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medical practice. This paper presents a study of how doctors select and assess
information in practice. Fourteen internal medicine professors from a relevant
medical school in Rio de Janeiro, Brazil, were selected through preliminary interviews
with medical students. The professors were subjected to open-ended interviews. The
resulting material was interpreted through a conceptual framework derived from
Ludwik Fleck, in order to establish the relevant elements of the thought style
characteristic of the way they select and acquire new knowledge. The thought style
that emerged from this set of interviews can be briefly characterized as a largely
intuitive, pragmatic, result-oriented search of relevant (that is, potentially useful in
practice) information. The doctors sought sources with academic credibility, but they
maintained primary interest in practical, experiential knowledge. They also expressed
a rather sceptical stance, at times bordering on cynicism. Despite this mistrust,
doctors lack the resources (time, knowledge of technical aspects of research,
particularly in terms of epidemiology and statistics) to effectively assess knowledge
that is constantly being force-fed to them. This relative lack of resources is worsened,
on one side, by the perception of medicine as subject to frequent and major changes,
and on the other by the vastly disproportionate forces available to those who
effectively produce and distribute such knowledge.
Keywords
Although it would be far too simplistic to assume that knowledge is the sole
or even the ultimate determinant of actual medical practice, the existing
stock of knowledge (as in Flecks epigraph) surely plays a major role
in this
regard. Much of what a physician does can be described in terms of
making decisions based on trusted knowledge that (s)he is constantly
updating. This means selecting specific items from a plurality of sources,
and also differentially evaluating their relevance and intrinsic merits. It
thus follows that assessing the validity of certain statements concerning
Social Studies of Science 32/56(OctoberDecember 2002) 827855
SSS and SAGE Publications (London, Thousand Oaks CA, New Delhi)
[0306-3127(200210/12)32:56;827855;029788]
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Conceptual Framework
Ludwik Flecks comparative epistemology [Fleck (1979)] offers a unique
set of tools to look at the production and circulation of knowledge in
contemporary societies, especially when related to the biological sciences
and medicine. The following lines will present briefly some highlights of his
theoretical developments.1
Two concepts stand at the core of Flecks comparative epistemology:
the thought collective (Denkkollektiv) and thought style (Denkstil). He
described the first as . . .
. . . a community of persons mutually exchanging ideas or maintaining
intellectual interaction, we will find by implication that it also provides the
829
It must be stressed that the thought style is not an optional feature that can
be wilfully, consciously chosen, but rather an imposition made by the
process of socialization represented by the inclusion into a thought collective.2 It should also be noted that although style, like Kuhns
paradigm has the kind of semantic fuzziness that allows for all sorts of
abuses, it is nevertheless Flecks word of choice, and I am using it in the
sense of his precise definition.
Fleck distinguishes two major areas within a thought collective in
modern science [Fleck (1979): 11112], one comprising the experts that
actually produce knowledge, which he calls the esoteric circle (he further
details this region, describing the inner circle of the specialized experts and
the outer of general experts), and the other consisting of the educated
amateurs, the exoteric circle. This epistemological topography allows the
distinction between different forms of communication [ibid.: 112]: expert
science is characterized by journal and vademecum (or handbook) science,
the first representing the intense, fragmentary, personal and critical dialogue within a given field of knowledge, and the second a synoptic
organization of the former [ibid.: 118]; the exoteric circle is fed through
popular science, which is . . . artistically attractive, lively, and readable
exposition with last, but not least, the apodictic valuation simply to accept
or reject a certain point of view [ibid.: 112]. Finally, introduction to the
esoteric circle which Fleck compares to a rite of initiation [ibid.: 54] is
based on yet a fourth type of scientific text medium, the textbook [ibid.:
112].
These elements allow for the construction of a geography of an
intellectual field, describing not only peoples and places, but also the
interchanges taking place between them. I do not intend, however, to
ascribe more value to such objects than that of a convenient notation
turning Flecks model into an ontologically founded account would, in a
sense, be going very much against the very gist of his ideas.
All medical institutions (including public health, health care and
medical schools), as well as medical knowledge and practice, are permeated by a specific thought style. This does not mean that medicine is a
homogenous epistemological region. Science itself can hardly be described
in general terms, being divided into different kinds of scientific practice,
which configure different cultures, according to Knorr Cetina (1999). This
is further complicated in medicine since its mainstay is not the production
of knowledge, but its application in a variety of situations according to
830
831
832
Methods
In order to gain access to the language games of my subjects, I decided to
use interviews as my main methodological instrument [for an in-depth
review of the methodological and theoretical issues related to interviewing
techniques, see Fontana & Frey (2000)]. It should be noted that the use
of interviews in this context is not based on the realist assumption that
. . . interview responses index some external reality [Silverman (2000):
823], but rather on a narrative approach, where . . . we open up for
analysis the culturally rich methods through which interviewers and interviewees, in concert, generate plausible accounts of the world [ibid.: 823].
Even then, it could be argued that perhaps a classic ethnographic study
would be a better approach.
I have three reasons for my methodological choice. First of all, I would
say that I sacrificed depth for breadth; given the available time for fieldwork, I would be able to study at most one ward in the hospital, and thus I
would have had access to one, at most two, of my interviewees in the
process, whereas I considered a multiplicity of interviewees to be important for the study the advantages of having multiple voices in a
comparable study were stressed by Gilbert & Mulkay [(1984): 188].
Second, it must be noted that, having graduated in medicine, I am part of
the same esoteric circle, and thus at least minimally competent in that
language. Although firsthand experience cannot be equated to a rigorous
ethnographic procedure, it certainly allows for an intimate knowledge of
the field. My previous personal and professional experience served both as
context for filling gaps and, at least to some extent, a measure of comparison. Finally, as the results will show, much of the actual process of
selecting and incorporating new knowledge takes place in spaces other
than the workplace, and a traditional single-site ethnographic observation
would leave these out.4
I interviewed medical school professors, because they are in charge of
the reproduction of values in the profession. Additionally, those professors
are also usually respected doctors too, thus occupying a pre-eminent
position in the medical field. This meant that, in terms of language games,
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I asked three standard questions: what was the doctors academic background; what, in her/his view, were the most important features in a
doctor; and what would an ideal medical school be like. These questions
had no relevance in themselves, as they were designed to help set up a
shared orientation to the questions that followed. As the interviews proceeded, I would ask, for example, how they updated their knowledge, and
how they sifted relevant information from the overwhelming jumble that
medical journals and, more recently, the internet, presented. If research
activities were not spontaneously mentioned, I would ask about their
personal involvement with research, and/or the relevance that it would have
in medical education.
Interviews always present the risk of inducing subjects to respond with
what they would deem appropriate answers, even if these did not actually
represent their views. I chose this extremely indirect approach in order to
minimize that risk.7
The resulting interviews were transcribed, and the text files were
stored using a free software package called Logos, a textual database system
developed in Brazil specifically as an aid to the analysis of unstructured
data [de Camargo (2000)]. Each interview generated a record in the file,
which was analysed for the presence of recurring themes connected to
medical knowledge, practice and their relationship. Text chunks were
coded according to the presence of these themes, and then regrouped
according to them. The choice to work with themes rather than specific
words is due to the fact that several different words can be semantically
related, even if they are not exact synonyms, and because the goal of the
research is to reconstruct a thought style, not a lexicon. The themes and
the textual groups thus produced are presented in the following section;
original passages have been translated from Portuguese to English by me.
As far as possible, I tried to preserve the fluidity and lack of formality of a
spoken interaction while translating from Portuguese to English. What may
look at times like broken English is the result of a deliberate effort to
preserve the spontaneity and even the awkwardness of the spoken language, instead of trying to correct and thus sterilize it.8
Results
Characteristics of the Respondents
The interviewed subjects are listed in Table 1. Names have been replaced
with pseudonyms in order to preserve interviewees privacy.
A few characteristics of the group should be noted. First, there are
many fewer women than men in the group, probably reflecting the composition of the faculty of the medical school. It is also of interest that the
distribution of time since graduation is heterogeneous, with aggregation in
some periods; this reflects changing recruitment policies in the University
over the years. The majority of the interviewees graduated from the same
school, which is not an unusual situation in Brazil. None of them has a
835
doctoral degree other than the MD (although one of them has a qualification which is considered equivalent in Brazil to a PhD), and four of them
had not even a masters degree. This is also not unusual in medical schools
in Brazil, especially in the clinical courses, although this situation has been
changing in recent years; it should be noted that this group is better
qualified in this sense, anyway, than the bulk of the professors of the same
department (or comparable hospital doctors), and this may have had an
impact on their teaching skills and thus their appreciation by the students.
Conversely, it might be argued that these are more committed professors,
who would be more likely to invest in an academic career, and would also be
more likely to receive better evaluations from their students. In any event, it
is an outstanding group among their peers also from this point of view.
Recurring Themes in the Interviews
The process of coding the transcriptions of the interview process in itself
an integral part of the analysis [Ryan & Bernard (2000)] yielded six
recurring themes in the interviews. For reasons of space, only one of the
themes the second most frequent in the interviews, and undoubtedly the
most relevant for the core issue of this paper will be extensively presented
and analysed here; the other five will only be briefly commented upon. The
themes are presented in Table 2.
TABLE 1
Characteristics of the Respondents
Pseudonym
Sex
Year grad
Inst stat
Other degree
School egress
Alberto
Alexandre
Carla
Celia
Celso
Jorge
Lauro
Luis
Luiza
Marcos
Milton
Renato
Roberto
Pedro
M
M
F
F
M
M
M
M
F
M
M
M
M
M
1965
1974
1992
1984
1968
1983
1959
1984
1968
1976
1986
1976
1986
1975
professor
physician
professor
physician
professor
prof/phys
professor
physician
professor
physician
prof/phys
professor
professor
physician
livre docncia
master
residency
mastera
master
mastera
none
residency
master
residency
master
master
master
residency
no
yes
yes
no
yes
no
yes
yes
yes
yes
yes
no
yes
yes
Notes: Year grad is the year of graduation in medical school; Inst stat is the current institutional
affiliation (whether a faculty professor or a university hospital physician note that two of
them have a double affiliation); Other degree is the highest academic degree held besides that
of MD, a means incomplete, and livre docncia is a title originated from the old privatdozent
in Germany, usually accepted in Brazil as equivalent to a PhD degree, it is attained through
the presentation and public exam of an original thesis and a written exam, without any formal
credits in recent years it has been increasingly phased out in most Brazilian Universities;
School egress refers to whether the interviewed subject graduated in that same medical school
or not.
836
Table 2
Themes, Definitions and Summaries
Theme
Short description
I
Undergraduate
teaching
ideal models;
assessment of current
situation; assessment of
interviewees rle
II
Research
rle of research in
medical education;
interviewees
participation in
research; firsthand
knowledge of ongoing
research in the
institution.
III
Post
graduation
whether medical
educators need other
postgraduate
qualifications.
IV
Professors &
physicians
differences between
both rles in terms of
responsibilities, tasks
and attributed status.
V
Professional
values
interviewees views on
such values.
837
Table 2
continued
Theme
Short description
VI
Knowledge
The same ideas are present in the next excerpts. First it is Alberto, one
of the elder members of the group, who expresses in these words the large
amount of reading that he is doing himself, and which, presumably, should
be an indication of how much needs to be done on a regular basis:
I dont read medical journals, only. One day I read a journal, the other I
read a book. If you got . . . Im reading the Stein [book], which is a huge
838
The need for constant updating is expressed even more strongly in this
excerpt:
. . . you force the student and there is no other word, its really force
to realize that he must be studying all the time, otherwise youll be . . .
youll become outdated . . . the drugs . . . its really crazy . . . the number of
drugs that they introduce to the market! [Celia]
839
clinical stuff, I read everything. Now, what will I read? I wont read . . . an
absurd, material and methods, as a general rule. I see it this way . . .
[Alberto]
840
Luiza also stressed the importance of the journal that publishes the paper
as a source of credibility, but introduced a cautionary note:
Youll go after a paper, for instance, a paper from the Archives [of Internal
Medicine], you already have a certain basis of those who already did that
kind of treatment, based on . . . and thats why a clinician who is in the
wards, seeing patients . . . working with the population, has to be updated,
in fact. He is reading not to adopt the last paper, of the last person, but
that factor used worldwide . . . that routine, which conduct to be taken,
thats important. You dont have to know the last thing . . . but the last but
one, whats being done all over the world . . . [Luiza]
Alexandre was the only interviewee to mention the existence of forces that
have to be resisted when it comes to acquiring updated medical knowledge,
although even he did not manage to be particularly precise when it came to
proposing alternatives:
The pressure, the media, and so on . . . if this is something important or
not . . . if someone says this is the best available antibiotic . . . you have to
prescribe this antibiotic, it cures everything, heres the bacteriology . . . I
think that the individual needs something like . . . the need for this critical
appreciation, you do not accept immediately . . . an evidence, even what is
your knowledge . . . some journals that try to filter some things, which are
not exempt from pressure . . . I think that clinical epidemiology is a
weapon that you need to provide data for the patient, for the doctor so
that he can make certain decisions. [Alexandre]
841
journals; the New England Journal of Medicine shines brightly as a consensual symbol of cognitive authority. From these it would seem that the
interviewees are content to play a passive role
when acquiring knowledge.
Not so. The following set of excerpts shows several reasons for not taking
such information at face value, and reinstating once again the role
of
personal experience in the process.
Roberto mentions the risk of relying on knowledge that is inherently
unstable:
. . . we cannot base our conduct on a paper that just came out, because
next week there might be another proving just the opposite, then we have
to be extremely cautious. There are some consensus panels that some
[medical specialties] societies do . . . consensus on the treatment of
hypertension, consensus for lipid disorders . . . which is the most discussed on this issue in cardiology . . . and even these consensus results
cannot be applied, because its one thing trying to standardize conduct,
especially in bulk . . . [pauses] . . . [Roberto]
And in this next excerpt, Alberto illustrates how medical perception can be
biased by theoretical conditioning, establishing very different roles
and
expectations for the researcher and the clinician:
If [a doctor] only reads myocardiopathy, thats all hes going to see.
Everything that turns out in front of him from that moment hes trying to
learn about it on is myocardiopathy . . . Then I think that a doctor has
to read everything. . . . Unless hes a researcher. When hes a researcher on
disease and pericardial diseases, then hell only read pericardium . . .
[Alberto]
842
papers they recognize inherent characteristics that preclude an immediate transposition of what is published to actual medical practice,
either because recent knowledge is also unstable knowledge, or because
relevance criteria differ between the scientific arena and their daily practice. A second thread of argument, not exactly like the preceding one, but
closely intertwined with it, is concerned with the rle played by the
pharmaceutical industry and its marketing strategies.
Celia strikes a similar note, raising additional reasons for taking results
from papers with a grain of salt. She is speaking ironically about new drugs
that are released to the market:
Theyre all wonderful, arent they?. . . Oh, its so good . . . perfect, marvellous, and all that . . . Then youll want your own experience, to know
whether for your population, if that drug was good . . . how to achieve
this? Of course theres the literature, theres someone who researched
3000 patients using that drug . . . but sometimes its your patient who is
the one where it wont work, but its a starting point . . . You wont always
think that . . . that its just advertising of the drug companies, and so on,
but sometimes it does not work, Brazilian patients, you see . . . these
researches are . . . USA, Europe, the biotype is different . . . the socioeconomic status is different too . . . But I think that this is the way we do it
here . . . [Celia]
843
of physicians and professors in that institutional setting (the University Hospital), as well as
the lesser importance attributed to other academic degrees, is important evidence of the placement of medical education as part of the
broader medical field.
A major issue is that of the perceived informational overload what I
would call the Sisyphus Effect. Doctors lack of spare time, at least in this
group, is an indisputable fact,9 as is the sheer volume of new publications
poured continuously through an ever increasing number of journals. But
what might seem a next logical step, the commonsensical notion that
medical knowledge is increasing at a dazzling pace, making everything
change almost overnight, must be carefully considered.
This was evident in the quoted interview excerpts, but more examples
can be found almost everywhere without much effort. The clinical textbook quoted from earlier, Harrissons Principles of Internal Medicine [Isselbacher et al. (1994)], has in its opening pages a disclaimer, encouraging
readers to confirm the information it presents with other sources. That
note begins with the following sentence: Medicine is an ever-changing
science. Even more explicitly, an Evidence-Based Medicine (EBM)
manual justifies the need for EBM with the following reasoning:
First, new types of evidence are now being generated which, when we
know and understand them, create frequent, major changes in the way
that we care for our patients. Second, it is increasingly clear that, although
we need (and our patients would benefit from) this new evidence daily, we
usually fail to get it. Third, and as a result of the foregoing, both our upto-date knowledge and our clinical performance deteriorate with time.
Fourth, trying to overcome this clinical entropy through traditional continuing medical education programs doesnt improve our clinical performance. . . . [Sackett et al. (1997): 5]
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as a whole, and not analytically one by one. The interesting thing to note is
that they say that, although an ex post facto reconstruction of a stepwise
procedure may be described by the doctors, it does not describe what
actually happens in practice. The actual mechanism of pattern recognition
takes place far too quickly for any deliberative procedure. This is in line
with Ginzburgs conjectural paradigm [Ginzburg (1980)], which could also
be described as a form of pattern recognition. It could thus be hypothesized that doctors employ similar strategies to sort out information when
seeking to update sources they use when diagnosing, quickly selecting
certain elements and reconstructing them in a gestalt. The difficulty they
experience in explaining such procedures would may arise from the fact
that they are not following a flowchart when executing their strategies, but
operating on a much more intuitive level.11 This observation also lends
weight to the hypothesis that ordinarily doctors are not fully competent to
evaluate scientific journals. If this were the case, more definite, fully
conscious and systematic procedures could be expected.
The issue of competence demands some clarification. We can distinguish at least two separate epistemic cultures, to refer once again to
Knorr Cetinas expression, within the field of biomedical research: laboratory experiments and epidemiological validation. The first is characteristically related to hard sciences such as molecular biology, and provides
general frameworks for explaining why certain drugs work the way they do,
or how pathogenic agents produce the features of specific diseases. These
explanatory models are, to a large extent, irrelevant to actual medical
practice, since a doctor does not need to know anything about quantum
mechanics, for example, to interpret the result of a MRI scan. Epidemiological validation, however, has a decisive influence in defining standards
for medical practice. Marc Berg, for instance, shows how medical practice
has been reshaped over the last two decades by the introduction of several
standardized protocols [Berg (1997)], and Ilana Lwy discusses the importance of randomized clinical trials for the introduction of new drugs in
general, and particularly in the treatment of desperate medical conditions
[Lowy
846
whilst books may be seen as inherently outdated, but also rock-solid when
it comes to proven knowledge. Papers occupy an intermediate position.
These findings are strongly similar to Flecks description of varieties of
scientific communication quoted in the beginning of this paper, with two
important exceptions: the first is obviously the internet, which was not
available in his time; the second and most intriguing is the lack of reference
to introductory handbooks. A possible explanation for this is that there are
actually no clear-cut differences between textbooks (vademecums) and
handbooks (manuals) in clinical medicine.
Although there is consensus among the interviewees about the characteristics of each of these textual forms, the relative ranking of the importance of the different forms varies considerably depending on who was
interviewed. Some of the younger doctors tended to rely more on the
internet than the older ones, but this was not always the rule. The most
enthusiastic user of the internet is Renato, who is in the mid-aged group.
Alberto, one of the elders, although not as enthusiastic as Renato, is less
critical about the internet than, for example, Luiza. Some recurrent
expressions also exhibit gradients, even within the same subcategory. For
example, footnotes in textbooks may be held superfluous, and the contents of latest papers may be regarded as unstable and risky. Both are
associated with the bookworm type of doctor, more concerned with
theory than practice, a stereotype with which none of the doctors wants to
be associated. Both the stereotype and its repulsiveness are strong evidence
of the epistemological primacy of experience for doctors. Doctors also
employ a clearly pragmatic, result-oriented approach, sometimes to such a
degree that they dispense altogether with the need to know the methodologies employed in the studies. By the same token, the doctors interviewed do not assign much importance to information from the so-called
basic sciences. They do, however, rely on personal and/or institutional
markers of epistemic authority as selection criteria. Foreign books in their
original language are more trusted than locally produced or translated
versions. As mentioned previously, the New England Journal of Medicine is
unanimously acknowledged as a symbol of excellence. Curiously, Christakis et al. (2000) claim that no such bias was observed in a study they
conducted, even though the artificial situation created in their experiment
was completely different from actual practice. Christakis and his colleagues
handed papers from two journals to their subjects. Through no coincidence, one of these journals was the NEJM. They disclosed the name
of the journal in some cases and not others, and subjects were asked to rate
them. After discussing limitations present in their research design, they
summarize their results with the following remarks:
These limitations prohibit us from concluding that journal attribution
bias does not exist. Nevertheless, our results are encouraging. They
suggest that given the opportunity and the dedication necessary to review
an article or abstract carefully, physicians regardless of their formal
training in epidemiology or biostatistics are able to read articles without
847
significant or large discernible bias based on publication source. [Christakis et al. (2000): 777]
The problem lies precisely in the fact that doctors lack the time to carefully
review everything, and they select papers based on the reputation of their
sources before they read them.
Finally, at the lowest level of the hierarchy lie passive oral communications: congresses, symposia, lectures, and meetings sponsored by the pharmaceutical industry on drugs being introduced (more on that later). These
are passive from the point of view of the interviewees, and should not be
confounded with learning by proxy, which is the result of systematic
interpersonal interaction that is tightly knit with professional practice.
Although there is divergence in the appreciation of this kind of activity
Marcos, Celia and Luiza explicitly dismiss it, while Luis considers it a
legitimate method of receiving predigested information in an easy way
even those who still considered it useful place it at the bottom level.
Training courses are occasionally mentioned, but usually as an impossibility due to the doctors busy lives. There is considerable overlap between
the levels of this hierarchy and the findings of Fernandez et al. (2000), who
studied similar sources of knowledge in medicine.
The last issue to be assessed in this section is the scepticism elicited in
the interviews. Medical scepticism is nothing new; in fact, therapeutic
scepticism is used as a label to identify a period in medical history (the late
19th century) during which most of the basic theoretical underpinnings of
modern medicine were in place, although no modern therapeutic options
were yet available. Doctors were then, as now, sceptical about their
pharmacopeia, yet had no other choice but to use them. Although presentday doctors may have more reason for trust than their 19th-century
counterparts, they also lack alternatives that would fully empower them to
pursue their mistrust to its fullest extent. Going back to the economic
argument previously presented, it should be noted that the production of
medical knowledge, or more precisely, the production of knowledge with
possible medical uses, is also part of the same economic dynamics. Since
the research is produced mainly by private sector companies with huge
economic interests at stake, there is a disproportionate concentration of
power on one side of the trade. These companies produce the knowledge,
funded through advertisements in the main journals. The journals also are
edited by large publishing companies, which are, in a sense, part of the
same sector of the economy. (The same can be said about the most
relevant textbooks.) Drug companies fund medical symposia and congresses and even subsidize individual doctors to attend such events. The
sponsors use such meetings to introduce new drugs, which have a curiously common mise-en-sc`ene: a renowned specialist is invited to present the
new drug, usually in a luxurious setting like a top-ranking hotel; during
the presentation, the invited authority never refers to the new drug by its
commercial brand, but only by its chemical name, although the venue is
usually literally covered with signs and posters prominently depicting the
848
products and the drug companys names. Finally, the most continuously
operated strategy involves the deployment of armies of marketing agents
from the pharmaceutical industry, who swarm around hospitals and clinics
and deliver free samples and gifts. Such practices have been demonstrated
to affect prescription patterns of physicians [Wazana (2000); DiNubile
(2000)]. There may be nothing inherently wrong with these activities,
but it is difficult to ignore the way medical knowledge is communicated in
and through the marketing practices of the pharmaceutical, equipment and
publishing industries. There is a solid body of literature produced in Latin
America, especially Brazil, from the early 1970s to the present [unfortunately, many of these sources, such as Cordeiro (1980), are not
translated into English], focusing on the so-called medical-industrial complex. This expression, coined after Eisenhowers famous remarks on the
alliance between military, political and economical interests in the USA, is
used to characterize the modern development of medicine in its relation to
industry. The analogy attempts to demonstrate that (a) medical needs are
not spontaneous, but heavily induced by the supply of health care services,
and that (b) economic interests tend to favour the deployment of such
services so as to maximize profit, with no direct relation to actual needs of
populations, especially the poorer sectors. This should not be mistaken for
a facile conspiracy theory: at issue is a configuration of mutually influential
institutional developments within capitalist societies. The medical profession, its schools, teaching hospitals, the pharmaceutical industry, the
medical equipment industry, technical publishing companies, all originated in different places and times, but developed as intimately interrelated
institutions, forging a network of strong social, economic and epistemic
links. Similar ideas are expressed by Blume, who interestingly also mentions Eisenhowers original expression [Blume (1992): 55].
Such an array of forces will inevitably introduce important biases into
medical knowledge and practice, as demonstrated by, among others, Stern
& Simes (1997), who found evidence of publication bias favouring publication of papers with positive evaluations of treatments; Friedberg et al.
(1999), who describe a similar situation with regard to cost-effectiveness
studies, in a paper that prompted an editorial comment urging more strict
guidelines for the submission of cost-effectiveness studies for publication
[Krimsky (1999)]; and Stelfox et al. (1998), who demonstrated a correlation between links to the pharmaceutical industry and sides taken on the
debate about a specific drug. While DiNubile (2000) deplores this situation
as a result of doctors being insufficiently sceptical, this does not seem to be
the case, necessarily. The sceptical stance of the interviewees in my study
was clearly evident and well argued. Almost all interviewees provided
examples compelling anecdotal evidence of cases in which guidelines
were not strictly followed and therapeutic success was achieved, anyway,
and they also described the converse situations in which strict adherence to
guidelines did not result in success. However, doctors lack resources
to fully pitch their scepticism against the massive forces of the medical
knowledge industry. This is not much different from the situation of the
849
850
851
Notes
This work was made possible by grants from Brazils National Research Council (CNPq),
the Brazilian Education Ministrys Committee for the Development of Human Resources
(CAPES), and Rio de Janeiro State University (UERJ). The author wishes to express his
deepest thanks to McGill University, its Department of Social Studies of Medicine, and, in
particular, to Professors Allan Young and Don Bates, without whose help this paper would
not exist. This paper is dedicated to the memory of Professor Don Bates.
1.
2.
3.
4.
5.
6.
7.
For a detailed account, see Fleck (1979) and also Cohen & Schnelle (1986), a book
that presents some of Flecks previous papers and critical assessment and commentary
by a variety of authors. On Flecks relevance to contemporary studies in science and
medicine, see, for instance, Hacking (1999): 60, and Kuhn (1979), (1996): viiiix.
Fleck refers to Durkheim in his book [Fleck (1979): 46], albeit criticizing him,
alongside others, for their . . . excessive respect, bordering on pious reverence, for
scientific facts [ibid.: 47].
Although for reasons of space this issue will not be dealt with in this paper, Michel
Foucaults archaeology of knowledge is also relevant to the discussion: see Foucault
(1972), for his own critical reappraisal of his previous writings. A comprehensive
account of Foucaults work up to and including the Archaeology can be found in
Gutting (1989).
Even though I stand by these remarks, the current stage of this research involves the
direct observation of the interactions between a professor and final-year medical
students and residents. This ethnographic research is useful for the purpose of
establishing triangulation between the results produced by different techniques.
The actual name of the University is not given, for reasons of confidentiality.
For a second step in this research, this procedure was repeated on a second school, also
ranked among the best and most influential in Brazilian medicine, where 10 more
interviews were conducted by a research assistant under my supervision. Although the
second set of interviews is complete, it will not be presented in this paper, except for a
brief discussion in the conclusion. Another set of interviews was conducted in Canada,
but its analysis is not yet finished.
I presume that the knowledge that the interviewees had of my own previous
institutional affiliation, that of a staff member in the medical psychology unit in the
University Hospital, may have had an important influence on their responses, since
they might be attempting to address even if they were not fully aware of it
what they believed were my concerns and beliefs. For example, almost all of the
interviews stressed the importance of humanitarian values for the profession. They were
never specific about exactly what that meant, how they would be translated into
852
practice, whereas with regard to other aspects of medical practice they provided ample
clarification, examples, case anecdotes, and so forth. Obviously, there are technical
aspects to dealing with human emotions and subjectivity, but this does not seem to be
acknowledged by the interviewees (perhaps I should say by the medical profession as a
whole), who trust vague common sense to deal with such matters. There is a contrast
between how much theoretical knowledge the interviewees seemed to consider as
required when prescribing a drug, for instance, versus counselling and similar soft
approaches to care, so the statement that such items were important for the medical
profession was contradictory.
8. Another point worth mentioning is the use of male pronouns throughout the
interviews. Although Portuguese is a gendered language, in the sense that possessive
nouns, substantives and some adjectives have suffixes indicating gender, in situations
where gender is not known or not important (for instance, when giving an example
about a generic doctors actions) usage of the equivalent pronouns to he and him, as
well as the male version of certain substantives such as the Portuguese versions of
doctor, man, guy, and so on, remains the grammatical norm, and thus these words
were retained in the translation. It should be noted that this observation is not in any
way specific to the interviewees, applying generally to the way that Portuguese is spoken
and written, at least in Brazil.
9. It should also be noted that all interviewees had at least one other job besides the
University position, also a common situation in Brazil; this is linked to the patterns of
the medical job market in this country, and will not be explored here.
10. Interestingly, the proceedings of a conference sponsored by the New York Academy of
Sciences on the evaluation of health care interventions [Warren & Mosteller (1993)], in
which major proponents of EBM were keynote speakers, managed to steer clear of this
rather obvious fact.
11. An alternate explanation to their hesitation when asked how they actually keep up with
the development of medical knowledge was proposed by one of the reviewers of the
first draft of this paper, who suggested that this could be a potentially vexing situation,
since they could seem lazy or incompetent if they acknowledged how little they actually
manage to read. Although I cannot rule out this explanation, I do not think that this
was the case, mainly because the question was not posed in such a way as to point to
how much one should read, but how reading should be prioritized.
12. The importance of intuition in medical practice is stressed both by Fleck (1986) and
Ginzburg (1980).
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Lowy
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Brazil. His current research deals with the process of production, diffusion
and utilization of medical knowledge.
Address: Instituto de Medicina Social, Universidade do Estado do Rio de
Janeiro, R.S. Fco. Xavier, 524, 7o Andar Bloco D, Rio de Janeiro, RJ,
20559900, Brazil; fax: +55 21 2264 1142 or +55 21 2569 3077;
email: kenneth@uerj.br or kenneth.rochel@terra.com.br