation
(Krumhansland Kessler 1982).
Example2a shows the threePR subgroupsof order8. Example2b
shows the four PL subgroupsof order6. Example2c shows the RL
group of order24.
273
f#,
Db/
C#6
A
#bAl
EDb/#
"
c+
A.Kf
T"
"Ebb
CAb
"" 0..0
"-..g#.,"-e
B
eb/d 0
bb...... .
G
b
"b
C,
IV,
Eb
"gD
\A
F*?
FLIP-LA
. -.
13b
,.X.
Example 3
The P, R, and L transformationsare superimposedon the toroidal
representation(Krumhansland Kessler 1982). The tones indicatedin
outline letters at each vertex are the tones thatexchangebetween that
vertex and neighboringvertices. Each hexagon has a common
exchangingtone, indicatedin the centerof the hexagon surrounded
by the small hexagon.
Model 1:D P R can be conceptualizedas distancealong the P R subgroup
with the D transformation(the othertransformationin the model) used to
move from the referenceC majorto the appropriateP R subgroup.The
transformationpairP L generatesfoursubgroupsof order6 thatcut across
the toroidal representationhorizontally.Tonics are separatedby major
thirds.The shortest-pathdistanceused in Model 2: P R L can be conceptualizedas distancealong the P L subgroupwith the R transformation(the
other transformationin the model) used to move from the reference C
274
majorto the appropriateP L subgroup.The transformationpairR L generatesone completegroupof order24; it is the circle of fifths,with minor
keys interspersedbetween theirR and L relatedmajorkeys.
Example 3 shows the Model 2: P R L representation(see also Douthett and Steinbach 1998). The exchangingnotes are added at each vertex in outline letters.For example, the vertex C majorhas C exchanging
with B (E minor), E exchanging with Eb (C minor), and G exchanging
with A (A minor) with the L, P, R transformations,respectively.As can
be seen, the six verticesof eachhexagonhavea commonexchangingtone.
For example, the hexagon with the vertices C major,C minor,Ab major,
F minor,F major,andA minorsharethe common exchangingtone of C.
The common exchangingtone is indicatedat the centerof each hexagon
(outlined by the small hexagon). Going along the diagonals from lower
left to upperright, the circle of fifths appearsin the exchanging tones.
Going along the diagonalsfromupperleft to lowerright,threesubgroups
of order4 separatedby minorthirdsappearin the exchangingtones.Thus,
the representationderived from the exchanging tones replicates the D
transformationandthe P R subgroups(Example2a) found in the toroidal
representation.Moreover,the representationof exchanging tones suggests that in regions of the space certaintones might be psychologically
primedas potentialexchangingtones. This would account,for example,
for the readinesswith which listeners assimilate modulationsto closely
relatedkeys (Krumhansland Kessler 1982).
The discussion so far has focused on only four transformations:D, P,
R, and L. It might be of interestto considerthe geometricrepresentation
of some of the other Riemanniantransformations.Example4 shows the
six RiemannianSchritte described by Klumpenhouwer(1994). These
take a majortriadto anothermajortriad(Example4a), and a minortriad
to anotherminor triad (Example 4b). The transformationsare: Quintschritt,(Q), Gegenquintschritt(-Q), Terzschritt(T), Leittonschritt(L, to
be distinguishedfrom the use of L above and below as meaningLeittonwechsel), Ganztonschritt(G), and Kleinterzschritt(K). Comparingthe
two figuresmakesclear the complementarynatureof the transformations
for majorand minortriads.In principle,it would be possible to ascertain
using the above method whether any of these transformationshas an
independentpsychological reality from the other transformationsconsideredhere.7
Judgments of chord tension
An independentset of empiricaldataon triaddistancescomes from a
studyof musicaltension(Bigandet al. 1996).8The essentialdetailsof the
methodology are:
275
RiemannianSchrittsfor MajorTriads
(4a)
Db C#
c#
b #
D
)C
-Q
C
Ab
c
g#
GEb
B
eb)d#
eb d#
Bb
F#
Riemannian
Schrittsfor MinorTriads
f#
d
(4b)
Db C#
bb
c#
E
g#
e-Q
B
Eb
f#
eb d#
g
D
F#
Ab
K
eb'd#
Db C#
Bb
dbb
Example4
Shows RiemannianSchritts(Klumpenhouwer1994) superimposedon
the toroidalrepresentation(Krumhansland Kessler 1982).
Example4a shows the Schrittefor majortriads;Example4b shows the
Schrittefor minortriads.
276
given that these values are based on the particularsof the Bigand et al.
(1996) experiment,the correlationswere low for the KKcorand KKdist
values. The correlationbetween horizontalmotion and the BPLnonmus
data was relativelyhigh, althoughlower than Model 3: D P R L. This is
interestingin the presentcontext because it shows a directeffect of tone
distance on the chord tension judgments. Horizontal motion added to
Model 3: D P R L resultedin a very good fit of the BPLnonmusdata,11
suggestingthattone distancemeasuredbothin termsof actualpitchesand
abstractpitch classes (as embodied in Model 3: D P R L ) are psychologically highly salient for nonmusicians.
The analysisof the datafrom the Bigandet al. (1996) studyfound different results for musicians and the nonmusicians.For the musicians,
threemodels performedapproximatelyequally:the D, P,R, andL model,
the tonal pitch space model, and the pitch commonalitymodel. That the
tonal pitch space model performedrelativelywell for these datasuggests
thatmusiciansemploy a hierarchicalmodel of embeddedtone, triad,and
key (region) distancesin judging chordtension. Thatthe pitch commonality model also performedwell reinforcesParncutt's(1989) claim that
music-theoreticconstructssuch as those tested in the D, P, R, and L and
tonal pitch space models have a psychoacousticbasis.12 For the nonmusicians,the model using the fourtransformations,D, P,R, andL, provided
the best fit of the empiricalvalues, as it had for the Krumhansland Kessler (1982) values. In addition,the nonmusicians'data correlatedquite
stronglywith the Bigandet al. (1996) measureof horizontalmotion.This
suggests thatnonmusiciansareespecially sensitiveto pitchproximity,the
principle underlyingthe neo-Riemanniantransformations,measuredin
both actualand abstractpitch class distances.13
279
NOTES
1. Onlythe directlyrelevantaspectsof the methodswill be described.
2. This is justifiedgiven the similarratingsfor the tonic triadsand the cadences,
althoughit mightbe objectedthatthisconfusestonictriadswiththekeys schematicallyrepresented
by thecadences.Thesimilaritybetweentheprobe-toneprofiles
for triadsandcadencescan be understood,however,becausethe latterall ended
on the tonictriad.
3. The differencesbetweenKKcorandKKdist,althoughminor,may be important
thatabstractsthepatbecausethelatteraredistancesin a geometricrepresentation
ternsunderlyingthe correlations.
4. Thedominanttransformation,
D, is shownonly formajortriads;it appliesequally
to minortriads.
is the firsttransfor5. The conventionwill be usedthatthe left-mosttransformation
mationapplied.
thattheimprovement
of Model3
6. Thefollowinganalysiswas doneto demonstrate
was not simplya matterof addingone moreindependentvariable(andthusreducing the degreesof freedomby one). ForModel 1, 2, and3, theunweightedsumof
the independentvariableswas correlatedwith the KKcorandKKdistvalues.All
thesecorrelationshavethe samenumberof degreesof freedom.Thisproducedthe
followingresults:Model 1, correlationof SUM(D,P,R)= .91 and .88 for KKcor
andKKdist,respectively.Model 2, correlationof SUM(P,R,L)= .73 and .78 for
KKcorandKKdist,respectively.Model3, correlationof SUM(D,P,R,L)= .95 and
.95 forKKcorandKKdist,respectively.Again,by thismeasureModel3 fitthevalues consistentlybetterthanthe othertwo models.
and
7. Kopp(1995) criticizedLewinfor privilegingthe P, R, andL transformations,
triadsof the samemode(shownin Example
emphasizedinsteadthe third-related
4).
8. I am gratefulto EmmanuelBigandfor providingthe datafor the musiciansand
nonmusiciansin the study(Bigandet al. 1996).
9. This is supportedby the significantcorrelationsbetweenBPLmusandBPLnonmus data,on the one hand,andthe KKcorandKKdistvalues,on the other.The
correlationsfor the BPLmuswere r = .81 and .83 for KKcorandKKdistvalues,
correlationsfor the BPLnonmuswerer = .73 and
respectively;the corresponding
.77. Thesesignificantcorrelationsshowthatthesedifferentempiricalmeasurestap
of triaddistance.
intothe sameor similarcognitiverepresentations
10. To demonstratethat the improvementof Model 3 was not simply a matterof
addingone moreindependentvariable(andthusreducingthe degreesof freedom
by one), the unweightedsumof theindependentvariableswas correlatedwiththe
BPLmusandBPLnonmusvaluesforModel 1, 2, and3. Thisproducedthe following results:Model 1, correlationof SUM(D,P,R)= .74 and .75 for BPLmusand
BPLnonmus,respectively.Model2, correlationof SUM(P,R,L)= .68 and .78 for
BPLmusandBPLnonmus,respectively.Model3, correlationof SUM(D,P,R,L)=
.82 and .78 for BPLmusand BPLnonmus,respectively.Again, by this measure
Model3 fit the valuesbetterthanthe othertwo modelsexceptfor the equalfits of
Model2 andModel3 for theBPLnonmusdata.
11. The multiplecorrelationpredictingBPLnonmususingModel3 D P R L andhorizontal motion was R = .95, p < .0001
280
281